GOLDMAN SACHS GROUP INC (GS) symbol metrics page

Goldman Sachs Group, Inc.. (GS) NEW YORK STOCK EXCHANGE INC.

$326.80 4.99 (1.55%)

Market Cap: $106.99B

As of 06/06/23 04:00 PM EDT. Market closed.

Goldman Sachs Group, Inc.. (GS)
NEW YORK STOCK EXCHANGE INC.

$326.80
4.99 (1.55%)

Market Cap: $106.99B

As of 06/06/23 04:00 PM EDT. Market closed.

The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers ... read more

COMPANY PROFILE

Sector

Finance and Insurance

Industry

Investment Banking and Securities Dealing

CEO

David Solomon

Full Time Employees

48,500

CEO Compensation (Base)

$2M

CEO Compensation (Total)

$23.39M

URL

gs.com

Address

200 West St, New York, New York, 10282-2102.

Sector

Finance and Insurance

Industry

Investment Banking and Securities Dealing

CEO

David Solomon

Full Time Employees

48,500

CEO Compensation (Base)

$2M

CEO Compensation (Total)

$23.39M

URL

gs.com

Address

200 West St, New York, New York, 10282-2102.

PRICE CHART FOR GOLDMAN SACHS GROUP, INC.

YTD

MAX

From: To:

NEWS

KEY STATS

Open

$322.31

Previous Close

$321.81

Days Range

$321.40 - $328.07

52 week range

$269.96 - $381.38

Volume

1,495,628

Avg. Volume (30 days)

1,893,416

Market Cap

$106.99B

Dividend Yield

3.07%

P/E

10.68

Shares Outstanding

332,448,083

Open

$322.31

Previous Close

$321.81

Days Range

$321.40 - $328.07

52 week range

$269.96 - $381.38

Volume

1,495,628

Avg. Volume (30 days)

1,893,416

Market Cap

$106.99B

Dividend Yield

3.07%

P/E

10.68

Shares Outstanding

332,448,083

Open in:

INSIDER TRANSACTIONS FOR GOLDMAN SACHS GROUP, INC.

