| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Mar 04, 2016 | Option Exercise | $7.64 | 36,976 | 282,497 | 533,497 | Mar 07, 2016, 04:36 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Mar 04, 2016 | Option Exercise | $2.76 | 65,000 | 179,400 | 570,473 | Mar 07, 2016, 04:36 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Feb 13, 2016 | Option Exercise | $6.27 | 1,536 | 9,631 | 505,473 | Feb 17, 2016, 04:06 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Feb 05, 2016 | Option Exercise | $2.76 | 15,000 | 41,400 | 482,086 | Feb 10, 2016, 04:17 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Feb 05, 2016 | Option Exercise | $5.72 | 9,761 | 55,833 | 472,325 | Feb 08, 2016, 04:08 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Feb 05, 2016 | Option Exercise | $2.76 | 15,000 | 41,400 | 482,086 | Feb 08, 2016, 04:08 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Dec 04, 2015 | Option Exercise | $9.57 | 18,709 | 179,045 | 467,086 | Dec 08, 2015, 04:14 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Dec 04, 2015 | Option Exercise | $2.76 | 30,000 | 82,800 | 484,063 | Dec 08, 2015, 04:14 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Dec 01, 2015 | Option Exercise | $9.70 | 24,918 | 241,705 | 455,795 | Dec 02, 2015, 04:25 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Dec 01, 2015 | Option Exercise | $2.78 | 40,000 | 111,400 | 470,713 | Dec 02, 2015, 04:25 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Nov 20, 2015 | Option Exercise | $9.48 | 27,977 | 265,222 | 440,713 | Nov 23, 2015, 04:07 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Nov 20, 2015 | Option Exercise | $2.76 | 50,000 | 138,000 | 468,690 | Nov 23, 2015, 04:07 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Nov 19, 2015 | Option Exercise | $9.45 | 26,466 | 250,104 | 418,690 | Nov 20, 2015, 04:13 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Nov 19, 2015 | Option Exercise | $2.86 | 50,000 | 143,000 | 445,156 | Nov 20, 2015, 04:13 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Feb 10, 2015 | Option Exercise | $7.32 | 10,000 | 73,200 | 380,979 | Feb 11, 2015, 04:30 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Feb 02, 2015 | Option Exercise | $7.32 | 10,000 | 73,200 | 370,979 | Feb 04, 2015, 03:06 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Dec 15, 2014 | Option Exercise | $10.86 | 7,804 | 84,751 | 352,979 | Dec 23, 2014, 04:31 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Dec 15, 2014 | Option Exercise | $7.32 | 10,000 | 73,200 | 360,783 | Dec 23, 2014, 04:31 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Dec 18, 2014 | Option Exercise | $7.32 | 10,000 | 73,200 | 362,979 | Dec 23, 2014, 04:31 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Dec 09, 2014 | Option Exercise | $11.76 | 14,911 | 175,353 | 350,783 | Dec 23, 2014, 04:30 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Dec 09, 2014 | Option Exercise | $7.32 | 20,000 | 146,400 | 365,694 | Dec 23, 2014, 04:30 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Dec 10, 2014 | Option Exercise | $11.46 | 15,131 | 173,401 | 350,563 | Dec 17, 2014, 08:54 AM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Dec 10, 2014 | Option Exercise | $7.32 | 20,000 | 146,400 | 365,694 | Dec 17, 2014, 08:54 AM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Jun 06, 2014 | Option Exercise | $13.50 | 4,692 | 63,342 | 345,694 | Nov 25, 2014, 04:28 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Jun 06, 2014 | Option Exercise | $10.90 | 5,810 | 63,329 | 350,386 | Nov 25, 2014, 04:28 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | May 19, 2013 | Option Exercise | $12.08 | 94,035 | 1,135,943 | 344,576 | May 21, 2013, 05:00 PM | |
| NEWS | NewStar Financial, Inc. | Frishkopf John J | Treasurer, Assistant Secretary | Dec 11, 2012 | Option Exercise | $12.50 | 27,313 | 341,413 | 445,661 | Dec 13, 2012, 04:17 PM |
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