Capital One Financial Corp.. (COF) NEW YORK STOCK EXCHANGE INC.
$142.72 0.16 (0.11%)
Market Cap: $54.20B
As of 05/08/24 01:09 PM EDT. Market open.
Capital One Financial Corp.. (COF)
NEW YORK STOCK EXCHANGE INC.
$142.72
0.16 (0.11%)
Market Cap: $54.20B
As of 05/08/24 01:09 PM EDT. Market open.
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COMPANY PROFILE
Sector
Industry
URL
Address
.
Sector
Industry
Full Time Employees
73,771
CEO Compensation (Total)
$17.33M
URL
Address
.
PRICE CHART FOR CAPITAL ONE FINANCIAL CORP.
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NEWS
INSIDEARBITRAGE ARTICLES
KEY STATS
Open
$142.12
Previous Close
$142.56
Days Range
$141.61 - $144.62
52 week range
$83.34 - $149.94
Volume
421,362
Avg. Volume (30 days)
2,485,301
Market Cap
$54.20B
Dividend Yield
1.67%
P/E
11.07
Shares Outstanding
380,200,000
Open
$142.12
Previous Close
$142.56
Days Range
$141.61 - $144.62
52 week range
$83.34 - $149.94
Volume
421,362
Avg. Volume (30 days)
2,485,301
Market Cap
$54.20B
Dividend Yield
1.67%
P/E
11.07
Shares Outstanding
380,200,000
FINANCIAL STATEMENTS FOR CAPITAL ONE FINANCIAL CORP.
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INSIDER TRANSACTIONS FOR CAPITAL ONE FINANCIAL CORP.
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Dean Lia | Pres, Banking & Prem. Products | May 01, 2024 | Sale | $143.00 | 15,485 | 2,214,355 | 53,810 | May 03, 2024, 04:31 PM |
| West Kara | Chief Enterprise Risk Officer | May 02, 2024 | Sale | $141.87 | 1,212 | 171,946 | 13,590 | May 03, 2024, 04:21 PM |
| Golden Timothy P | Controller | Apr 30, 2024 | Sale | $144.04 | 8,656 | 1,246,775 | 18,272 | May 02, 2024, 04:15 PM |
| Dean Lia | Pres, Banking & Prem. Products | Mar 11, 2024 | Option Exercise | $138.46 | 6,595 | 913,144 | 69,290 | Mar 13, 2024, 06:55 PM |
| Cooper Matthew W | General Counsel & Corp Secy | Mar 11, 2024 | Option Exercise | $138.46 | 6,548 | 906,636 | 66,729 | Mar 13, 2024, 06:55 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 11, 2024 | Option Exercise | $138.46 | 10,254 | 1,419,769 | 60,462 | Mar 13, 2024, 06:55 PM |
| Hall Sheldon | Senior Advisor to CEO | Mar 11, 2024 | Option Exercise | $138.46 | 7,810 | 1,081,373 | 98,614 | Mar 13, 2024, 06:54 PM |
| Raghu Ravi | Pres, Software, Intl & Sm Bus | Mar 11, 2024 | Option Exercise | $138.46 | 1,116 | 154,521 | 51,966 | Mar 13, 2024, 06:54 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 11, 2024 | Option Exercise | $138.46 | 9,966 | 1,379,892 | 119,111 | Mar 13, 2024, 06:54 PM |
| Zamsky Michael | Chief Credit & Fin'l Risk Off. | Mar 11, 2024 | Option Exercise | $138.46 | 2,255 | 312,227 | 37,023 | Mar 13, 2024, 06:54 PM |
| Alexander Robert M. | Chief Information Officer | Mar 11, 2024 | Option Exercise | $138.46 | 8,694 | 1,203,771 | 83,129 | Mar 13, 2024, 06:53 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Mar 11, 2024 | Option Exercise | $138.46 | 7,654 | 1,059,773 | 78,884 | Mar 13, 2024, 06:53 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Mar 11, 2024 | Option Exercise | $138.46 | 69,142 | 9,573,402 | 3,932,587 | Mar 13, 2024, 06:53 PM |
| Karam Celia | Pres, Retail Bank | Mar 11, 2024 | Option Exercise | $138.46 | 6,784 | 939,313 | 63,982 | Mar 13, 2024, 06:53 PM |
| Zamsky Michael | Chief Credit & Fin'l Risk Off. | Feb 15, 2024 | Option Exercise | $136.36 | 3,230 | 440,443 | 36,429 | Feb 20, 2024, 04:16 PM |
| Haggerty Kaitlin | Chief Human Resources Officer | Feb 15, 2024 | Option Exercise | $136.36 | 1,112 | 151,632 | 18,602 | Feb 20, 2024, 04:16 PM |
| Young Andrew M | Chief Financial Officer | Feb 15, 2024 | Option Exercise | $136.36 | 2,383 | 324,946 | 36,507 | Feb 20, 2024, 04:15 PM |
| Golden Timothy P | Controller | Feb 15, 2024 | Option Exercise | $136.36 | 1,873 | 255,402 | 20,301 | Feb 20, 2024, 04:15 PM |
