TRACON Pharmaceuticals Inc. (TCON) NASDAQ
$1.62 - (-)
Market Cap: $4.34M
As of 05/15/24 12:00 AM EDT. Market open.
TRACON Pharmaceuticals Inc. (TCON)
NASDAQ
$1.62
- (-)
Market Cap: $4.34M
As of 05/15/24 12:00 AM EDT. Market open.
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tracon pharmaceuticals, inc., a clinical stage biopharmaceutical company, focuses on the development and commercialization of therapeutics for cancer and wet age-related macular degeneration (amd). its lead clinical stage products include envafolimab (kn035), an investigational pd-l1 single-domain antibody for the treatment of soft tissue sarcoma. the company's clinical stage products also ... read more
COMPANY PROFILE
Sector
Professional, Scientific, and Technical Services
Industry
Research and Development in Biotechnology (except Nanobiotechnology)
Sector
Professional, Scientific, and Technical Services
Industry
Research and Development in Biotechnology (except Nanobiotechnology)
Full Time Employees
27
Address
.
PRICE CHART FOR TRACON PHARMACEUTICALS INC
From:
To:
NEWS
INSIDEARBITRAGE ARTICLES
KEY STATS
Open
-
Previous Close
$1.62
Days Range
$1.52 - $1.70
52 week range
$1.52 - $14.75
Volume
46,922
Avg. Volume (30 days)
271,353
Market Cap
$4.34M
Dividend Yield
-
P/E
-
Shares Outstanding
2,679,035
Open
-
Previous Close
$1.62
Days Range
$1.52 - $1.70
52 week range
$1.52 - $14.75
Volume
46,922
Avg. Volume (30 days)
271,353
Market Cap
$4.34M
Dividend Yield
-
P/E
-
Shares Outstanding
2,679,035
FINANCIAL STATEMENTS FOR TRACON PHARMACEUTICALS INC
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INSIDER TRANSACTIONS FOR TRACON PHARMACEUTICALS INC
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Brown Scott B. | CHIEF FINANCIAL OFFICER | Apr 20, 2023 | Option Exercise | $0.14 | 3,500 | 482 | 25,128 | Mar 13, 2024, 05:59 PM |
| THEUER CHARLES | PRESIDENT AND CEO | Oct 20, 2023 | Option Exercise | $0.13 | 3,500 | 467 | 406,417 | Mar 13, 2024, 05:56 PM |
| THEUER CHARLES | PRESIDENT AND CEO | Apr 20, 2023 | Option Exercise | $0.14 | 3,500 | 482 | 402,917 | Mar 13, 2024, 05:56 PM |
| Opaleye Management Inc. | 10% Owner | Nov 10, 2023 | Sale | $0.29 | 440,000 | 129,448 | 0 | Nov 14, 2023, 04:05 PM |
| Opaleye Management Inc. | 10% Owner | Nov 10, 2023 | Sale | $0.29 | 4,324,008 | 1,272,123 | 0 | Nov 14, 2023, 04:05 PM |
| THEUER CHARLES | President and CEO | Apr 27, 2023 | Buy | $0.75 | 47,000 | 35,250 | 399,417 | Apr 28, 2023, 06:00 AM |
| THEUER CHARLES | President and CEO | Apr 26, 2023 | Buy | $0.66 | 3,999 | 2,639 | 352,417 | Apr 28, 2023, 06:00 AM |
| Opaleye Management Inc. | 10% Owner | Mar 09, 2023 | Buy | $1.38 | 174,508 | 240,821 | 4,324,508 | Mar 13, 2023, 04:05 PM |
| THEUER CHARLES | President and CEO | Mar 01, 2023 | Buy | $1.52 | 4,800 | 7,296 | 344,918 | Mar 02, 2023, 06:24 AM |
| THEUER CHARLES | President and CEO | Feb 28, 2023 | Buy | $1.52 | 200 | 304 | 340,118 | Mar 02, 2023, 06:24 AM |
| THEUER CHARLES | President and CEO | Jan 18, 2023 | Buy | $1.62 | 6,800 | 11,016 | 339,918 | Jan 19, 2023, 06:05 AM |
| LARUE WILLIAM R | Director | Dec 21, 2022 | Sale | $1.26 | 120 | 151 | 7,763 | Jan 19, 2023, 06:00 AM |
| Brown Scott B. | Chief Financial Officer | Dec 29, 2022 | Buy | $1.49 | 3,500 | 5,215 | 21,628 | Jan 03, 2023, 06:00 AM |
| Opaleye Management Inc. | 10% Owner | Dec 14, 2022 | Buy | $1.24 | 27,500 | 34,050 | 440,000 | Dec 16, 2022, 05:03 PM |
| Opaleye Management Inc. | 10% Owner | Dec 14, 2022 | Buy | $1.26 | 140,000 | 175,826 | 4,150,000 | Dec 16, 2022, 05:03 PM |
| THEUER CHARLES | President and CEO | Dec 14, 2022 | Buy | $1.29 | 23,000 | 29,755 | 333,118 | Dec 15, 2022, 06:00 AM |
| Opaleye Management Inc. | 10% Owner | Dec 06, 2022 | Sale | $1.44 | 1,539 | 2,216 | 4,010,000 | Dec 08, 2022, 06:49 PM |
| Opaleye Management Inc. | 10% Owner | Dec 06, 2022 | Option Exercise | $0.01 | 221,539 | 2,215 | 4,011,539 | Dec 08, 2022, 06:49 PM |
| THEUER CHARLES | President and CEO | Nov 18, 2022 | Buy | $1.41 | 13,900 | 19,599 | 310,118 | Nov 22, 2022, 06:00 AM |
| THEUER CHARLES | President and CEO | Nov 03, 2022 | Buy | $1.52 | 9,200 | 13,984 | 296,218 | Nov 04, 2022, 06:00 AM |
| THEUER CHARLES | President and CEO | Nov 02, 2022 | Buy | $1.59 | 6,000 | 9,540 | 287,018 | Nov 03, 2022, 06:00 AM |
| Opaleye Management Inc. | 10% Owner | Oct 18, 2022 | Buy | $1.65 | 2,500 | 4,125 | 4,125,000 | Oct 19, 2022, 07:22 PM |
