| Symbol | Company | Owner | Relationship | Date | Cost | # Shares | Value($) | Total Shares | Filing |
| GME | GameStop Corp. | Cheng Lawrence | Director | Mar 29, 2023 | $22.80 | 5,000 | 113,989 | 37,088 | Mar 31, 2023, 08:46 PM |
| CTMX | CytomX Therapeutics, Inc. | Jones Elaine V | Director | Mar 29, 2023 | $1.55 | 5,000 | 7,750 | 5,142 | Mar 31, 2023, 07:56 PM |
| NYC | American Strategic Investment Co. | SCHORSCH NICHOLAS S | 10% Owner | Mar 30, 2023 | $8.50 | 100 | 850 | 513,251 | Mar 31, 2023, 07:18 PM |
| NYC | American Strategic Investment Co. | SCHORSCH NICHOLAS S | 10% Owner | Mar 31, 2023 | $8.43 | 1,008 | 8,497 | 514,259 | Mar 31, 2023, 07:18 PM |
| STRC | Sarcos Technology & Robotics Corp | Hamer Andrew | Chief Financial Officer | Mar 29, 2023 | $0.45 | 10,000 | 4,526 | 918,807 | Mar 31, 2023, 07:02 PM |
| FYBR | Frontier Communications Parent, Inc. | ARES MANAGEMENT LLC | 10% Owner | Mar 29, 2023 | $21.09 | 139,522 | 2,943,063 | 37,094,654 | Mar 31, 2023, 06:14 PM |
| FYBR | Frontier Communications Parent, Inc. | ARES MANAGEMENT LLC | 10% Owner | Mar 29, 2023 | $21.09 | 139,522 | 2,943,063 | 37,094,654 | Mar 31, 2023, 06:12 PM |
| FYBR | Frontier Communications Parent, Inc. | ARES MANAGEMENT LLC | 10% Owner | Mar 29, 2023 | $21.09 | 139,522 | 2,943,063 | 37,094,654 | Mar 31, 2023, 06:12 PM |
| FYBR | Frontier Communications Parent, Inc. | ARES MANAGEMENT LLC | 10% Owner | Mar 29, 2023 | $21.09 | 139,522 | 2,943,063 | 37,094,654 | Mar 31, 2023, 06:10 PM |
| FYBR | Frontier Communications Parent, Inc. | ARES MANAGEMENT LLC | 10% Owner | Mar 29, 2023 | $21.09 | 139,522 | 2,943,063 | 37,094,654 | Mar 31, 2023, 06:09 PM |
| FYBR | Frontier Communications Parent, Inc. | ARES MANAGEMENT LLC | 10% Owner | Mar 29, 2023 | $21.09 | 139,522 | 2,943,063 | 37,094,654 | Mar 31, 2023, 06:09 PM |
| FYBR | Frontier Communications Parent, Inc. | ARES MANAGEMENT LLC | 10% Owner | Mar 29, 2023 | $21.09 | 139,522 | 2,943,063 | 37,094,654 | Mar 31, 2023, 06:07 PM |
| NDLS | NOODLES & Co | Mill Road Capital III, L.P. | 10% Owner | Mar 29, 2023 | $4.64 | 5,000 | 23,175 | 1,126,971 | Mar 31, 2023, 06:04 PM |
| DOMO | DOMO, INC. | James Joshua G | Founder, CEO, Chairman | Jul 03, 2018 | $21.00 | 100,000 | 2,100,000 | 100,000 | Mar 31, 2023, 05:31 PM |
| MAIN | Main Street Capital CORP | JACKSON JOHN EARL | Director | Mar 31, 2023 | $39.19 | 3,000 | 117,585 | 60,517 | Mar 31, 2023, 05:20 PM |
| BSFC | Blue Star Foods Corp. | Herian Nubar | Director | Dec 13, 2022 | $0.44 | 1,672 | 736 | 40,005 | Mar 31, 2023, 05:15 PM |
