| ABR | | ARBOR REALTY TRUST INC | Ivan Kaufman | COB, CEO and President | Nov 13, 2025 | $9.10 | 25,000 | 227,500 | 25,000 | Nov 17, 2025, 05:39 PM |
| ABR | | ARBOR REALTY TRUST INC | Ivan Kaufman | COB, CEO and President | Nov 17, 2025 | $8.34 | 29,000 | 241,860 | 54,000 | Nov 17, 2025, 05:39 PM |
| GTE | | GRAN TIERRA ENERGY INC. | Equinox Partners Investment Management LLC | Director | Nov 13, 2025 | $4.39 | 7,626 | 33,478 | 2,447,562 | Nov 17, 2025, 05:35 PM |
| GTE | | GRAN TIERRA ENERGY INC. | Equinox Partners Investment Management LLC | Director | Nov 17, 2025 | $4.21 | 54,025 | 227,445 | 2,416,038 | Nov 17, 2025, 05:35 PM |
| GTE | | GRAN TIERRA ENERGY INC. | Equinox Partners Investment Management LLC | Director | Nov 14, 2025 | $4.32 | 8,593 | 37,122 | 641,920 | Nov 17, 2025, 05:35 PM |
| GTE | | GRAN TIERRA ENERGY INC. | Equinox Partners Investment Management LLC | Director | Nov 13, 2025 | $4.39 | 2,542 | 11,159 | 633,327 | Nov 17, 2025, 05:35 PM |
| GTE | | GRAN TIERRA ENERGY INC. | Equinox Partners Investment Management LLC | Director | Nov 14, 2025 | $4.32 | 25,856 | 111,698 | 2,362,013 | Nov 17, 2025, 05:35 PM |
| GTE | | GRAN TIERRA ENERGY INC. | Equinox Partners Investment Management LLC | Director | Nov 13, 2025 | $4.39 | 7,648 | 33,575 | 2,336,157 | Nov 17, 2025, 05:35 PM |
| GTE | | GRAN TIERRA ENERGY INC. | Equinox Partners Investment Management LLC | Director | Nov 14, 2025 | $4.32 | 17,185 | 74,239 | 550,317 | Nov 17, 2025, 05:35 PM |
| GTE | | GRAN TIERRA ENERGY INC. | Equinox Partners Investment Management LLC | Director | Nov 13, 2025 | $4.39 | 5,084 | 22,319 | 533,132 | Nov 17, 2025, 05:35 PM |
| GTE | | GRAN TIERRA ENERGY INC. | Equinox Partners Investment Management LLC | Director | Nov 17, 2025 | $4.21 | 54,025 | 227,445 | 2,527,365 | Nov 17, 2025, 05:35 PM |
| GTE | | GRAN TIERRA ENERGY INC. | Equinox Partners Investment Management LLC | Director | Nov 14, 2025 | $4.32 | 25,778 | 111,361 | 2,473,340 | Nov 17, 2025, 05:35 PM |
| GTE | | GRAN TIERRA ENERGY INC. | Equinox Partners Investment Management LLC | Director | Nov 17, 2025 | $4.21 | 18,076 | 76,100 | 659,996 | Nov 17, 2025, 05:35 PM |
| FCNCA | | FIRST CITIZENS BANCSHARES INC /DE/ | Ellen R. Alemany | Director | Nov 13, 2025 | $1000.00 | 300 | 300,000 | 300 | Nov 17, 2025, 05:28 PM |
| NCDL | | Nuveen Churchill Direct Lending Corp. | Shaul Vichness | Chief Financial Off./Treasurer | Nov 17, 2025 | $14.20 | 5,000 | 71,000 | 20,000 | Nov 17, 2025, 05:21 PM |
