| WLKP | | Westlake Chemical Partners LP | Jean-Marc Gilson | President and CEO | Aug 21, 2025 | $22.02 | 1,250 | 27,530 | 11,708 | Aug 28, 2025, 08:33 AM |
| WLKP | | Westlake Chemical Partners LP | Jean-Marc Gilson | President and CEO | Nov 27, 2024 | $23.57 | 85 | 2,003 | 4,332 | Aug 28, 2025, 08:33 AM |
| WLKP | | Westlake Chemical Partners LP | Jean-Marc Gilson | President and CEO | Feb 25, 2025 | $24.75 | 83 | 2,054 | 4,414 | Aug 28, 2025, 08:33 AM |
| WLKP | | Westlake Chemical Partners LP | Jean-Marc Gilson | President and CEO | Aug 28, 2024 | $22.95 | 320 | 7,344 | 3,427 | Aug 28, 2025, 08:33 AM |
| IRIX | | IRIDEX CORP | Romeo R. Dizon | Chief Financial Officer | Aug 27, 2025 | $1.28 | 1,000 | 1,283 | 50,745 | Aug 27, 2025, 08:56 PM |
| RCKT | | ROCKET PHARMACEUTICALS, INC. | Elisabeth Bjork | Director | Aug 27, 2025 | $3.41 | 10,000 | 34,100 | 40,000 | Aug 27, 2025, 08:54 PM |
| MDBH | | MDB Capital Holdings, LLC | Christopher A. Marlett | Co-Founder | Aug 26, 2025 | $3.35 | 1,414 | 4,737 | 149,425 | Aug 27, 2025, 07:16 PM |
| MDBH | | MDB Capital Holdings, LLC | Christopher A. Marlett | Co-Founder | Aug 27, 2025 | $3.40 | 1,288 | 4,379 | 150,713 | Aug 27, 2025, 07:16 PM |
| MDBH | | MDB Capital Holdings, LLC | Christopher A. Marlett | Co-Founder | Aug 25, 2025 | $3.31 | 1,232 | 4,078 | 148,011 | Aug 27, 2025, 07:16 PM |
| ICUI | | ICU MEDICAL INC/DE | David C. Greenberg | Director | Aug 27, 2025 | $126.42 | 1,200 | 151,698 | 7,960 | Aug 27, 2025, 05:51 PM |
| PRSU | | Pursuit Attractions & Hospitality, Inc. | Jill Bright | Director | Aug 26, 2025 | $36.77 | 1,000 | 36,770 | 6,311 | Aug 27, 2025, 05:27 PM |
| CCEL | | CRYO CELL INTERNATIONAL INC | David Portnoy | Chairman, Co-CEO | Aug 27, 2025 | $4.42 | 7,860 | 34,741 | 164,182 | Aug 27, 2025, 05:23 PM |
| CCEL | | CRYO CELL INTERNATIONAL INC | David Portnoy | Chairman, Co-CEO | Aug 27, 2025 | $4.44 | 6,218 | 27,608 | 247,757 | Aug 27, 2025, 05:23 PM |
| CCEL | | CRYO CELL INTERNATIONAL INC | David Portnoy | Chairman, Co-CEO | Aug 25, 2025 | $4.65 | 9,500 | 44,175 | 145,221 | Aug 27, 2025, 05:23 PM |
| CCEL | | CRYO CELL INTERNATIONAL INC | David Portnoy | Chairman, Co-CEO | Aug 25, 2025 | $4.53 | 4,500 | 20,385 | 241,539 | Aug 27, 2025, 05:23 PM |
| CCEL | | CRYO CELL INTERNATIONAL INC | David Portnoy | Chairman, Co-CEO | Aug 26, 2025 | $4.44 | 11,101 | 49,288 | 156,322 | Aug 27, 2025, 05:23 PM |
| D | | DOMINION ENERGY, INC | Robert M. Blue | Chair, President and CEO | Aug 27, 2025 | $60.35 | 4,152 | 250,557 | 161,237 | Aug 27, 2025, 05:10 PM |