| BSFC | Blue Star Foods Corp. | Herian Nubar | Director | Dec 12, 2022 | $8.28 | 1,493 | 12,359 | 38,333 | Mar 31, 2023, 05:15 PM |
| BSFC | Blue Star Foods Corp. | Herian Nubar | Director | Oct 03, 2022 | $0.84 | 4,000 | 3,360 | 36,840 | Mar 31, 2023, 05:15 PM |
| LFT | Lument Finance Trust, Inc. | HOULIHAN WILLIAM A | Director | Mar 29, 2023 | $2.06 | 1,000 | 2,060 | 179,732 | Mar 31, 2023, 05:15 PM |
| LFT | Lument Finance Trust, Inc. | HOULIHAN WILLIAM A | Director | Mar 30, 2023 | $1.99 | 1,000 | 1,990 | 180,732 | Mar 31, 2023, 05:15 PM |
| IMCI | INFINITE GROUP INC | Hoyen Andrew T. | President | Mar 17, 2023 | $7.50 | 16,667 | 125,003 | 31,158 | Mar 31, 2023, 05:03 PM |
| IMCI | INFINITE GROUP INC | VILLA JAMES | Chief Executive Officer | Mar 17, 2023 | $7.50 | 16,667 | 125,003 | 34,161 | Mar 31, 2023, 05:03 PM |
| SPE | SPECIAL OPPORTUNITIES FUND, INC. | GOLDSTEIN PHILLIP | Chairman and Secretary | Mar 30, 2023 | $10.85 | 1,568 | 17,013 | 24,059 | Mar 31, 2023, 05:00 PM |
| SPE | SPECIAL OPPORTUNITIES FUND, INC. | GOLDSTEIN PHILLIP | Chairman and Secretary | Mar 29, 2023 | $10.74 | 675 | 7,249 | 22,491 | Mar 31, 2023, 05:00 PM |
| NEXI | NexImmune, Inc. | BARER SOL J | Director | Mar 30, 2023 | $0.41 | 400,000 | 164,120 | 2,217,814 | Mar 31, 2023, 04:56 PM |
| ATHA | Athira Pharma, Inc. | PICKERING GRANT | Director | Mar 30, 2023 | $2.47 | 15,000 | 37,050 | 25,783 | Mar 31, 2023, 04:36 PM |
| ATHA | Athira Pharma, Inc. | PICKERING GRANT | Director | Mar 29, 2023 | $2.33 | 10,000 | 23,300 | 10,783 | Mar 31, 2023, 04:36 PM |
| CQP | Cheniere Energy Partners, L.P. | CQP ROCKIES PLATFORM LLC | 10% Owner | Mar 30, 2023 | $47.14 | 69,388 | 3,270,728 | 47,490 | Mar 31, 2023, 04:35 PM |
| CQP | Cheniere Energy Partners, L.P. | CQP ROCKIES PLATFORM LLC | 10% Owner | Mar 29, 2023 | $47.11 | 27,082 | 1,275,833 | 18,535 | Mar 31, 2023, 04:35 PM |
| AKAM | AKAMAI TECHNOLOGIES INC | LEIGHTON F THOMSON | Chief Executive Officer | Mar 07, 2023 | $75.28 | 333 | 25,068 | 64,942 | Mar 31, 2023, 04:31 PM |
| AKAM | AKAMAI TECHNOLOGIES INC | LEIGHTON F THOMSON | Chief Executive Officer | Mar 08, 2023 | $74.89 | 334 | 25,013 | 71,862 | Mar 31, 2023, 04:31 PM |
| VRME | VerifyMe, Inc. | GELLER MARSHALL S | Director | Mar 30, 2023 | $1.61 | 1,000 | 1,610 | 297,303 | Mar 31, 2023, 04:31 PM |
| VRME | VerifyMe, Inc. | GELLER MARSHALL S | Director | Mar 29, 2023 | $1.60 | 1,000 | 1,600 | 296,303 | Mar 31, 2023, 04:31 PM |