| Opaleye Management Inc. | 10% Owner | Oct 18, 2022 | Buy | $1.65 | 10,000 | 16,500 | 3,790,000 | Oct 19, 2022, 07:22 PM |
| THEUER CHARLES | President and CEO | Oct 07, 2022 | Buy | $1.77 | 5,000 | 8,850 | 277,518 | Oct 11, 2022, 06:00 AM |
| THEUER CHARLES | President and CEO | Oct 03, 2022 | Buy | $1.67 | 5,000 | 8,350 | 272,518 | Oct 05, 2022, 06:00 AM |
| Opaleye Management Inc. | 10% Owner | Sep 29, 2022 | Buy | $1.74 | 9,400 | 16,370 | 410,000 | Oct 03, 2022, 04:06 PM |
| Opaleye Management Inc. | 10% Owner | Sep 27, 2022 | Buy | $1.69 | 1,700 | 2,877 | 400,600 | Sep 28, 2022, 06:00 PM |
| THEUER CHARLES | President and CEO | Sep 22, 2022 | Buy | $1.76 | 5,000 | 8,800 | 267,518 | Sep 26, 2022, 06:00 AM |
| Opaleye Management Inc. | 10% Owner | Sep 22, 2022 | Buy | $1.73 | 13,900 | 24,043 | 398,900 | Sep 22, 2022, 06:09 PM |
| Opaleye Management Inc. | 10% Owner | Sep 22, 2022 | Buy | $1.73 | 3,411 | 5,900 | 3,780,000 | Sep 22, 2022, 06:09 PM |
| Opaleye Management Inc. | 10% Owner | Sep 20, 2022 | Buy | $1.85 | 10,000 | 18,524 | 385,000 | Sep 20, 2022, 05:37 PM |
| Opaleye Management Inc. | 10% Owner | Sep 19, 2022 | Buy | $1.87 | 5,000 | 9,366 | 375,000 | Sep 19, 2022, 07:00 PM |
| Brown Scott B. | Chief Financial Officer | Sep 12, 2022 | Buy | $2.02 | 2,500 | 5,038 | 14,628 | Sep 14, 2022, 04:05 PM |
| Opaleye Management Inc. | 10% Owner | Jul 26, 2022 | Buy | $1.72 | 2,254 | 3,877 | 370,000 | Jul 26, 2022, 05:25 PM |
| THEUER CHARLES | President and CEO | Jul 22, 2022 | Buy | $1.85 | 4,500 | 8,325 | 262,518 | Jul 25, 2022, 06:00 AM |
| Opaleye Management Inc. | 10% Owner | Jul 15, 2022 | Buy | $1.78 | 11,826 | 21,068 | 367,746 | Jul 15, 2022, 06:06 PM |
| Opaleye Management Inc. | 10% Owner | Jul 14, 2022 | Buy | $1.81 | 7,187 | 13,024 | 355,920 | Jul 14, 2022, 06:25 PM |
| THEUER CHARLES | President and CEO | Jul 13, 2022 | Buy | $1.84 | 3,000 | 5,520 | 258,018 | Jul 14, 2022, 06:00 AM |
| THEUER CHARLES | President and CEO | Jul 12, 2022 | Buy | $1.87 | 3,000 | 5,610 | 255,018 | Jul 14, 2022, 06:00 AM |
| Opaleye Management Inc. | 10% Owner | Jun 24, 2022 | Buy | $1.39 | 11,419 | 15,894 | 348,733 | Jun 27, 2022, 04:05 PM |
| Opaleye Management Inc. | 10% Owner | Jun 21, 2022 | Buy | $1.31 | 841,989 | 1,105,279 | 3,776,589 | Jun 23, 2022, 06:54 PM |
| THEUER CHARLES | President and CEO | May 09, 2022 | Buy | $1.85 | 10,000 | 18,500 | 252,018 | May 11, 2022, 06:00 AM |
| Opaleye Management Inc. | 10% Owner | May 10, 2022 | Buy | $1.76 | 1,200 | 2,107 | 337,314 | May 10, 2022, 07:58 PM |
| Opaleye Management Inc. | 10% Owner | May 10, 2022 | Buy | $1.76 | 8,500 | 14,925 | 2,934,600 | May 10, 2022, 07:58 PM |
| THEUER CHARLES | President and CEO | May 06, 2022 | Buy | $1.97 | 2,500 | 4,925 | 242,018 | May 10, 2022, 06:00 AM |
| THEUER CHARLES | President and CEO | Apr 29, 2022 | Buy | $1.97 | 5,000 | 9,855 | 239,518 | May 03, 2022, 06:00 AM |
| Opaleye Management Inc. | 10% Owner | Apr 22, 2022 | Buy | $1.98 | 1,000 | 1,980 | 336,114 | Apr 29, 2022, 06:27 PM |
| Opaleye Management Inc. | 10% Owner | Apr 22, 2022 | Buy | $1.98 | 6,100 | 12,078 | 2,926,100 | Apr 29, 2022, 06:27 PM |
| Opaleye Management Inc. | 10% Owner | Apr 25, 2022 | Buy | $2.18 | 777 | 1,694 | 335,114 | Apr 25, 2022, 05:55 PM |
| Opaleye Management Inc. | 10% Owner | Apr 25, 2022 | Buy | $2.18 | 10,000 | 21,803 | 2,920,000 | Apr 25, 2022, 05:55 PM |
| Opaleye Management Inc. | 10% Owner | Apr 22, 2022 | Buy | $2.24 | 4,296 | 9,609 | 334,337 | Apr 25, 2022, 05:55 PM |
| Opaleye Management Inc. | 10% Owner | Apr 22, 2022 | Buy | $2.24 | 37,704 | 84,333 | 2,910,000 | Apr 25, 2022, 05:55 PM |
| THEUER CHARLES | President and CEO | Apr 21, 2022 | Buy | $2.30 | 4,500 | 10,350 | 234,518 | Apr 25, 2022, 06:00 AM |
| Opaleye Management Inc. | 10% Owner | Apr 14, 2022 | Buy | $2.50 | 2,696 | 6,738 | 330,041 | Apr 14, 2022, 06:13 PM |
| Opaleye Management Inc. | 10% Owner | Apr 14, 2022 | Buy | $2.50 | 10,000 | 24,992 | 2,872,296 | Apr 14, 2022, 06:13 PM |
| Opaleye Management Inc. | 10% Owner | Apr 13, 2022 | Buy | $2.50 | 2,345 | 5,862 | 327,345 | Apr 14, 2022, 06:13 PM |
| Opaleye Management Inc. | 10% Owner | Apr 13, 2022 | Buy | $2.50 | 5,000 | 12,499 | 2,862,296 | Apr 14, 2022, 06:13 PM |