Owner	Relationship	Date	Transaction	Cost	# Shares	Value($)	Total Shares	Form 4
SOLOMON DAVID M	Chairman of the Board and CEO	May 03, 2023	Option Exercise	$333.37	29,647	9,883,420	138,982	May 04, 2023, 04:30 PM
WALDRON JOHN E.	President and COO	May 03, 2023	Option Exercise	$333.37	22,571	7,524,494	94,927	May 04, 2023, 04:30 PM
LEE BRIAN J	Chief Risk Officer	May 03, 2023	Option Exercise	$333.37	3,201	1,067,117	18,121	May 04, 2023, 04:30 PM
LEE BRIAN J	Chief Risk Officer	May 02, 2023	Sale	$337.66	3,000	1,012,974	17,117	May 04, 2023, 04:30 PM
LEE BRIAN J	Chief Risk Officer	May 02, 2023	Sale	$337.63	3,000	1,012,897	18,108	May 04, 2023, 04:30 PM
ROGERS JOHN F.W.	Executive Vice President	May 03, 2023	Option Exercise	$333.37	4,600	1,533,502	74,730	May 04, 2023, 04:30 PM
Ruemmler Kathryn H.	Chief Legal Officer, GC	Apr 19, 2023	Sale	$332.67	7,277	2,420,840	4,334	Apr 21, 2023, 04:30 PM
BERLINSKI PHILIP R.	Global Treasurer	Apr 20, 2023	Sale	$338.10	3,750	1,267,875	21,366	Apr 21, 2023, 04:30 PM
LESLIE ERICKA T	Chief Administrative Officer	Jan 24, 2023	Option Exercise	$349.14	4,120	1,438,457	11,847	Jan 26, 2023, 04:30 PM
Ruemmler Kathryn H.	Chief Legal Officer, GC	Jan 24, 2023	Option Exercise	$349.14	10,630	3,711,358	11,611	Jan 26, 2023, 04:30 PM
FREDMAN SHEARA J	Chief Accounting Officer	Jan 24, 2023	Option Exercise	$349.14	3,170	1,106,774	13,965	Jan 26, 2023, 04:30 PM
LEE BRIAN J	Chief Risk Officer	Jan 24, 2023	Option Exercise	$349.14	4,175	1,457,660	18,052	Jan 26, 2023, 04:30 PM
ROGERS JOHN F.W.	Executive Vice President	Jan 24, 2023	Option Exercise	$349.14	4,771	1,665,747	70,321	Jan 26, 2023, 04:30 PM
COLEMAN DENIS P.	Chief Financial Officer	Jan 24, 2023	Option Exercise	$349.14	8,236	2,875,517	35,155	Jan 26, 2023, 04:30 PM
BERLINSKI PHILIP R.	Global Treasurer	Jan 24, 2023	Option Exercise	$349.14	9,677	3,378,628	25,116	Jan 26, 2023, 04:30 PM
LESLIE ERICKA T	Chief Administrative Officer	Nov 11, 2022	Sale	$380.00	215	81,700	8,190	Dec 05, 2022, 06:03 PM
WALDRON JOHN E.	President and COO	Nov 23, 2022	Sale	$387.10	3,370	1,304,527	80,054	Nov 25, 2022, 01:00 PM
WALDRON JOHN E.	President and COO	Nov 22, 2022	Sale	$383.66	6,740	2,585,883	88,600	Nov 25, 2022, 01:00 PM
WALDRON JOHN E.	President and COO	Nov 25, 2022	Sale	$385.98	3,371	1,301,139	76,683	Nov 25, 2022, 01:00 PM
LEE BRIAN J	Chief Risk Officer	Nov 14, 2022	Sale	$385.84	10,000	3,858,439	16,290	Nov 16, 2022, 04:30 PM
SOLOMON DAVID M	Chairman of the Board and CEO	Oct 28, 2022	Sale	$341.16	7,400	2,524,603	115,945	Nov 01, 2022, 04:30 PM
BERLINSKI PHILIP R.	Global Treasurer	Aug 10, 2022	Sale	$348.62	8,000	2,788,976	16,145	Aug 12, 2022, 04:30 PM
SOLOMON DAVID M	Chairman of the Board and CEO	May 02, 2022	Option Exercise	$305.49	32,107	9,808,367	122,419	May 04, 2022, 04:51 PM
WALDRON JOHN E.	President and COO	May 02, 2022	Option Exercise	$305.49	24,165	7,382,166	90,164	May 04, 2022, 04:46 PM
SOLOMON DAVID M	Chairman of the Board and CEO	Apr 19, 2022	Sale	$334.57	9,768	3,268,080	96,467	Apr 21, 2022, 04:30 PM
STEIN LAURENCE	Chief Administrative Officer	Feb 17, 2022	Sale	$351.17	1,400	491,636	18,463	Feb 18, 2022, 04:31 PM
STEIN LAURENCE	Chief Administrative Officer	Feb 16, 2022	Sale	$359.67	2,431	874,357	12,072	Feb 18, 2022, 04:31 PM
LEE BRIAN J	Chief Risk Officer	Jan 25, 2022	Option Exercise	$343.39	7,380	2,534,218	26,842	Jan 27, 2022, 04:30 PM
Ruemmler Kathryn H.	EVP, Chief Legal Officer, GC	Jan 25, 2022	Option Exercise	$343.39	2,439	837,528	2,167	Jan 27, 2022, 04:30 PM
ROGERS JOHN F.W.	Executive Vice President	Jan 25, 2022	Option Exercise	$343.39	9,664	3,318,521	88,269	Jan 27, 2022, 04:30 PM
STEIN LAURENCE	Chief Administrative Officer	Jan 25, 2022	Option Exercise	$343.39	7,520	2,582,293	12,583	Jan 27, 2022, 04:30 PM
COLEMAN DENIS P.	Chief Financial Officer	Jan 25, 2022	Option Exercise	$343.39	9,572	3,286,929	26,060	Jan 27, 2022, 04:30 PM
FREDMAN SHEARA J	Chief Accounting Officer	Jan 25, 2022	Option Exercise	$343.39	4,252	1,460,094	11,150	Jan 27, 2022, 04:30 PM
BERLINSKI PHILIP R.	Global Treasurer	Jan 25, 2022	Option Exercise	$343.39	10,999	3,776,947	28,740	Jan 27, 2022, 04:30 PM
Flaherty Mark A.	Director	Jan 19, 2022	Sale	$358.34	2	717	1,015	Jan 21, 2022, 04:30 PM
VINIAR DAVID A	Director	Nov 08, 2021	Sale	$409.45	10,000	4,094,503	641,798	Nov 10, 2021, 04:30 PM
VINIAR DAVID A	Director	Nov 08, 2021	Sale	$409.34	7,000	2,865,386	76,715	Nov 10, 2021, 04:30 PM
SCHERR STEPHEN M	CFO	Nov 08, 2021	Sale	$410.25	10,000	4,102,500	87,786	Nov 10, 2021, 04:30 PM
WALDRON JOHN E.	President and COO	Aug 13, 2021	Sale	$412.82	20,000	8,256,372	89,194	Aug 16, 2021, 04:34 PM
VINIAR DAVID A	Director	Aug 09, 2021	Sale	$402.49	10,000	4,024,938	651,882	Aug 11, 2021, 04:30 PM
VINIAR DAVID A	Director	Jul 30, 2021	Sale	$375.73	5,064	1,902,685	81,593	Aug 02, 2021, 04:30 PM
LEE BRIAN J	Chief Risk Officer	Jul 14, 2021	Sale	$376.68	6,240	2,350,498	14,802	Jul 16, 2021, 04:31 PM
SOLOMON DAVID M	Chairman of the Board and CEO	Jul 14, 2021	Sale	$376.42	3,700	1,392,769	17,794	Jul 16, 2021, 04:30 PM
SOLOMON DAVID M	Chairman of the Board and CEO	Jul 14, 2021	Sale	$376.42	10,000	3,764,249	121,317	Jul 16, 2021, 04:30 PM
SOLOMON DAVID M	Chairman of the Board and CEO	Apr 29, 2021	Option Exercise	$348.11	21,320	7,421,705	126,238	Apr 30, 2021, 04:30 PM
SOLOMON DAVID M	Chairman of the Board and CEO	Feb 19, 2021	Sale	$312.60	10,000	3,126,012	115,958	Feb 19, 2021, 05:11 PM
WALDRON JOHN E.	President and COO	Feb 19, 2021	Sale	$312.55	20,000	6,251,014	106,330	Feb 19, 2021, 05:09 PM
ROGERS JOHN F.W.	Executive Vice President	Feb 19, 2021	Sale	$313.25	10,000	3,132,500	78,093	Feb 19, 2021, 05:06 PM
SCHERR STEPHEN M	CFO	Feb 19, 2021	Sale	$312.61	20,000	6,252,201	115,285	Feb 19, 2021, 05:02 PM
VINIAR DAVID A	Director	Feb 10, 2021	Sale	$303.29	10,000	3,032,949	667,525	Feb 12, 2021, 06:35 PM
FREDMAN SHEARA J	Chief Accounting Officer	Feb 02, 2021	Sale	$285.68	2,645	755,624	7,375	Feb 04, 2021, 04:35 PM
STEIN LAURENCE	Chief Administrative Officer	Feb 02, 2021	Sale	$283.44	1,027	291,093	5,438	Feb 02, 2021, 05:25 PM
STEIN LAURENCE	Chief Administrative Officer	Jan 29, 2021	Sale	$272.96	1,028	280,603	6,465	Feb 02, 2021, 05:25 PM
STEIN LAURENCE	Chief Administrative Officer	Feb 02, 2021	Sale	$283.48	4,346	1,232,004	18,185	Feb 02, 2021, 05:25 PM
STEIN LAURENCE	Chief Administrative Officer	Jan 29, 2021	Sale	$272.26	4,347	1,183,534	24,785	Feb 02, 2021, 05:25 PM
HAMMACK ELIZABETH M	Global Treasurer	Jan 25, 2021	Option Exercise	$289.39	5,023	1,453,606	5,918	Jan 27, 2021, 04:30 PM
SEYMOUR KAREN PATTON	Executive VP - General Counsel	Jan 25, 2021	Option Exercise	$289.39	5,910	1,710,295	9,199	Jan 27, 2021, 04:30 PM
HAMMACK ELIZABETH M	Global Treasurer	Jan 25, 2021	Sale	$282.14	4,733	1,335,371	13,362	Jan 27, 2021, 04:30 PM
ROGERS JOHN F.W.	Executive Vice President	Jan 25, 2021	Option Exercise	$289.39	7,485	2,166,084	88,093	Jan 27, 2021, 04:30 PM
LEE BRIAN J	Chief Risk Officer	Jan 25, 2021	Option Exercise	$289.39	5,017	1,451,870	21,558	Jan 27, 2021, 04:30 PM
FREDMAN SHEARA J	Chief Accounting Officer	Jan 25, 2021	Option Exercise	$289.39	2,897	838,363	10,020	Jan 27, 2021, 04:30 PM
STEIN LAURENCE	Chief Administrative Officer	Jan 25, 2021	Option Exercise	$289.39	5,152	1,490,937	26,878	Jan 27, 2021, 04:30 PM
FREDMAN SHEARA J	Chief Accounting Officer	Jan 20, 2021	Sale	$294.03	3,304	971,475	7,224	Jan 22, 2021, 04:30 PM
LEE BRIAN J	Chief Risk Officer	Jan 20, 2021	Sale	$290.13	13,738	3,985,770	27,759	Jan 22, 2021, 04:30 PM
HAMMACK ELIZABETH M	Global Treasurer	Jan 20, 2021	Sale	$290.51	6,762	1,964,456	5,669	Jan 22, 2021, 04:30 PM
VINIAR DAVID A	Director	Feb 04, 2020	Sale	$242.52	14,899	3,613,303	681,725	Feb 04, 2020, 06:18 PM
VINIAR DAVID A	Director	Feb 03, 2020	Sale	$242.13	7,301	1,767,791	696,324	Feb 04, 2020, 06:18 PM
VINIAR DAVID A	Director	Jan 31, 2020	Sale	$242.14	2,800	677,992	703,625	Feb 04, 2020, 06:18 PM
STEIN LAURENCE	Chief Administrative Officer	Jan 31, 2020	Sale	$239.26	9,533	2,280,866	26,794	Feb 04, 2020, 06:13 PM
WALDRON JOHN E.	President and COO	Jan 23, 2020	Option Exercise	$247.05	6,376	1,575,191	110,631	Jan 24, 2020, 04:34 PM
STEIN LAURENCE	Chief Administrative Officer	Jan 23, 2020	Option Exercise	$247.05	5,529	1,365,939	36,327	Jan 24, 2020, 04:32 PM
SOLOMON DAVID M	Chairman of the Board and CEO	Jan 23, 2020	Option Exercise	$247.05	7,145	1,765,172	157,769	Jan 24, 2020, 04:30 PM
SEYMOUR KAREN PATTON	Executive VP - General Counsel	Jan 23, 2020	Option Exercise	$247.05	3,618	893,827	3,493	Jan 24, 2020, 04:25 PM
SCHERR STEPHEN M	CFO	Jan 23, 2020	Option Exercise	$247.05	5,936	1,466,489	117,786	Jan 24, 2020, 04:21 PM
ROGERS JOHN F.W.	Executive Vice President	Jan 23, 2020	Option Exercise	$247.05	8,110	2,003,576	79,525	Jan 24, 2020, 04:18 PM
LEE BRIAN J	Chief Risk Officer	Jan 23, 2020	Option Exercise	$247.05	5,305	1,310,600	37,653	Jan 24, 2020, 04:13 PM
HAMMACK ELIZABETH M	Global Treasurer	Jan 23, 2020	Option Exercise	$247.05	4,372	1,080,103	10,938	Jan 24, 2020, 04:09 PM
FREDMAN SHEARA J	Chief Accounting Officer	Jan 23, 2020	Option Exercise	$247.05	2,551	630,225	10,528	Jan 24, 2020, 04:06 PM
HOLMES DANE E	EVP, Global Head of HCM	Jul 18, 2019	Sale	$212.25	759	161,098	0	Jul 19, 2019, 02:00 PM
HOLMES DANE E	EVP, Global Head of HCM	Jul 18, 2019	Sale	$212.11	2,406	510,349	7,855	Jul 19, 2019, 02:00 PM
HOLMES DANE E	EVP, Global Head of HCM	Feb 20, 2019	Sale	$198.31	1,489	295,284	10,245	Feb 22, 2019, 02:00 PM
WALDRON JOHN E.	President and COO	Jan 23, 2019	Option Exercise	$197.68	17,111	3,382,502	104,475	Jan 25, 2019, 02:18 PM
SOLOMON DAVID M	Chairman of the Board and CEO	Jan 23, 2019	Option Exercise	$197.68	21,570	4,263,957	171,568	Jan 25, 2019, 02:16 PM
SMITH SARAH G	EVP, Global Head of Compliance	Jan 23, 2019	Option Exercise	$197.68	9,255	1,829,528	49,728	Jan 25, 2019, 02:13 PM
SCHERR STEPHEN M	Executive Vice President - CFO	Jan 23, 2019	Option Exercise	$197.68	15,664	3,096,459	112,054	Jan 25, 2019, 02:09 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Jan 23, 2019	Option Exercise	$197.68	8,990	1,777,143	91,641	Jan 25, 2019, 02:07 PM
LEE BRIAN J	Principal Accounting Officer	Jan 23, 2019	Option Exercise	$197.68	5,773	1,141,207	36,617	Jan 25, 2019, 02:05 PM
HOLMES DANE E	EVP, Global Head of HCM	Jan 23, 2019	Option Exercise	$197.68	1,286	254,216	11,734	Jan 25, 2019, 02:02 PM
PALM GREGORY K	Executive VP - General Counsel	Dec 27, 2018	Option Exercise	$160.12	26,650	4,267,198	955,221	Dec 28, 2018, 02:04 PM
PALM GREGORY K	Executive VP - General Counsel	Dec 26, 2018	Option Exercise	$156.99	26,811	4,209,059	955,060	Dec 28, 2018, 02:04 PM
PALM GREGORY K	Executive VP - General Counsel	Dec 27, 2018	Option Exercise	$78.78	34,956	2,753,834	981,871	Dec 28, 2018, 02:04 PM
PALM GREGORY K	Executive VP - General Counsel	Dec 26, 2018	Option Exercise	$78.78	34,956	2,753,834	981,871	Dec 28, 2018, 02:04 PM
PALM GREGORY K	Executive VP - General Counsel	Dec 27, 2018	Sale	$159.68	8,306	1,326,302	946,915	Dec 28, 2018, 02:04 PM
PALM GREGORY K	Executive VP - General Counsel	Dec 26, 2018	Sale	$157.12	8,145	1,279,718	946,915	Dec 28, 2018, 02:04 PM
SOLOMON DAVID M	President and COO	Aug 01, 2018	Option Exercise	$238.00	18,637	4,435,606	215,758	Aug 03, 2018, 02:01 PM
SOLOMON DAVID M	President and COO	Aug 01, 2018	Option Exercise	$78.78	27,125	2,136,907	234,395	Aug 03, 2018, 02:01 PM
SOLOMON DAVID M	President and COO	Aug 01, 2018	Sale	$237.93	8,488	2,019,507	207,270	Aug 03, 2018, 02:01 PM
SOLOMON DAVID M	President and COO	Jul 18, 2018	Option Exercise	$232.10	18,743	4,350,213	215,652	Jul 20, 2018, 02:32 PM
SOLOMON DAVID M	President and COO	Jul 18, 2018	Option Exercise	$78.78	27,125	2,136,907	234,395	Jul 20, 2018, 02:32 PM
SOLOMON DAVID M	President and COO	Jul 18, 2018	Sale	$232.08	8,382	1,945,311	207,270	Jul 20, 2018, 02:32 PM
SOLOMON DAVID M	President and COO	May 14, 2018	Option Exercise	$244.69	6,658	1,629,146	210,362	May 16, 2018, 02:00 PM
SOLOMON DAVID M	President and COO	May 14, 2018	Option Exercise	$78.78	9,750	768,105	217,020	May 16, 2018, 02:00 PM
SOLOMON DAVID M	President and COO	May 14, 2018	Sale	$244.67	3,092	756,532	207,270	May 16, 2018, 02:00 PM
SOLOMON DAVID M	President and COO	May 15, 2018	Sale	$242.30	405	98,132	15,355	May 16, 2018, 02:00 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Feb 23, 2018	Sale	$265.37	4,400	1,167,610	8,033	Feb 27, 2018, 02:00 PM
LEE BRIAN J	Principal Accounting Officer	Feb 21, 2018	Sale	$263.92	6,738	1,778,293	6,240	Feb 23, 2018, 02:00 PM
CHAVEZ R. MARTIN	Executive Vice President - CFO	Feb 07, 2018	Sale	$259.26	10,289	2,667,533	85,543	Feb 09, 2018, 02:01 PM
CHAVEZ R. MARTIN	Executive Vice President - CFO	Feb 07, 2018	Sale	$258.99	1,540	398,837	1,000	Feb 09, 2018, 02:01 PM
SALAME PABLO J	Vice Chairman	Feb 01, 2018	Sale	$270.42	10,000	2,704,210	181,833	Feb 02, 2018, 02:02 PM
CHAVEZ R. MARTIN		Jan 31, 2018	Sale	$268.82	1,540	413,978	2,880	Feb 02, 2018, 12:00 AM
CHAVEZ R. MARTIN		Jan 31, 2018	Sale	$268.72	10,289	2,764,849	95,864	Feb 02, 2018, 12:00 AM
SOLOMON DAVID M	President and Co-COO	Jan 29, 2018	Option Exercise	$271.53	42,748	11,607,364	228,522	Jan 31, 2018, 02:00 PM
SOLOMON DAVID M	President and Co-COO	Jan 29, 2018	Option Exercise	$78.78	64,000	5,041,920	271,270	Jan 31, 2018, 02:00 PM
SOLOMON DAVID M	President and Co-COO	Jan 29, 2018	Sale	$271.65	21,252	5,773,064	207,270	Jan 31, 2018, 02:00 PM
GNODDE RICHARD J	Vice Chairman	Jan 23, 2018	Option Exercise	$261.52	17,711	4,631,781	223,067	Jan 25, 2018, 02:00 PM
VINIAR DAVID A	Director	Jan 18, 2018	Sale	$251.19	17,500	4,395,790	84,757	Jan 22, 2018, 02:09 PM
PALM GREGORY K	Executive VP - General Counsel	Jan 18, 2018	Option Exercise	$250.97	9,543	2,395,007	946,915	Jan 19, 2018, 04:02 PM
SMITH SARAH G	EVP, Global Head of Compliance	Jan 18, 2018	Option Exercise	$250.97	10,179	2,554,624	40,793	Jan 19, 2018, 03:38 PM
SALAME PABLO J	Vice Chairman	Jan 18, 2018	Option Exercise	$250.97	18,779	4,712,966	191,833	Jan 19, 2018, 03:37 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Jan 18, 2018	Option Exercise	$250.97	11,123	2,791,539	81,349	Jan 19, 2018, 03:33 PM
LEE BRIAN J	Principal Accounting Officer	Jan 18, 2018	Option Exercise	$250.97	7,084	1,777,871	30,009	Jan 19, 2018, 03:01 PM
HOLMES DANE E	EVP, Global Head of HCM	Jan 18, 2018	Option Exercise	$250.97	1,876	470,820	10,100	Jan 19, 2018, 03:01 PM
SOLOMON DAVID M	President and Co-COO	Dec 28, 2017	Option Exercise	$255.95	37,491	9,595,821	207,270	Dec 29, 2017, 06:08 AM
SMITH SARAH G	EVP, Global Head of Compliance	Dec 28, 2017	Option Exercise	$255.95	15,631	4,000,754	31,846	Dec 29, 2017, 06:07 AM
SCHWARTZ HARVEY M	President and Co-COO	Dec 28, 2017	Option Exercise	$255.95	15,338	3,925,761	263,690	Dec 29, 2017, 06:06 AM
SALAME PABLO J	Vice Chairman	Dec 28, 2017	Option Exercise	$255.95	36,884	9,440,460	175,328	Dec 29, 2017, 06:05 AM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Dec 28, 2017	Option Exercise	$255.95	14,670	3,754,786	69,760	Dec 29, 2017, 06:04 AM
PALM GREGORY K	Executive VP - General Counsel	Dec 28, 2017	Option Exercise	$255.95	14,502	3,711,787	938,527	Dec 29, 2017, 06:03 AM
LEE BRIAN J	Principal Accounting Officer	Dec 28, 2017	Option Exercise	$255.95	9,760	2,498,072	22,629	Dec 29, 2017, 06:03 AM
COOPER EDITH W	EVP, Global Head of HCM	Dec 28, 2017	Option Exercise	$255.95	10,343	2,647,291	33,847	Dec 29, 2017, 06:02 AM
CHAVEZ R. MARTIN	Executive Vice President - CFO	Dec 28, 2017	Option Exercise	$255.95	32,435	8,301,738	97,407	Dec 29, 2017, 06:01 AM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Dec 28, 2017	Option Exercise	$255.95	16,787	4,296,633	1,244,942	Dec 29, 2017, 06:00 AM
SOLOMON DAVID M	President and Co-COO	Nov 24, 2017	Option Exercise	$238.13	30,280	7,210,425	190,301	Nov 28, 2017, 02:01 PM
SOLOMON DAVID M	President and Co-COO	Nov 24, 2017	Option Exercise	$78.78	42,987	3,386,516	220,581	Nov 28, 2017, 02:01 PM
SOLOMON DAVID M	President and Co-COO	Nov 24, 2017	Sale	$237.94	12,707	3,023,529	177,594	Nov 28, 2017, 02:01 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 22, 2017	Option Exercise	$238.14	24,622	5,863,483	937,381	Nov 24, 2017, 02:04 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 22, 2017	Option Exercise	$78.78	34,956	2,753,834	962,003	Nov 24, 2017, 02:04 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 22, 2017	Sale	$238.01	10,625	2,528,867	71,281	Nov 24, 2017, 02:04 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 22, 2017	Sale	$237.82	10,334	2,457,663	927,047	Nov 24, 2017, 02:04 PM
VINIAR DAVID A	Director	Nov 21, 2017	Sale	$238.02	25,000	5,950,500	719,925	Nov 22, 2017, 02:30 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Nov 21, 2017	Sale	$238.01	9,800	2,332,478	12,433	Nov 22, 2017, 02:20 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Nov 21, 2017	Sale	$238.01	10,690	2,544,305	55,981	Nov 22, 2017, 02:20 PM