| VRME | VerifyMe, Inc. | Stedham Adam H | Director | Mar 30, 2023 | $1.57 | 700 | 1,099 | 50,987 | Mar 31, 2023, 04:30 PM |
| VRME | VerifyMe, Inc. | Stedham Adam H | Director | Mar 29, 2023 | $1.58 | 3,700 | 5,846 | 50,287 | Mar 31, 2023, 04:30 PM |
| CQP | Cheniere Energy Partners, L.P. | Blackstone Holdings III L.P. | 10% Owner | Mar 30, 2023 | $47.14 | 69,388 | 3,270,728 | 47,490 | Mar 31, 2023, 04:30 PM |
| CQP | Cheniere Energy Partners, L.P. | Blackstone Holdings III L.P. | 10% Owner | Mar 29, 2023 | $47.11 | 27,082 | 1,275,833 | 18,535 | Mar 31, 2023, 04:30 PM |
| AKAM | AKAMAI TECHNOLOGIES INC | LEIGHTON F THOMSON | Chief Executive Officer | Mar 31, 2023 | $76.88 | 326 | 25,063 | 77,580 | Mar 31, 2023, 04:29 PM |
| AKAM | AKAMAI TECHNOLOGIES INC | LEIGHTON F THOMSON | Chief Executive Officer | Mar 30, 2023 | $77.00 | 325 | 25,025 | 77,254 | Mar 31, 2023, 04:29 PM |
| AKAM | AKAMAI TECHNOLOGIES INC | LEIGHTON F THOMSON | Chief Executive Officer | Mar 29, 2023 | $77.01 | 325 | 25,028 | 76,929 | Mar 31, 2023, 04:29 PM |
| WBA | Walgreens Boots Alliance, Inc. | BREWER ROSALIND G | CEO | Mar 29, 2023 | $33.95 | 10,000 | 339,510 | 369,945 | Mar 31, 2023, 04:26 PM |
| GLT | Glatfelter Corp | CARLSON CAPITAL L P | 10% Owner | Mar 29, 2023 | $3.09 | 500,000 | 1,546,900 | 5,915,000 | Mar 31, 2023, 04:16 PM |
| SNDA | SONIDA SENIOR LIVING, INC. | Ortelius Advisors, L.P. | 10% Owner | Mar 29, 2023 | $10.54 | 2,802 | 29,533 | 679,580 | Mar 31, 2023, 04:06 PM |
| KFS | KINGSWAY FINANCIAL SERVICES INC | Hansen Kent A | CFO & EVP | Mar 31, 2023 | $9.05 | 165 | 1,493 | 106,975 | Mar 31, 2023, 04:05 PM |
| AE | ADAMS RESOURCES & ENERGY, INC. | Roycraft Kevin J. | CEO & President | Mar 31, 2023 | $37.96 | 280 | 10,629 | 7,428 | Mar 31, 2023, 04:05 PM |
| KFS | KINGSWAY FINANCIAL SERVICES INC | Fitzgerald John Taylor Maloney | President and CEO | Mar 31, 2023 | $9.05 | 230 | 2,082 | 1,882,813 | Mar 31, 2023, 04:04 PM |
| UEIC | UNIVERSAL ELECTRONICS INC | MULLIGAN WILLIAM C | Director | Mar 30, 2023 | $9.81 | 5,000 | 49,043 | 40,163 | Mar 31, 2023, 02:44 PM |
| BJDX | Bluejay Diagnostics, Inc. | Dey Svetlana | Director | Mar 24, 2023 | $0.44 | 10,000 | 4,400 | 47,500 | Mar 31, 2023, 01:46 PM |
| BJDX | Bluejay Diagnostics, Inc. | Dey Indranil | President and CEO | Mar 28, 2023 | $0.44 | 2,000 | 880 | 660,538 | Mar 31, 2023, 01:45 PM |
| BJDX | Bluejay Diagnostics, Inc. | Dey Indranil | President and CEO | Mar 27, 2023 | $0.44 | 8,000 | 3,520 | 558,538 | Mar 31, 2023, 01:45 PM |