| HFFG | | HF Foods Group Inc. | Jeffery L. Taylor | Director | Nov 13, 2025 | $2.25 | 10,000 | 22,500 | 10,000 | Nov 17, 2025, 05:16 PM |
| HFFG | | HF Foods Group Inc. | Dennis Lam | Director | Nov 13, 2025 | $2.25 | 1,000 | 2,250 | 1,000 | Nov 17, 2025, 05:15 PM |
| HFFG | | HF Foods Group Inc. | Dennis Lam | Director | Nov 14, 2025 | $2.25 | 1,000 | 2,250 | 2,000 | Nov 17, 2025, 05:15 PM |
| GLP | | GLOBAL PARTNERS LP | Global Gp LLC | General Partner | Nov 13, 2025 | $42.05 | 5,000 | 210,250 | 174,724 | Nov 17, 2025, 05:09 PM |
| GLP | | GLOBAL PARTNERS LP | Global Gp LLC | General Partner | Nov 14, 2025 | $43.95 | 2,091 | 91,899 | 176,815 | Nov 17, 2025, 05:09 PM |
| URG | | UR-ENERGY INC | Matthew David Gili | PRESIDENT | Nov 14, 2025 | $1.21 | 155,000 | 187,550 | 155,000 | Nov 17, 2025, 05:08 PM |
| ALG | | ALAMO GROUP INC | Robert Paul Hureau | President & CEO | Nov 13, 2025 | $167.77 | 600 | 100,661 | 11,588 | Nov 17, 2025, 05:07 PM |
| ALG | | ALAMO GROUP INC | Robert Paul Hureau | President & CEO | Nov 14, 2025 | $161.36 | 154 | 24,850 | 11,742 | Nov 17, 2025, 05:07 PM |
| GAM | | GENERAL AMERICAN INVESTORS CO INC | Spencer Davidson | Chairman | Nov 14, 2025 | $24.98 | 5,868 | 146,583 | 170,316 | Nov 17, 2025, 05:03 PM |
| AEBI | | Aebi Schmidt Holding AG | Portmann Mar co | Chief Financial Officer | Nov 14, 2025 | $11.20 | 5,000 | 56,000 | 25,000 | Nov 17, 2025, 05:00 PM |
| OBIO | | Orchestra BioMed Holdings, Inc. | David P. Hochman | See Remarks | Nov 14, 2025 | $4.07 | 5,000 | 20,350 | 612,822 | Nov 17, 2025, 05:00 PM |
| CELH | | Celsius Holdings, Inc. | Hal Kravitz | Director | Nov 13, 2025 | $45.24 | 10,000 | 452,400 | 216,147 | Nov 17, 2025, 05:00 PM |
| HFFG | | HF Foods Group Inc. | Christine Chang | Chief Compliance Officer & GC | Nov 13, 2025 | $2.28 | 2,000 | 4,560 | 233,995 | Nov 17, 2025, 04:59 PM |
| ALMS | | ALUMIS INC. | Srinivas Akkaraju | Director | Nov 13, 2025 | $5.25 | 276,179 | 1,449,940 | 276,179 | Nov 17, 2025, 04:59 PM |
| MRVI | | MARAVAI LIFESCIENCES HOLDINGS, INC. | Bernd Brust | Chief Executive Officer | Nov 13, 2025 | $3.25 | 216,212 | 702,689 | 466,771 | Nov 17, 2025, 04:48 PM |
| FGEN | | FIBROGEN INC | Thane Wettig | CEO | Nov 17, 2025 | $9.10 | 2,700 | 24,570 | 24,939 | Nov 17, 2025, 04:42 PM |
| FGEN | | FIBROGEN INC | Thane Wettig | CEO | Nov 13, 2025 | $9.18 | 1,000 | 9,180 | 22,239 | Nov 17, 2025, 04:42 PM |
| WEX | | WEX Inc. | Stephen Montgomery Smith | Director | Nov 13, 2025 | $144.25 | 1,000 | 144,250 | 7,971 | Nov 17, 2025, 04:42 PM |