| Opaleye Management Inc. | 10% Owner | Apr 12, 2022 | Buy | $2.48 | 13,098 | 32,442 | 2,857,296 | Apr 12, 2022, 07:38 PM |
| Opaleye Management Inc. | 10% Owner | Apr 11, 2022 | Buy | $2.42 | 2,637 | 6,381 | 320,000 | Apr 12, 2022, 07:38 PM |
| Opaleye Management Inc. | 10% Owner | Apr 11, 2022 | Buy | $2.42 | 6,463 | 15,639 | 2,844,198 | Apr 12, 2022, 07:38 PM |
| Opaleye Management Inc. | 10% Owner | Apr 12, 2022 | Buy | $2.48 | 5,000 | 12,385 | 325,000 | Apr 12, 2022, 07:38 PM |
| THEUER CHARLES | President and CEO | Apr 08, 2022 | Buy | $2.50 | 2,000 | 5,000 | 226,518 | Apr 12, 2022, 06:00 AM |
| THEUER CHARLES | President and CEO | Mar 30, 2022 | Buy | $2.70 | 4,000 | 10,800 | 224,518 | Apr 01, 2022, 06:05 AM |
| Brown Scott B. | Chief Financial Officer | Mar 29, 2022 | Buy | $2.82 | 1,000 | 2,820 | 8,628 | Mar 30, 2022, 07:20 AM |
| THEUER CHARLES | President and CEO | Mar 21, 2022 | Buy | $2.45 | 1,200 | 2,940 | 220,518 | Mar 23, 2022, 06:00 AM |
| Opaleye Management Inc. | 10% Owner | Jan 28, 2022 | Buy | $2.20 | 500 | 1,100 | 2,820,500 | Jan 31, 2022, 04:05 PM |
| Opaleye Management Inc. | 10% Owner | Jan 24, 2022 | Buy | $2.05 | 2,363 | 4,845 | 317,363 | Jan 24, 2022, 06:18 PM |
| Opaleye Management Inc. | 10% Owner | Jan 24, 2022 | Buy | $2.05 | 15,000 | 30,757 | 2,835,000 | Jan 24, 2022, 06:18 PM |
| Opaleye Management Inc. | 10% Owner | Jan 21, 2022 | Buy | $2.19 | 5,000 | 10,973 | 315,000 | Jan 24, 2022, 06:18 PM |
| Opaleye Management Inc. | 10% Owner | Jan 21, 2022 | Buy | $2.19 | 30,000 | 65,838 | 2,820,000 | Jan 24, 2022, 06:18 PM |
| Opaleye Management Inc. | 10% Owner | Jan 19, 2022 | Buy | $2.24 | 3,688 | 8,264 | 308,688 | Jan 21, 2022, 04:00 PM |
| Opaleye Management Inc. | 10% Owner | Jan 19, 2022 | Buy | $2.24 | 20,000 | 44,816 | 2,770,000 | Jan 21, 2022, 04:00 PM |
| Opaleye Management Inc. | 10% Owner | Jan 20, 2022 | Buy | $2.25 | 1,312 | 2,952 | 310,000 | Jan 21, 2022, 04:00 PM |
| Opaleye Management Inc. | 10% Owner | Jan 20, 2022 | Buy | $2.25 | 20,000 | 45,000 | 2,790,000 | Jan 21, 2022, 04:00 PM |
| Opaleye Management Inc. | 10% Owner | Dec 29, 2021 | Buy | $2.51 | 20,000 | 50,210 | 305,000 | Dec 29, 2021, 07:14 PM |
| Opaleye Management Inc. | 10% Owner | Dec 29, 2021 | Buy | $2.51 | 32,325 | 81,152 | 2,750,000 | Dec 29, 2021, 07:14 PM |
| Opaleye Management Inc. | 10% Owner | Dec 27, 2021 | Buy | $2.92 | 12,325 | 36,005 | 265,000 | Dec 29, 2021, 04:05 PM |
| Opaleye Management Inc. | 10% Owner | Dec 27, 2021 | Buy | $2.92 | 75,000 | 219,097 | 2,592,371 | Dec 29, 2021, 04:05 PM |
| Opaleye Management Inc. | 10% Owner | Dec 28, 2021 | Buy | $2.63 | 20,000 | 52,620 | 285,000 | Dec 29, 2021, 04:05 PM |
| Opaleye Management Inc. | 10% Owner | Dec 28, 2021 | Buy | $2.63 | 125 | 329 | 2,717,675 | Dec 29, 2021, 04:05 PM |
| Opaleye Management Inc. | 10% Owner | Dec 15, 2021 | Buy | $2.43 | 1,964 | 4,765 | 252,675 | Dec 16, 2021, 04:01 PM |
| Opaleye Management Inc. | 10% Owner | Dec 15, 2021 | Buy | $2.43 | 20,000 | 48,522 | 2,517,371 | Dec 16, 2021, 04:01 PM |
| Opaleye Management Inc. | 10% Owner | Dec 13, 2021 | Buy | $2.64 | 1,204 | 3,180 | 243,711 | Dec 15, 2021, 04:05 PM |
| Opaleye Management Inc. | 10% Owner | Dec 13, 2021 | Buy | $2.64 | 14,000 | 36,974 | 2,462,371 | Dec 15, 2021, 04:05 PM |
| Opaleye Management Inc. | 10% Owner | Dec 14, 2021 | Buy | $2.53 | 7,000 | 17,724 | 250,711 | Dec 15, 2021, 04:05 PM |
| Opaleye Management Inc. | 10% Owner | Dec 14, 2021 | Buy | $2.53 | 35,000 | 88,620 | 2,497,371 | Dec 15, 2021, 04:05 PM |
| Opaleye Management Inc. | 10% Owner | Dec 06, 2021 | Buy | $2.26 | 2,733 | 6,188 | 242,507 | Dec 07, 2021, 04:05 PM |
| Opaleye Management Inc. | 10% Owner | Dec 06, 2021 | Buy | $2.26 | 20,000 | 45,286 | 2,448,371 | Dec 07, 2021, 04:05 PM |
| Opaleye Management Inc. | 10% Owner | Dec 03, 2021 | Buy | $2.30 | 9,274 | 21,287 | 239,774 | Dec 07, 2021, 04:05 PM |
| Opaleye Management Inc. | 10% Owner | Dec 03, 2021 | Buy | $2.30 | 80,000 | 183,624 | 2,428,371 | Dec 07, 2021, 04:05 PM |
| Opaleye Management Inc. | 10% Owner | Dec 02, 2021 | Buy | $2.35 | 10,000 | 23,486 | 2,348,371 | Dec 03, 2021, 05:14 PM |
| Opaleye Management Inc. | 10% Owner | Dec 01, 2021 | Buy | $2.40 | 5,000 | 12,016 | 230,000 | Dec 03, 2021, 05:14 PM |
| Opaleye Management Inc. | 10% Owner | Dec 01, 2021 | Buy | $2.40 | 45,000 | 108,144 | 2,338,371 | Dec 03, 2021, 05:14 PM |