| SOLRX | Finite Solar Finance Fund | Conroy Kevin Anthony | President | Mar 02, 2023 | $9.94 | 11,167 | 111,000 | 69,000 | Mar 31, 2023, 01:29 PM |
| SOLRX | Finite Solar Finance Fund | Conroy Kevin Anthony | President | Feb 21, 2023 | $9.92 | 504 | 5,000 | 5,000 | Mar 31, 2023, 01:29 PM |
| PFHC | ProFrac Holding Corp. | Wilks Matthew | Executive Chairman | Mar 29, 2022 | $12.35 | 8,000 | 98,822 | 72,076 | Mar 31, 2023, 01:18 PM |
| TRSSF | TerrAscend Corp. | Ghanem Ziad | President and COO | Mar 29, 2023 | $1.52 | 12,600 | 19,152 | 81,100 | Mar 31, 2023, 12:30 PM |
| LBSR | LIBERTY STAR URANIUM & METALS CORP. | GROSS BRETT | CEO & President | Mar 14, 2023 | $0.07 | 250,000 | 16,750 | 250,000 | Mar 31, 2023, 12:30 PM |
| CSR | CENTERSPACE | Decker Mark Okey Jr | President, CEO and CIO | Mar 29, 2023 | $52.51 | 1,000 | 52,510 | 45,564 | Mar 31, 2023, 11:27 AM |
| STNL | Sentinel Energy Services Inc. | Leykum Charles S. | Director | Dec 13, 2022 | $10.00 | 6,000 | 60,000 | 565,911 | Mar 31, 2023, 11:21 AM |
| STNL | Sentinel Energy Services Inc. | CSL Sentinel Holdings, LLC | 10% Owner | Dec 13, 2022 | $10.00 | 6,000 | 60,000 | 565,911 | Mar 31, 2023, 11:21 AM |
| RCG | RENN Fund, Inc. | STAHL MURRAY | President and CEO | Mar 30, 2023 | $1.81 | 180 | 326 | 211,300 | Mar 31, 2023, 10:15 AM |
| RCG | RENN Fund, Inc. | STAHL MURRAY | President and CEO | Mar 30, 2023 | $1.81 | 45 | 81 | 52,852 | Mar 31, 2023, 10:15 AM |
| RCG | RENN Fund, Inc. | STAHL MURRAY | President and CEO | Mar 30, 2023 | $1.81 | 1 | 2 | 140 | Mar 31, 2023, 10:15 AM |
| RCG | RENN Fund, Inc. | STAHL MURRAY | President and CEO | Mar 30, 2023 | $1.81 | 1 | 2 | 3,756 | Mar 31, 2023, 10:15 AM |
| RCG | RENN Fund, Inc. | STAHL MURRAY | President and CEO | Mar 30, 2023 | $1.81 | 182 | 329 | 214,652 | Mar 31, 2023, 10:15 AM |
| PATI | PATRIOT TRANSPORTATION HOLDING, INC. | BAKER JOHN D II | Director | Mar 29, 2023 | $7.74 | 489 | 3,785 | 160,556 | Mar 31, 2023, 10:05 AM |
| PATI | PATRIOT TRANSPORTATION HOLDING, INC. | BAKER JOHN D II | Director | Mar 30, 2023 | $7.89 | 695 | 5,484 | 161,251 | Mar 31, 2023, 10:05 AM |
| AREN] | Arena Group Holdings, Inc. | Shribman Daniel | Director | Mar 31, 2023 | $3.88 | 25,773 | 99,999 | 45,845 | Mar 31, 2023, 09:24 AM |
| AREN | Arena Group Holdings, Inc. | Edmondson Paul Taylor | President, Platform | Mar 31, 2023 | $3.88 | 6,443 | 24,999 | 133,386 | Mar 31, 2023, 09:23 AM |