SOLOMON DAVID M	President and Co-COO	Nov 21, 2017	Option Exercise	$239.42	44,206	10,583,800	180,670	Nov 22, 2017, 02:14 PM
SOLOMON DAVID M	President and Co-COO	Nov 20, 2017	Option Exercise	$238.78	44,254	10,566,970	180,622	Nov 22, 2017, 02:14 PM
SOLOMON DAVID M	President and Co-COO	Nov 20, 2017	Option Exercise	$204.16	47,282	9,653,093	224,876	Nov 22, 2017, 02:14 PM
SOLOMON DAVID M	President and Co-COO	Nov 21, 2017	Option Exercise	$204.16	47,282	9,653,093	224,876	Nov 22, 2017, 02:14 PM
SOLOMON DAVID M	President and Co-COO	Nov 21, 2017	Sale	$239.28	3,076	736,035	177,594	Nov 22, 2017, 02:14 PM
SOLOMON DAVID M	President and Co-COO	Nov 20, 2017	Sale	$238.68	3,028	722,732	177,594	Nov 22, 2017, 02:14 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 21, 2017	Option Exercise	$239.42	33,458	8,010,514	929,375	Nov 22, 2017, 02:09 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 20, 2017	Option Exercise	$238.78	33,494	7,997,697	929,339	Nov 22, 2017, 02:09 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 20, 2017	Option Exercise	$204.16	35,786	7,306,070	962,833	Nov 22, 2017, 02:09 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 21, 2017	Option Exercise	$204.16	35,786	7,306,070	962,833	Nov 22, 2017, 02:09 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 21, 2017	Sale	$239.28	2,328	557,051	927,047	Nov 22, 2017, 02:09 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 20, 2017	Sale	$238.68	2,292	547,061	927,047	Nov 22, 2017, 02:09 PM
GNODDE RICHARD J	Vice Chairman	Nov 21, 2017	Option Exercise	$239.42	34,039	8,149,617	198,034	Nov 22, 2017, 02:03 PM
GNODDE RICHARD J	Vice Chairman	Nov 20, 2017	Option Exercise	$238.78	34,083	8,138,339	197,990	Nov 22, 2017, 02:03 PM
GNODDE RICHARD J	Vice Chairman	Nov 20, 2017	Option Exercise	$204.16	36,920	7,537,587	232,073	Nov 22, 2017, 02:03 PM
GNODDE RICHARD J	Vice Chairman	Nov 21, 2017	Option Exercise	$204.16	36,920	7,537,587	232,073	Nov 22, 2017, 02:03 PM
GNODDE RICHARD J	Vice Chairman	Nov 21, 2017	Sale	$239.28	2,881	689,374	195,153	Nov 22, 2017, 02:03 PM
GNODDE RICHARD J	Vice Chairman	Nov 20, 2017	Sale	$238.68	2,837	677,144	195,153	Nov 22, 2017, 02:03 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 21, 2017	Option Exercise	$239.42	150,574	36,050,427	1,242,132	Nov 22, 2017, 01:48 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 20, 2017	Option Exercise	$238.78	150,736	35,992,742	1,241,970	Nov 22, 2017, 01:48 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 21, 2017	Option Exercise	$204.16	161,052	32,880,377	1,392,706	Nov 22, 2017, 01:48 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 20, 2017	Option Exercise	$204.16	161,052	32,880,377	1,392,706	Nov 22, 2017, 01:48 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 21, 2017	Sale	$238.76	10,478	2,501,766	1,234,289	Nov 22, 2017, 01:48 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 20, 2017	Sale	$238.00	10,316	2,455,183	1,235,417	Nov 22, 2017, 01:48 PM
SOLOMON DAVID M	President and Co-COO	Nov 13, 2017	Sale	$238.49	2,400	572,386	15,760	Nov 15, 2017, 02:00 PM
VINIAR DAVID A	Director	Oct 20, 2017	Option Exercise	$245.19	92,607	22,706,311	762,318	Oct 24, 2017, 02:02 PM
VINIAR DAVID A	Director	Oct 20, 2017	Option Exercise	$204.16	100,000	20,416,000	854,925	Oct 24, 2017, 02:02 PM
VINIAR DAVID A	Director	Oct 20, 2017	Sale	$245.18	7,393	1,812,616	754,925	Oct 24, 2017, 02:02 PM
SCHWARTZ HARVEY M	President and Co-COO	Oct 20, 2017	Sale	$245.00	25,000	6,125,000	251,547	Oct 24, 2017, 02:00 PM
GNODDE RICHARD J	Vice Chairman	Oct 18, 2017	Option Exercise	$240.00	31,969	7,672,560	200,104	Oct 20, 2017, 02:00 PM
GNODDE RICHARD J	Vice Chairman	Oct 18, 2017	Option Exercise	$204.16	36,920	7,537,587	232,073	Oct 20, 2017, 02:00 PM
GNODDE RICHARD J	Vice Chairman	Oct 18, 2017	Sale	$239.95	4,951	1,187,992	195,153	Oct 20, 2017, 02:00 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Aug 08, 2017	Sale	$235.02	3,336	784,020	22,233	Aug 10, 2017, 02:00 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Aug 08, 2017	Sale	$235.02	14,349	3,372,273	80,109	Aug 10, 2017, 02:00 PM
SOLOMON DAVID M	President and Co-COO	Aug 07, 2017	Sale	$231.59	3,260	754,996	18,160	Aug 09, 2017, 02:00 PM
VINIAR DAVID A	Director	Aug 01, 2017	Option Exercise	$227.84	95,410	21,737,738	759,515	Aug 03, 2017, 01:59 PM
VINIAR DAVID A	Director	Aug 01, 2017	Option Exercise	$204.16	100,000	20,416,000	854,925	Aug 03, 2017, 01:59 PM
VINIAR DAVID A	Director	Aug 01, 2017	Sale	$227.79	4,590	1,045,561	754,925	Aug 03, 2017, 01:59 PM
SALAME PABLO J	Vice Chairman	Feb 21, 2017	Sale	$251.80	10,000	2,518,040	39,614	Feb 23, 2017, 02:01 PM
SOLOMON DAVID M	President and Co-COO	Feb 21, 2017	Option Exercise	$252.17	86,610	21,840,444	185,548	Feb 23, 2017, 02:00 PM
SOLOMON DAVID M	President and Co-COO	Feb 21, 2017	Option Exercise	$204.16	94,564	19,306,187	272,158	Feb 23, 2017, 02:00 PM
SOLOMON DAVID M	President and Co-COO	Feb 21, 2017	Sale	$252.18	7,954	2,005,840	177,594	Feb 23, 2017, 02:00 PM
COHEN ALAN M	EVP, Global Head of Compliance	Feb 16, 2017	Option Exercise	$250.20	12,901	3,227,830	64,234	Feb 21, 2017, 02:00 PM
COHEN ALAN M	EVP, Global Head of Compliance	Feb 16, 2017	Option Exercise	$78.78	18,500	1,457,430	77,135	Feb 21, 2017, 02:00 PM
COHEN ALAN M	EVP, Global Head of Compliance	Feb 16, 2017	Sale	$250.16	5,599	1,400,651	58,635	Feb 21, 2017, 02:00 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Feb 15, 2017	Sale	$250.06	12,225	3,056,983	25,569	Feb 16, 2017, 02:00 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Feb 15, 2017	Sale	$250.06	20,000	5,001,200	94,458	Feb 16, 2017, 02:00 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Feb 14, 2017	Sale	$250.00	100	25,000	37,794	Feb 16, 2017, 02:00 PM
VINIAR DAVID A	Director	Feb 13, 2017	Option Exercise	$246.95	64,426	15,910,065	760,879	Feb 15, 2017, 02:00 PM
VINIAR DAVID A	Director	Feb 13, 2017	Option Exercise	$204.16	70,380	14,368,781	825,305	Feb 15, 2017, 02:00 PM
VINIAR DAVID A	Director	Feb 13, 2017	Sale	$246.93	5,954	1,470,215	754,925	Feb 15, 2017, 02:00 PM
SOLOMON DAVID M	President and Co-COO	Feb 07, 2017	Sale	$240.08	2,085	500,571	21,420	Feb 09, 2017, 02:01 PM
SOLOMON DAVID M	President and Co-COO	Feb 07, 2017	Sale	$240.08	4,165	999,937	177,594	Feb 09, 2017, 02:01 PM
SALAME PABLO J	Vice Chairman	Feb 07, 2017	Sale	$240.18	16,185	3,887,394	146,133	Feb 09, 2017, 02:00 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Feb 03, 2017	Option Exercise	$240.23	106,338	25,545,577	122,796	Feb 07, 2017, 02:03 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Feb 03, 2017	Option Exercise	$204.16	114,676	23,412,253	229,134	Feb 07, 2017, 02:03 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Feb 03, 2017	Sale	$240.15	8,338	2,002,337	114,458	Feb 07, 2017, 02:03 PM
COHEN ALAN M	EVP, Global Head of Compliance	Feb 03, 2017	Option Exercise	$239.80	33,924	8,134,975	61,019	Feb 07, 2017, 02:01 PM
COHEN ALAN M	EVP, Global Head of Compliance	Feb 03, 2017	Option Exercise	$204.16	36,308	7,412,641	94,943	Feb 07, 2017, 02:01 PM
COHEN ALAN M	EVP, Global Head of Compliance	Feb 03, 2017	Sale	$239.84	2,384	571,767	58,635	Feb 07, 2017, 02:01 PM
SMITH SARAH G	Principal Accounting Officer	Feb 03, 2017	Option Exercise	$234.43	36,086	8,459,461	30,163	Feb 07, 2017, 02:00 PM
SMITH SARAH G	Principal Accounting Officer	Feb 03, 2017	Option Exercise	$204.16	38,268	7,812,795	66,249	Feb 07, 2017, 02:00 PM
SMITH SARAH G	Principal Accounting Officer	Feb 03, 2017	Sale	$234.89	10,691	2,511,245	27,981	Feb 07, 2017, 02:00 PM
COOPER EDITH W	EVP, Global Head of HCM	Feb 01, 2017	Sale	$230.82	2,336	539,185	24,931	Feb 03, 2017, 02:00 PM
COOPER EDITH W	EVP, Global Head of HCM	Jan 27, 2017	Sale	$236.75	4,186	991,015	26,867	Jan 31, 2017, 02:00 PM
SCHWARTZ HARVEY M	President and Co-COO; CFO	Jan 24, 2017	Option Exercise	$232.67	29,067	6,763,019	276,547	Jan 26, 2017, 02:16 PM
SMITH SARAH G	Principal Accounting Officer	Jan 24, 2017	Option Exercise	$232.67	17,133	3,986,335	27,981	Jan 26, 2017, 02:15 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Jan 24, 2017	Option Exercise	$232.67	14,562	3,388,141	114,458	Jan 26, 2017, 02:14 PM
PALM GREGORY K	Executive VP - General Counsel	Jan 24, 2017	Option Exercise	$232.67	15,284	3,556,128	927,047	Jan 26, 2017, 02:10 PM
COOPER EDITH W	EVP, Global Head of HCM	Jan 25, 2017	Option Exercise	$233.68	17,801	4,159,738	39,069	Jan 26, 2017, 02:08 PM
COOPER EDITH W	EVP, Global Head of HCM	Jan 24, 2017	Option Exercise	$232.67	11,313	2,632,196	30,653	Jan 26, 2017, 02:08 PM
COOPER EDITH W	EVP, Global Head of HCM	Jan 25, 2017	Option Exercise	$78.78	26,217	2,065,375	56,870	Jan 26, 2017, 02:08 PM
COOPER EDITH W	EVP, Global Head of HCM	Jan 25, 2017	Sale	$236.00	8,416	1,986,173	36,169	Jan 26, 2017, 02:08 PM
COHEN ALAN M	EVP, Global Head of Compliance	Jan 24, 2017	Option Exercise	$232.67	12,290	2,859,514	58,635	Jan 26, 2017, 02:05 PM
SOLOMON DAVID M	President and Co-COO	Jan 24, 2017	Option Exercise	$232.67	41,450	9,644,171	181,759	Jan 26, 2017, 02:04 PM
SALAME PABLO J	Vice Chairman	Jan 24, 2017	Option Exercise	$232.67	41,966	9,764,229	162,318	Jan 26, 2017, 02:03 PM
GNODDE RICHARD J	Vice Chairman	Jan 24, 2017	Option Exercise	$232.67	17,101	3,978,890	195,153	Jan 26, 2017, 02:01 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Jan 24, 2017	Option Exercise	$232.67	31,841	7,408,445	1,522,339	Jan 26, 2017, 02:00 PM
COHN GARY D	Former Director, Pres. and COO	Jan 24, 2017	Option Exercise	$233.45	82,204	19,190,524	940,908	Jan 24, 2017, 06:56 PM
COHN GARY D	Former Director, Pres. and COO	Jan 23, 2017	Option Exercise	$232.25	226,655	52,640,624	858,704	Jan 24, 2017, 06:56 PM
Spar Debora L	Director	Jan 19, 2017	Sale	$234.07	200	46,814	0	Jan 23, 2017, 02:11 PM
JOHNSON JAMES A /DC/	Director	Jan 19, 2017	Option Exercise	$204.16	11,600	2,368,256	11,600	Jan 23, 2017, 02:03 PM
JOHNSON JAMES A /DC/	Director	Jan 19, 2017	Sale	$233.99	11,600	2,714,238	0	Jan 23, 2017, 02:03 PM
SCHWARTZ HARVEY M	President and Co-COO; CFO	Jan 19, 2017	Sale	$233.99	25,000	5,849,725	251,256	Jan 20, 2017, 02:16 PM
SMITH SARAH G	Principal Accounting Officer	Nov 18, 2016	Option Exercise	$211.45	8,810	1,862,874	13,293	Nov 22, 2016, 02:31 PM
SMITH SARAH G	Principal Accounting Officer	Nov 18, 2016	Option Exercise	$199.84	9,028	1,804,155	22,103	Nov 22, 2016, 02:31 PM
SMITH SARAH G	Principal Accounting Officer	Nov 18, 2016	Sale	$211.46	218	46,099	13,075	Nov 22, 2016, 02:31 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 18, 2016	Option Exercise	$211.29	102,110	21,574,821	1,422,361	Nov 22, 2016, 02:27 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 18, 2016	Option Exercise	$199.84	104,614	20,906,061	1,524,471	Nov 22, 2016, 02:27 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 18, 2016	Sale	$211.32	2,504	529,135	1,419,857	Nov 22, 2016, 02:27 PM
SHERWOOD MICHAEL S	Vice Chairman	Nov 16, 2016	Sale	$206.87	42,317	8,753,906	195,041	Nov 18, 2016, 03:09 PM
SMITH SARAH G	Principal Accounting Officer	Nov 15, 2016	Option Exercise	$209.18	8,850	1,851,243	13,253	Nov 17, 2016, 05:32 PM
SMITH SARAH G	Principal Accounting Officer	Nov 16, 2016	Option Exercise	$211.19	8,814	1,861,429	13,289	Nov 17, 2016, 05:32 PM
SMITH SARAH G	Principal Accounting Officer	Nov 15, 2016	Option Exercise	$199.84	9,028	1,804,155	22,103	Nov 17, 2016, 05:32 PM
SMITH SARAH G	Principal Accounting Officer	Nov 16, 2016	Option Exercise	$199.84	9,028	1,804,155	22,103	Nov 17, 2016, 05:32 PM
SMITH SARAH G	Principal Accounting Officer	Nov 16, 2016	Sale	$206.23	214	44,133	13,210	Nov 17, 2016, 05:32 PM
SMITH SARAH G	Principal Accounting Officer	Nov 15, 2016	Sale	$206.51	178	36,759	13,075	Nov 17, 2016, 05:32 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 16, 2016	Option Exercise	$211.19	102,131	21,569,046	1,422,340	Nov 17, 2016, 05:26 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 16, 2016	Option Exercise	$199.84	104,614	20,906,061	1,524,471	Nov 17, 2016, 05:26 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 16, 2016	Sale	$206.23	2,483	512,064	1,421,419	Nov 17, 2016, 05:26 PM
VINIAR DAVID A	Director	Nov 15, 2016	Option Exercise	$210.99	38,296	8,080,073	765,813	Nov 17, 2016, 05:16 PM
VINIAR DAVID A	Director	Nov 15, 2016	Option Exercise	$199.84	39,184	7,830,530	804,109	Nov 17, 2016, 05:16 PM
VINIAR DAVID A	Director	Nov 15, 2016	Sale	$210.99	888	187,358	764,925	Nov 17, 2016, 05:16 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 15, 2016	Option Exercise	$210.78	63,623	13,410,456	919,368	Nov 17, 2016, 05:11 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 15, 2016	Option Exercise	$199.84	65,116	13,012,781	982,991	Nov 17, 2016, 05:11 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 15, 2016	Sale	$210.76	1,493	314,665	917,875	Nov 17, 2016, 05:11 PM
COHEN ALAN M	EVP, Global Head of Compliance	Nov 14, 2016	Option Exercise	$204.98	28,762	5,895,635	56,766	Nov 16, 2016, 04:16 PM
COHEN ALAN M	EVP, Global Head of Compliance	Nov 14, 2016	Option Exercise	$199.84	29,084	5,812,146	85,528	Nov 16, 2016, 04:16 PM
COHEN ALAN M	EVP, Global Head of Compliance	Nov 15, 2016	Sale	$209.07	5,000	1,045,335	51,444	Nov 16, 2016, 04:16 PM
COHEN ALAN M	EVP, Global Head of Compliance	Nov 14, 2016	Sale	$205.00	322	66,010	56,444	Nov 16, 2016, 04:16 PM
COHN GARY D	President and COO	Nov 14, 2016	Option Exercise	$208.04	201,662	41,953,158	565,548	Nov 15, 2016, 05:58 PM
COHN GARY D	President and COO	Nov 14, 2016	Option Exercise	$199.84	205,228	41,012,763	767,210	Nov 15, 2016, 05:58 PM
COHN GARY D	President and COO	Nov 14, 2016	Sale	$208.65	3,566	744,056	564,744	Nov 15, 2016, 05:58 PM
COOPER EDITH W	EVP, Global Head of HCM	Nov 11, 2016	Sale	$203.54	12,660	2,576,778	20,650	Nov 15, 2016, 05:52 PM
COOPER EDITH W	EVP, Global Head of HCM	Nov 11, 2016	Sale	$203.49	11,849	2,411,165	20,485	Nov 15, 2016, 05:52 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Nov 11, 2016	Option Exercise	$200.87	92,905	18,661,827	107,959	Nov 15, 2016, 05:51 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Nov 11, 2016	Option Exercise	$199.84	93,136	18,612,298	200,864	Nov 15, 2016, 05:51 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Nov 11, 2016	Sale	$203.47	231	47,001	107,859	Nov 15, 2016, 05:51 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Nov 11, 2016	Option Exercise	$200.87	92,905	18,661,827	107,959	Nov 15, 2016, 05:51 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Nov 11, 2016	Option Exercise	$199.84	93,136	18,612,298	200,864	Nov 15, 2016, 05:51 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Nov 11, 2016	Sale	$203.47	231	47,001	107,859	Nov 15, 2016, 05:51 PM
VINIAR DAVID A	Director	Nov 14, 2016	Option Exercise	$209.30	38,222	7,999,865	765,703	Nov 15, 2016, 05:49 PM
VINIAR DAVID A	Director	Nov 11, 2016	Option Exercise	$204.14	74,330	15,173,726	765,595	Nov 15, 2016, 05:49 PM
VINIAR DAVID A	Director	Nov 14, 2016	Option Exercise	$199.84	39,000	7,793,760	803,925	Nov 15, 2016, 05:49 PM
VINIAR DAVID A	Director	Nov 11, 2016	Option Exercise	$199.84	75,000	14,988,000	839,925	Nov 15, 2016, 05:49 PM
VINIAR DAVID A	Director	Nov 14, 2016	Sale	$209.33	778	162,856	764,925	Nov 15, 2016, 05:49 PM
VINIAR DAVID A	Director	Nov 11, 2016	Sale	$204.22	670	136,825	764,925	Nov 15, 2016, 05:49 PM
SHERWOOD MICHAEL S	Vice Chairman	Nov 11, 2016	Option Exercise	$201.57	200,311	40,376,088	238,271	Nov 15, 2016, 05:47 PM
SHERWOOD MICHAEL S	Vice Chairman	Nov 11, 2016	Option Exercise	$199.84	201,224	40,212,603	438,582	Nov 15, 2016, 05:47 PM
SHERWOOD MICHAEL S	Vice Chairman	Nov 11, 2016	Sale	$202.42	913	184,810	237,725	Nov 15, 2016, 05:47 PM
BURNS M MICHELE	Director	Nov 11, 2016	Sale	$202.00	1,000	202,000	0	Nov 15, 2016, 05:46 PM
COHEN ALAN M	EVP, Global Head of Compliance	Nov 09, 2016	Sale	$189.75	5,000	948,764	60,944	Nov 14, 2016, 02:29 PM
COHEN ALAN M	EVP, Global Head of Compliance	Nov 07, 2016	Sale	$181.19	5,000	905,940	61,444	Nov 09, 2016, 02:32 PM
SMITH SARAH G	Principal Accounting Officer	Nov 07, 2016	Sale	$180.00	2,664	479,520	27,212	Nov 09, 2016, 02:29 PM
SMITH SARAH G	Principal Accounting Officer	Aug 31, 2016	Sale	$170.00	2,664	452,880	29,876	Sep 02, 2016, 12:01 PM
COOPER EDITH W	EVP, Global Head of HCM	Aug 26, 2016	Sale	$166.10	7,000	1,162,692	34,511	Aug 30, 2016, 12:14 PM
COOPER EDITH W	EVP, Global Head of HCM	Aug 26, 2016	Sale	$166.12	7,000	1,162,836	33,634	Aug 30, 2016, 12:14 PM
Schwartz Mark	Vice Chairman	Aug 03, 2016	Option Exercise	$158.34	639	101,179	0	Aug 05, 2016, 02:01 PM
SMITH SARAH G	Principal Accounting Officer	Apr 20, 2016	Sale	$162.00	2,664	431,568	32,540	Apr 22, 2016, 01:12 PM
VINIAR DAVID A	Director	Jan 26, 2016	Option Exercise	$151.12	15,012	2,268,613	764,925	Jan 28, 2016, 03:23 PM