| Opaleye Management Inc. | 10% Owner | Dec 02, 2021 | Buy | $2.35 | 500 | 1,174 | 230,500 | Dec 03, 2021, 05:14 PM |
| THEUER CHARLES | President and CEO | Nov 19, 2021 | Buy | $2.82 | 3,500 | 9,870 | 219,318 | Nov 22, 2021, 04:21 PM |
| THEUER CHARLES | President and CEO | Nov 18, 2021 | Buy | $2.88 | 681 | 1,961 | 215,818 | Nov 22, 2021, 04:21 PM |
| THEUER CHARLES | President and CEO | Nov 05, 2021 | Buy | $3.41 | 4,000 | 13,655 | 215,137 | Nov 09, 2021, 07:00 AM |
| THEUER CHARLES | President and CEO | Aug 16, 2021 | Buy | $3.56 | 3,000 | 10,680 | 207,732 | Aug 18, 2021, 06:05 AM |
| Brown Scott B. | Chief Financial Officer | Aug 13, 2021 | Buy | $3.69 | 1,000 | 3,695 | 7,628 | Aug 17, 2021, 05:01 PM |
| PELLETIER SAUNDRA L | Director | Jul 26, 2021 | Buy | $3.82 | 6,545 | 25,002 | 12,045 | Jul 27, 2021, 06:00 AM |
| LARUE WILLIAM R | Director | Jul 26, 2021 | Buy | $3.82 | 6,545 | 25,002 | 7,883 | Jul 27, 2021, 06:00 AM |
| Brown Scott B. | Chief Financial Officer | Mar 08, 2021 | Buy | $8.30 | 1,000 | 8,296 | 3,128 | Mar 09, 2021, 06:00 AM |
| THEUER CHARLES | President and CEO | Jan 27, 2021 | Buy | $8.98 | 11,000 | 98,771 | 201,232 | Jan 28, 2021, 06:00 AM |
| Ikarian Capital, LLC | 10% Owner | Dec 30, 2020 | Buy | $9.61 | 520,291 | 4,999,996 | 2,716,840 | Dec 30, 2020, 06:24 PM |
| WIGGINS MARK C | Chief Business Officer | Dec 29, 2020 | Buy | $10.57 | 1,000 | 10,570 | 13,700 | Dec 30, 2020, 06:00 AM |
| THEUER CHARLES | President and CEO | Dec 29, 2020 | Buy | $9.98 | 1,000 | 9,980 | 190,232 | Dec 30, 2020, 06:00 AM |
| Opaleye Management Inc. | 10% Owner | Dec 22, 2020 | Buy | $8.06 | 496,277 | 3,999,993 | 2,293,371 | Dec 28, 2020, 12:00 AM |
| Ikarian Capital, LLC | 10% Owner | Nov 11, 2020 | Buy | $7.53 | 5,000 | 37,629 | 2,196,549 | Nov 12, 2020, 06:18 PM |
| Ikarian Capital, LLC | 10% Owner | Oct 30, 2020 | Buy | $4.64 | 21,300 | 98,907 | 2,191,549 | Nov 12, 2020, 06:18 PM |
| Ikarian Capital, LLC | 10% Owner | Oct 29, 2020 | Buy | $4.77 | 7,700 | 36,734 | 2,170,249 | Nov 12, 2020, 06:18 PM |
| Opaleye Management Inc. | 10% Owner | Oct 21, 2020 | Buy | $4.40 | 5,656 | 24,869 | 1,797,094 | Oct 23, 2020, 09:30 PM |
| Opaleye Management Inc. | 10% Owner | Oct 21, 2020 | Buy | $4.40 | 3,000 | 13,191 | 225,000 | Oct 23, 2020, 09:30 PM |
| THEUER CHARLES | President and CEO | Oct 21, 2020 | Buy | $4.38 | 2,000 | 8,769 | 189,232 | Oct 23, 2020, 06:00 AM |
| Opaleye Management Inc. | 10% Owner | Sep 23, 2020 | Buy | $4.83 | 2,200 | 10,633 | 227,466 | Sep 25, 2020, 09:30 PM |
| Opaleye Management Inc. | 10% Owner | Sep 24, 2020 | Buy | $4.44 | 21,000 | 93,276 | 1,785,438 | Sep 25, 2020, 09:30 PM |
| Opaleye Management Inc. | 10% Owner | Sep 24, 2020 | Buy | $4.44 | 534 | 2,372 | 228,000 | Sep 25, 2020, 09:30 PM |
| Opaleye Management Inc. | 10% Owner | Sep 23, 2020 | Buy | $4.83 | 55,000 | 265,815 | 1,764,438 | Sep 25, 2020, 09:30 PM |
| THEUER CHARLES | President and CEO | Sep 23, 2020 | Buy | $4.72 | 5,000 | 23,599 | 186,882 | Sep 25, 2020, 06:00 AM |
| Ikarian Capital, LLC | 10% Owner | Sep 11, 2020 | Buy | $3.93 | 78,201 | 307,017 | 2,162,549 | Sep 17, 2020, 09:22 PM |
| Ikarian Capital, LLC | 10% Owner | Sep 09, 2020 | Buy | $3.49 | 79,415 | 277,460 | 2,084,348 | Sep 17, 2020, 09:22 PM |
| Ikarian Capital, LLC | 10% Owner | Sep 08, 2020 | Buy | $2.90 | 13,244 | 38,408 | 2,004,933 | Sep 17, 2020, 09:22 PM |
| Ikarian Capital, LLC | 10% Owner | Sep 04, 2020 | Buy | $2.87 | 151,611 | 434,502 | 1,991,689 | Sep 17, 2020, 09:22 PM |
| Ikarian Capital, LLC | 10% Owner | Sep 09, 2020 | Buy | $3.49 | 79,415 | 277,460 | 2,084,348 | Sep 15, 2020, 09:19 PM |
| Ikarian Capital, LLC | 10% Owner | Sep 08, 2020 | Buy | $2.90 | 13,244 | 38,408 | 2,004,933 | Sep 15, 2020, 09:19 PM |
| Ikarian Capital, LLC | 10% Owner | Sep 04, 2020 | Buy | $2.87 | 151,611 | 434,502 | 1,991,689 | Sep 15, 2020, 09:19 PM |
| Ikarian Capital, LLC | 10% Owner | Sep 11, 2020 | Buy | $3.93 | 78,201 | 307,017 | 2,162,549 | Sep 15, 2020, 09:19 PM |
| WIGGINS MARK C | Chief Business Officer | Sep 10, 2020 | Buy | $4.14 | 7,000 | 28,953 | 12,350 | Sep 14, 2020, 01:49 PM |
| Opaleye Management Inc. | 10% Owner | Sep 04, 2020 | Buy | $2.88 | 566 | 1,633 | 222,766 | Sep 09, 2020, 06:15 PM |
| Opaleye Management Inc. | 10% Owner | Sep 09, 2020 | Buy | $3.47 | 45,000 | 156,100 | 1,709,438 | Sep 09, 2020, 06:15 PM |