| AREN | Arena Group Holdings, Inc. | Levinsohn Ross | Chief Executive Officer | Mar 31, 2023 | $3.88 | 25,773 | 99,999 | 261,714 | Mar 31, 2023, 09:22 AM |
| AREN | Arena Group Holdings, Inc. | Allred Herbert Hunt | Director | Mar 31, 2023 | $3.88 | 32,000 | 124,160 | 75,479 | Mar 31, 2023, 09:22 AM |
| AREN | Arena Group Holdings, Inc. | Allred Herbert Hunt | Director | Mar 31, 2023 | $3.88 | 32,000 | 124,160 | 75,479 | Mar 31, 2023, 09:22 AM |
| AREN | Arena Group Holdings, Inc. | B. Riley Financial, Inc. | 10% Owner | Mar 31, 2023 | $3.88 | 805,412 | 3,124,999 | 1,964,673 | Mar 31, 2023, 09:19 AM |
| AREN | Arena Group Holdings, Inc. | B. Riley Financial, Inc. | 10% Owner | Mar 31, 2023 | $3.88 | 7,732 | 30,000 | 23,232 | Mar 31, 2023, 09:19 AM |
| AREN | Arena Group Holdings, Inc. | B. Riley Financial, Inc. | 10% Owner | Mar 31, 2023 | $3.88 | 7,732 | 30,000 | 23,232 | Mar 31, 2023, 09:19 AM |
| AREN | Arena Group Holdings, Inc. | B. Riley Financial, Inc. | 10% Owner | Mar 31, 2023 | $3.88 | 7,732 | 30,000 | 23,232 | Mar 31, 2023, 09:19 AM |
| AREN | Arena Group Holdings, Inc. | B. Riley Financial, Inc. | 10% Owner | Mar 31, 2023 | $3.88 | 10,309 | 39,999 | 25,809 | Mar 31, 2023, 09:19 AM |
| AREN | Arena Group Holdings, Inc. | B. Riley Financial, Inc. | 10% Owner | Mar 31, 2023 | $3.88 | 170,104 | 660,004 | 1,378,715 | Mar 31, 2023, 09:19 AM |
| TURN | 180 DEGREE CAPITAL CORP. /NY/ | Rendino Kevin | Chairman and CEO | Mar 29, 2023 | $4.98 | 2,053 | 10,224 | 639,956 | Mar 31, 2023, 09:02 AM |
| CTM | Castellum, Inc. | WRIGHT JAY O | See Remarks | Mar 29, 2023 | $1.13 | 5,595 | 6,322 | 9,392,312 | Mar 31, 2023, 06:04 AM |
| IGTA | Inception Growth Acquisition Ltd | Soul Venture Partners LLC | 10% Owner | Mar 01, 2023 | $120.78 | 12,500 | 1,509,750 | 2,480,000 | Mar 30, 2023, 09:56 PM |
| IGTA | Inception Growth Acquisition Ltd | Soul Venture Partners LLC | 10% Owner | Feb 17, 2023 | $1352.66 | 140,000 | 189,372,405 | 2,507,500 | Mar 30, 2023, 09:37 PM |
| MDV | MODIV INC. | Tirondola Connie | Director | Mar 24, 2023 | $10.65 | 32 | 341 | 3,653 | Mar 30, 2023, 09:19 PM |
| MDV | MODIV INC. | SMITH KIMBERLY J | Director | Mar 24, 2023 | $10.65 | 32 | 341 | 3,653 | Mar 30, 2023, 09:19 PM |
| MDV | MODIV INC. | NOLAN THOMAS H JR | Director | Mar 24, 2023 | $10.65 | 127 | 1,353 | 14,348 | Mar 30, 2023, 09:18 PM |
| MDV | MODIV INC. | MARKMAN ADAM SCOTT | Director | Mar 24, 2023 | $10.65 | 130 | 1,384 | 14,631 | Mar 30, 2023, 09:18 PM |
| MDV | MODIV INC. | Ishaq Asma | Director | Mar 24, 2023 | $10.65 | 32 | 341 | 3,653 | Mar 30, 2023, 09:18 PM |