| MLP | | MAUI LAND & PINEAPPLE CO INC | Stephen M. Case | Director | Aug 26, 2025 | $16.99 | 200 | 3,398 | 11,934,145 | Aug 27, 2025, 04:35 PM |
| MLP | | MAUI LAND & PINEAPPLE CO INC | Stephen M. Case | Director | Aug 25, 2025 | $16.99 | 2,500 | 42,475 | 11,933,945 | Aug 27, 2025, 04:35 PM |
| REYN | | Reynolds Consumer Products Inc. | Duncan Hawkesby | Director | Aug 26, 2025 | $22.99 | 159,506 | 3,667,497 | 334,092 | Aug 27, 2025, 04:33 PM |
| DRIO | | DarioHealth Corp. | Steven Charles Nelson | President and CCO | Aug 27, 2025 | $0.53 | 40,000 | 21,200 | 95,000 | Aug 27, 2025, 04:30 PM |
| GPUS | | Hyperscale Data, Inc. | Milton C. Ault III | Executive Chairman | Aug 22, 2025 | $0.57 | 100 | 57 | 2,450 | Aug 27, 2025, 04:30 PM |
| FEAM | | 5E Advanced Materials, Inc. | Ascend Global Investment Fund Spc - Strategic Segregated Portfolio | Director | Aug 25, 2025 | $3.50 | 100,000 | 350,000 | 7,830,646 | Aug 27, 2025, 04:30 PM |
| FEAM | | 5E Advanced Materials, Inc. | Bep Special Situations Iv LLC | Director | Aug 25, 2025 | $3.50 | 100,000 | 350,000 | 7,597,349 | Aug 27, 2025, 04:30 PM |
| DLHC | | DLH Holdings Corp. | Mink Brook Asset Management LLC | 10% Owner | Aug 25, 2025 | $5.50 | 336 | 1,848 | 1,837,813 | Aug 27, 2025, 04:27 PM |
| DLHC | | DLH Holdings Corp. | Mink Brook Asset Management LLC | 10% Owner | Aug 26, 2025 | $5.50 | 837 | 4,604 | 1,838,650 | Aug 27, 2025, 04:27 PM |
| DLHC | | DLH Holdings Corp. | Mink Brook Asset Management LLC | 10% Owner | Aug 27, 2025 | $5.50 | 22 | 121 | 1,838,672 | Aug 27, 2025, 04:27 PM |
| HSON | | Hudson Global, Inc. | Richard Kenneth Coleman Jr | Chief Operating Officer | Aug 27, 2025 | $9.18 | 2,500 | 22,950 | 7,500 | Aug 27, 2025, 04:18 PM |
| HSON | | Hudson Global, Inc. | Richard Kenneth Coleman Jr | Chief Operating Officer | Aug 26, 2025 | $9.07 | 4,313 | 39,132 | 11,986 | Aug 27, 2025, 04:18 PM |
| DLPN | | Dolphin Entertainment, Inc. | William O'Dowd IV | Chief Executive Officer | Aug 25, 2025 | $1.13 | 4,400 | 4,954 | 358,124 | Aug 27, 2025, 04:16 PM |
| PROP | | Prairie Operating Co. | Richard N. Frommer | Director | Aug 25, 2025 | $2.44 | 3,000 | 7,326 | 128,372 | Aug 27, 2025, 04:12 PM |
| FGBI | | First Guaranty Bancshares, Inc. | Robert W. Walker | Director | Aug 25, 2025 | $7.84 | 4,700 | 36,848 | 23,632 | Aug 27, 2025, 04:07 PM |
| SCWO | | 374Water Inc. | Deanna Rene Estes | Director | Aug 26, 2025 | $0.29 | 30,000 | 8,706 | 106,500 | Aug 27, 2025, 04:05 PM |