| Opaleye Management Inc. | 10% Owner | Sep 09, 2020 | Buy | $3.47 | 2,500 | 8,672 | 225,266 | Sep 09, 2020, 06:15 PM |
| Opaleye Management Inc. | 10% Owner | Sep 04, 2020 | Buy | $2.88 | 8,492 | 24,497 | 1,664,438 | Sep 09, 2020, 06:15 PM |
| THEUER CHARLES | President and CEO | Sep 04, 2020 | Buy | $2.57 | 10,000 | 25,750 | 181,882 | Sep 09, 2020, 06:00 AM |
| Opaleye Management Inc. | 10% Owner | Sep 02, 2020 | Buy | $2.35 | 115,000 | 270,756 | 1,655,946 | Sep 03, 2020, 05:15 PM |
| Opaleye Management Inc. | 10% Owner | Sep 02, 2020 | Buy | $2.35 | 4,800 | 11,301 | 222,200 | Sep 03, 2020, 05:15 PM |
| Opaleye Management Inc. | 10% Owner | Sep 01, 2020 | Buy | $2.04 | 38,600 | 78,906 | 1,540,946 | Sep 03, 2020, 05:15 PM |
| Opaleye Management Inc. | 10% Owner | Sep 01, 2020 | Buy | $2.04 | 1,400 | 2,862 | 217,400 | Sep 03, 2020, 05:15 PM |
| Opaleye Management Inc. | 10% Owner | Aug 31, 2020 | Buy | $1.84 | 6,000 | 11,015 | 216,000 | Aug 31, 2020, 09:36 PM |
| Opaleye Management Inc. | 10% Owner | Aug 31, 2020 | Buy | $1.75 | 296,150 | 519,441 | 1,502,346 | Aug 31, 2020, 09:36 PM |
| Opaleye Management Inc. | 10% Owner | Aug 28, 2020 | Buy | $1.78 | 60,000 | 106,974 | 210,000 | Aug 31, 2020, 09:36 PM |
| Opaleye Management Inc. | 10% Owner | Aug 27, 2020 | Buy | $1.71 | 35,408 | 60,434 | 1,206,196 | Aug 31, 2020, 09:36 PM |
| Opaleye Management Inc. | 10% Owner | Aug 27, 2020 | Buy | $1.71 | 147,946 | 252,514 | 150,000 | Aug 31, 2020, 09:36 PM |
| THEUER CHARLES | President and CEO | Aug 21, 2020 | Buy | $1.56 | 5,325 | 8,307 | 171,882 | Aug 25, 2020, 06:00 AM |
| THEUER CHARLES | President and CEO | Aug 20, 2020 | Buy | $1.58 | 30,000 | 47,400 | 166,557 | Aug 24, 2020, 06:06 AM |
| THEUER CHARLES | President and CEO | Aug 18, 2020 | Buy | $1.63 | 44,743 | 72,851 | 136,557 | Aug 18, 2020, 08:28 PM |
| THEUER CHARLES | President and CEO | Aug 14, 2020 | Buy | $1.70 | 100 | 170 | 91,814 | Aug 18, 2020, 08:28 PM |
| THEUER CHARLES | President and CEO | Aug 13, 2020 | Buy | $1.65 | 5,000 | 8,250 | 91,714 | Aug 14, 2020, 08:17 PM |
| THEUER CHARLES | President and CEO | Aug 12, 2020 | Buy | $1.75 | 15,000 | 26,250 | 86,714 | Aug 14, 2020, 08:17 PM |
| THEUER CHARLES | President and CEO | Jun 24, 2020 | Buy | $1.90 | 9,895 | 18,800 | 71,714 | Jun 25, 2020, 05:46 PM |
| PELLETIER SAUNDRA L | Director | Jun 11, 2020 | Buy | $2.00 | 2,500 | 5,000 | 2,500 | Jun 16, 2020, 05:24 PM |
| PELLETIER SAUNDRA L | Director | Jun 15, 2020 | Buy | $2.07 | 3,000 | 6,209 | 5,500 | Jun 16, 2020, 05:24 PM |
| THEUER CHARLES | President and CEO | May 22, 2020 | Buy | $1.90 | 10,592 | 20,119 | 61,819 | May 26, 2020, 05:00 PM |
| THEUER CHARLES | President and CEO | Mar 13, 2020 | Buy | $1.13 | 4,100 | 4,624 | 50,877 | Mar 13, 2020, 06:21 PM |
| THEUER CHARLES | President and CEO | Mar 12, 2020 | Buy | $1.18 | 10,000 | 11,802 | 46,777 | Mar 12, 2020, 04:32 PM |
| THEUER CHARLES | President and CEO | Mar 11, 2020 | Buy | $1.68 | 10,000 | 16,837 | 36,777 | Mar 12, 2020, 04:32 PM |
| THEUER CHARLES | President and CEO | Mar 10, 2020 | Buy | $1.87 | 10,000 | 18,691 | 26,777 | Mar 10, 2020, 06:02 PM |
| WIGGINS MARK C | Chief Business Officer | Jan 23, 2020 | Buy | $4.02 | 5,000 | 20,103 | 5,000 | Jan 24, 2020, 04:10 PM |
| Brown Scott B. | Chief Accounting Officer (PAO) | Jan 22, 2020 | Option Exercise | $3.76 | 18 | 68 | 1,428 | Jan 24, 2020, 04:09 PM |
| THEUER CHARLES | President and CEO | Jan 22, 2020 | Option Exercise | $3.76 | 929 | 3,493 | 16,777 | Jan 24, 2020, 04:08 PM |
| Puissance Cross-Border Opportunities V LLC | 10% Owner | Dec 09, 2019 | Sale | $2.92 | 340,134 | 993,191 | 76,048 | Dec 11, 2019, 10:47 AM |
| Puissance Cross-Border Opportunities V LLC | 10% Owner | Dec 05, 2019 | Sale | $3.05 | 43,996 | 134,188 | 416,182 | Dec 11, 2019, 10:47 AM |
| THEUER CHARLES | President and CEO | Aug 09, 2019 | Buy | $0.45 | 50,000 | 22,500 | 173,565 | Aug 12, 2019, 11:40 AM |
| THEUER CHARLES | President and CEO | Jan 22, 2019 | Option Exercise | $1.04 | 9,290 | 9,663 | 123,565 | Jan 23, 2019, 04:48 PM |
| THEUER CHARLES | President and CEO | Dec 21, 2018 | Buy | $0.66 | 49,000 | 32,222 | 132,855 | Dec 21, 2018, 06:32 PM |
| Puissance Cross-Border Opportunities V LLC | 10% Owner | Nov 29, 2018 | Buy | $1.13 | 4,326 | 4,888 | 4,606,094 | Dec 03, 2018, 10:14 AM |