| MDV | MODIV INC. | Halfacre Aaron Scott | CEO | Mar 24, 2023 | $10.70 | 249 | 2,664 | 30,549 | Mar 30, 2023, 09:18 PM |
| APEI | AMERICAN PUBLIC EDUCATION INC | Fabrega Anna M. | Director | Mar 20, 2023 | $4.03 | 4,500 | 18,140 | 10,456 | Mar 30, 2023, 08:49 PM |
| STRC | Sarcos Technology & Robotics Corp | FINN BRIAN D | Director | Mar 29, 2023 | $0.45 | 57,794 | 25,938 | 177,801 | Mar 30, 2023, 08:24 PM |
| STRC | Sarcos Technology & Robotics Corp | FINN BRIAN D | Director | Mar 28, 2023 | $0.46 | 50,000 | 22,785 | 120,007 | Mar 30, 2023, 08:24 PM |
| UTI | UNIVERSAL TECHNICAL INSTITUTE INC | Coliseum Capital Management, LLC | Director | Mar 28, 2023 | $6.74 | 6,282 | 42,341 | 478,361 | Mar 30, 2023, 07:49 PM |
| UTI | UNIVERSAL TECHNICAL INSTITUTE INC | Coliseum Capital Management, LLC | Director | Mar 30, 2023 | $6.97 | 112,390 | 783,358 | 621,311 | Mar 30, 2023, 07:49 PM |
| UTI | UNIVERSAL TECHNICAL INSTITUTE INC | Coliseum Capital Management, LLC | Director | Mar 29, 2023 | $6.84 | 30,560 | 209,030 | 508,921 | Mar 30, 2023, 07:49 PM |
| LSAK | LESAKA TECHNOLOGIES INC | Value Capital Partners (Pty) Ltd | 10% Owner | Mar 29, 2023 | $4.21 | 64,835 | 272,955 | 15,418,543 | Mar 30, 2023, 07:35 PM |
| LSAK | LESAKA TECHNOLOGIES INC | Value Capital Partners (Pty) Ltd | 10% Owner | Mar 28, 2023 | $4.12 | 800 | 3,296 | 15,353,708 | Mar 30, 2023, 07:35 PM |
| BCAB | BioAtla, Inc. | SHORT JAY M PHD | Chief Executive Officer | Mar 29, 2023 | $2.47 | 40,800 | 100,862 | 1,412,387 | Mar 30, 2023, 07:17 PM |
| ATHA | Athira Pharma, Inc. | JOHNSON JAMES A | Director | Mar 29, 2023 | $2.40 | 5,000 | 12,000 | 5,000 | Mar 30, 2023, 06:59 PM |
| PED | PEDEVCO CORP | KUKES SIMON G | Chief Executive Officer | Mar 30, 2023 | $0.94 | 263,931 | 247,092 | 6,391,497 | Mar 30, 2023, 06:46 PM |
| XAIR | Beyond Air, Inc. | Carey Robert | Director | Mar 30, 2023 | $6.45 | 10,000 | 64,500 | 886,496 | Mar 30, 2023, 06:39 PM |
| XAIR | Beyond Air, Inc. | Carey Robert | Director | Mar 29, 2023 | $6.30 | 10,000 | 63,000 | 876,496 | Mar 30, 2023, 06:39 PM |
| ALOT | AstroNova, Inc. | MICHAS ALEXIS P | Director | Mar 30, 2023 | $13.45 | 123 | 1,654 | 468,251 | Mar 30, 2023, 06:02 PM |
| ALOT | AstroNova, Inc. | MICHAS ALEXIS P | Director | Mar 29, 2023 | $13.35 | 3,797 | 50,690 | 468,128 | Mar 30, 2023, 06:02 PM |
| ALOT | AstroNova, Inc. | MICHAS ALEXIS P | Director | Mar 28, 2023 | $12.90 | 32,956 | 425,132 | 464,331 | Mar 30, 2023, 06:02 PM |