| STRW | | Strawberry Fields REIT, Inc. | Moishe Gubin | CEO | Aug 25, 2025 | $11.77 | 200 | 2,354 | 823,648 | Aug 27, 2025, 04:05 PM |
| MDRR | | Medalist Diversified REIT, Inc. | Frank Kavanaugh | CHAIRMAN, CEO & PRESIDENT | Aug 26, 2025 | $12.43 | 3,482 | 43,281 | 30,121 | Aug 27, 2025, 04:05 PM |
| MDRR | | Medalist Diversified REIT, Inc. | Frank Kavanaugh | CHAIRMAN, CEO & PRESIDENT | Aug 27, 2025 | $12.43 | 5,000 | 62,150 | 35,121 | Aug 27, 2025, 04:05 PM |
| LKQ | | LKQ CORP | Andrew C. Clarke | Director | Aug 27, 2025 | $31.95 | 5,000 | 159,773 | 21,172 | Aug 27, 2025, 03:51 PM |
| LKQ | | LKQ CORP | Justin L. Jude | President and CEO | Aug 27, 2025 | $31.50 | 5,669 | 178,574 | 286,446 | Aug 27, 2025, 03:51 PM |
| WASH | | WASHINGTON TRUST BANCORP INC | Robert A. Dimuccio | Director | Aug 25, 2025 | $29.69 | 3,000 | 89,070 | 23,346 | Aug 27, 2025, 03:26 PM |
| PSIX | | POWER SOLUTIONS INTERNATIONAL, INC. | Xun Li | CFO | Aug 25, 2025 | $92.82 | 300 | 27,846 | 521 | Aug 27, 2025, 01:51 PM |
| THRY | | Thryv Holdings, Inc. | John Slater | Director | Aug 25, 2025 | $13.69 | 1,000 | 13,690 | 32,870 | Aug 27, 2025, 12:46 PM |
| TPL | | Texas Pacific Land Corp | Horizon Kinetics Asset Management LLC | 10% Owner | Aug 26, 2025 | $897.55 | 1 | 898 | 1,163,983 | Aug 27, 2025, 12:03 PM |
| IRIX | | IRIDEX CORP | Romeo R. Dizon | Chief Financial Officer | Aug 26, 2025 | $1.26 | 1,000 | 1,257 | 49,745 | Aug 27, 2025, 11:48 AM |
| AMRZ | | Amrize Ltd | Roald Brouwer | Chief Technology Officer | Aug 27, 2025 | $51.88 | 2,000 | 103,760 | 5,000 | Aug 27, 2025, 11:21 AM |
| NRGV | | Energy Vault Holdings, Inc. | Theresa M. Fariello | Director | Aug 26, 2025 | $1.71 | 5,000 | 8,525 | 158,950 | Aug 27, 2025, 10:46 AM |
| BFLY | | Butterfly Network, Inc. | Steve Cashman | Chief Business Officer | Aug 25, 2025 | $1.64 | 50,000 | 81,953 | 2,324,474 | Aug 27, 2025, 08:56 AM |
| GMGI | | Golden Matrix Group, Inc. | Richard Christensen | CFO | Aug 26, 2025 | $1.30 | 25,000 | 32,500 | 75,000 | Aug 27, 2025, 08:00 AM |
| SINT | | Sintx Technologies, Inc. | Jay M. Moyes | Director | Aug 26, 2025 | $3.59 | 3,000 | 10,756 | 3,000 | Aug 27, 2025, 08:00 AM |
| SINT | | Sintx Technologies, Inc. | Gregg R. Honigblum | Chief Investment Officer | Aug 26, 2025 | $3.70 | 50,000 | 185,000 | 64,000 | Aug 27, 2025, 08:00 AM |
| STSS | | Sharps Technology Inc. | Timothy James Ruemler | Director | Aug 25, 2025 | $11.36 | 40,000 | 454,301 | 40,218 | Aug 26, 2025, 09:45 PM |
| STSS | | Sharps Technology Inc. | Jason L. Monroe | Director | Aug 22, 2025 | $6.41 | 80,000 | 512,800 | 80,000 | Aug 26, 2025, 09:24 PM |