| Hall Sheldon | Senior Advisor to CEO | Feb 15, 2024 | Option Exercise | $136.36 | 3,976 | 542,167 | 93,619 | Feb 20, 2024, 04:13 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2024 | Option Exercise | $136.36 | 4,750 | 647,710 | 75,799 | Feb 20, 2024, 04:12 PM |
| Raghu Ravi | Pres, Software, Intl & Sm Bus | Feb 15, 2024 | Option Exercise | $136.36 | 1,490 | 203,176 | 51,221 | Feb 20, 2024, 04:12 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2024 | Option Exercise | $136.36 | 3,141 | 428,307 | 73,326 | Feb 20, 2024, 04:11 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2024 | Option Exercise | $136.36 | 4,394 | 599,166 | 109,833 | Feb 20, 2024, 04:11 PM |
| Cooper Matthew W | General Counsel & Corp Secy | Feb 15, 2024 | Option Exercise | $136.36 | 3,122 | 425,716 | 61,009 | Feb 20, 2024, 04:11 PM |
| Dean Lia | Pres, Banking & Prem. Products | Feb 15, 2024 | Option Exercise | $136.36 | 3,468 | 472,896 | 65,148 | Feb 20, 2024, 04:09 PM |
| Mouadeb Mark Daniel | President, U.S. Card | Feb 15, 2024 | Option Exercise | $136.36 | 1,575 | 214,767 | 22,974 | Feb 20, 2024, 04:08 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Feb 01, 2024 | Option Exercise | $134.56 | 993 | 133,618 | 3,849,191 | Feb 05, 2024, 04:53 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Feb 01, 2024 | Option Exercise | $134.56 | 993 | 133,618 | 3,849,411 | Feb 05, 2024, 04:53 PM |
| Blinde Neal | President, Commercial Banking | Jan 31, 2024 | Option Exercise | $135.32 | 17,115 | 2,316,002 | 104,357 | Feb 02, 2024, 04:36 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 14, 2023 | Option Exercise | $86.34 | 27,955 | 2,413,635 | 82,946 | Dec 18, 2023, 05:09 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 14, 2023 | Sale | $130.00 | 39,760 | 5,168,800 | 54,991 | Dec 18, 2023, 05:09 PM |
| HACKETT ANN F | Director | Dec 14, 2023 | Sale | $130.00 | 3,000 | 390,000 | 0 | Dec 18, 2023, 05:07 PM |
| HACKETT ANN F | Director | Dec 14, 2023 | Sale | $130.00 | 3,000 | 390,000 | 54,980 | Dec 18, 2023, 05:07 PM |
| Alexander Robert M. | Chief Information Officer | Dec 14, 2023 | Sale | $130.00 | 7,998 | 1,039,740 | 67,040 | Dec 18, 2023, 05:06 PM |
| HACKETT ANN F | Director | Dec 12, 2023 | Sale | $120.00 | 2,005 | 240,600 | 3,000 | Dec 14, 2023, 05:44 PM |
| HACKETT ANN F | Director | Dec 13, 2023 | Sale | $125.00 | 2,000 | 250,000 | 57,980 | Dec 14, 2023, 05:44 PM |
| HACKETT ANN F | Director | Dec 12, 2023 | Sale | $120.00 | 2,000 | 240,000 | 59,980 | Dec 14, 2023, 05:44 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 12, 2023 | Sale | $120.00 | 7,962 | 955,440 | 78,244 | Dec 14, 2023, 05:43 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 13, 2023 | Sale | $125.01 | 23,253 | 2,906,858 | 54,991 | Dec 14, 2023, 05:43 PM |
| HACKETT ANN F | Director | Nov 15, 2023 | Sale | $106.47 | 8,000 | 851,724 | 65,119 | Nov 17, 2023, 04:55 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 10, 2023 | Option Exercise | $70.96 | 3,890 | 276,034 | 3,852,302 | Nov 14, 2023, 05:18 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 14, 2023 | Option Exercise | $70.96 | 3,890 | 276,034 | 3,852,302 | Nov 14, 2023, 05:18 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 13, 2023 | Option Exercise | $70.96 | 3,890 | 276,034 | 3,852,302 | Nov 14, 2023, 05:18 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 14, 2023 | Sale | $106.93 | 3,890 | 415,958 | 3,848,412 | Nov 14, 2023, 05:18 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 13, 2023 | Sale | $104.04 | 3,890 | 404,716 | 3,848,412 | Nov 14, 2023, 05:18 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 10, 2023 | Sale | $104.00 | 3,890 | 404,560 | 3,848,412 | Nov 14, 2023, 05:18 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 09, 2023 | Option Exercise | $70.96 | 3,890 | 276,034 | 3,852,302 | Nov 09, 2023, 04:51 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 08, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,303 | Nov 09, 2023, 04:51 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 09, 2023 | Sale | $105.76 | 3,890 | 411,406 | 3,848,412 | Nov 09, 2023, 04:51 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 08, 2023 | Sale | $105.00 | 3,891 | 408,555 | 3,848,412 | Nov 09, 2023, 04:51 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 07, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,303 | Nov 07, 2023, 04:32 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 06, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,303 | Nov 07, 2023, 04:32 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 03, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,303 | Nov 07, 2023, 04:32 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 06, 2023 | Sale | $106.10 | 3,891 | 412,835 | 3,848,412 | Nov 07, 2023, 04:32 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 03, 2023 | Sale | $105.87 | 3,891 | 411,940 | 3,848,412 | Nov 07, 2023, 04:32 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 07, 2023 | Sale | $104.84 | 3,891 | 407,932 | 3,848,412 | Nov 07, 2023, 04:32 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 02, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,303 | Nov 03, 2023, 04:22 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 01, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,303 | Nov 03, 2023, 04:22 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 01, 2023 | Sale | $101.65 | 3,891 | 395,520 | 3,848,412 | Nov 03, 2023, 04:22 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 02, 2023 | Sale | $102.00 | 3,891 | 396,882 | 3,848,412 | Nov 03, 2023, 04:22 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Oct 31, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,297 | Nov 01, 2023, 06:52 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Oct 30, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,297 | Nov 01, 2023, 06:52 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Oct 31, 2023 | Sale | $100.88 | 3,891 | 392,524 | 3,848,412 | Nov 01, 2023, 06:52 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Oct 30, 2023 | Sale | $98.62 | 3,891 | 383,730 | 3,848,406 | Nov 01, 2023, 06:52 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 14, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,297 | Aug 15, 2023, 04:38 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 14, 2023 | Sale | $109.48 | 3,891 | 425,987 | 3,848,406 | Aug 15, 2023, 04:38 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 09, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,297 | Aug 11, 2023, 05:31 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 11, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,297 | Aug 11, 2023, 05:31 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 10, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,297 | Aug 11, 2023, 05:31 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 09, 2023 | Sale | $114.08 | 3,891 | 443,885 | 3,848,406 | Aug 11, 2023, 05:31 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 11, 2023 | Sale | $110.00 | 3,891 | 428,010 | 3,848,406 | Aug 11, 2023, 05:31 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 10, 2023 | Sale | $112.64 | 3,891 | 438,282 | 3,848,406 | Aug 11, 2023, 05:31 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 04, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,297 | Aug 08, 2023, 07:24 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 08, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,297 | Aug 08, 2023, 07:24 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 07, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,297 | Aug 08, 2023, 07:24 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 08, 2023 | Sale | $112.33 | 3,891 | 437,076 | 3,848,406 | Aug 08, 2023, 07:24 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 07, 2023 | Sale | $114.10 | 3,891 | 443,963 | 3,848,406 | Aug 08, 2023, 07:24 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 04, 2023 | Sale | $112.58 | 3,891 | 438,049 | 3,848,406 | Aug 08, 2023, 07:24 PM |