| LINE | | Lineage, Inc. | Robb A. Lemasters | Chief Financial Officer | Nov 13, 2025 | $33.74 | 30,000 | 1,012,197 | 60,000 | Nov 17, 2025, 04:39 PM |
| ICFI | | ICF International, Inc. | Randall Mehl | Director | Nov 14, 2025 | $78.14 | 500 | 39,069 | 19,974 | Nov 17, 2025, 04:31 PM |
| ICFI | | ICF International, Inc. | Randall Mehl | Director | Nov 17, 2025 | $77.00 | 500 | 38,500 | 20,474 | Nov 17, 2025, 04:31 PM |
| TDG | | TransDigm Group INC | Michael Lisman | President & CEO | Nov 14, 2025 | $1339.14 | 1,954 | 2,616,674 | 1,954 | Nov 17, 2025, 04:30 PM |
| TELA | | TELA Bio, Inc. | Ew Healthcare Partners Fund 2, L.P. | 10% Owner | Nov 17, 2025 | $1.11 | 3,604,000 | 4,000,440 | 7,714,709 | Nov 17, 2025, 04:26 PM |
| KVHI | | KVH INDUSTRIES INC DE | Bradley Louis Radoff | 10% Owner | Nov 14, 2025 | $5.78 | 40,000 | 231,180 | 2,150,000 | Nov 17, 2025, 04:20 PM |
| APLE | | Apple Hospitality REIT, Inc. | Redd Hugh | Director | Nov 13, 2025 | $11.75 | 1,000 | 11,755 | 138,254 | Nov 17, 2025, 04:19 PM |
| NEXT | | NextDecade Corp | Hanwha Aerospace Co., . Ltd | 10% Owner | Nov 13, 2025 | $6.08 | 460,334 | 2,800,028 | 19,589,868 | Nov 17, 2025, 04:15 PM |
| NEXT | | NextDecade Corp | Hanwha Aerospace Co., . Ltd | 10% Owner | Nov 14, 2025 | $6.09 | 244,330 | 1,487,628 | 19,834,198 | Nov 17, 2025, 04:15 PM |
| GHI | | Greystone Housing Impact Investors LP | Jeffrey Baevsky | Director | Nov 03, 2025 | $8.30 | 300 | 2,490 | 24,400 | Nov 17, 2025, 04:15 PM |
| GHI | | Greystone Housing Impact Investors LP | Jeffrey Baevsky | Director | Oct 29, 2025 | $8.67 | 2,285 | 19,811 | 24,100 | Nov 17, 2025, 04:15 PM |
| GT | | GOODYEAR TIRE & RUBBER CO /OH/ | Jason J. Winkler | Director | Nov 14, 2025 | $7.55 | 100,000 | 754,500 | 100,000 | Nov 17, 2025, 04:10 PM |
| CGBD | | Carlyle Secured Lending, Inc. | Thomas M. Hennigan | CFO | Nov 13, 2025 | $12.04 | 8,400 | 101,136 | 96,895 | Nov 17, 2025, 04:10 PM |
| TDOC | | Teladoc Health, Inc. | Kenneth H. Paulus | Director | Nov 14, 2025 | $6.94 | 10,000 | 69,400 | 10,000 | Nov 17, 2025, 04:05 PM |
| BATRA | | Atlanta Braves Holdings, Inc. | John C. Malone | 10% Owner | Nov 13, 2025 | $41.99 | 1,600 | 67,189 | 432,618 | Nov 17, 2025, 04:01 PM |
| BATRA | | Atlanta Braves Holdings, Inc. | John C. Malone | 10% Owner | Nov 14, 2025 | $41.97 | 18,787 | 788,490 | 451,405 | Nov 17, 2025, 04:01 PM |