| STSS | | Sharps Technology Inc. | Andrew R. Crescenzo | Chief Financial Officer | Aug 22, 2025 | $6.41 | 40,000 | 256,400 | 40,000 | Aug 26, 2025, 09:24 PM |
| STSS | | Sharps Technology Inc. | Robert Michael Hayes | Director | Aug 22, 2025 | $6.41 | 100,000 | 641,000 | 100,000 | Aug 26, 2025, 09:24 PM |
| STSS | | Sharps Technology Inc. | Soren Bo Christiansen | Director | Aug 22, 2025 | $6.41 | 80,000 | 512,800 | 80,000 | Aug 26, 2025, 09:24 PM |
| STSS | | Sharps Technology Inc. | Paul K. Danner | Director | Aug 22, 2025 | $6.41 | 400,000 | 2,564,000 | 400,000 | Aug 26, 2025, 09:24 PM |
| STSS | | Sharps Technology Inc. | Brenda Baird Simpson | Director | Aug 22, 2025 | $6.41 | 20,000 | 128,200 | 20,000 | Aug 26, 2025, 09:24 PM |
| LAB | | STANDARD BIOTOOLS INC. | Casdin Partners Master Fund, L.P. | Director | Aug 22, 2025 | $1.26 | 200,000 | 252,680 | 59,950,000 | Aug 26, 2025, 08:46 PM |
| LAB | | STANDARD BIOTOOLS INC. | Casdin Partners Master Fund, L.P. | Director | Aug 25, 2025 | $1.24 | 200,000 | 248,180 | 60,150,000 | Aug 26, 2025, 08:46 PM |
| LAB | | STANDARD BIOTOOLS INC. | Casdin Partners Master Fund, L.P. | Director | Aug 26, 2025 | $1.26 | 125,000 | 157,937 | 60,275,000 | Aug 26, 2025, 08:46 PM |
| BKYI | | BIO KEY INTERNATIONAL INC | James David Sullivan | Chief Legal Officer | Aug 22, 2025 | $0.77 | 10,000 | 7,700 | 54,851 | Aug 26, 2025, 08:39 PM |
| TPVG | | TriplePoint Venture Growth BDC Corp. | Sajal Srivastava | President and CIO | Aug 25, 2025 | $6.48 | 80,000 | 518,248 | 297,657 | Aug 26, 2025, 08:01 PM |
| TPVG | | TriplePoint Venture Growth BDC Corp. | Sajal Srivastava | President and CIO | Aug 22, 2025 | $6.44 | 42,003 | 270,415 | 217,657 | Aug 26, 2025, 08:01 PM |
| TPVG | | TriplePoint Venture Growth BDC Corp. | James Labe | Chief Executive Officer | Aug 22, 2025 | $6.44 | 42,003 | 270,415 | 217,657 | Aug 26, 2025, 07:59 PM |
| TPVG | | TriplePoint Venture Growth BDC Corp. | James Labe | Chief Executive Officer | Aug 25, 2025 | $6.48 | 80,000 | 518,248 | 297,657 | Aug 26, 2025, 07:59 PM |
| SST | | System1, Inc. | Cee Holdings Trust | 10% Owner | Aug 22, 2025 | $7.32 | 11,015 | 80,630 | 919,555 | Aug 26, 2025, 07:56 PM |
| REZI | | RESIDEO TECHNOLOGIES, INC. | Cd&R Channel Holdings Ii, L.P. | 10% Owner | Aug 22, 2025 | $33.41 | 34,626 | 1,156,814 | 12,849,834 | Aug 26, 2025, 07:42 PM |
| REZI | | RESIDEO TECHNOLOGIES, INC. | Cd&R Channel Holdings Ii, L.P. | 10% Owner | Aug 25, 2025 | $33.95 | 12,327 | 418,526 | 12,862,161 | Aug 26, 2025, 07:42 PM |