| Alexander Robert M. | Chief Information Officer | Aug 02, 2023 | Sale | $114.74 | 3,784 | 434,176 | 75,038 | Aug 04, 2023, 04:45 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 01, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,297 | Aug 03, 2023, 07:00 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 03, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,297 | Aug 03, 2023, 07:00 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 02, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,297 | Aug 03, 2023, 07:00 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 01, 2023 | Sale | $116.20 | 3,891 | 452,134 | 3,848,406 | Aug 03, 2023, 07:00 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 03, 2023 | Sale | $112.81 | 3,891 | 438,944 | 3,848,406 | Aug 03, 2023, 07:00 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 02, 2023 | Sale | $114.74 | 3,891 | 446,453 | 3,848,406 | Aug 03, 2023, 07:00 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 31, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,297 | Aug 01, 2023, 05:14 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 28, 2023 | Option Exercise | $70.96 | 3,891 | 276,105 | 3,852,297 | Aug 01, 2023, 05:14 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 31, 2023 | Sale | $115.17 | 3,891 | 448,126 | 3,848,406 | Aug 01, 2023, 05:14 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 28, 2023 | Sale | $116.19 | 3,891 | 452,095 | 3,848,406 | Aug 01, 2023, 05:14 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 27, 2023 | Option Exercise | $71.06 | 3,891 | 276,494 | 3,852,297 | Jul 28, 2023, 03:48 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 26, 2023 | Option Exercise | $71.06 | 3,891 | 276,494 | 3,852,297 | Jul 28, 2023, 03:48 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 27, 2023 | Sale | $115.12 | 3,891 | 447,932 | 3,848,406 | Jul 28, 2023, 03:48 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 26, 2023 | Sale | $115.06 | 3,891 | 447,698 | 3,848,406 | Jul 28, 2023, 03:48 PM |
| West Kara | Chief Audit Officer | Jul 26, 2023 | Sale | $115.06 | 2,362 | 271,772 | 10,450 | Jul 28, 2023, 03:45 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Jul 25, 2023 | Sale | $116.99 | 9,790 | 1,145,292 | 71,022 | Jul 27, 2023, 04:34 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 25, 2023 | Option Exercise | $71.06 | 3,891 | 276,494 | 3,852,290 | Jul 26, 2023, 08:40 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 24, 2023 | Option Exercise | $71.06 | 3,891 | 276,494 | 3,852,290 | Jul 26, 2023, 08:40 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 24, 2023 | Sale | $115.53 | 3,891 | 449,527 | 3,848,399 | Jul 26, 2023, 08:40 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 25, 2023 | Sale | $117.34 | 3,891 | 456,570 | 3,848,406 | Jul 26, 2023, 08:40 PM |
| Mouadeb Mark Daniel | President, U.S. Card | Jul 18, 2023 | Sale | $115.00 | 903 | 103,845 | 15,493 | Jul 20, 2023, 04:36 PM |
| Mouadeb Mark Daniel | President, U.S. Card | Jun 02, 2023 | Sale | $110.00 | 469 | 51,590 | 16,396 | Jun 06, 2023, 04:09 PM |
| Zamsky Michael | Chief Consumer Credit Officer | Mar 01, 2023 | Option Exercise | $108.58 | 1,858 | 201,742 | 29,644 | Mar 03, 2023, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Mar 01, 2023 | Option Exercise | $108.58 | 75,055 | 8,149,472 | 3,848,399 | Mar 03, 2023, 04:10 PM |
| Dean Lia | Pres, Banking & Prem. Products | Mar 01, 2023 | Option Exercise | $108.58 | 6,348 | 689,266 | 56,211 | Mar 03, 2023, 04:09 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Mar 01, 2023 | Option Exercise | $108.58 | 7,709 | 837,043 | 75,824 | Mar 03, 2023, 04:08 PM |
| Karam Celia | Pres, Retail Bank | Mar 01, 2023 | Option Exercise | $108.58 | 5,197 | 564,290 | 49,688 | Mar 03, 2023, 04:08 PM |