| FOXF | | FOX FACTORY HOLDING CORP | Michael C. Dennison | Chief Executive Officer | Nov 14, 2025 | $14.20 | 22,000 | 312,321 | 246,786 | Nov 17, 2025, 04:01 PM |
| GCBC | | GREENE COUNTY BANCORP INC | Tejraj S. Hada | Director | Nov 14, 2025 | $22.00 | 366 | 8,052 | 24,923 | Nov 17, 2025, 02:43 PM |
| TPVG | | TriplePoint Venture Growth BDC Corp. | Sajal Srivastava | President and CIO | Nov 13, 2025 | $5.94 | 50,000 | 296,885 | 717,352 | Nov 17, 2025, 02:16 PM |
| TPVG | | TriplePoint Venture Growth BDC Corp. | Sajal Srivastava | President and CIO | Nov 14, 2025 | $5.99 | 46,700 | 279,789 | 764,052 | Nov 17, 2025, 02:16 PM |
| TPVG | | TriplePoint Venture Growth BDC Corp. | James Labe | Chief Executive Officer | Nov 13, 2025 | $5.94 | 50,000 | 296,885 | 717,352 | Nov 17, 2025, 02:16 PM |
| TPVG | | TriplePoint Venture Growth BDC Corp. | James Labe | Chief Executive Officer | Nov 14, 2025 | $5.99 | 46,700 | 279,789 | 764,052 | Nov 17, 2025, 02:16 PM |
| NTWK | | NETSOL TECHNOLOGIES INC | Najeeb Ghauri | CEO | Nov 14, 2025 | $2.90 | 1,714 | 4,971 | 925,052 | Nov 17, 2025, 01:21 PM |
| NTWK | | NETSOL TECHNOLOGIES INC | Najeeb Ghauri | CEO | Nov 17, 2025 | $2.98 | 5,950 | 17,709 | 931,002 | Nov 17, 2025, 01:21 PM |
| OBLG | | Oblong, Inc. | Peter Holst | President and CEO | Nov 14, 2025 | $1.84 | 10,000 | 18,400 | 10,544 | Nov 17, 2025, 01:12 PM |
| VNRX | | VOLITIONRX LTD | Cameron John Reynolds | President and CEO | Nov 17, 2025 | $0.35 | 20,000 | 7,000 | 2,554,847 | Nov 17, 2025, 01:12 PM |
| OBLG | | Oblong, Inc. | Jonathan Schechter | Director | Nov 14, 2025 | $1.91 | 10,000 | 19,100 | 25,000 | Nov 17, 2025, 01:11 PM |
| GEF, GEF-B | | GREIF, INC | Lawrence A. Hilsheimer | EVP and CFO | Nov 13, 2025 | $67.90 | 8,342 | 566,458 | 196,444 | Nov 17, 2025, 01:04 PM |
| TPL | | Texas Pacific Land Corp | Horizon Kinetics Asset Management LLC | 10% Owner | Nov 14, 2025 | $998.50 | 1 | 999 | 1,162,566 | Nov 17, 2025, 12:56 PM |
| RVP | | RETRACTABLE TECHNOLOGIES INC | Thomas J. Shaw | PRESIDENT AND CEO | Nov 14, 2025 | $0.77 | 5,731 | 4,424 | 15,831,222 | Nov 17, 2025, 11:29 AM |
| GRNT | | Granite Ridge Resources, Inc. | John Mccartney | Director | Nov 13, 2025 | $5.17 | 4,000 | 20,680 | 91,091 | Nov 17, 2025, 10:48 AM |
| MSM | | MSC INDUSTRIAL DIRECT CO INC | Philip Peller | Director | Nov 13, 2025 | $90.14 | 6,666 | 600,873 | 9,537 | Nov 17, 2025, 10:00 AM |
| ATLO | | AMES NATIONAL CORP | Douglas W. Beals | Director | Nov 13, 2025 | $21.37 | 500 | 10,685 | 2,950 | Nov 17, 2025, 09:51 AM |
