| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BLPH | Bellerophon Therapeutics, Inc. | Puissance Capital Management (GP) LLC | 10% Owner | Jun 07, 2021 | Option Exercise | $4.00 | 8,189 | 32,756 | 1,771,262 | Jun 08, 2021, 12:37 PM | |
| BLPH | Bellerophon Therapeutics, Inc. | Puissance Capital Management (GP) LLC | 10% Owner | May 21, 2020 | Option Exercise | $13.00 | 1,153,846 | 14,999,998 | 1,153,846 | May 22, 2020, 07:25 AM | |
| EKSO | EKSO BIONICS HOLDINGS, INC. | Puissance Capital Management (GP) LLC | 10% Owner | Jan 16, 2020 | Option Exercise | $0.45 | 19,445 | 8,750 | 38,624 | Jan 21, 2020, 08:58 PM | |
| TCON | Tracon Pharmaceuticals, Inc. | Puissance Capital Management (GP) LLC | 10% Owner | Dec 09, 2019 | Sale | $2.92 | 340,134 | 993,191 | 76,048 | Dec 11, 2019, 10:47 AM | |
| TCON | Tracon Pharmaceuticals, Inc. | Puissance Capital Management (GP) LLC | 10% Owner | Dec 05, 2019 | Sale | $3.05 | 43,996 | 134,188 | 416,182 | Dec 11, 2019, 10:47 AM | |
| TCON | Tracon Pharmaceuticals, Inc. | Puissance Capital Management (GP) LLC | 10% Owner | Nov 29, 2018 | Sale | $1.17 | 8,652 | 10,123 | 4,606,094 | Dec 03, 2018, 10:14 AM | |
| TCON | Tracon Pharmaceuticals, Inc. | Puissance Capital Management (GP) LLC | 10% Owner | Nov 29, 2018 | Sale | $1.17 | 8,652 | 10,123 | 4,606,094 | Dec 03, 2018, 09:39 AM | |
| EKSO | EKSO BIONICS HOLDINGS, INC. | Puissance Capital Management (GP) LLC | 10% Owner | Aug 03, 2018 | Option Exercise | $1.79 | 19,179 | 34,330 | 19,179 | Aug 07, 2018, 09:05 PM |
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