| Puissance Cross-Border Opportunities V LLC | 10% Owner | Nov 29, 2018 | Sale | $1.21 | 4,326 | 5,234 | 4,601,768 | Dec 03, 2018, 10:14 AM |
| Puissance Cross-Border Opportunities V LLC | 10% Owner | Nov 29, 2018 | Buy | $1.13 | 4,326 | 4,888 | 4,606,094 | Dec 03, 2018, 09:39 AM |
| Puissance Cross-Border Opportunities V LLC | 10% Owner | Nov 29, 2018 | Sale | $1.21 | 4,326 | 5,234 | 4,601,768 | Dec 03, 2018, 09:39 AM |
| Viswanathan Ravi | 10% Owner | Mar 27, 2018 | Buy | $2.70 | 707,964 | 1,911,503 | 3,466,003 | Mar 27, 2018, 04:54 PM |
| Sonsini Peter W. | 10% Owner | Mar 27, 2018 | Buy | $2.70 | 707,964 | 1,911,503 | 3,466,003 | Mar 27, 2018, 04:53 PM |
| SANDELL SCOTT D | 10% Owner | Mar 27, 2018 | Buy | $2.70 | 707,964 | 1,911,503 | 3,466,003 | Mar 27, 2018, 04:53 PM |
| MOTT DAVID M | 10% Owner | Mar 27, 2018 | Buy | $2.70 | 707,964 | 1,911,503 | 3,466,003 | Mar 27, 2018, 04:52 PM |
| KERINS PATRICK J | 10% Owner | Mar 27, 2018 | Buy | $2.70 | 707,964 | 1,911,503 | 3,466,003 | Mar 27, 2018, 04:52 PM |
| Florence Anthony A. Jr. | 10% Owner | Mar 27, 2018 | Buy | $2.70 | 707,964 | 1,911,503 | 3,466,003 | Mar 27, 2018, 04:51 PM |
| BASKETT FOREST | 10% Owner | Mar 27, 2018 | Buy | $2.70 | 707,964 | 1,911,503 | 3,466,003 | Mar 27, 2018, 04:51 PM |
| BARRIS PETER J | 10% Owner | Mar 27, 2018 | Buy | $2.70 | 707,964 | 1,911,503 | 3,466,003 | Mar 27, 2018, 04:51 PM |
| BARRETT M JAMES | 10% Owner | Mar 27, 2018 | Buy | $2.70 | 707,964 | 1,911,503 | 3,466,003 | Mar 27, 2018, 04:50 PM |
| New Enterprise Associates 14, L.P. | 10% Owner | Mar 27, 2018 | Buy | $2.70 | 707,964 | 1,911,503 | 3,466,003 | Mar 27, 2018, 04:49 PM |
| LOGAN H CASEY | Chief Business Officer | Jan 22, 2018 | Option Exercise | $2.95 | 3,317 | 9,785 | 27,754 | Jan 23, 2018, 07:12 PM |
| THEUER CHARLES | President and CEO | Jan 22, 2018 | Option Exercise | $2.95 | 9,290 | 27,406 | 76,855 | Jan 23, 2018, 07:11 PM |
| BITAR PATRICIA L | CFO | Jan 22, 2018 | Option Exercise | $2.95 | 3,317 | 9,785 | 29,636 | Jan 23, 2018, 07:11 PM |
| LARUE WILLIAM R | Director | Jun 02, 2017 | Sale | $2.69 | 2,500 | 6,733 | 13,388 | Jun 05, 2017, 07:03 PM |
| LOGAN H CASEY | Chief Business Officer | Jan 23, 2017 | Option Exercise | $4.85 | 3,552 | 17,227 | 31,071 | Jan 24, 2017, 07:29 PM |
| BITAR PATRICIA L | CFO | Jan 23, 2017 | Option Exercise | $4.85 | 3,552 | 17,227 | 30,543 | Jan 24, 2017, 07:28 PM |
| THEUER CHARLES | President and CEO | Jan 23, 2016 | Option Exercise | $4.85 | 9,870 | 47,869 | 86,145 | Jan 24, 2017, 07:27 PM |
| BARRETT M JAMES | 10% Owner | Nov 29, 2016 | Buy | $5.75 | 869,565 | 4,999,999 | 2,758,039 | Nov 29, 2016, 06:03 PM |
| BARRIS PETER J | 10% Owner | Nov 29, 2016 | Buy | $5.75 | 869,565 | 4,999,999 | 2,758,039 | Nov 29, 2016, 06:02 PM |
| BASKETT FOREST | 10% Owner | Nov 29, 2016 | Buy | $5.75 | 869,565 | 4,999,999 | 2,758,039 | Nov 29, 2016, 06:01 PM |
| Florence Anthony A. Jr. | 10% Owner | Nov 29, 2016 | Buy | $5.75 | 869,565 | 4,999,999 | 2,758,039 | Nov 29, 2016, 06:00 PM |
| KERINS PATRICK J | 10% Owner | Nov 29, 2016 | Buy | $5.75 | 869,565 | 4,999,999 | 2,758,039 | Nov 29, 2016, 05:59 PM |
| KOLLURI KRISHNA KITTU | 10% Owner | Nov 29, 2016 | Buy | $5.75 | 869,565 | 4,999,999 | 2,758,039 | Nov 29, 2016, 05:58 PM |
| MOTT DAVID M | 10% Owner | Nov 29, 2016 | Buy | $5.75 | 869,565 | 4,999,999 | 2,758,039 | Nov 29, 2016, 05:57 PM |
| SANDELL SCOTT D | 10% Owner | Nov 29, 2016 | Buy | $5.75 | 869,565 | 4,999,999 | 2,758,039 | Nov 29, 2016, 05:56 PM |
| Sonsini Peter W. | 10% Owner | Nov 29, 2016 | Buy | $5.75 | 869,565 | 4,999,999 | 2,758,039 | Nov 29, 2016, 05:54 PM |
| Viswanathan Ravi | 10% Owner | Nov 29, 2016 | Buy | $5.75 | 869,565 | 4,999,999 | 2,758,039 | Nov 29, 2016, 05:53 PM |
| New Enterprise Associates 14, L.P. | 10% Owner | Nov 29, 2016 | Buy | $5.75 | 869,565 | 4,999,999 | 2,758,039 | Nov 29, 2016, 05:49 PM |