| IRIX | | IRIDEX CORP | Romeo R. Dizon | Chief Financial Officer | Nov 14, 2025 | $0.88 | 14,769 | 12,997 | 76,719 | Nov 17, 2025, 09:05 AM |
| CRVO | | CervoMed Inc. | Sylvie Gregoire | Director | Nov 13, 2025 | $7.51 | 4,447 | 33,397 | 1,471,578 | Nov 17, 2025, 09:02 AM |
| CRVO | | CervoMed Inc. | Sylvie Gregoire | Director | Nov 14, 2025 | $7.57 | 1,707 | 12,922 | 1,473,285 | Nov 17, 2025, 09:02 AM |
| CRVO | | CervoMed Inc. | Sylvie Gregoire | Director | Nov 14, 2025 | $7.55 | 1,693 | 12,782 | 1,693 | Nov 17, 2025, 09:02 AM |
| CRVO | | CervoMed Inc. | John J. Alam | CEO & President | Nov 13, 2025 | $7.51 | 4,447 | 33,397 | 1,471,578 | Nov 17, 2025, 09:01 AM |
| CRVO | | CervoMed Inc. | John J. Alam | CEO & President | Nov 14, 2025 | $7.55 | 1,693 | 12,782 | 1,473,271 | Nov 17, 2025, 09:01 AM |
| CRVO | | CervoMed Inc. | John J. Alam | CEO & President | Nov 14, 2025 | $7.57 | 1,707 | 12,922 | 1,707 | Nov 17, 2025, 09:01 AM |
| CRVO | | CervoMed Inc. | Matthew Winton | Chief Commercial and Business | Nov 14, 2025 | $7.57 | 10,000 | 75,700 | 10,000 | Nov 17, 2025, 09:01 AM |
| VANI | | Vivani Medical, Inc. | Gregg Williams | Director | Nov 15, 2025 | $1.14 | 1,737,764 | 1,983,333 | 23,088,579 | Nov 17, 2025, 09:00 AM |
| TREX | | TREX CO INC | Prithvi Gandhi | SVP, Chief Financial Officer | Nov 14, 2025 | $31.92 | 15,000 | 478,841 | 30,664 | Nov 17, 2025, 08:51 AM |
| NAGE | | Niagen Bioscience, Inc. | Ozan Pamir | Chief Financial Officer | Nov 14, 2025 | $6.81 | 4,465 | 30,407 | 7,372 | Nov 17, 2025, 08:23 AM |
| NAGE | | Niagen Bioscience, Inc. | Ozan Pamir | Chief Financial Officer | Nov 14, 2025 | $6.85 | 2,220 | 15,207 | 2,220 | Nov 17, 2025, 08:23 AM |
| PGNY | | Progyny, Inc. | Peter Anevski | CHIEF EXECUTIVE OFFICER | Nov 13, 2025 | $24.29 | 79,500 | 1,930,896 | 680,251 | Nov 17, 2025, 08:22 AM |
| CATX | | Perspective Therapeutics, Inc. | Jonathan Robert Hunt | Chief Accounting Officer | Nov 13, 2025 | $2.03 | 11,000 | 22,295 | 59,800 | Nov 17, 2025, 08:01 AM |
| BHVN | | Biohaven Ltd. | Gregory Bailey | Director | Nov 13, 2025 | $7.50 | 400,000 | 3,000,000 | 2,020,071 | Nov 17, 2025, 07:31 AM |
| BHVN | | Biohaven Ltd. | John W. Childs | Director | Nov 13, 2025 | $7.50 | 3,333,333 | 24,999,998 | 5,653,904 | Nov 17, 2025, 07:30 AM |
| BHVN | | Biohaven Ltd. | Vlad Coric | Chief Executive Officer | Nov 13, 2025 | $7.50 | 333,333 | 2,499,998 | 1,195,275 | Nov 17, 2025, 07:30 AM |
| BHVN | | Biohaven Ltd. | Vlad Coric | Chief Executive Officer | Nov 13, 2025 | $7.50 | 333,333 | 2,499,998 | 740,546 | Nov 17, 2025, 07:30 AM |