| COTY | | COTY INC. | Priya Srinivasan | Chief People & Purpose Officer | Aug 22, 2025 | $3.84 | 30,000 | 115,200 | 37,509 | Aug 26, 2025, 06:53 PM |
| COTY | | COTY INC. | Sue Nabi | Chief Executive Officer | Aug 22, 2025 | $3.92 | 260,000 | 1,018,160 | 32,127,286 | Aug 26, 2025, 06:49 PM |
| HTH | | Hilltop Holdings Inc. | Jonathan S. Sobel | Hilltop Securities Chairman | Aug 22, 2025 | $34.57 | 10,000 | 345,700 | 97,429 | Aug 26, 2025, 06:24 PM |
| HTH | | Hilltop Holdings Inc. | Jonathan S. Sobel | Hilltop Securities Chairman | Aug 25, 2025 | $34.75 | 10,000 | 347,500 | 107,429 | Aug 26, 2025, 06:24 PM |
| HTH | | Hilltop Holdings Inc. | Jonathan S. Sobel | Hilltop Securities Chairman | Aug 26, 2025 | $35.21 | 10,000 | 352,100 | 117,429 | Aug 26, 2025, 06:24 PM |
| AFCG | | Advanced Flower Capital Inc. | Daniel Neville | Chief Executive Officer | Aug 25, 2025 | $4.04 | 10,000 | 40,400 | 197,261 | Aug 26, 2025, 06:17 PM |
| AFCG | | Advanced Flower Capital Inc. | Robyn Tannenbaum | President and CIO | Aug 25, 2025 | $4.13 | 4,000 | 16,520 | 127,667 | Aug 26, 2025, 06:16 PM |
| AFCG | | Advanced Flower Capital Inc. | Robyn Tannenbaum | President and CIO | Aug 22, 2025 | $4.10 | 2,000 | 8,200 | 123,667 | Aug 26, 2025, 06:16 PM |
| AFCG | | Advanced Flower Capital Inc. | Leonard M. Tannenbaum | Director | Aug 22, 2025 | $4.03 | 216,117 | 870,952 | 4,175,993 | Aug 26, 2025, 06:15 PM |
| AFCG | | Advanced Flower Capital Inc. | Leonard M. Tannenbaum | Director | Aug 25, 2025 | $4.08 | 61,862 | 252,397 | 4,237,855 | Aug 26, 2025, 06:15 PM |
| AFCG | | Advanced Flower Capital Inc. | Leonard M. Tannenbaum | Director | Aug 26, 2025 | $4.17 | 97,168 | 405,191 | 4,335,023 | Aug 26, 2025, 06:15 PM |
| SUNS | | Sunrise Realty Trust, Inc. | Leonard M. Tannenbaum | Executive Chairman | Aug 22, 2025 | $11.00 | 20,200 | 222,200 | 2,913,226 | Aug 26, 2025, 06:13 PM |
| SUNS | | Sunrise Realty Trust, Inc. | Leonard M. Tannenbaum | Executive Chairman | Aug 26, 2025 | $10.79 | 10,000 | 107,900 | 2,923,226 | Aug 26, 2025, 06:13 PM |
| PODC | | PodcastOne, Inc. | D Jonathan Merriman | Director | Aug 22, 2025 | $1.49 | 11,100 | 16,539 | 232,379 | Aug 26, 2025, 06:00 PM |
| FUSB | | FIRST US BANCSHARES, INC. | Staci Pierce | Director | Aug 26, 2025 | $11.66 | 1,500 | 17,485 | 6,100 | Aug 26, 2025, 05:49 PM |
| FFAI | | FARADAY FUTURE INTELLIGENT ELECTRIC INC. | Jiawei Wang | Global President | Aug 25, 2025 | $2.33 | 10,560 | 24,593 | 10,563 | Aug 26, 2025, 05:49 PM |