| SHAZER RONALD L | Chief Medical Officer | Jun 03, 2016 | Sale | $7.48 | 1,003 | 7,502 | 335 | Jun 07, 2016, 07:59 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Oct 16, 2015 | Sale | $9.90 | 1,500 | 14,849 | 1,497,053 | Oct 19, 2015, 08:18 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Oct 15, 2015 | Sale | $10.16 | 5,300 | 53,826 | 1,498,553 | Oct 15, 2015, 08:25 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Oct 13, 2015 | Sale | $10.01 | 1,720 | 17,224 | 1,503,853 | Oct 13, 2015, 06:40 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Oct 09, 2015 | Sale | $10.01 | 1,448 | 14,487 | 1,505,573 | Oct 13, 2015, 06:40 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Oct 08, 2015 | Sale | $10.11 | 9,632 | 97,372 | 1,507,021 | Oct 08, 2015, 07:48 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Oct 07, 2015 | Sale | $10.09 | 12,288 | 124,003 | 1,516,653 | Oct 08, 2015, 07:48 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Oct 05, 2015 | Sale | $10.10 | 8,800 | 88,850 | 1,528,941 | Oct 06, 2015, 09:11 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Oct 02, 2015 | Sale | $10.06 | 6,300 | 63,406 | 1,537,741 | Oct 06, 2015, 09:11 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Sep 25, 2015 | Sale | $12.13 | 7,600 | 92,164 | 1,544,041 | Sep 29, 2015, 08:52 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Sep 24, 2015 | Sale | $12.55 | 5,403 | 67,791 | 1,551,641 | Sep 24, 2015, 07:14 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Sep 23, 2015 | Sale | $13.13 | 16,900 | 221,954 | 1,557,044 | Sep 24, 2015, 07:14 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Sep 21, 2015 | Sale | $14.48 | 18,200 | 263,519 | 1,598,370 | Sep 22, 2015, 08:39 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Sep 22, 2015 | Sale | $13.63 | 21,226 | 289,217 | 1,573,944 | Sep 22, 2015, 08:39 PM |
| LOGAN H CASEY | Chief Business Officer | Sep 18, 2015 | Option Exercise | $1.34 | 5,000 | 6,700 | 5,000 | Sep 22, 2015, 07:30 PM |
| LOGAN H CASEY | Chief Business Officer | Sep 18, 2015 | Sale | $17.34 | 5,000 | 86,700 | 0 | Sep 22, 2015, 07:30 PM |
| THEUER CHARLES | President and CEO | Sep 18, 2015 | Option Exercise | $0.70 | 10,000 | 7,000 | 10,000 | Sep 22, 2015, 07:30 PM |
| THEUER CHARLES | President and CEO | Sep 18, 2015 | Sale | $17.34 | 10,000 | 173,400 | 0 | Sep 22, 2015, 07:30 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Sep 15, 2015 | Sale | $11.79 | 17,300 | 203,882 | 1,638,414 | Sep 17, 2015, 08:31 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Sep 17, 2015 | Sale | $11.76 | 19,492 | 229,282 | 1,613,370 | Sep 17, 2015, 08:31 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Sep 16, 2015 | Sale | $11.84 | 5,552 | 65,763 | 1,632,862 | Sep 17, 2015, 08:31 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Sep 14, 2015 | Sale | $11.86 | 22,000 | 260,920 | 1,655,714 | Sep 14, 2015, 07:55 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Sep 11, 2015 | Sale | $11.96 | 19,438 | 232,478 | 1,677,714 | Sep 14, 2015, 07:55 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Sep 10, 2015 | Sale | $11.48 | 18,600 | 213,614 | 1,703,652 | Sep 14, 2015, 07:55 PM |
| THEUER CHARLES | President and CEO | Sep 10, 2015 | Sale | $12.00 | 3,516 | 42,192 | 0 | Sep 14, 2015, 07:15 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Sep 08, 2015 | Sale | $10.47 | 5,700 | 59,704 | 1,727,752 | Sep 09, 2015, 07:56 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Sep 04, 2015 | Sale | $10.48 | 6,600 | 69,162 | 1,733,452 | Sep 09, 2015, 07:56 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Sep 09, 2015 | Sale | $10.71 | 12,000 | 128,543 | 1,715,752 | Sep 09, 2015, 07:56 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Sep 03, 2015 | Sale | $10.49 | 8,000 | 83,895 | 1,740,052 | Sep 03, 2015, 07:23 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Sep 02, 2015 | Sale | $10.54 | 7,300 | 76,943 | 1,748,052 | Sep 03, 2015, 07:23 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Sep 01, 2015 | Sale | $10.41 | 8,000 | 83,314 | 1,755,352 | Sep 01, 2015, 08:00 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Aug 31, 2015 | Sale | $10.44 | 6,000 | 62,623 | 1,763,352 | Sep 01, 2015, 08:00 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Aug 24, 2015 | Sale | $11.00 | 3,000 | 33,000 | 1,769,352 | Aug 25, 2015, 07:05 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Aug 20, 2015 | Sale | $11.14 | 1,683 | 18,747 | 1,772,352 | Aug 20, 2015, 07:29 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Aug 19, 2015 | Sale | $11.40 | 9,000 | 102,644 | 1,774,035 | Aug 20, 2015, 07:29 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Aug 18, 2015 | Sale | $11.53 | 1,000 | 11,527 | 1,783,035 | Aug 18, 2015, 07:58 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Aug 17, 2015 | Sale | $11.75 | 3,600 | 42,307 | 1,784,035 | Aug 18, 2015, 07:58 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Aug 14, 2015 | Sale | $11.71 | 6,574 | 76,977 | 1,787,635 | Aug 18, 2015, 07:58 PM |