SMITH SARAH G	Principal Accounting Officer	Jan 26, 2016	Option Exercise	$151.12	17,626	2,663,641	40,287	Jan 28, 2016, 03:05 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Jan 26, 2016	Option Exercise	$151.12	13,365	2,019,719	111,358	Jan 28, 2016, 03:04 PM
PALM GREGORY K	Executive VP - General Counsel	Jan 26, 2016	Option Exercise	$151.12	14,954	2,259,848	921,505	Jan 28, 2016, 03:03 PM
COOPER EDITH W	EVP, Global Head of HCM	Jan 26, 2016	Option Exercise	$151.12	11,617	1,755,561	59,984	Jan 28, 2016, 03:02 PM
SHERWOOD MICHAEL S	Vice Chairman	Jan 26, 2016	Option Exercise	$151.12	36,322	5,488,980	237,358	Jan 28, 2016, 03:00 PM
Schwartz Mark	Vice Chairman	Jan 26, 2016	Option Exercise	$151.12	24,579	3,714,378	1,008,056	Jan 28, 2016, 02:59 PM
SCHWARTZ HARVEY M	Executive Vice President - CFO	Jan 26, 2016	Option Exercise	$151.12	41,287	6,239,291	276,256	Jan 28, 2016, 02:58 PM
COHN GARY D	President and COO	Jan 26, 2016	Option Exercise	$151.12	36,364	5,495,328	647,494	Jan 28, 2016, 02:57 PM
COHEN ALAN M	EVP, Global Head of Compliance	Jan 26, 2016	Option Exercise	$151.12	12,241	1,849,860	66,444	Jan 28, 2016, 02:55 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Jan 26, 2016	Option Exercise	$151.12	40,013	6,046,764	1,178,173	Jan 28, 2016, 02:54 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 24, 2015	Option Exercise	$131.64	10,368	1,364,844	918,862	Nov 25, 2015, 06:44 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 23, 2015	Option Exercise	$131.64	10,368	1,364,844	918,862	Nov 25, 2015, 06:44 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 25, 2015	Option Exercise	$131.64	10,367	1,364,712	918,861	Nov 25, 2015, 06:44 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 23, 2015	Sale	$189.99	10,368	1,969,771	915,152	Nov 25, 2015, 06:44 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 25, 2015	Sale	$189.12	10,367	1,960,608	913,804	Nov 25, 2015, 06:44 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 24, 2015	Sale	$188.34	10,368	1,952,726	916,451	Nov 25, 2015, 06:44 PM
COHN GARY D	President and COO	Nov 24, 2015	Option Exercise	$131.64	13,097	1,724,089	628,951	Nov 25, 2015, 06:44 PM
COHN GARY D	President and COO	Nov 23, 2015	Option Exercise	$131.64	13,097	1,724,089	628,951	Nov 25, 2015, 06:44 PM
COHN GARY D	President and COO	Nov 25, 2015	Option Exercise	$131.64	13,096	1,723,957	628,950	Nov 25, 2015, 06:44 PM
COHN GARY D	President and COO	Nov 24, 2015	Sale	$188.34	13,097	2,466,711	625,906	Nov 25, 2015, 06:44 PM
COHN GARY D	President and COO	Nov 23, 2015	Sale	$189.99	13,097	2,488,243	624,265	Nov 25, 2015, 06:44 PM
COHN GARY D	President and COO	Nov 25, 2015	Sale	$189.12	13,096	2,476,716	622,562	Nov 25, 2015, 06:44 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 24, 2015	Option Exercise	$131.64	1,750	230,370	1,395,104	Nov 25, 2015, 06:43 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 23, 2015	Option Exercise	$131.64	1,750	230,370	1,395,104	Nov 25, 2015, 06:43 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 25, 2015	Option Exercise	$131.64	1,750	230,370	1,395,104	Nov 25, 2015, 06:43 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 23, 2015	Sale	$189.99	1,750	332,475	1,394,478	Nov 25, 2015, 06:43 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 25, 2015	Sale	$189.12	1,750	330,960	1,394,250	Nov 25, 2015, 06:43 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 24, 2015	Sale	$188.34	1,750	329,597	1,394,697	Nov 25, 2015, 06:43 PM
SHERWOOD MICHAEL S		Jul 20, 2015	Option Exercise	$212.46	4,907	1,042,541	196,404	Jul 22, 2015, 04:02 PM
SCHWARTZ HARVEY M	Executive Vice President - CFO	Jul 17, 2015	Option Exercise	$211.18	86,992	18,370,970	273,658	Jul 21, 2015, 02:04 PM
SCHWARTZ HARVEY M	Executive Vice President - CFO	Jul 17, 2015	Option Exercise	$78.78	120,318	9,478,652	360,650	Jul 21, 2015, 02:04 PM
SCHWARTZ HARVEY M	Executive Vice President - CFO	Jul 17, 2015	Sale	$211.17	33,326	7,037,327	261,458	Jul 21, 2015, 02:04 PM
SMITH SARAH G	Principal Accounting Officer	Jun 18, 2015	Sale	$215.00	3,106	667,790	24,952	Jun 19, 2015, 05:51 PM
SMITH SARAH G	Principal Accounting Officer	Jun 18, 2015	Sale	$215.00	1,558	334,970	7,992	Jun 19, 2015, 05:51 PM
COHN GARY D	President and COO	Jun 19, 2015	Option Exercise	$131.64	1,846	243,007	617,700	Jun 19, 2015, 05:50 PM
COHN GARY D	President and COO	Jun 18, 2015	Option Exercise	$131.64	22,317	2,937,810	638,171	Jun 19, 2015, 05:50 PM
COHN GARY D	President and COO	Jun 19, 2015	Sale	$215.00	1,846	396,890	615,854	Jun 19, 2015, 05:50 PM
COHN GARY D	President and COO	Jun 18, 2015	Sale	$215.00	22,317	4,798,155	615,854	Jun 19, 2015, 05:50 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Jun 18, 2015	Option Exercise	$131.64	96,227	12,667,322	1,989,581	Jun 19, 2015, 05:50 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Jun 19, 2015	Option Exercise	$131.64	7,959	1,047,723	1,901,313	Jun 19, 2015, 05:50 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Jun 18, 2015	Sale	$215.00	96,227	20,688,805	1,893,354	Jun 19, 2015, 05:50 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Jun 19, 2015	Sale	$215.00	7,959	1,711,185	1,893,354	Jun 19, 2015, 05:50 PM
COHN GARY D	President and COO	Jun 10, 2015	Option Exercise	$131.64	38,072	5,011,798	653,926	Jun 12, 2015, 02:02 PM
COHN GARY D	President and COO	Jun 10, 2015	Sale	$212.00	38,072	8,071,264	615,854	Jun 12, 2015, 02:02 PM
SMITH SARAH G	Principal Accounting Officer	Jun 03, 2015	Sale	$210.00	1,558	327,180	9,550	Jun 05, 2015, 02:00 PM
SMITH SARAH G	Principal Accounting Officer	Jun 03, 2015	Sale	$210.00	3,106	652,260	28,058	Jun 05, 2015, 02:00 PM
COOPER EDITH W	EVP, Global Head of HCM	May 29, 2015	Sale	$206.89	16,659	3,446,514	52,838	Jun 02, 2015, 02:00 PM
COHN GARY D	President and COO	May 22, 2015	Option Exercise	$131.64	50,765	6,682,705	666,619	May 27, 2015, 02:00 PM
COHN GARY D	President and COO	May 22, 2015	Sale	$208.00	50,765	10,559,120	615,854	May 27, 2015, 02:00 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	May 19, 2015	Option Exercise	$131.64	100,811	13,270,760	1,994,165	May 20, 2015, 09:30 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	May 18, 2015	Option Exercise	$131.64	8,625	1,135,395	1,901,979	May 20, 2015, 09:30 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	May 19, 2015	Sale	$205.00	100,811	20,666,457	1,893,354	May 20, 2015, 09:30 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	May 18, 2015	Sale	$205.05	8,625	1,768,591	1,893,354	May 20, 2015, 09:30 PM
COHN GARY D	President and COO	May 19, 2015	Option Exercise	$131.64	46,763	6,155,881	662,617	May 20, 2015, 09:28 PM
COHN GARY D	President and COO	May 18, 2015	Option Exercise	$131.64	4,000	526,560	619,854	May 20, 2015, 09:28 PM
COHN GARY D	President and COO	May 19, 2015	Sale	$205.00	46,763	9,586,508	615,854	May 20, 2015, 09:28 PM
COHN GARY D	President and COO	May 18, 2015	Sale	$205.05	4,000	820,216	615,854	May 20, 2015, 09:28 PM
PALM GREGORY K	Executive VP - General Counsel	May 18, 2015	Option Exercise	$131.64	1,226	161,391	909,720	May 20, 2015, 09:26 PM
PALM GREGORY K	Executive VP - General Counsel	May 19, 2015	Option Exercise	$131.64	14,326	1,885,875	922,820	May 20, 2015, 09:26 PM
PALM GREGORY K	Executive VP - General Counsel	May 18, 2015	Sale	$205.05	1,226	251,396	908,494	May 20, 2015, 09:26 PM
PALM GREGORY K	Executive VP - General Counsel	May 19, 2015	Sale	$205.00	14,326	2,936,859	908,494	May 20, 2015, 09:26 PM
COHN GARY D		May 14, 2015	Option Exercise	$131.64	50,763	6,682,441	666,617	May 15, 2015, 04:17 PM
COHN GARY D		May 14, 2015	Sale	$202.18	50,763	10,263,416	615,854	May 15, 2015, 04:17 PM
WEINBERG JOHN S	Vice Chairman	May 05, 2015	Option Exercise	$131.64	25,699	3,383,016	1,045,750	May 07, 2015, 02:18 PM
WEINBERG JOHN S	Vice Chairman	May 05, 2015	Sale	$200.10	25,699	5,142,396	1,020,051	May 07, 2015, 02:18 PM
WEINBERG JOHN S	Vice Chairman	Apr 23, 2015	Option Exercise	$131.64	91,381	12,029,395	1,111,432	Apr 27, 2015, 02:00 PM
WEINBERG JOHN S	Vice Chairman	Apr 23, 2015	Sale	$200.17	91,381	18,291,552	1,020,051	Apr 27, 2015, 02:00 PM
SMITH SARAH G	Principal Accounting Officer	Apr 23, 2015	Sale	$200.00	6,212	1,242,400	31,164	Apr 27, 2015, 02:00 PM
SMITH SARAH G	Principal Accounting Officer	Apr 23, 2015	Sale	$200.00	3,116	623,200	11,108	Apr 27, 2015, 02:00 PM
SHERWOOD MICHAEL S	Vice Chairman	Apr 20, 2015	Option Exercise	$131.64	75,392	9,924,603	266,264	Apr 21, 2015, 04:16 PM
SHERWOOD MICHAEL S	Vice Chairman	Apr 20, 2015	Sale	$199.21	75,392	15,019,217	190,872	Apr 21, 2015, 04:16 PM
SCHWARTZ HARVEY M	Executive Vice President - CFO	Apr 17, 2015	Option Exercise	$78.78	91,285	7,191,432	331,617	Apr 21, 2015, 04:15 PM
SCHWARTZ HARVEY M	Executive Vice President - CFO	Apr 17, 2015	Sale	$197.05	91,285	17,987,565	309,920	Apr 21, 2015, 04:15 PM
ROGERS JOHN F.W.		Feb 26, 2015	Sale	$191.34	21,113	4,039,760	47,049	Feb 27, 2015, 04:09 PM
ROGERS JOHN F.W.		Feb 26, 2015	Sale	$191.35	43,965	8,412,870	128,190	Feb 27, 2015, 04:09 PM
SHERWOOD MICHAEL S	Vice Chairman	Feb 24, 2015	Option Exercise	$131.64	70,000	9,214,800	260,872	Feb 26, 2015, 02:07 PM
SHERWOOD MICHAEL S	Vice Chairman	Feb 24, 2015	Sale	$192.06	70,000	13,444,410	190,872	Feb 26, 2015, 02:07 PM
COHEN ALAN M	EVP, Global Head of Compliance	Feb 23, 2015	Sale	$190.00	12,000	2,280,000	55,796	Feb 25, 2015, 02:01 PM
SHERWOOD MICHAEL S		Feb 11, 2015	Option Exercise	$131.64	75,000	9,873,000	265,872	Feb 13, 2015, 02:16 PM
SHERWOOD MICHAEL S		Feb 11, 2015	Sale	$186.57	75,000	13,993,107	195,292	Feb 13, 2015, 02:16 PM
VINIAR DAVID A	Director	Jan 27, 2015	Option Exercise	$180.42	26,173	4,722,133	751,558	Jan 29, 2015, 04:36 PM
WEINBERG JOHN S	Vice Chairman	Jan 27, 2015	Option Exercise	$180.42	33,144	5,979,840	982,126	Jan 29, 2015, 04:36 PM
SMITH SARAH G	Principal Accounting Officer	Jan 27, 2015	Option Exercise	$180.42	14,169	2,556,371	37,376	Jan 29, 2015, 04:36 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Jan 27, 2015	Option Exercise	$180.42	11,153	2,012,224	141,537	Jan 29, 2015, 04:36 PM
PALM GREGORY K		Jan 27, 2015	Option Exercise	$180.42	12,844	2,317,314	908,494	Jan 29, 2015, 04:36 PM
COOPER EDITH W		Jan 27, 2015	Option Exercise	$180.42	10,300	1,858,326	69,497	Jan 29, 2015, 04:35 PM
COHEN ALAN M	EVP, Global Head of Compliance	Jan 27, 2015	Option Exercise	$180.42	10,575	1,907,941	67,796	Jan 29, 2015, 04:35 PM
SHERWOOD MICHAEL S	Vice Chairman	Jan 27, 2015	Option Exercise	$180.42	32,352	5,836,948	190,872	Jan 29, 2015, 04:35 PM
Schwartz Mark	Vice Chairman	Jan 27, 2015	Option Exercise	$180.42	14,813	2,672,561	976,761	Jan 29, 2015, 04:34 PM
SCHWARTZ HARVEY M	Executive Vice President - CFO	Jan 27, 2015	Option Exercise	$180.42	41,472	7,482,378	240,332	Jan 29, 2015, 04:34 PM
COHN GARY D	President and COO	Jan 27, 2015	Option Exercise	$180.42	40,545	7,315,129	615,854	Jan 29, 2015, 04:34 PM
BLANKFEIN LLOYD C		Jan 27, 2015	Option Exercise	$180.42	43,569	7,860,719	1,893,354	Jan 29, 2015, 04:34 PM
SHERWOOD MICHAEL S	Vice Chairman	Jan 21, 2015	Option Exercise	$175.63	7,347	1,290,354	154,393	Jan 22, 2015, 04:40 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 21, 2014	Option Exercise	$131.64	23,325	3,070,503	945,644	Nov 25, 2014, 04:32 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 21, 2014	Sale	$190.09	48,325	9,186,294	922,319	Nov 25, 2014, 04:32 PM
Spar Debora L	Director	Nov 21, 2014	Sale	$190.22	300	57,066	200	Nov 25, 2014, 04:30 PM
ROGERS JOHN F.W.		Nov 04, 2014	Option Exercise	$190.83	75,048	14,321,410	159,854	Nov 06, 2014, 04:38 PM
ROGERS JOHN F.W.		Nov 04, 2014	Option Exercise	$78.78	104,868	8,261,501	234,902	Nov 06, 2014, 04:38 PM
ROGERS JOHN F.W.		Nov 04, 2014	Sale	$190.13	29,820	5,669,726	153,399	Nov 06, 2014, 04:38 PM
COHEN ALAN M		Oct 31, 2014	Sale	$189.51	10,000	1,895,110	58,597	Nov 04, 2014, 04:32 PM
VINIAR DAVID A	Director	Oct 29, 2014	Option Exercise	$131.64	135,312	17,812,472	869,096	Oct 31, 2014, 04:44 PM
VINIAR DAVID A	Director	Oct 29, 2014	Sale	$186.17	135,312	25,190,630	733,784	Oct 31, 2014, 04:44 PM
COHEN ALAN M	EVP, Global Head of Compliance	Oct 29, 2014	Option Exercise	$131.64	32,000	4,212,480	100,597	Oct 31, 2014, 04:34 PM
COHEN ALAN M	EVP, Global Head of Compliance	Oct 29, 2014	Sale	$186.08	32,000	5,954,592	68,597	Oct 31, 2014, 04:34 PM
SMITH SARAH G	Principal Accounting Officer	Oct 22, 2014	Option Exercise	$180.18	25,215	4,543,239	33,392	Oct 23, 2014, 04:31 PM
SMITH SARAH G	Principal Accounting Officer	Oct 22, 2014	Option Exercise	$78.78	33,557	2,643,620	58,607	Oct 23, 2014, 04:31 PM
SMITH SARAH G	Principal Accounting Officer	Oct 21, 2014	Sale	$180.00	906	163,080	25,050	Oct 23, 2014, 04:31 PM
SMITH SARAH G	Principal Accounting Officer	Oct 22, 2014	Sale	$178.35	8,342	1,487,790	30,950	Oct 23, 2014, 04:31 PM
JOHNSON JAMES A /DC/	Director	Oct 21, 2014	Option Exercise	$131.64	6,000	789,840	6,000	Oct 23, 2014, 04:30 PM
JOHNSON JAMES A /DC/	Director	Oct 21, 2014	Sale	$179.88	6,000	1,079,292	0	Oct 23, 2014, 04:30 PM
SMITH SARAH G	Principal Accounting Officer	Oct 20, 2014	Option Exercise	$176.91	25,336	4,482,192	34,178	Oct 21, 2014, 04:30 PM
SMITH SARAH G	Principal Accounting Officer	Oct 20, 2014	Option Exercise	$78.78	33,558	2,643,699	59,514	Oct 21, 2014, 04:30 PM
SMITH SARAH G	Principal Accounting Officer	Oct 17, 2014	Option Exercise	$131.64	24,400	3,212,016	53,074	Oct 21, 2014, 04:30 PM
SMITH SARAH G	Principal Accounting Officer	Oct 17, 2014	Sale	$176.78	27,118	4,793,901	40,715	Oct 21, 2014, 04:30 PM
SMITH SARAH G	Principal Accounting Officer	Oct 20, 2014	Sale	$177.43	8,222	1,458,794	30,578	Oct 21, 2014, 04:30 PM
COOPER EDITH W		Aug 28, 2014	Option Exercise	$177.81	19,146	3,404,350	65,944	Aug 29, 2014, 10:47 AM
COOPER EDITH W		Aug 28, 2014	Option Exercise	$78.78	26,217	2,065,375	85,090	Aug 29, 2014, 10:47 AM
COOPER EDITH W		Aug 28, 2014	Sale	$177.11	7,071	1,252,355	63,098	Aug 29, 2014, 10:47 AM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Aug 19, 2014	Option Exercise	$131.64	86,692	11,412,135	216,726	Aug 21, 2014, 02:01 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Aug 19, 2014	Sale	$175.00	86,692	15,171,100	130,034	Aug 21, 2014, 02:01 PM
SHERWOOD MICHAEL S	Vice Chairman	Jul 28, 2014	Option Exercise	$175.40	16,242	2,848,847	164,425	Jul 30, 2014, 02:02 PM
SHERWOOD MICHAEL S	Vice Chairman	Jul 28, 2014	Sale	$175.65	18,315	3,217,082	150,655	Jul 30, 2014, 02:02 PM
JOHNSON JAMES A /DC/	Director	Jul 24, 2014	Option Exercise	$78.78	5,800	456,924	5,800	Jul 25, 2014, 02:31 PM
JOHNSON JAMES A /DC/	Director	Jul 24, 2014	Sale	$177.02	5,800	1,026,710	0	Jul 25, 2014, 02:31 PM
SCHWARTZ HARVEY M	Executive Vice President - CFO	Jul 23, 2014	Option Exercise	$175.02	69,109	12,095,457	226,422	Jul 24, 2014, 05:04 PM
SCHWARTZ HARVEY M	Executive Vice President - CFO	Jul 23, 2014	Option Exercise	$78.78	91,285	7,191,432	295,531	Jul 24, 2014, 05:04 PM
SCHWARTZ HARVEY M	Executive Vice President - CFO	Jul 22, 2014	Sale	$175.00	9,936	1,738,800	204,246	Jul 24, 2014, 05:04 PM
SCHWARTZ HARVEY M	Executive Vice President - CFO	Jul 23, 2014	Sale	$176.48	22,176	3,913,526	223,922	Jul 24, 2014, 05:04 PM
Spar Debora L	Director	Jul 21, 2014	Sale	$170.67	300	51,201	500	Jul 23, 2014, 02:08 PM
Schwartz Mark	Vice Chairman	Jan 27, 2014	Option Exercise	$167.64	4,105	688,162	957,399	Mar 20, 2014, 04:18 PM
COOPER EDITH W	EVP, Global Head of HCM	Feb 28, 2014	Option Exercise	$165.38	39,137	6,472,477	72,170	Mar 04, 2014, 02:00 PM
COOPER EDITH W	EVP, Global Head of HCM	Feb 28, 2014	Option Exercise	$78.78	52,434	4,130,750	111,307	Mar 04, 2014, 02:00 PM
COOPER EDITH W	EVP, Global Head of HCM	Feb 28, 2014	Sale	$166.39	13,297	2,212,429	70,270	Mar 04, 2014, 02:00 PM
DAHLBACK CLAES	Director	Feb 05, 2014	Option Exercise	$154.16	5,000	770,800	5,000	Feb 07, 2014, 02:02 PM
DAHLBACK CLAES	Director	Feb 05, 2014	Sale	$160.50	5,000	802,500	0	Feb 07, 2014, 02:02 PM
GEORGE WILLIAM W	Director	Feb 03, 2014	Option Exercise	$154.16	5,000	770,800	37,400	Feb 05, 2014, 02:00 PM
GEORGE WILLIAM W	Director	Feb 03, 2014	Sale	$161.65	4,770	771,090	32,630	Feb 05, 2014, 02:00 PM
SMITH SARAH G	Principal Accounting Officer	Jan 27, 2014	Option Exercise	$167.64	28,914	4,847,143	37,513	Jan 29, 2014, 04:44 PM
SMITH SARAH G	Principal Accounting Officer	Jan 27, 2014	Option Exercise	$78.78	37,753	2,974,181	66,427	Jan 29, 2014, 04:44 PM
SMITH SARAH G	Principal Accounting Officer	Jan 27, 2014	Sale	$166.82	8,839	1,474,522	28,674	Jan 29, 2014, 04:44 PM
WEINBERG JOHN S		Jan 27, 2014	Option Exercise	$167.64	35,279	5,914,172	919,748	Jan 29, 2014, 04:43 PM
VINIAR DAVID A	Director	Jan 27, 2014	Option Exercise	$167.64	41,022	6,876,928	733,784	Jan 29, 2014, 04:43 PM
SMITH SARAH G	Principal Accounting Officer	Jan 27, 2014	Option Exercise	$167.64	12,603	2,112,767	28,674	Jan 29, 2014, 04:43 PM