| Hall Sheldon | Chief Risk Officer | Mar 01, 2023 | Option Exercise | $108.58 | 7,364 | 799,583 | 84,733 | Mar 03, 2023, 04:07 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 01, 2023 | Option Exercise | $108.58 | 8,776 | 952,898 | 86,206 | Mar 03, 2023, 04:05 PM |
| Cooper Matthew W | General Counsel & Corp Secy | Mar 01, 2023 | Option Exercise | $108.58 | 6,912 | 750,505 | 50,344 | Mar 03, 2023, 04:05 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2023 | Option Exercise | $114.63 | 3,025 | 346,756 | 70,017 | Feb 17, 2023, 04:16 PM |
| West Kara | Chief Audit Officer | Feb 15, 2023 | Option Exercise | $114.63 | 1,051 | 120,476 | 13,473 | Feb 17, 2023, 04:15 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2023 | Option Exercise | $114.63 | 4,021 | 460,927 | 73,580 | Feb 17, 2023, 04:14 PM |
| Golden Timothy P | Controller | Feb 15, 2023 | Option Exercise | $114.63 | 1,704 | 195,330 | 16,670 | Feb 17, 2023, 04:13 PM |
| Zamsky Michael | Chief Consumer Credit Officer | Feb 15, 2023 | Option Exercise | $114.63 | 3,203 | 367,160 | 29,641 | Feb 17, 2023, 04:13 PM |
| Karam Celia | Pres, Retail Bank | Feb 15, 2023 | Option Exercise | $114.63 | 2,388 | 273,736 | 44,984 | Feb 17, 2023, 04:12 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2023 | Option Exercise | $114.63 | 3,270 | 374,840 | 79,570 | Feb 17, 2023, 04:11 PM |
| Raghu Ravi | Pres, Software, Intl & Sm Bus | Feb 15, 2023 | Option Exercise | $114.63 | 1,500 | 171,945 | 44,179 | Feb 17, 2023, 04:10 PM |
| Dean Lia | Pres, Banking & Prem. Products | Feb 15, 2023 | Option Exercise | $114.63 | 2,891 | 331,395 | 51,701 | Feb 17, 2023, 04:09 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2023 | Option Exercise | $114.63 | 4,392 | 503,455 | 80,545 | Feb 17, 2023, 04:08 PM |
| Cooper Matthew W | General Counsel & Corp Secy | Feb 15, 2023 | Option Exercise | $114.63 | 2,726 | 312,481 | 43,678 | Feb 17, 2023, 04:08 PM |
| Young Andrew M | Chief Financial Officer | Feb 15, 2023 | Option Exercise | $114.63 | 1,741 | 199,571 | 28,856 | Feb 17, 2023, 04:07 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2023 | Option Exercise | $114.63 | 4,141 | 474,683 | 91,017 | Feb 17, 2023, 04:07 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Feb 15, 2023 | Option Exercise | $117.47 | 35,844 | 4,210,595 | 3,773,786 | Feb 17, 2023, 04:06 PM |
| Mouadeb Mark Daniel | President, U.S. Card | Feb 15, 2023 | Option Exercise | $114.63 | 1,279 | 146,612 | 17,742 | Feb 17, 2023, 04:05 PM |
| Blinde Neal | President, Commercial Banking | Feb 14, 2023 | Sale | $115.16 | 8,000 | 921,280 | 121,472 | Feb 16, 2023, 04:10 PM |
| Blinde Neal | President, Commercial Banking | Jan 31, 2023 | Option Exercise | $119.00 | 24,272 | 2,888,368 | 129,472 | Feb 02, 2023, 06:52 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jan 26, 2023 | Option Exercise | $116.07 | 862 | 100,052 | 3,757,601 | Jan 30, 2023, 05:12 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jan 26, 2023 | Option Exercise | $116.07 | 862 | 100,052 | 3,757,891 | Jan 30, 2023, 05:12 PM |
| Blinde Neal | President, Commercial Banking | May 23, 2022 | Buy | $119.07 | 31 | 3,691 | 142,675 | Jan 30, 2023, 04:48 PM |
| Blinde Neal | President, Commercial Banking | May 25, 2022 | Sale | $118.94 | 31 | 3,687 | 142,644 | Jan 30, 2023, 04:48 PM |
| West Kara | Chief Audit Officer | Nov 14, 2022 | Sale | $114.63 | 606 | 69,466 | 7,793 | Nov 16, 2022, 04:06 PM |
| Alexander Robert M. | Chief Information Officer | Nov 11, 2022 | Sale | $115.00 | 7,857 | 903,555 | 61,352 | Nov 15, 2022, 04:09 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 11, 2022 | Option Exercise | $56.32 | 12,537 | 706,084 | 3,769,559 | Nov 15, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 10, 2022 | Option Exercise | $56.32 | 12,537 | 706,084 | 3,769,559 | Nov 15, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 14, 2022 | Option Exercise | $56.32 | 12,537 | 706,084 | 3,769,559 | Nov 15, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 10, 2022 | Sale | $108.31 | 