| FFAI | | FARADAY FUTURE INTELLIGENT ELECTRIC INC. | Yueting Jia | Global Co-CEO | Aug 25, 2025 | $2.35 | 83,775 | 196,871 | 352,238 | Aug 26, 2025, 05:29 PM |
| CCAP | | Crescent Capital BDC, Inc. | Raymond Barrios | Managing Director | Aug 25, 2025 | $15.63 | 3,245 | 50,713 | 19,177 | Aug 26, 2025, 05:22 PM |
| GMRE | | Global Medical REIT Inc. | Matthew Cypher | Director | Aug 26, 2025 | $7.38 | 1,350 | 9,960 | 1,350 | Aug 26, 2025, 05:13 PM |
| TEAD | | Teads Holding Co. | Yaffa Krindel | Director | Aug 25, 2025 | $1.88 | 2,500 | 4,700 | 97,277 | Aug 26, 2025, 05:03 PM |
| TEAD | | Teads Holding Co. | Yaffa Krindel | Director | Aug 26, 2025 | $1.87 | 2,500 | 4,675 | 99,777 | Aug 26, 2025, 05:03 PM |
| SHEN | | SHENANDOAH TELECOMMUNICATIONS CO/VA/ | Ecp Fiber Holdings Gp, LLC | 10% Owner | Aug 22, 2025 | $13.09 | 4,000 | 52,360 | 3,342,122 | Aug 26, 2025, 04:46 PM |
| SHEN | | SHENANDOAH TELECOMMUNICATIONS CO/VA/ | Ecp Fiber Holdings Gp, LLC | 10% Owner | Aug 25, 2025 | $13.10 | 1,500 | 19,648 | 3,343,622 | Aug 26, 2025, 04:46 PM |
| SHEN | | SHENANDOAH TELECOMMUNICATIONS CO/VA/ | Ecp Controlco, LLC | 10% Owner | Aug 22, 2025 | $13.09 | 4,000 | 52,360 | 3,342,122 | Aug 26, 2025, 04:45 PM |
| SHEN | | SHENANDOAH TELECOMMUNICATIONS CO/VA/ | Ecp Controlco, LLC | 10% Owner | Aug 25, 2025 | $13.10 | 1,500 | 19,648 | 3,343,622 | Aug 26, 2025, 04:45 PM |
| PPTINC | | Presidio Property Trust, Inc. | Jack Kendrick Heilbron | Chief Executive Officer | Aug 22, 2025 | $4.89 | 1,200 | 5,868 | 99,886 | Aug 26, 2025, 04:40 PM |
| UPS | | UNITED PARCEL SERVICE INC | Christiana Smith Shi | Director | Aug 22, 2025 | $88.17 | 500 | 44,084 | 500 | Aug 26, 2025, 04:37 PM |
| RCEL | | AVITA Medical, Inc. | David D. O'Toole | CFO | Aug 26, 2025 | $4.52 | 2,000 | 9,040 | 31,657 | Aug 26, 2025, 04:30 PM |
| SELF | | Global Self Storage, Inc. | Russell E. Burke III | Director | Aug 25, 2025 | $5.24 | 105 | 551 | 35,100 | Aug 26, 2025, 04:26 PM |
| MX | | MAGNACHIP SEMICONDUCTOR Corp | Shin Young Park | See Remarks | Aug 25, 2025 | $2.87 | 10,000 | 28,680 | 251,786 | Aug 26, 2025, 04:20 PM |
| MX | | MAGNACHIP SEMICONDUCTOR Corp | Camillo Martino | See Remarks | Aug 22, 2025 | $2.84 | 30,000 | 85,290 | 259,127 | Aug 26, 2025, 04:20 PM |
| SELF | | Global Self Storage, Inc. | Winmill & Co. INC | See "Explanation of Responses" | Aug 25, 2025 | $5.22 | 7,823 | 40,834 | 50,668 | Aug 26, 2025, 04:14 PM |
| SELF | | Global Self Storage, Inc. | Winmill & Co. INC | See "Explanation of Responses" | Aug 26, 2025 | $5.26 | 7,788 | 40,973 | 58,456 | Aug 26, 2025, 04:14 PM |