SHERWOOD MICHAEL S	Vice Chairman	Jan 27, 2014	Option Exercise	$167.64	30,209	5,064,237	146,110	Jan 29, 2014, 04:42 PM
Schwartz Mark	Vice Chairman	Jan 27, 2014	Option Exercise	$167.64	5,183	868,878	956,321	Jan 29, 2014, 04:42 PM
SCHWARTZ HARVEY M	Executive Vice President - CFO	Jan 27, 2014	Option Exercise	$167.64	44,463	7,453,777	214,182	Jan 29, 2014, 04:42 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Jan 27, 2014	Option Exercise	$167.64	13,158	2,205,807	130,034	Jan 29, 2014, 04:42 PM
PALM GREGORY K	Executive VP - General Counsel	Jan 27, 2014	Option Exercise	$167.64	14,882	2,494,818	922,319	Jan 29, 2014, 04:42 PM
COOPER EDITH W	EVP, Global Head of HCM	Jan 27, 2014	Option Exercise	$167.64	12,809	2,147,301	58,873	Jan 29, 2014, 04:41 PM
COHN GARY D	President and COO	Jan 27, 2014	Option Exercise	$167.64	40,094	6,721,358	582,275	Jan 29, 2014, 04:41 PM
COHEN ALAN M	EVP, Global Head of Compliance	Jan 27, 2014	Option Exercise	$167.64	11,161	1,871,030	72,358	Jan 29, 2014, 04:41 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Jan 27, 2014	Option Exercise	$167.64	41,731	6,995,785	1,855,441	Jan 29, 2014, 04:40 PM
MITTAL LAKSHMI N		Jan 17, 2014	Option Exercise	$154.16	10,000	1,541,600	10,000	Jan 22, 2014, 02:49 PM
SMITH SARAH G		Jan 21, 2014	Sale	$175.00	1,914	334,950	17,711	Jan 22, 2014, 02:49 PM
SMITH SARAH G		Jan 17, 2014	Sale	$174.76	14,873	2,599,235	19,625	Jan 22, 2014, 02:49 PM
COOPER EDITH W	EVP, Global Head of HCM	Nov 29, 2013	Sale	$169.74	11,587	1,966,777	45,662	Dec 02, 2013, 02:14 PM
EVANS J. MICHAEL	Vice Chairman	Nov 27, 2013	Sale	$168.07	67,546	11,352,755	586,772	Dec 02, 2013, 02:09 PM
JOHNSON JAMES A /DC/	Director	Nov 15, 2013	Option Exercise	$154.16	10,000	1,541,600	10,000	Nov 19, 2013, 02:10 PM
JOHNSON JAMES A /DC/	Director	Nov 15, 2013	Sale	$164.44	10,000	1,644,360	0	Nov 19, 2013, 02:10 PM
GEORGE WILLIAM W	Director	Oct 30, 2013	Option Exercise	$96.08	4,500	432,360	36,900	Oct 31, 2013, 02:42 PM
GEORGE WILLIAM W	Director	Oct 30, 2013	Sale	$162.29	4,500	730,296	32,400	Oct 31, 2013, 02:42 PM
DAHLBACK CLAES		Oct 29, 2013	Option Exercise	$96.08	4,500	432,360	4,500	Oct 31, 2013, 02:38 PM
DAHLBACK CLAES		Oct 29, 2013	Sale	$161.86	4,500	728,388	0	Oct 31, 2013, 02:38 PM
SHERWOOD MICHAEL S	Vice Chairman	Jul 17, 2013	Option Exercise	$160.24	17,149	2,747,956	131,386	Jul 19, 2013, 02:13 PM
SHERWOOD MICHAEL S	Vice Chairman	Jul 17, 2013	Sale	$161.09	19,338	3,115,076	127,745	Jul 19, 2013, 02:13 PM
JOHNSON JAMES A /DC/	Director	Jul 17, 2013	Option Exercise	$96.08	9,000	864,720	9,000	Jul 19, 2013, 02:08 PM
JOHNSON JAMES A /DC/	Director	Jul 17, 2013	Sale	$160.25	9,000	1,442,241	0	Jul 19, 2013, 02:08 PM
Spar Debora L		Jul 17, 2013	Sale	$160.00	200	32,000	800	Jul 19, 2013, 02:04 PM
SHERWOOD MICHAEL S	Vice Chairman	Feb 12, 2013	Sale	$152.03	10,544	1,602,962	124,620	Feb 14, 2013, 04:12 PM
SHERWOOD MICHAEL S	Vice Chairman	Feb 12, 2013	Sale	$152.03	39,456	5,998,338	112,048	Feb 14, 2013, 04:12 PM
COHEN ALAN M	EVP, Global Head of Compliance	Feb 07, 2013	Sale	$150.00	7,000	1,050,000	62,649	Feb 08, 2013, 03:01 PM
SHERWOOD MICHAEL S	Vice Chairman	Jan 24, 2013	Option Exercise	$145.40	20,773	3,020,457	151,504	Jan 25, 2013, 01:01 PM
PALM GREGORY K	Executive VP - General Counsel	Dec 31, 2012	Option Exercise	$126.24	18,549	2,341,533	911,953	Dec 31, 2012, 07:58 PM
COHEN ALAN M	EVP, Global Head of Compliance	Dec 31, 2012	Option Exercise	$126.24	15,141	1,911,324	69,649	Dec 31, 2012, 07:57 PM
COOPER EDITH W	EVP, Global Head of HCM	Dec 31, 2012	Option Exercise	$126.24	20,791	2,624,552	57,249	Dec 31, 2012, 07:55 PM
SMITH SARAH G	Principal Accounting Officer	Dec 31, 2012	Option Exercise	$126.24	11,994	1,514,063	42,490	Dec 31, 2012, 07:53 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Dec 31, 2012	Option Exercise	$126.24	19,294	2,435,578	119,799	Dec 31, 2012, 07:51 PM
EVANS J. MICHAEL	Vice Chairman	Dec 31, 2012	Option Exercise	$126.24	29,896	3,773,922	649,453	Dec 31, 2012, 07:49 PM
WEINBERG JOHN S	Vice Chairman	Dec 31, 2012	Option Exercise	$126.24	30,438	3,842,341	805,790	Dec 31, 2012, 07:47 PM
VINIAR DAVID A	Executive Vice President - CFO	Dec 31, 2012	Option Exercise	$126.24	33,245	4,196,683	702,419	Dec 31, 2012, 07:45 PM
COHN GARY D	President and COO	Dec 31, 2012	Option Exercise	$126.24	33,245	4,196,683	616,404	Dec 31, 2012, 07:43 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Dec 31, 2012	Option Exercise	$126.24	33,245	4,196,683	1,819,128	Dec 31, 2012, 07:41 PM
VINIAR DAVID A	Executive Vice President - CFO	Nov 29, 2012	Sale	$118.77	100,000	11,877,200	719,599	Nov 30, 2012, 04:42 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 27, 2012	Option Exercise	$78.87	22,945	1,809,672	1,809,253	Nov 28, 2012, 07:59 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 26, 2012	Option Exercise	$78.87	22,945	1,809,672	1,809,253	Nov 28, 2012, 07:59 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 28, 2012	Option Exercise	$78.87	22,944	1,809,593	1,809,252	Nov 28, 2012, 07:59 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 26, 2012	Sale	$119.78	22,945	2,748,422	1,797,968	Nov 28, 2012, 07:59 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 28, 2012	Sale	$117.87	22,944	2,704,390	1,798,908	Nov 28, 2012, 07:59 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Nov 27, 2012	Sale	$120.14	22,945	2,756,572	1,804,637	Nov 28, 2012, 07:59 PM
SHERWOOD MICHAEL S	Vice Chairman	Nov 27, 2012	Option Exercise	$78.87	4,266	336,459	136,597	Nov 28, 2012, 07:59 PM
SHERWOOD MICHAEL S	Vice Chairman	Nov 26, 2012	Option Exercise	$78.87	4,266	336,459	136,597	Nov 28, 2012, 07:59 PM
SHERWOOD MICHAEL S	Vice Chairman	Nov 28, 2012	Option Exercise	$78.87	4,267	336,538	136,598	Nov 28, 2012, 07:59 PM
SHERWOOD MICHAEL S	Vice Chairman	Nov 26, 2012	Sale	$119.78	4,266	510,994	134,499	Nov 28, 2012, 07:59 PM
SHERWOOD MICHAEL S	Vice Chairman	Nov 28, 2012	Sale	$117.87	4,267	502,949	134,675	Nov 28, 2012, 07:59 PM
SHERWOOD MICHAEL S	Vice Chairman	Nov 27, 2012	Sale	$120.14	4,266	512,511	135,739	Nov 28, 2012, 07:59 PM
COHN GARY D	President and COO	Nov 26, 2012	Option Exercise	$78.87	30,000	2,366,100	613,584	Nov 28, 2012, 07:59 PM
COHN GARY D	President and COO	Nov 28, 2012	Option Exercise	$78.87	30,000	2,366,100	613,584	Nov 28, 2012, 07:59 PM
COHN GARY D	President and COO	Nov 27, 2012	Option Exercise	$78.87	30,000	2,366,100	613,584	Nov 28, 2012, 07:59 PM
COHN GARY D	President and COO	Nov 26, 2012	Sale	$119.78	30,000	3,593,492	598,830	Nov 28, 2012, 07:59 PM
COHN GARY D	President and COO	Nov 28, 2012	Sale	$117.87	30,000	3,536,074	600,059	Nov 28, 2012, 07:59 PM
COHN GARY D	President and COO	Nov 27, 2012	Sale	$120.14	30,000	3,604,148	607,549	Nov 28, 2012, 07:59 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 26, 2012	Option Exercise	$78.87	9,191	724,894	902,833	Nov 28, 2012, 07:58 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 28, 2012	Option Exercise	$78.87	9,191	724,894	902,833	Nov 28, 2012, 07:58 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 27, 2012	Option Exercise	$78.87	9,191	724,894	902,833	Nov 28, 2012, 07:58 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 26, 2012	Sale	$119.78	9,191	1,100,926	898,313	Nov 28, 2012, 07:58 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 28, 2012	Sale	$117.87	9,191	1,083,335	898,689	Nov 28, 2012, 07:58 PM
PALM GREGORY K	Executive VP - General Counsel	Nov 27, 2012	Sale	$120.14	9,191	1,104,191	900,984	Nov 28, 2012, 07:58 PM
EVANS J. MICHAEL	Vice Chairman	Nov 23, 2012	Option Exercise	$78.87	60,408	4,764,379	738,792	Nov 26, 2012, 05:25 PM
EVANS J. MICHAEL	Vice Chairman	Nov 23, 2012	Sale	$119.57	150,408	17,983,594	703,284	Nov 26, 2012, 05:25 PM
COHN GARY D	President and COO	Oct 17, 2012	Option Exercise	$78.87	20,000	1,577,400	603,584	Oct 19, 2012, 06:27 PM
COHN GARY D	President and COO	Oct 18, 2012	Option Exercise	$78.87	20,425	1,610,920	604,009	Oct 19, 2012, 06:27 PM
COHN GARY D	President and COO	Oct 18, 2012	Sale	$126.17	20,425	2,577,083	583,584	Oct 19, 2012, 06:27 PM
COHN GARY D	President and COO	Oct 17, 2012	Sale	$124.00	20,000	2,480,000	583,584	Oct 19, 2012, 06:27 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Oct 18, 2012	Option Exercise	$78.87	33,927	2,675,823	1,820,235	Oct 19, 2012, 06:26 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Oct 17, 2012	Option Exercise	$78.87	34,909	2,753,273	1,821,217	Oct 19, 2012, 06:26 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Oct 18, 2012	Sale	$125.04	33,927	4,242,198	1,786,308	Oct 19, 2012, 06:26 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Oct 17, 2012	Sale	$124.09	34,909	4,332,000	1,794,596	Oct 19, 2012, 06:26 PM
WEINBERG JOHN S	Vice Chairman	Oct 17, 2012	Option Exercise	$78.87	27,592	2,176,181	797,755	Oct 19, 2012, 06:24 PM
WEINBERG JOHN S	Vice Chairman	Oct 18, 2012	Option Exercise	$78.87	13,502	1,064,903	783,665	Oct 19, 2012, 06:24 PM
WEINBERG JOHN S	Vice Chairman	Oct 17, 2012	Sale	$124.09	27,592	3,423,827	776,565	Oct 19, 2012, 06:24 PM
WEINBERG JOHN S	Vice Chairman	Oct 18, 2012	Sale	$125.04	13,502	1,688,277	770,163	Oct 19, 2012, 06:24 PM
VINIAR DAVID A	Executive Vice President - CFO	Oct 18, 2012	Option Exercise	$78.87	50,751	4,002,732	870,350	Oct 19, 2012, 06:20 PM
VINIAR DAVID A	Executive Vice President - CFO	Oct 18, 2012	Sale	$123.76	50,751	6,280,893	819,599	Oct 19, 2012, 06:20 PM
SHERWOOD MICHAEL S	Vice Chairman	Oct 18, 2012	Option Exercise	$78.87	18,928	1,492,851	151,259	Oct 19, 2012, 06:20 PM
SHERWOOD MICHAEL S	Vice Chairman	Oct 17, 2012	Option Exercise	$78.87	96,283	7,593,840	228,614	Oct 19, 2012, 06:20 PM
SHERWOOD MICHAEL S	Vice Chairman	Oct 18, 2012	Sale	$125.04	18,928	2,366,738	132,331	Oct 19, 2012, 06:20 PM
SHERWOOD MICHAEL S	Vice Chairman	Oct 17, 2012	Sale	$124.08	96,283	11,947,157	154,355	Oct 19, 2012, 06:20 PM
GEORGE WILLIAM W	Director	Oct 17, 2012	Option Exercise	$78.87	5,705	449,953	38,105	Oct 19, 2012, 06:17 PM
GEORGE WILLIAM W	Director	Oct 17, 2012	Sale	$124.03	3,631	450,335	34,474	Oct 19, 2012, 06:17 PM
SMITH SARAH G	Principal Accounting Officer	Oct 17, 2012	Option Exercise	$78.87	4,107	323,919	34,759	Oct 19, 2012, 06:16 PM
SMITH SARAH G	Principal Accounting Officer	Oct 17, 2012	Sale	$124.08	4,107	509,601	31,582	Oct 19, 2012, 06:16 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Aug 22, 2012	Option Exercise	$78.87	9,924	782,706	107,141	Aug 24, 2012, 03:06 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Aug 22, 2012	Sale	$106.01	9,924	1,052,063	97,217	Aug 24, 2012, 03:06 PM
COOPER EDITH W	EVP, Global Head of HCM	Aug 23, 2012	Option Exercise	$78.87	11,780	929,089	44,694	Aug 24, 2012, 03:02 PM
COOPER EDITH W	EVP, Global Head of HCM	Aug 23, 2012	Sale	$104.35	11,780	1,229,243	32,914	Aug 24, 2012, 03:02 PM
DAHLBACK CLAES	Director	Aug 13, 2012	Option Exercise	$78.87	1,324	104,424	1,324	Aug 14, 2012, 04:52 PM
DAHLBACK CLAES	Director	Aug 13, 2012	Sale	$103.19	1,324	136,630	0	Aug 14, 2012, 04:52 PM
SHERWOOD MICHAEL S	Vice Chairman	Aug 01, 2012	Option Exercise	$100.79	16,043	1,616,974	132,331	Aug 03, 2012, 02:31 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Jul 27, 2012	Option Exercise	$78.87	9,924	782,706	107,141	Jul 27, 2012, 07:43 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Jul 27, 2012	Sale	$100.00	9,924	992,400	97,217	Jul 27, 2012, 07:43 PM
JOHNSON JAMES A /DC/	Director	Jul 27, 2012	Option Exercise	$78.87	6,000	473,220	6,000	Jul 27, 2012, 07:36 PM
JOHNSON JAMES A /DC/	Director	Jul 27, 2012	Sale	$98.72	6,000	592,346	0	Jul 27, 2012, 07:36 PM
WEINBERG JOHN S	Vice Chairman	Jan 25, 2012	Option Exercise	$107.44	19,314	2,075,096	710,464	Jan 27, 2012, 05:12 PM
VINIAR DAVID A	Executive Vice President - CFO	Jan 25, 2012	Option Exercise	$107.44	21,248	2,282,885	819,599	Jan 27, 2012, 05:11 PM
SMITH SARAH G	Principal Accounting Officer	Jan 25, 2012	Option Exercise	$107.44	11,323	1,216,543	30,652	Jan 27, 2012, 05:10 PM
SHERWOOD MICHAEL S	Vice Chairman	Jan 25, 2012	Option Exercise	$107.44	11,605	1,246,841	117,523	Jan 27, 2012, 05:09 PM
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	Jan 25, 2012	Option Exercise	$107.44	17,714	1,903,192	115,820	Jan 27, 2012, 05:07 PM
PALM GREGORY K	Executive VP - General Counsel	Jan 25, 2012	Option Exercise	$107.44	16,915	1,817,348	893,642	Jan 27, 2012, 05:07 PM
EVANS J. MICHAEL	Vice Chairman	Jan 25, 2012	Option Exercise	$107.44	15,244	1,637,815	703,284	Jan 27, 2012, 05:06 PM
COOPER EDITH W	EVP, Global Head of HCM	Jan 25, 2012	Option Exercise	$107.44	19,165	2,059,088	32,914	Jan 27, 2012, 05:05 PM
COHN GARY D	President and COO	Jan 25, 2012	Option Exercise	$107.44	21,248	2,282,885	606,333	Jan 27, 2012, 05:04 PM
COHEN ALAN M	EVP, Global Head of Compliance	Jan 25, 2012	Option Exercise	$107.44	12,864	1,382,108	54,705	Jan 27, 2012, 05:03 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Jan 25, 2012	Option Exercise	$107.44	21,248	2,282,885	1,809,057	Jan 27, 2012, 05:02 PM
JOHNSON JAMES A /DC/	Director	Oct 26, 2011	Option Exercise	$91.61	6,000	549,660	6,000	Oct 28, 2011, 03:20 PM
JOHNSON JAMES A /DC/	Director	Oct 26, 2011	Sale	$106.44	6,000	638,646	0	Oct 28, 2011, 03:20 PM
SHERWOOD MICHAEL S	Vice Chairman	Jul 26, 2011	Option Exercise	$137.63	11,606	1,597,392	106,811	Jul 28, 2011, 03:51 PM
COHEN ALAN M	EVP, Global Head of Compliance	Feb 25, 2011	Sale	$165.17	5,000	825,840	39,230	Mar 01, 2011, 05:06 PM
COHEN ALAN M	EVP, Global Head of Compliance	Feb 14, 2011	Sale	$166.95	4,909	819,551	48,639	Feb 16, 2011, 05:01 PM
SMITH SARAH G	Principal Accounting Officer	Jan 25, 2011	Option Exercise	$162.46	12,356	2,007,294	23,019	Jan 26, 2011, 04:59 PM
COHEN ALAN M	EVP, Global Head of Compliance	Jan 25, 2011	Option Exercise	$162.46	13,536	2,198,991	49,139	Jan 26, 2011, 04:58 PM
STECHER ESTA E	Executive VP - General Counsel	Jan 25, 2011	Option Exercise	$162.46	19,001	3,086,807	264,777	Jan 26, 2011, 04:57 PM
PALM GREGORY K	Executive VP - General Counsel	Jan 25, 2011	Option Exercise	$162.46	19,802	3,216,934	972,130	Jan 26, 2011, 04:55 PM
VINIAR DAVID A	Executive Vice President - CFO	Jan 25, 2011	Option Exercise	$162.46	52,521	8,532,299	891,012	Jan 26, 2011, 04:54 PM
SHERWOOD MICHAEL S	Vice Chairman	Jan 25, 2011	Option Exercise	$162.46	48,422	7,866,396	96,099	Jan 26, 2011, 04:53 PM
EVANS J. MICHAEL	Vice Chairman	Jan 25, 2011	Option Exercise	$162.46	10,161	1,650,705	673,031	Jan 26, 2011, 04:52 PM
WEINBERG JOHN S	Vice Chairman	Jan 25, 2011	Option Exercise	$162.46	33,659	5,468,073	876,732	Jan 26, 2011, 04:51 PM
COHN GARY D	President and COO	Jan 25, 2011	Option Exercise	$162.46	65,568	10,651,850	591,814	Jan 26, 2011, 04:48 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Jan 25, 2011	Option Exercise	$162.46	66,375	10,782,951	1,794,538	Jan 26, 2011, 04:46 PM
WEINBERG JOHN S	Vice Chairman	Aug 11, 2010	Option Exercise	$82.88	57,915	4,799,706	893,128	Aug 13, 2010, 05:35 PM
WEINBERG JOHN S	Vice Chairman	Aug 11, 2010	Sale	$150.02	57,915	8,688,424	856,748	Aug 13, 2010, 05:35 PM
VINIAR DAVID A	Executive Vice President - CFO	Aug 11, 2010	Option Exercise	$82.88	67,326	5,579,642	893,551	Aug 13, 2010, 05:35 PM
VINIAR DAVID A	Executive Vice President - CFO	Aug 11, 2010	Sale	$150.02	67,326	10,100,264	851,260	Aug 13, 2010, 05:35 PM
STECHER ESTA E	Executive VP - General Counsel	Aug 11, 2010	Option Exercise	$82.88	22,890	1,897,009	270,676	Aug 13, 2010, 05:34 PM
STECHER ESTA E	Executive VP - General Counsel	Aug 11, 2010	Sale	$150.02	22,890	3,433,965	256,298	Aug 13, 2010, 05:34 PM
SMITH SARAH G	Principal Accounting Officer	Aug 11, 2010	Option Exercise	$82.88	3,633	301,085	13,806	Aug 13, 2010, 05:34 PM
SMITH SARAH G	Principal Accounting Officer	Aug 11, 2010	Sale	$150.01	3,633	544,998	11,273	Aug 13, 2010, 05:34 PM
PALM GREGORY K	Executive VP - General Counsel	Aug 11, 2010	Option Exercise	$82.88	47,895	3,969,298	999,438	Aug 13, 2010, 05:33 PM
PALM GREGORY K	Executive VP - General Counsel	Aug 11, 2010	Sale	$150.02	47,895	7,185,222	969,353	Aug 13, 2010, 05:33 PM
COHN GARY D	President and COO	Aug 11, 2010	Option Exercise	$82.88	73,653	6,103,992	597,279	Aug 13, 2010, 05:33 PM
COHN GARY D	President and COO	Aug 11, 2010	Sale	$150.02	73,653	11,049,444	551,014	Aug 13, 2010, 05:33 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Aug 11, 2010	Option Exercise	$82.88	90,681	7,515,188	1,816,193	Aug 13, 2010, 05:32 PM
BLANKFEIN LLOYD C	Chairman of the Board and CEO	Aug 11, 2010	Sale	$150.02	90,681	13,603,989	1,759,232	Aug 13, 2010, 05:32 PM
COHEN ALAN M	EVP, Global Head of Compliance	Jul 29, 2010	Sale	$150.54	10,000	1,505,420	40,068	Jul 30, 2010, 05:31 PM
JOHNSON JAMES A /DC/	Director	Jul 21, 2010	Option Exercise	$82.88	6,000	497,250	6,000	Jul 23, 2010, 05:35 PM
JOHNSON JAMES A /DC/	Director	Jul 21, 2010	Sale	$148.38	6,000	890,298	0	Jul 23, 2010, 05:35 PM

