| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NEWS | NewStar Financial, Inc. | McAuliffe Patrick F | Head, Leveraged Finance | May 09, 2017 | Option Exercise | $9.80 | 42,737 | 418,823 | 175,298 | May 17, 2017, 04:02 PM | |
| NEWS | NewStar Financial, Inc. | McAuliffe Patrick F | Head, Leveraged Finance | May 09, 2017 | Option Exercise | $8.28 | 47,605 | 394,169 | 218,035 | May 17, 2017, 04:02 PM | |
| NEWS | NewStar Financial, Inc. | McAuliffe Patrick F | Head, Leveraged Finance | Feb 13, 2016 | Option Exercise | $6.27 | 2,951 | 18,503 | 153,573 | Feb 17, 2016, 04:10 PM | |
| NEWS | NewStar Financial, Inc. | McAuliffe Patrick F | Head, Leveraged Finance | Feb 14, 2016 | Option Exercise | $6.27 | 945 | 5,925 | 152,628 | Feb 17, 2016, 04:10 PM | |
| NEWS | NewStar Financial, Inc. | McAuliffe Patrick F | Head, Leveraged Finance | Feb 04, 2016 | Option Exercise | $6.19 | 8,423 | 52,138 | 120,639 | Feb 08, 2016, 04:09 PM | |
| NEWS | NewStar Financial, Inc. | McAuliffe Patrick F | Head, Leveraged Finance | Feb 04, 2016 | Option Exercise | $2.86 | 12,500 | 35,750 | 129,062 | Feb 08, 2016, 04:09 PM | |
| NEWS | NewStar Financial, Inc. | McAuliffe Patrick F | Head, Leveraged Finance | Dec 03, 2015 | Option Exercise | $2.86 | 12,500 | 35,750 | 124,591 | Dec 04, 2015, 04:15 PM | |
| NEWS | NewStar Financial, Inc. | McAuliffe Patrick F | Head, Leveraged Finance | Dec 03, 2015 | Option Exercise | $9.43 | 8,029 | 75,713 | 116,562 | Dec 04, 2015, 04:15 PM | |
| NEWS | NewStar Financial, Inc. | McAuliffe Patrick F | Head, Leveraged Finance | May 09, 2015 | Option Exercise | $10.91 | 17,025 | 185,743 | 112,091 | Jun 30, 2015, 04:03 PM | |
| NEWS | NewStar Financial, Inc. | McAuliffe Patrick F | Head, Leveraged Finance | Feb 17, 2015 | Option Exercise | $10.11 | 825 | 8,341 | 129,116 | Feb 19, 2015, 04:10 PM | |
| NEWS | NewStar Financial, Inc. | McAuliffe Patrick F | Head, Leveraged Finance | Feb 14, 2015 | Option Exercise | $10.58 | 945 | 9,998 | 129,941 | Feb 17, 2015, 04:38 PM | |
| NEWS | NewStar Financial, Inc. | McAuliffe Patrick F | Head, Leveraged Finance | Apr 09, 2014 | Option Exercise | $7.32 | 15,000 | 109,800 | 116,333 | Apr 10, 2014, 04:12 PM | |
| NEWS | NewStar Financial, Inc. | McAuliffe Patrick F | Head, Leveraged Finance | Apr 09, 2014 | Option Exercise | $13.10 | 10,636 | 139,332 | 105,697 | Apr 10, 2014, 04:12 PM | |
| NEWS | NewStar Financial, Inc. | McAuliffe Patrick F | Co-Head, Leveraged Finance | Feb 17, 2013 | Option Exercise | $13.97 | 783 | 10,939 | 93,011 | Feb 20, 2013, 04:28 PM | |
| NEWS | NewStar Financial, Inc. | McAuliffe Patrick F | Co-Head, Leveraged Finance | Dec 11, 2012 | Option Exercise | $12.50 | 1,573 | 19,663 | 93,794 | Dec 13, 2012, 04:13 PM |
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