| WHF | | WhiteHorse Finance, Inc. | Stuart D. Aronson | Chief Executive Officer | Nov 12, 2025 | $6.92 | 14,000 | 96,880 | 50,000 | Nov 14, 2025, 08:41 PM |
| WHF | | WhiteHorse Finance, Inc. | John Bolduc | Director | Nov 13, 2025 | $6.90 | 14,100 | 97,239 | 244,885 | Nov 14, 2025, 08:40 PM |
| WHF | | WhiteHorse Finance, Inc. | John Bolduc | Director | Nov 14, 2025 | $6.88 | 14,200 | 97,625 | 251,985 | Nov 14, 2025, 08:40 PM |
| NP | | Neptune Insurance Holdings Inc. | James Steiner | CFO and Secretary | Oct 02, 2025 | $20.00 | 119,050 | 2,381,000 | 4,384,715 | Nov 14, 2025, 07:10 PM |
| NP | | Neptune Insurance Holdings Inc. | Jonathan Winant Carlon | Director | Oct 02, 2025 | $20.00 | 5,000 | 100,000 | 653,500 | Nov 14, 2025, 07:09 PM |
| NP | | Neptune Insurance Holdings Inc. | Trevor R. Burgess | CEO & Chairman of the Board | Oct 02, 2025 | $20.00 | 50,000 | 1,000,000 | 2,032,964 | Nov 14, 2025, 07:08 PM |
| TBRG | | TruBridge, Inc. | Pinetree Capital . Ltd | 10% Owner | Nov 12, 2025 | $19.94 | 8,935 | 178,164 | 777,185 | Nov 14, 2025, 06:45 PM |
| TBRG | | TruBridge, Inc. | Pinetree Capital . Ltd | 10% Owner | Nov 13, 2025 | $20.41 | 21,035 | 429,324 | 798,220 | Nov 14, 2025, 06:45 PM |
| TBRG | | TruBridge, Inc. | Pinetree Capital . Ltd | 10% Owner | Nov 14, 2025 | $20.23 | 18,933 | 383,015 | 817,153 | Nov 14, 2025, 06:45 PM |
| FAST | | FASTENAL CO | Hsenghung Sam Hsu | Director | Nov 13, 2025 | $40.58 | 1,000 | 40,580 | 10,000 | Nov 14, 2025, 06:18 PM |
| WVE | | Wave Life Sciences Ltd. | Ra Capital Management, L.P. | Director | Nov 13, 2025 | $6.69 | 1,000 | 6,688 | 18,203,009 | Nov 14, 2025, 06:14 PM |
| SPRU | | SPRUCE POWER HOLDING CORP | Steel Partners Holdings L.P. | 10% Owner | Nov 12, 2025 | $4.30 | 586,151 | 2,519,511 | 2,432,101 | Nov 14, 2025, 05:58 PM |
| SPRU | | SPRUCE POWER HOLDING CORP | Steel Partners Holdings L.P. | 10% Owner | Nov 13, 2025 | $4.99 | 102,948 | 513,649 | 2,535,049 | Nov 14, 2025, 05:58 PM |
| SPRU | | SPRUCE POWER HOLDING CORP | Steel Partners Holdings L.P. | 10% Owner | Nov 14, 2025 | $5.00 | 52,454 | 262,254 | 2,587,503 | Nov 14, 2025, 05:58 PM |
| SPRU | | SPRUCE POWER HOLDING CORP | Steel Partners Holdings L.P. | 10% Owner | Nov 11, 2025 | $3.04 | 405,998 | 1,233,016 | 1,845,950 | Nov 14, 2025, 05:58 PM |
| SCKT | | SOCKET MOBILE, INC. | Charlie Bass | Director | Nov 13, 2025 | $1.17 | 3,801 | 4,436 | 1,646,952 | Nov 14, 2025, 05:53 PM |