| THEUER CHARLES | President and CEO | Aug 14, 2015 | Sale | $12.00 | 100 | 1,200 | 3,516 | Aug 18, 2015, 07:00 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Aug 13, 2015 | Sale | $11.57 | 6,061 | 70,126 | 1,794,209 | Aug 14, 2015, 01:34 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Aug 12, 2015 | Sale | $11.65 | 3,300 | 38,445 | 1,800,270 | Aug 14, 2015, 01:34 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Aug 12, 2015 | Sale | $11.40 | 3,000 | 34,212 | 1,803,570 | Aug 12, 2015, 08:37 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Aug 11, 2015 | Sale | $11.40 | 2,800 | 31,934 | 1,806,570 | Aug 12, 2015, 08:37 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Aug 10, 2015 | Sale | $11.50 | 6,000 | 69,000 | 1,809,370 | Aug 11, 2015, 09:10 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Aug 07, 2015 | Sale | $11.83 | 2,300 | 27,209 | 1,815,370 | Aug 11, 2015, 09:10 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Aug 10, 2015 | Sale | $11.50 | 6,000 | 69,000 | 1,551,420 | Aug 10, 2015, 07:13 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Aug 07, 2015 | Sale | $11.83 | 2,300 | 27,209 | 1,557,420 | Aug 10, 2015, 07:13 PM |
| JAFCO Super V3 Investment Limited Partnership | 10% Owner | Feb 04, 2015 | Buy | $10.00 | 257,950 | 2,579,500 | 1,817,670 | Feb 17, 2015, 08:51 PM |
| Weller Harry R | 10% Owner | Feb 04, 2015 | Buy | $10.00 | 500,000 | 5,000,000 | 1,888,474 | Feb 05, 2015, 03:57 PM |
| Viswanathan Ravi | 10% Owner | Feb 04, 2015 | Buy | $10.00 | 500,000 | 5,000,000 | 1,888,474 | Feb 05, 2015, 03:57 PM |
| Sonsini Peter W. | 10% Owner | Feb 04, 2015 | Buy | $10.00 | 500,000 | 5,000,000 | 1,888,474 | Feb 05, 2015, 03:57 PM |
| SANDELL SCOTT D | 10% Owner | Feb 04, 2015 | Buy | $10.00 | 500,000 | 5,000,000 | 1,888,474 | Feb 05, 2015, 03:56 PM |
| MOTT DAVID M | 10% Owner | Feb 04, 2015 | Buy | $10.00 | 500,000 | 5,000,000 | 1,888,474 | Feb 05, 2015, 03:56 PM |
| KOLLURI KRISHNA KITTU | 10% Owner | Feb 04, 2015 | Buy | $10.00 | 500,000 | 5,000,000 | 1,888,474 | Feb 05, 2015, 03:56 PM |
| KERINS PATRICK J | 10% Owner | Feb 04, 2015 | Buy | $10.00 | 500,000 | 5,000,000 | 1,888,474 | Feb 05, 2015, 03:56 PM |
| Florence Anthony A. Jr. | 10% Owner | Feb 04, 2015 | Buy | $10.00 | 500,000 | 5,000,000 | 1,888,474 | Feb 05, 2015, 03:55 PM |
| DRANT RYAN D | 10% Owner | Feb 04, 2015 | Buy | $10.00 | 500,000 | 5,000,000 | 1,888,474 | Feb 05, 2015, 03:55 PM |
| BASKETT FOREST | 10% Owner | Feb 04, 2015 | Buy | $10.00 | 500,000 | 5,000,000 | 1,888,474 | Feb 05, 2015, 03:55 PM |
| BARRIS PETER J | 10% Owner | Feb 04, 2015 | Buy | $10.00 | 500,000 | 5,000,000 | 1,888,474 | Feb 05, 2015, 03:54 PM |
| BARRETT M JAMES | 10% Owner | Feb 04, 2015 | Buy | $10.00 | 500,000 | 5,000,000 | 1,888,474 | Feb 05, 2015, 03:54 PM |
| New Enterprise Associates 14, L.P. | 10% Owner | Feb 04, 2015 | Buy | $10.00 | 500,000 | 5,000,000 | 1,888,474 | Feb 05, 2015, 03:54 PM |
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FUNDS WITH A POSITION IN TRACON PHARMACEUTICALS INC
| Fund | # Shares Owned | % of Portfolio | % Change | Investing Style |
|---|---|---|---|---|
| RENAISSANCE TECHNOLOGIES LLC | 300,238 | 0.0002% | 206.25% | Other |
| GEODE CAPITAL MANAGEMENT, LLC | 286,709 | 0.00001% | 37.32% | Other |
| BLACKROCK INC. | 260,084 | 0% | -0.45% | Other |
CHANGE IN SHARES OUTSTANDING FOR TRACON PHARMACEUTICALS INC
STOCK BUYBACKS FOR TRACON PHARMACEUTICALS INC
Period of Report
Previous Period
% Change in Shares
10-K/10-Q Filings
Quarter
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Period of Report: 03/31/2024
10-K/10-Q Filings: View
Previous Period
% Change in Shares
Quarter
12/31/2022
-89.29%
5Q
09/30/2022
-88.87%
6Q
06/30/2022
-88.21%
7Q
03/31/2022
-87.81%
8Q
12/31/2021
-87.73%
9Q
09/30/2021
-87.11%
10Q
06/30/2021
-84.58%
11Q
03/31/2021
-84.56%
12Q
12/31/2020
-73.40%
13Q
09/30/2020
-77.26%
14Q
06/30/2020
-62.58%
15Q
03/31/2020
-53.79%
16Q
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BUYBACK ANNOUNCEMENT(S) FOR TRACON PHARMACEUTICALS INC
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