Load More Insider Transactions

Buy Sale Option Exercise

Owner	Relationship	Date	Value($)
SOLOMON DAVID M	Chairman of the Board and CEO	05/03/2023	9,883,420
WALDRON JOHN E.	President and COO	05/03/2023	7,524,494
LEE BRIAN J	Chief Risk Officer	05/03/2023	1,067,117
LEE BRIAN J	Chief Risk Officer	05/02/2023	1,012,974
LEE BRIAN J	Chief Risk Officer	05/02/2023	1,012,897
ROGERS JOHN F.W.	Executive Vice President	05/03/2023	1,533,502
Ruemmler Kathryn H.	Chief Legal Officer, GC	04/19/2023	2,420,840
BERLINSKI PHILIP R.	Global Treasurer	04/20/2023	1,267,875
LESLIE ERICKA T	Chief Administrative Officer	01/24/2023	1,438,457
Ruemmler Kathryn H.	Chief Legal Officer, GC	01/24/2023	3,711,358
FREDMAN SHEARA J	Chief Accounting Officer	01/24/2023	1,106,774
LEE BRIAN J	Chief Risk Officer	01/24/2023	1,457,660
ROGERS JOHN F.W.	Executive Vice President	01/24/2023	1,665,747
COLEMAN DENIS P.	Chief Financial Officer	01/24/2023	2,875,517
BERLINSKI PHILIP R.	Global Treasurer	01/24/2023	3,378,628
LESLIE ERICKA T	Chief Administrative Officer	11/11/2022	81,700
WALDRON JOHN E.	President and COO	11/23/2022	1,304,527
WALDRON JOHN E.	President and COO	11/22/2022	2,585,883
WALDRON JOHN E.	President and COO	11/25/2022	1,301,139
LEE BRIAN J	Chief Risk Officer	11/14/2022	3,858,439
SOLOMON DAVID M	Chairman of the Board and CEO	10/28/2022	2,524,603
BERLINSKI PHILIP R.	Global Treasurer	08/10/2022	2,788,976
SOLOMON DAVID M	Chairman of the Board and CEO	05/02/2022	9,808,367
WALDRON JOHN E.	President and COO	05/02/2022	7,382,166
SOLOMON DAVID M	Chairman of the Board and CEO	04/19/2022	3,268,080
STEIN LAURENCE	Chief Administrative Officer	02/17/2022	491,636
STEIN LAURENCE	Chief Administrative Officer	02/16/2022	874,357
LEE BRIAN J	Chief Risk Officer	01/25/2022	2,534,218
Ruemmler Kathryn H.	EVP, Chief Legal Officer, GC	01/25/2022	837,528
ROGERS JOHN F.W.	Executive Vice President	01/25/2022	3,318,521
STEIN LAURENCE	Chief Administrative Officer	01/25/2022	2,582,293
COLEMAN DENIS P.	Chief Financial Officer	01/25/2022	3,286,929
FREDMAN SHEARA J	Chief Accounting Officer	01/25/2022	1,460,094
BERLINSKI PHILIP R.	Global Treasurer	01/25/2022	3,776,947
Flaherty Mark A.	Director	01/19/2022	717
VINIAR DAVID A	Director	11/08/2021	4,094,503
VINIAR DAVID A	Director	11/08/2021	2,865,386
SCHERR STEPHEN M	CFO	11/08/2021	4,102,500
WALDRON JOHN E.	President and COO	08/13/2021	8,256,372
VINIAR DAVID A	Director	08/09/2021	4,024,938
VINIAR DAVID A	Director	07/30/2021	1,902,685
LEE BRIAN J	Chief Risk Officer	07/14/2021	2,350,498
SOLOMON DAVID M	Chairman of the Board and CEO	07/14/2021	1,392,769
SOLOMON DAVID M	Chairman of the Board and CEO	07/14/2021	3,764,249
SOLOMON DAVID M	Chairman of the Board and CEO	04/29/2021	7,421,705
SOLOMON DAVID M	Chairman of the Board and CEO	02/19/2021	3,126,012
WALDRON JOHN E.	President and COO	02/19/2021	6,251,014
ROGERS JOHN F.W.	Executive Vice President	02/19/2021	3,132,500
SCHERR STEPHEN M	CFO	02/19/2021	6,252,201
VINIAR DAVID A	Director	02/10/2021	3,032,949
FREDMAN SHEARA J	Chief Accounting Officer	02/02/2021	755,624
STEIN LAURENCE	Chief Administrative Officer	02/02/2021	291,093
STEIN LAURENCE	Chief Administrative Officer	01/29/2021	280,603
STEIN LAURENCE	Chief Administrative Officer	02/02/2021	1,232,004
STEIN LAURENCE	Chief Administrative Officer	01/29/2021	1,183,534
HAMMACK ELIZABETH M	Global Treasurer	01/25/2021	1,453,606
SEYMOUR KAREN PATTON	Executive VP - General Counsel	01/25/2021	1,710,295
HAMMACK ELIZABETH M	Global Treasurer	01/25/2021	1,335,371
ROGERS JOHN F.W.	Executive Vice President	01/25/2021	2,166,084
LEE BRIAN J	Chief Risk Officer	01/25/2021	1,451,870
FREDMAN SHEARA J	Chief Accounting Officer	01/25/2021	838,363
STEIN LAURENCE	Chief Administrative Officer	01/25/2021	1,490,937
FREDMAN SHEARA J	Chief Accounting Officer	01/20/2021	971,475
LEE BRIAN J	Chief Risk Officer	01/20/2021	3,985,770
HAMMACK ELIZABETH M	Global Treasurer	01/20/2021	1,964,456
VINIAR DAVID A	Director	02/04/2020	3,613,303
VINIAR DAVID A	Director	02/03/2020	1,767,791
VINIAR DAVID A	Director	01/31/2020	677,992
STEIN LAURENCE	Chief Administrative Officer	01/31/2020	2,280,866
WALDRON JOHN E.	President and COO	01/23/2020	1,575,191
STEIN LAURENCE	Chief Administrative Officer	01/23/2020	1,365,939
SOLOMON DAVID M	Chairman of the Board and CEO	01/23/2020	1,765,172
SEYMOUR KAREN PATTON	Executive VP - General Counsel	01/23/2020	893,827
SCHERR STEPHEN M	CFO	01/23/2020	1,466,489
ROGERS JOHN F.W.	Executive Vice President	01/23/2020	2,003,576
LEE BRIAN J	Chief Risk Officer	01/23/2020	1,310,600
HAMMACK ELIZABETH M	Global Treasurer	01/23/2020	1,080,103
FREDMAN SHEARA J	Chief Accounting Officer	01/23/2020	630,225
HOLMES DANE E	EVP, Global Head of HCM	07/18/2019	161,098
HOLMES DANE E	EVP, Global Head of HCM	07/18/2019	510,349
HOLMES DANE E	EVP, Global Head of HCM	02/20/2019	295,284
WALDRON JOHN E.	President and COO	01/23/2019	3,382,502
SOLOMON DAVID M	Chairman of the Board and CEO	01/23/2019	4,263,957
SMITH SARAH G	EVP, Global Head of Compliance	01/23/2019	1,829,528
SCHERR STEPHEN M	Executive Vice President - CFO	01/23/2019	3,096,459
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	01/23/2019	1,777,143
LEE BRIAN J	Principal Accounting Officer	01/23/2019	1,141,207
HOLMES DANE E	EVP, Global Head of HCM	01/23/2019	254,216
PALM GREGORY K	Executive VP - General Counsel	12/27/2018	4,267,198
PALM GREGORY K	Executive VP - General Counsel	12/26/2018	4,209,059
PALM GREGORY K	Executive VP - General Counsel	12/27/2018	2,753,834
PALM GREGORY K	Executive VP - General Counsel	12/26/2018	2,753,834
PALM GREGORY K	Executive VP - General Counsel	12/27/2018	1,326,302
PALM GREGORY K	Executive VP - General Counsel	12/26/2018	1,279,718
SOLOMON DAVID M	President and COO	08/01/2018	4,435,606
SOLOMON DAVID M	President and COO	08/01/2018	2,136,907
SOLOMON DAVID M	President and COO	08/01/2018	2,019,507
SOLOMON DAVID M	President and COO	07/18/2018	4,350,213
SOLOMON DAVID M	President and COO	07/18/2018	2,136,907
SOLOMON DAVID M	President and COO	07/18/2018	1,945,311
SOLOMON DAVID M	President and COO	05/14/2018	1,629,146
SOLOMON DAVID M	President and COO	05/14/2018	768,105
SOLOMON DAVID M	President and COO	05/14/2018	756,532
SOLOMON DAVID M	President and COO	05/15/2018	98,132
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	02/23/2018	1,167,610
LEE BRIAN J	Principal Accounting Officer	02/21/2018	1,778,293
CHAVEZ R. MARTIN	Executive Vice President - CFO	02/07/2018	2,667,533
CHAVEZ R. MARTIN	Executive Vice President - CFO	02/07/2018	398,837
SALAME PABLO J	Vice Chairman	02/01/2018	2,704,210
CHAVEZ R. MARTIN		01/31/2018	413,978
CHAVEZ R. MARTIN		01/31/2018	2,764,849
SOLOMON DAVID M	President and Co-COO	01/29/2018	11,607,364
SOLOMON DAVID M	President and Co-COO	01/29/2018	5,041,920
SOLOMON DAVID M	President and Co-COO	01/29/2018	5,773,064
GNODDE RICHARD J	Vice Chairman	01/23/2018	4,631,781
VINIAR DAVID A	Director	01/18/2018	4,395,790
PALM GREGORY K	Executive VP - General Counsel	01/18/2018	2,395,007
SMITH SARAH G	EVP, Global Head of Compliance	01/18/2018	2,554,624
SALAME PABLO J	Vice Chairman	01/18/2018	4,712,966
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	01/18/2018	2,791,539
LEE BRIAN J	Principal Accounting Officer	01/18/2018	1,777,871
HOLMES DANE E	EVP, Global Head of HCM	01/18/2018	470,820
SOLOMON DAVID M	President and Co-COO	12/28/2017	9,595,821
SMITH SARAH G	EVP, Global Head of Compliance	12/28/2017	4,000,754
SCHWARTZ HARVEY M	President and Co-COO	12/28/2017	3,925,761
SALAME PABLO J	Vice Chairman	12/28/2017	9,440,460
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	12/28/2017	3,754,786
PALM GREGORY K	Executive VP - General Counsel	12/28/2017	3,711,787
LEE BRIAN J	Principal Accounting Officer	12/28/2017	2,498,072
COOPER EDITH W	EVP, Global Head of HCM	12/28/2017	2,647,291
CHAVEZ R. MARTIN	Executive Vice President - CFO	12/28/2017	8,301,738
BLANKFEIN LLOYD C	Chairman of the Board and CEO	12/28/2017	4,296,633
SOLOMON DAVID M	President and Co-COO	11/24/2017	7,210,425
SOLOMON DAVID M	President and Co-COO	11/24/2017	3,386,516
SOLOMON DAVID M	President and Co-COO	11/24/2017	3,023,529
PALM GREGORY K	Executive VP - General Counsel	11/22/2017	5,863,483
PALM GREGORY K	Executive VP - General Counsel	11/22/2017	2,753,834
PALM GREGORY K	Executive VP - General Counsel	11/22/2017	2,528,867
PALM GREGORY K	Executive VP - General Counsel	11/22/2017	2,457,663
VINIAR DAVID A	Director	11/21/2017	5,950,500
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	11/21/2017	2,332,478
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	11/21/2017	2,544,305
SOLOMON DAVID M	President and Co-COO	11/21/2017	10,583,800
SOLOMON DAVID M	President and Co-COO	11/20/2017	10,566,970
SOLOMON DAVID M	President and Co-COO	11/20/2017	9,653,093
SOLOMON DAVID M	President and Co-COO	11/21/2017	9,653,093
SOLOMON DAVID M	President and Co-COO	11/21/2017	736,035
SOLOMON DAVID M	President and Co-COO	11/20/2017	722,732
PALM GREGORY K	Executive VP - General Counsel	11/21/2017	8,010,514
PALM GREGORY K	Executive VP - General Counsel	11/20/2017	7,997,697
PALM GREGORY K	Executive VP - General Counsel	11/20/2017	7,306,070
PALM GREGORY K	Executive VP - General Counsel	11/21/2017	7,306,070
PALM GREGORY K	Executive VP - General Counsel	11/21/2017	557,051
PALM GREGORY K	Executive VP - General Counsel	11/20/2017	547,061
GNODDE RICHARD J	Vice Chairman	11/21/2017	8,149,617
GNODDE RICHARD J	Vice Chairman	11/20/2017	8,138,339
GNODDE RICHARD J	Vice Chairman	11/20/2017	7,537,587
GNODDE RICHARD J	Vice Chairman	11/21/2017	7,537,587
GNODDE RICHARD J	Vice Chairman	11/21/2017	689,374
GNODDE RICHARD J	Vice Chairman	11/20/2017	677,144
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/21/2017	36,050,427
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/20/2017	35,992,742
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/21/2017	32,880,377
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/20/2017	32,880,377
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/21/2017	2,501,766
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/20/2017	2,455,183
SOLOMON DAVID M	President and Co-COO	11/13/2017	572,386
VINIAR DAVID A	Director	10/20/2017	22,706,311
VINIAR DAVID A	Director	10/20/2017	20,416,000
VINIAR DAVID A	Director	10/20/2017	1,812,616
SCHWARTZ HARVEY M	President and Co-COO	10/20/2017	6,125,000
GNODDE RICHARD J	Vice Chairman	10/18/2017	7,672,560
GNODDE RICHARD J	Vice Chairman	10/18/2017	7,537,587
GNODDE RICHARD J	Vice Chairman	10/18/2017	1,187,992
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	08/08/2017	784,020
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	08/08/2017	3,372,273
SOLOMON DAVID M	President and Co-COO	08/07/2017	754,996
VINIAR DAVID A	Director	08/01/2017	21,737,738
VINIAR DAVID A	Director	08/01/2017	20,416,000
VINIAR DAVID A	Director	08/01/2017	1,045,561
SALAME PABLO J	Vice Chairman	02/21/2017	2,518,040
SOLOMON DAVID M	President and Co-COO	02/21/2017	21,840,444
SOLOMON DAVID M	President and Co-COO	02/21/2017	19,306,187
SOLOMON DAVID M	President and Co-COO	02/21/2017	2,005,840
COHEN ALAN M	EVP, Global Head of Compliance	02/16/2017	3,227,830
COHEN ALAN M	EVP, Global Head of Compliance	02/16/2017	1,457,430
COHEN ALAN M	EVP, Global Head of Compliance	02/16/2017	1,400,651
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	02/15/2017	3,056,983
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	02/15/2017	5,001,200
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	02/14/2017	25,000
VINIAR DAVID A	Director	02/13/2017	15,910,065
VINIAR DAVID A	Director	02/13/2017	14,368,781
VINIAR DAVID A	Director	02/13/2017	1,470,215
SOLOMON DAVID M	President and Co-COO	02/07/2017	500,571
SOLOMON DAVID M	President and Co-COO	02/07/2017	999,937
SALAME PABLO J	Vice Chairman	02/07/2017	3,887,394
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	02/03/2017	25,545,577
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	02/03/2017	23,412,253
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	02/03/2017	2,002,337
COHEN ALAN M	EVP, Global Head of Compliance	02/03/2017	8,134,975
COHEN ALAN M	EVP, Global Head of Compliance	02/03/2017	7,412,641
COHEN ALAN M	EVP, Global Head of Compliance	02/03/2017	571,767
SMITH SARAH G	Principal Accounting Officer	02/03/2017	8,459,461
SMITH SARAH G	Principal Accounting Officer	02/03/2017	7,812,795
SMITH SARAH G	Principal Accounting Officer	02/03/2017	2,511,245
COOPER EDITH W	EVP, Global Head of HCM	02/01/2017	539,185
COOPER EDITH W	EVP, Global Head of HCM	01/27/2017	991,015
SCHWARTZ HARVEY M	President and Co-COO; CFO	01/24/2017	6,763,019
SMITH SARAH G	Principal Accounting Officer	01/24/2017	3,986,335
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	01/24/2017	3,388,141
PALM GREGORY K	Executive VP - General Counsel	01/24/2017	3,556,128
COOPER EDITH W	EVP, Global Head of HCM	01/25/2017	4,159,738
COOPER EDITH W	EVP, Global Head of HCM	01/24/2017	2,632,196
COOPER EDITH W	EVP, Global Head of HCM	01/25/2017	2,065,375
COOPER EDITH W	EVP, Global Head of HCM	01/25/2017	1,986,173
COHEN ALAN M	EVP, Global Head of Compliance	01/24/2017	2,859,514
SOLOMON DAVID M	President and Co-COO	01/24/2017	9,644,171
SALAME PABLO J	Vice Chairman	01/24/2017	9,764,229
GNODDE RICHARD J	Vice Chairman	01/24/2017	3,978,890
BLANKFEIN LLOYD C	Chairman of the Board and CEO	01/24/2017	7,408,445
COHN GARY D	Former Director, Pres. and COO	01/24/2017	19,190,524
COHN GARY D	Former Director, Pres. and COO	01/23/2017	52,640,624
Spar Debora L	Director	01/19/2017	46,814
JOHNSON JAMES A /DC/	Director	01/19/2017	2,368,256
JOHNSON JAMES A /DC/	Director	01/19/2017	2,714,238
SCHWARTZ HARVEY M	President and Co-COO; CFO	01/19/2017	5,849,725
SMITH SARAH G	Principal Accounting Officer	11/18/2016	1,862,874
SMITH SARAH G	Principal Accounting Officer	11/18/2016	1,804,155
SMITH SARAH G	Principal Accounting Officer	11/18/2016	46,099
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/18/2016	21,574,821
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/18/2016	20,906,061
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/18/2016	529,135
SHERWOOD MICHAEL S	Vice Chairman	11/16/2016	8,753,906
SMITH SARAH G	Principal Accounting Officer	11/15/2016	1,851,243
SMITH SARAH G	Principal Accounting Officer	11/16/2016	1,861,429
SMITH SARAH G	Principal Accounting Officer	11/15/2016	1,804,155
SMITH SARAH G	Principal Accounting Officer	11/16/2016	1,804,155
SMITH SARAH G	Principal Accounting Officer	11/16/2016	44,133
SMITH SARAH G	Principal Accounting Officer	11/15/2016	36,759
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/16/2016	21,569,046
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/16/2016	20,906,061
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/16/2016	512,064
VINIAR DAVID A	Director	11/15/2016	8,080,073
VINIAR DAVID A	Director	11/15/2016	7,830,530
VINIAR DAVID A	Director	11/15/2016	187,358
PALM GREGORY K	Executive VP - General Counsel	11/15/2016	13,410,456
PALM GREGORY K	Executive VP - General Counsel	11/15/2016	13,012,781
PALM GREGORY K	Executive VP - General Counsel	11/15/2016	314,665
COHEN ALAN M	EVP, Global Head of Compliance	11/14/2016	5,895,635
COHEN ALAN M	EVP, Global Head of Compliance	11/14/2016	5,812,146
COHEN ALAN M	EVP, Global Head of Compliance	11/15/2016	1,045,335
COHEN ALAN M	EVP, Global Head of Compliance	11/14/2016	66,010
COHN GARY D	President and COO	11/14/2016	41,953,158
COHN GARY D	President and COO	11/14/2016	41,012,763
COHN GARY D	President and COO	11/14/2016	744,056
COOPER EDITH W	EVP, Global Head of HCM	11/11/2016	2,576,778
COOPER EDITH W	EVP, Global Head of HCM	11/11/2016	2,411,165
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	11/11/2016	18,661,827
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	11/11/2016	18,612,298
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	11/11/2016	47,001
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	11/11/2016	18,661,827
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	11/11/2016	18,612,298
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	11/11/2016	47,001
VINIAR DAVID A	Director	11/14/2016	7,999,865
VINIAR DAVID A	Director	11/11/2016	15,173,726
VINIAR DAVID A	Director	11/14/2016	7,793,760
VINIAR DAVID A	Director	11/11/2016	14,988,000
VINIAR DAVID A	Director	11/14/2016	162,856
VINIAR DAVID A	Director	11/11/2016	136,825
SHERWOOD MICHAEL S	Vice Chairman	11/11/2016	40,376,088
SHERWOOD MICHAEL S	Vice Chairman	11/11/2016	40,212,603
SHERWOOD MICHAEL S	Vice Chairman	11/11/2016	184,810
BURNS M MICHELE	Director	11/11/2016	202,000
COHEN ALAN M	EVP, Global Head of Compliance	11/09/2016	948,764
COHEN ALAN M	EVP, Global Head of Compliance	11/07/2016	905,940
SMITH SARAH G	Principal Accounting Officer	11/07/2016	479,520
SMITH SARAH G	Principal Accounting Officer	08/31/2016	452,880
