| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NEWS | NewStar Financial, Inc. | McAuliffe Patrick F | Co-Head, Leveraged Finance | Feb 17, 2013 | Option Exercise | $13.97 | 783 | 10,939 | 93,011 | Feb 20, 2013, 04:28 PM | |
| NEWS | NewStar Financial, Inc. | OHARA MAUREEN | Director | Dec 26, 2012 | Option Exercise | $4.28 | 29,687 | 126,997 | 72,989 | Dec 28, 2012, 04:14 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Dec 11, 2012 | Option Exercise | $12.50 | 27,313 | 341,413 | 445,661 | Dec 13, 2012, 04:17 PM | |
| NEWS | NewStar Financial, Inc. | Dobies David R | M. Dir. & Head Mid Mkt. Corp. | Dec 11, 2012 | Option Exercise | $12.50 | 26,713 | 333,913 | 443,653 | Dec 13, 2012, 04:16 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Dec 11, 2012 | Option Exercise | $12.50 | 50,588 | 632,350 | 1,314,787 | Dec 13, 2012, 04:15 PM | |
| NEWS | NewStar Financial, Inc. | Bray John Kirby | Chief Financial Officer | Dec 11, 2012 | Option Exercise | $12.50 | 28,113 | 351,413 | 477,665 | Dec 13, 2012, 04:14 PM | |
| NEWS | NewStar Financial, Inc. | Schmidt-Fellner Peter A | Chief Investment Officer | Dec 11, 2012 | Option Exercise | $12.50 | 39,050 | 488,125 | 986,989 | Dec 13, 2012, 04:13 PM | |
| NEWS | NewStar Financial, Inc. | McAuliffe Patrick F | Co-Head, Leveraged Finance | Dec 11, 2012 | Option Exercise | $12.50 | 1,573 | 19,663 | 93,794 | Dec 13, 2012, 04:13 PM | |
| NEWS | NewStar Financial, Inc. | Clemmens Robert T | Chief Credit Officer | Dec 11, 2012 | Option Exercise | $12.50 | 27,688 | 346,100 | 476,315 | Dec 13, 2012, 04:12 PM | |
| NEWS | NewStar Financial, Inc. | THORNBURGH RICHARD E | Director | Nov 20, 2012 | Option Exercise | $6.26 | 50,000 | 312,900 | 103,802 | Nov 20, 2012, 04:36 PM | |
| NEWS | NewStar Financial, Inc. | OHARA MAUREEN | Director | Aug 16, 2011 | Buy | $8.68 | 1,000 | 8,680 | 34,445 | Aug 17, 2011, 05:27 PM | |
| NEWS | NewStar Financial, Inc. | Schmidt-Fellner Peter A | Chief Investment Officer | Feb 20, 2011 | Option Exercise | $10.20 | 9,110 | 92,922 | 1,050,805 | Feb 23, 2011, 04:21 PM | |
| NEWS | NewStar Financial, Inc. | Clemmens Robert T | Chief Credit Officer | Feb 20, 2011 | Option Exercise | $10.20 | 8,151 | 83,140 | 511,169 | Feb 23, 2011, 04:20 PM | |
| NEWS | NewStar Financial, Inc. | Dobies David R | M.Dir. & Head Mid Mkt. Corp | Feb 20, 2011 | Option Exercise | $10.20 | 7,744 | 78,989 | 477,601 | Feb 23, 2011, 04:20 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Feb 20, 2011 | Option Exercise | $10.20 | 12,035 | 122,757 | 1,402,867 | Feb 23, 2011, 04:19 PM | |
| NEWS | NewStar Financial, Inc. | Bray John Kirby | Chief Financial Officer | Feb 20, 2011 | Option Exercise | $10.20 | 8,229 | 83,936 | 513,013 | Feb 23, 2011, 04:18 PM |
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