COOPER EDITH W	EVP, Global Head of HCM	08/26/2016	1,162,692
COOPER EDITH W	EVP, Global Head of HCM	08/26/2016	1,162,836
Schwartz Mark	Vice Chairman	08/03/2016	101,179
SMITH SARAH G	Principal Accounting Officer	04/20/2016	431,568
VINIAR DAVID A	Director	01/26/2016	2,268,613
SMITH SARAH G	Principal Accounting Officer	01/26/2016	2,663,641
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	01/26/2016	2,019,719
PALM GREGORY K	Executive VP - General Counsel	01/26/2016	2,259,848
COOPER EDITH W	EVP, Global Head of HCM	01/26/2016	1,755,561
SHERWOOD MICHAEL S	Vice Chairman	01/26/2016	5,488,980
Schwartz Mark	Vice Chairman	01/26/2016	3,714,378
SCHWARTZ HARVEY M	Executive Vice President - CFO	01/26/2016	6,239,291
COHN GARY D	President and COO	01/26/2016	5,495,328
COHEN ALAN M	EVP, Global Head of Compliance	01/26/2016	1,849,860
BLANKFEIN LLOYD C	Chairman of the Board and CEO	01/26/2016	6,046,764
PALM GREGORY K	Executive VP - General Counsel	11/24/2015	1,364,844
PALM GREGORY K	Executive VP - General Counsel	11/23/2015	1,364,844
PALM GREGORY K	Executive VP - General Counsel	11/25/2015	1,364,712
PALM GREGORY K	Executive VP - General Counsel	11/23/2015	1,969,771
PALM GREGORY K	Executive VP - General Counsel	11/25/2015	1,960,608
PALM GREGORY K	Executive VP - General Counsel	11/24/2015	1,952,726
COHN GARY D	President and COO	11/24/2015	1,724,089
COHN GARY D	President and COO	11/23/2015	1,724,089
COHN GARY D	President and COO	11/25/2015	1,723,957
COHN GARY D	President and COO	11/24/2015	2,466,711
COHN GARY D	President and COO	11/23/2015	2,488,243
COHN GARY D	President and COO	11/25/2015	2,476,716
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/24/2015	230,370
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/23/2015	230,370
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/25/2015	230,370
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/23/2015	332,475
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/25/2015	330,960
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/24/2015	329,597
SHERWOOD MICHAEL S		07/20/2015	1,042,541
SCHWARTZ HARVEY M	Executive Vice President - CFO	07/17/2015	18,370,970
SCHWARTZ HARVEY M	Executive Vice President - CFO	07/17/2015	9,478,652
SCHWARTZ HARVEY M	Executive Vice President - CFO	07/17/2015	7,037,327
SMITH SARAH G	Principal Accounting Officer	06/18/2015	667,790
SMITH SARAH G	Principal Accounting Officer	06/18/2015	334,970
COHN GARY D	President and COO	06/19/2015	243,007
COHN GARY D	President and COO	06/18/2015	2,937,810
COHN GARY D	President and COO	06/19/2015	396,890
COHN GARY D	President and COO	06/18/2015	4,798,155
BLANKFEIN LLOYD C	Chairman of the Board and CEO	06/18/2015	12,667,322
BLANKFEIN LLOYD C	Chairman of the Board and CEO	06/19/2015	1,047,723
BLANKFEIN LLOYD C	Chairman of the Board and CEO	06/18/2015	20,688,805
BLANKFEIN LLOYD C	Chairman of the Board and CEO	06/19/2015	1,711,185
COHN GARY D	President and COO	06/10/2015	5,011,798
COHN GARY D	President and COO	06/10/2015	8,071,264
SMITH SARAH G	Principal Accounting Officer	06/03/2015	327,180
SMITH SARAH G	Principal Accounting Officer	06/03/2015	652,260
COOPER EDITH W	EVP, Global Head of HCM	05/29/2015	3,446,514
COHN GARY D	President and COO	05/22/2015	6,682,705
COHN GARY D	President and COO	05/22/2015	10,559,120
BLANKFEIN LLOYD C	Chairman of the Board and CEO	05/19/2015	13,270,760
BLANKFEIN LLOYD C	Chairman of the Board and CEO	05/18/2015	1,135,395
BLANKFEIN LLOYD C	Chairman of the Board and CEO	05/19/2015	20,666,457
BLANKFEIN LLOYD C	Chairman of the Board and CEO	05/18/2015	1,768,591
COHN GARY D	President and COO	05/19/2015	6,155,881
COHN GARY D	President and COO	05/18/2015	526,560
COHN GARY D	President and COO	05/19/2015	9,586,508
COHN GARY D	President and COO	05/18/2015	820,216
PALM GREGORY K	Executive VP - General Counsel	05/18/2015	161,391
PALM GREGORY K	Executive VP - General Counsel	05/19/2015	1,885,875
PALM GREGORY K	Executive VP - General Counsel	05/18/2015	251,396
PALM GREGORY K	Executive VP - General Counsel	05/19/2015	2,936,859
COHN GARY D		05/14/2015	6,682,441
COHN GARY D		05/14/2015	10,263,416
WEINBERG JOHN S	Vice Chairman	05/05/2015	3,383,016
WEINBERG JOHN S	Vice Chairman	05/05/2015	5,142,396
WEINBERG JOHN S	Vice Chairman	04/23/2015	12,029,395
WEINBERG JOHN S	Vice Chairman	04/23/2015	18,291,552
SMITH SARAH G	Principal Accounting Officer	04/23/2015	1,242,400
SMITH SARAH G	Principal Accounting Officer	04/23/2015	623,200
SHERWOOD MICHAEL S	Vice Chairman	04/20/2015	9,924,603
SHERWOOD MICHAEL S	Vice Chairman	04/20/2015	15,019,217
SCHWARTZ HARVEY M	Executive Vice President - CFO	04/17/2015	7,191,432
SCHWARTZ HARVEY M	Executive Vice President - CFO	04/17/2015	17,987,565
ROGERS JOHN F.W.		02/26/2015	4,039,760
ROGERS JOHN F.W.		02/26/2015	8,412,870
SHERWOOD MICHAEL S	Vice Chairman	02/24/2015	9,214,800
SHERWOOD MICHAEL S	Vice Chairman	02/24/2015	13,444,410
COHEN ALAN M	EVP, Global Head of Compliance	02/23/2015	2,280,000
SHERWOOD MICHAEL S		02/11/2015	9,873,000
SHERWOOD MICHAEL S		02/11/2015	13,993,107
VINIAR DAVID A	Director	01/27/2015	4,722,133
WEINBERG JOHN S	Vice Chairman	01/27/2015	5,979,840
SMITH SARAH G	Principal Accounting Officer	01/27/2015	2,556,371
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	01/27/2015	2,012,224
PALM GREGORY K		01/27/2015	2,317,314
COOPER EDITH W		01/27/2015	1,858,326
COHEN ALAN M	EVP, Global Head of Compliance	01/27/2015	1,907,941
SHERWOOD MICHAEL S	Vice Chairman	01/27/2015	5,836,948
Schwartz Mark	Vice Chairman	01/27/2015	2,672,561
SCHWARTZ HARVEY M	Executive Vice President - CFO	01/27/2015	7,482,378
COHN GARY D	President and COO	01/27/2015	7,315,129
BLANKFEIN LLOYD C		01/27/2015	7,860,719
SHERWOOD MICHAEL S	Vice Chairman	01/21/2015	1,290,354
PALM GREGORY K	Executive VP - General Counsel	11/21/2014	3,070,503
PALM GREGORY K	Executive VP - General Counsel	11/21/2014	9,186,294
Spar Debora L	Director	11/21/2014	57,066
ROGERS JOHN F.W.		11/04/2014	14,321,410
ROGERS JOHN F.W.		11/04/2014	8,261,501
ROGERS JOHN F.W.		11/04/2014	5,669,726
COHEN ALAN M		10/31/2014	1,895,110
VINIAR DAVID A	Director	10/29/2014	17,812,472
VINIAR DAVID A	Director	10/29/2014	25,190,630
COHEN ALAN M	EVP, Global Head of Compliance	10/29/2014	4,212,480
COHEN ALAN M	EVP, Global Head of Compliance	10/29/2014	5,954,592
SMITH SARAH G	Principal Accounting Officer	10/22/2014	4,543,239
SMITH SARAH G	Principal Accounting Officer	10/22/2014	2,643,620
SMITH SARAH G	Principal Accounting Officer	10/21/2014	163,080
SMITH SARAH G	Principal Accounting Officer	10/22/2014	1,487,790
JOHNSON JAMES A /DC/	Director	10/21/2014	789,840
JOHNSON JAMES A /DC/	Director	10/21/2014	1,079,292
SMITH SARAH G	Principal Accounting Officer	10/20/2014	4,482,192
SMITH SARAH G	Principal Accounting Officer	10/20/2014	2,643,699
SMITH SARAH G	Principal Accounting Officer	10/17/2014	3,212,016
SMITH SARAH G	Principal Accounting Officer	10/17/2014	4,793,901
SMITH SARAH G	Principal Accounting Officer	10/20/2014	1,458,794
COOPER EDITH W		08/28/2014	3,404,350
COOPER EDITH W		08/28/2014	2,065,375
COOPER EDITH W		08/28/2014	1,252,355
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	08/19/2014	11,412,135
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	08/19/2014	15,171,100
SHERWOOD MICHAEL S	Vice Chairman	07/28/2014	2,848,847
SHERWOOD MICHAEL S	Vice Chairman	07/28/2014	3,217,082
JOHNSON JAMES A /DC/	Director	07/24/2014	456,924
JOHNSON JAMES A /DC/	Director	07/24/2014	1,026,710
SCHWARTZ HARVEY M	Executive Vice President - CFO	07/23/2014	12,095,457
SCHWARTZ HARVEY M	Executive Vice President - CFO	07/23/2014	7,191,432
SCHWARTZ HARVEY M	Executive Vice President - CFO	07/22/2014	1,738,800
SCHWARTZ HARVEY M	Executive Vice President - CFO	07/23/2014	3,913,526
Spar Debora L	Director	07/21/2014	51,201
Schwartz Mark	Vice Chairman	01/27/2014	688,162
COOPER EDITH W	EVP, Global Head of HCM	02/28/2014	6,472,477
COOPER EDITH W	EVP, Global Head of HCM	02/28/2014	4,130,750
COOPER EDITH W	EVP, Global Head of HCM	02/28/2014	2,212,429
DAHLBACK CLAES	Director	02/05/2014	770,800
DAHLBACK CLAES	Director	02/05/2014	802,500
GEORGE WILLIAM W	Director	02/03/2014	770,800
GEORGE WILLIAM W	Director	02/03/2014	771,090
SMITH SARAH G	Principal Accounting Officer	01/27/2014	4,847,143
SMITH SARAH G	Principal Accounting Officer	01/27/2014	2,974,181
SMITH SARAH G	Principal Accounting Officer	01/27/2014	1,474,522
WEINBERG JOHN S		01/27/2014	5,914,172
VINIAR DAVID A	Director	01/27/2014	6,876,928
SMITH SARAH G	Principal Accounting Officer	01/27/2014	2,112,767
SHERWOOD MICHAEL S	Vice Chairman	01/27/2014	5,064,237
Schwartz Mark	Vice Chairman	01/27/2014	868,878
SCHWARTZ HARVEY M	Executive Vice President - CFO	01/27/2014	7,453,777
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	01/27/2014	2,205,807
PALM GREGORY K	Executive VP - General Counsel	01/27/2014	2,494,818
COOPER EDITH W	EVP, Global Head of HCM	01/27/2014	2,147,301
COHN GARY D	President and COO	01/27/2014	6,721,358
COHEN ALAN M	EVP, Global Head of Compliance	01/27/2014	1,871,030
BLANKFEIN LLOYD C	Chairman of the Board and CEO	01/27/2014	6,995,785
MITTAL LAKSHMI N		01/17/2014	1,541,600
SMITH SARAH G		01/21/2014	334,950
SMITH SARAH G		01/17/2014	2,599,235
COOPER EDITH W	EVP, Global Head of HCM	11/29/2013	1,966,777
EVANS J. MICHAEL	Vice Chairman	11/27/2013	11,352,755
JOHNSON JAMES A /DC/	Director	11/15/2013	1,541,600
JOHNSON JAMES A /DC/	Director	11/15/2013	1,644,360
GEORGE WILLIAM W	Director	10/30/2013	432,360
GEORGE WILLIAM W	Director	10/30/2013	730,296
DAHLBACK CLAES		10/29/2013	432,360
DAHLBACK CLAES		10/29/2013	728,388
SHERWOOD MICHAEL S	Vice Chairman	07/17/2013	2,747,956
SHERWOOD MICHAEL S	Vice Chairman	07/17/2013	3,115,076
JOHNSON JAMES A /DC/	Director	07/17/2013	864,720
JOHNSON JAMES A /DC/	Director	07/17/2013	1,442,241
Spar Debora L		07/17/2013	32,000
SHERWOOD MICHAEL S	Vice Chairman	02/12/2013	1,602,962
SHERWOOD MICHAEL S	Vice Chairman	02/12/2013	5,998,338
COHEN ALAN M	EVP, Global Head of Compliance	02/07/2013	1,050,000
SHERWOOD MICHAEL S	Vice Chairman	01/24/2013	3,020,457
PALM GREGORY K	Executive VP - General Counsel	12/31/2012	2,341,533
COHEN ALAN M	EVP, Global Head of Compliance	12/31/2012	1,911,324
COOPER EDITH W	EVP, Global Head of HCM	12/31/2012	2,624,552
SMITH SARAH G	Principal Accounting Officer	12/31/2012	1,514,063
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	12/31/2012	2,435,578
EVANS J. MICHAEL	Vice Chairman	12/31/2012	3,773,922
WEINBERG JOHN S	Vice Chairman	12/31/2012	3,842,341
VINIAR DAVID A	Executive Vice President - CFO	12/31/2012	4,196,683
COHN GARY D	President and COO	12/31/2012	4,196,683
BLANKFEIN LLOYD C	Chairman of the Board and CEO	12/31/2012	4,196,683
VINIAR DAVID A	Executive Vice President - CFO	11/29/2012	11,877,200
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/27/2012	1,809,672
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/26/2012	1,809,672
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/28/2012	1,809,593
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/26/2012	2,748,422
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/28/2012	2,704,390
BLANKFEIN LLOYD C	Chairman of the Board and CEO	11/27/2012	2,756,572
SHERWOOD MICHAEL S	Vice Chairman	11/27/2012	336,459
SHERWOOD MICHAEL S	Vice Chairman	11/26/2012	336,459
SHERWOOD MICHAEL S	Vice Chairman	11/28/2012	336,538
SHERWOOD MICHAEL S	Vice Chairman	11/26/2012	510,994
SHERWOOD MICHAEL S	Vice Chairman	11/28/2012	502,949
SHERWOOD MICHAEL S	Vice Chairman	11/27/2012	512,511
COHN GARY D	President and COO	11/26/2012	2,366,100
COHN GARY D	President and COO	11/28/2012	2,366,100
COHN GARY D	President and COO	11/27/2012	2,366,100
COHN GARY D	President and COO	11/26/2012	3,593,492
COHN GARY D	President and COO	11/28/2012	3,536,074
COHN GARY D	President and COO	11/27/2012	3,604,148
PALM GREGORY K	Executive VP - General Counsel	11/26/2012	724,894
PALM GREGORY K	Executive VP - General Counsel	11/28/2012	724,894
PALM GREGORY K	Executive VP - General Counsel	11/27/2012	724,894
PALM GREGORY K	Executive VP - General Counsel	11/26/2012	1,100,926
PALM GREGORY K	Executive VP - General Counsel	11/28/2012	1,083,335
PALM GREGORY K	Executive VP - General Counsel	11/27/2012	1,104,191
EVANS J. MICHAEL	Vice Chairman	11/23/2012	4,764,379
EVANS J. MICHAEL	Vice Chairman	11/23/2012	17,983,594
COHN GARY D	President and COO	10/17/2012	1,577,400
COHN GARY D	President and COO	10/18/2012	1,610,920
COHN GARY D	President and COO	10/18/2012	2,577,083
COHN GARY D	President and COO	10/17/2012	2,480,000
BLANKFEIN LLOYD C	Chairman of the Board and CEO	10/18/2012	2,675,823
BLANKFEIN LLOYD C	Chairman of the Board and CEO	10/17/2012	2,753,273
BLANKFEIN LLOYD C	Chairman of the Board and CEO	10/18/2012	4,242,198
BLANKFEIN LLOYD C	Chairman of the Board and CEO	10/17/2012	4,332,000
WEINBERG JOHN S	Vice Chairman	10/17/2012	2,176,181
WEINBERG JOHN S	Vice Chairman	10/18/2012	1,064,903
WEINBERG JOHN S	Vice Chairman	10/17/2012	3,423,827
WEINBERG JOHN S	Vice Chairman	10/18/2012	1,688,277
VINIAR DAVID A	Executive Vice President - CFO	10/18/2012	4,002,732
VINIAR DAVID A	Executive Vice President - CFO	10/18/2012	6,280,893
SHERWOOD MICHAEL S	Vice Chairman	10/18/2012	1,492,851
SHERWOOD MICHAEL S	Vice Chairman	10/17/2012	7,593,840
SHERWOOD MICHAEL S	Vice Chairman	10/18/2012	2,366,738
SHERWOOD MICHAEL S	Vice Chairman	10/17/2012	11,947,157
GEORGE WILLIAM W	Director	10/17/2012	449,953
GEORGE WILLIAM W	Director	10/17/2012	450,335
SMITH SARAH G	Principal Accounting Officer	10/17/2012	323,919
SMITH SARAH G	Principal Accounting Officer	10/17/2012	509,601
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	08/22/2012	782,706
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	08/22/2012	1,052,063
COOPER EDITH W	EVP, Global Head of HCM	08/23/2012	929,089
COOPER EDITH W	EVP, Global Head of HCM	08/23/2012	1,229,243
DAHLBACK CLAES	Director	08/13/2012	104,424
DAHLBACK CLAES	Director	08/13/2012	136,630
SHERWOOD MICHAEL S	Vice Chairman	08/01/2012	1,616,974
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	07/27/2012	782,706
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	07/27/2012	992,400
JOHNSON JAMES A /DC/	Director	07/27/2012	473,220
JOHNSON JAMES A /DC/	Director	07/27/2012	592,346
WEINBERG JOHN S	Vice Chairman	01/25/2012	2,075,096
VINIAR DAVID A	Executive Vice President - CFO	01/25/2012	2,282,885
SMITH SARAH G	Principal Accounting Officer	01/25/2012	1,216,543
SHERWOOD MICHAEL S	Vice Chairman	01/25/2012	1,246,841
ROGERS JOHN F.W.	EVP-Chief of Staff & Secretary	01/25/2012	1,903,192
PALM GREGORY K	Executive VP - General Counsel	01/25/2012	1,817,348
EVANS J. MICHAEL	Vice Chairman	01/25/2012	1,637,815
COOPER EDITH W	EVP, Global Head of HCM	01/25/2012	2,059,088
COHN GARY D	President and COO	01/25/2012	2,282,885
COHEN ALAN M	EVP, Global Head of Compliance	01/25/2012	1,382,108
BLANKFEIN LLOYD C	Chairman of the Board and CEO	01/25/2012	2,282,885
JOHNSON JAMES A /DC/	Director	10/26/2011	549,660
JOHNSON JAMES A /DC/	Director	10/26/2011	638,646
SHERWOOD MICHAEL S	Vice Chairman	07/26/2011	1,597,392
COHEN ALAN M	EVP, Global Head of Compliance	02/25/2011	825,840
COHEN ALAN M	EVP, Global Head of Compliance	02/14/2011	819,551
SMITH SARAH G	Principal Accounting Officer	01/25/2011	2,007,294
COHEN ALAN M	EVP, Global Head of Compliance	01/25/2011	2,198,991
STECHER ESTA E	Executive VP - General Counsel	01/25/2011	3,086,807
PALM GREGORY K	Executive VP - General Counsel	01/25/2011	3,216,934
VINIAR DAVID A	Executive Vice President - CFO	01/25/2011	8,532,299
SHERWOOD MICHAEL S	Vice Chairman	01/25/2011	7,866,396
EVANS J. MICHAEL	Vice Chairman	01/25/2011	1,650,705
WEINBERG JOHN S	Vice Chairman	01/25/2011	5,468,073
COHN GARY D	President and COO	01/25/2011	10,651,850
BLANKFEIN LLOYD C	Chairman of the Board and CEO	01/25/2011	10,782,951
WEINBERG JOHN S	Vice Chairman	08/11/2010	4,799,706
WEINBERG JOHN S	Vice Chairman	08/11/2010	8,688,424
VINIAR DAVID A	Executive Vice President - CFO	08/11/2010	5,579,642
VINIAR DAVID A	Executive Vice President - CFO	08/11/2010	10,100,264
STECHER ESTA E	Executive VP - General Counsel	08/11/2010	1,897,009
STECHER ESTA E	Executive VP - General Counsel	08/11/2010	3,433,965
SMITH SARAH G	Principal Accounting Officer	08/11/2010	301,085
SMITH SARAH G	Principal Accounting Officer	08/11/2010	544,998
PALM GREGORY K	Executive VP - General Counsel	08/11/2010	3,969,298
PALM GREGORY K	Executive VP - General Counsel	08/11/2010	7,185,222
COHN GARY D	President and COO	08/11/2010	6,103,992
COHN GARY D	President and COO	08/11/2010	11,049,444
BLANKFEIN LLOYD C	Chairman of the Board and CEO	08/11/2010	7,515,188
BLANKFEIN LLOYD C	Chairman of the Board and CEO	08/11/2010	13,603,989
COHEN ALAN M	EVP, Global Head of Compliance	07/29/2010	1,505,420
JOHNSON JAMES A /DC/	Director	07/21/2010	497,250
JOHNSON JAMES A /DC/	Director	07/21/2010	890,298

Load More Insider Transactions

FUNDS WITH A POSITION IN GOLDMAN SACHS GROUP, INC.

Fund	# Shares Owned	% of Portfolio	% Change	Investing Style
BLACKROCK INC.	23,236,379	0.22%	-0.28%	Other
CAPITAL WORLD INVESTORS	9,789,789	0.66%	71.77%	Growth At A Reasonable Price
DODGE & COX	5,740,305	1.28%	-6.56%	Value
GEODE CAPITAL MANAGEMENT, LLC	6,070,182	0.26%	0.37%	Other
FISHER ASSET MANAGEMENT, LLC	5,044,608	1%	2.94%	Other
EAGLE CAPITAL MANAGEMENT LLC	3,014,925	4.5%	-7.79%	Growth At A Reasonable Price
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC	1,458,936	1.84%	3.13%	Value
HARRIS ASSOCIATES L P	1,298,727	0.82%	-6.26%	Value
D. E. SHAW & CO., INC.	667,600 (Put)	0.23%	3.79%	Other
PZENA INVESTMENT MANAGEMENT LLC	514,382	0.73%	-5.52%	Value
D. E. SHAW & CO., INC.	521,600 (Call)	0.18%	9.51%	Other
ADAGE CAPITAL PARTNERS GP, L.L.C.	348,509	0.26%	-2.33%	Other
ARIEL INVESTMENTS, LLC	264,437	0.83%	-2.51%	Value
RENAISSANCE TECHNOLOGIES LLC	246,513	0.11%	New	Other
AQR CAPITAL MANAGEMENT LLC	214,102	0.15%	44.5%	Other
YACKTMAN ASSET MANAGEMENT LP	190,156	0.62%	-2.15%	Value
D. E. SHAW & CO., INC.	131,430	0.05%	409.93%	Other
BALYASNY ASSET MANAGEMENT L.P.	117,400 (Put)	0.1%	22.68%	Event Driven
EASTERLY INVESTMENT PARTNERS LLC	103,592	2.34%	44.26%	Other
BRIDGEWATER ASSOCIATES, LP	100,908	0.19%	Exited	Other
GABELLI FUNDS LLC	86,300	0.21%	-13.96%	Event Driven, Growth, Activists
BALYASNY ASSET MANAGEMENT L.P.	60,000 (Call)	0.05%	New	Event Driven
SUVRETTA CAPITAL MANAGEMENT, LLC	57,635	0.8%	New	Growth At A Reasonable Price
DONALD SMITH & CO., INC.	52,198	0.63%	-0.35%	Value
TUDOR INVESTMENT CORP ET AL	27,100 (Put)	0.14%	942.31%	Event Driven, Other
SCOGGIN MANAGEMENT LP	25,000 (Call)	4.81%	New	Event Driven
OLSTEIN CAPITAL MANAGEMENT, L.P.	23,500	1.2%	11.9%	Value
BALYASNY ASSET MANAGEMENT L.P.	11,074	0.00908%	11937%	Event Driven
TUDOR INVESTMENT CORP ET AL	8,000 (Call)	0.04%	New	Event Driven, Other
MOTLEY FOOL ASSET MANAGEMENT LLC	7,173	0.28%	Exited	Growth At A Reasonable Price
GOTHAM ASSET MANAGEMENT, LLC	6,345	0.05%	-3.89%	Other
TACONIC CAPITAL ADVISORS LP	6,000	0.08%	Exited	Event Driven
DUPONT CAPITAL MANAGEMENT CORP	5,158	0.08%	16.62%	Other
TUDOR INVESTMENT CORP ET AL	3,922	0.02%	New	Event Driven, Other
CANDRIAM S.C.A.	2,427	0.00507%	-18.8%	Other
SOROS FUND MANAGEMENT LLC	2,284	0.01%	No change	Other
BAMCO INC /NY/	800	0.00079%	No change	Growth At A Reasonable Price

CHANGE IN SHARES OUTSTANDING FOR GOLDMAN SACHS GROUP, INC.

STOCK BUYBACKS FOR GOLDMAN SACHS GROUP, INC.

Period of Report

Previous Period

% Change in Shares

10-K/10-Q Filings

Quarter

03/31/2023

12/31/2022

-1.90%

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