12,537 | 1,357,847 | 3,765,339 | Nov 15, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 14, 2022 | Sale | $114.77 | 12,537 | 1,438,871 | 3,757,022 | Nov 15, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 11, 2022 | Sale | $115.67 | 12,537 | 1,450,184 | 3,766,819 | Nov 15, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 08, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,560 | Nov 10, 2022, 04:07 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 09, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,560 | Nov 10, 2022, 04:07 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 09, 2022 | Sale | $103.32 | 12,538 | 1,295,425 | 3,759,654 | Nov 10, 2022, 04:07 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 08, 2022 | Sale | $104.72 | 12,538 | 1,312,946 | 3,757,222 | Nov 10, 2022, 04:07 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 07, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,560 | Nov 08, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 04, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,560 | Nov 08, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 07, 2022 | Sale | $103.21 | 12,538 | 1,294,094 | 3,760,184 | Nov 08, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 04, 2022 | Sale | $100.86 | 12,538 | 1,264,583 | 3,757,022 | Nov 08, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 02, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,560 | Nov 04, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 03, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,560 | Nov 04, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 02, 2022 | Sale | $106.12 | 12,538 | 1,330,533 | 3,757,022 | Nov 04, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 03, 2022 | Sale | $100.11 | 12,538 | 1,255,143 | 3,765,245 | Nov 04, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 01, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,560 | Nov 02, 2022, 04:07 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Oct 31, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,560 | Nov 02, 2022, 04:07 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 01, 2022 | Sale | $107.18 | 12,538 | 1,343,843 | 3,757,427 | Nov 02, 2022, 04:07 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Oct 31, 2022 | Sale | $106.24 | 12,538 | 1,332,073 | 3,765,978 | Nov 02, 2022, 04:07 PM |
| Mouadeb Mark Daniel | President, U.S. Card | Oct 28, 2022 | Sale | $105.00 | 940 | 98,700 | 11,303 | Nov 01, 2022, 04:16 PM |
| Mouadeb Mark Daniel | President, U.S. Card | Sep 15, 2022 | Sale | $100.94 | 600 | 60,564 | 12,243 | Sep 19, 2022, 04:09 PM |
| Golden Timothy P | Controller | Aug 29, 2022 | Sale | $108.85 | 322 | 35,050 | 11,392 | Aug 31, 2022, 04:08 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 10, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,554 | Aug 12, 2022, 04:27 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 12, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,554 | Aug 12, 2022, 04:27 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 11, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,554 | Aug 12, 2022, 04:27 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 10, 2022 | Sale | $110.99 | 12,538 | 1,391,561 | 3,766,604 | Aug 12, 2022, 04:27 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 12, 2022 | Sale | $115.76 | 12,538 | 1,451,433 | 3,758,066 | Aug 12, 2022, 04:27 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 11, 2022 | Sale | $115.43 | 12,538 | 1,447,244 | 3,758,066 | Aug 12, 2022, 04:27 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 09, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,554 | Aug 10, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 08, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Aug 10, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 09, 2022 | Sale | $107.31 | 12,538 | 1,345,413 | 3,758,230 | Aug 10, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 08, 2022 | Sale | $107.96 | 12,538 | 1,353,602 | 3,767,077 | Aug 10, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 05, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Aug 08, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 04, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Aug 08, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 04, 2022 | Sale | $107.30 | 12,538 | 1,345,309 | 3,759,263 | Aug 08, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 05, 2022 | Sale | $105.75 | 12,538 | 1,325,941 | 3,761,024 | Aug 08, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 02, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Aug 04, 2022, 04:10 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 03, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Aug 04, 2022, 04:10 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 03, 2022 | Sale | $108.36 | 12,538 | 1,358,636 | 3,760,344 | Aug 04, 2022, 04:10 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 02, 2022 | Sale | $108.16 | 12,538 | 1,356,066 | 3,763,208 | Aug 04, 2022, 04:10 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 01, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Aug 02, 2022, 04:08 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 29, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Aug 02, 2022, 04:08 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 01, 2022 | Sale | $107.19 | 12,538 | 1,344,002 | 3,765,118 | Aug 02, 2022, 04:08 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 29, 2022 | Sale | $108.56 | 12,538 | 1,361,130 | 3,767,645 | Aug 02, 2022, 04:08 PM |
| West Kara | Chief Audit Officer | Jul 29, 2022 | Sale | $109.67 | 2,778 | 304,663 | 8,344 | Aug 02, 2022, 04:08 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 28, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Jul 29, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 27, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Jul 29, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 27, 2022 | Sale | $107.54 | 12,538 | 1,348,337 | 3,758,863 | Jul 29, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 28, 2022 | Sale | $108.50 | 12,538 | 1,360,394 | 3,769,723 | Jul 29, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 25, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Jul 27, 2022, 04:10 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 26, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Jul 27, 2022, 04:10 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 26, 2022 | Sale | $109.40 | 12,538 | 1,371,708 | 3,759,563 | Jul 27, 2022, 04:10 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 25, 2022 | Sale | $108.79 | 12,538 | 1,364,017 | 3,763,402 | Jul 27, 2022, 04:10 PM |
| Hall Sheldon | Chief Risk Officer | May 26, 2022 | Sale | $125.00 | 4,094 | 511,750 | 94 | May 31, 2022, 04:17 PM |
| Hall Sheldon | Chief Risk Officer | May 26, 2022 | Sale | $125.00 | 14,504 | 1,813,000 | 68,337 | May 31, 2022, 04:17 PM |
| Blinde Neal | President, Commercial Banking | May 13, 2022 | Sale | $117.38 | 24 | 2,817 | 142,644 | May 17, 2022, 05:20 PM |
| Haggerty Kaitlin | Chief Human Resources Officer | May 13, 2022 | Sale | $115.67 | 1,254 | 145,050 | 3,754 | May 17, 2022, 04:33 PM |
| Haggerty Kaitlin | Chief Human Resources Officer | Apr 30, 2022 | Option Exercise | $124.62 | 217 | 27,043 | 4,990 | May 03, 2022, 04:45 PM |
| Wassmer Michael J | President, Card | Mar 11, 2022 | Option Exercise | $130.09 | 14,290 | 1,858,986 | 89,785 | Mar 15, 2022, 04:13 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 11, 2022 | Option Exercise | $130.09 | 14,810 | 1,926,633 | 79,110 | Mar 15, 2022, 04:13 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 11, 2022 | Option Exercise | $130.09 | 14,680 | 1,909,721 | 65,679 | Mar 15, 2022, 04:12 PM |
| Karam Celia | Card Chief Operating Officer | Mar 11, 2022 | Option Exercise | $130.09 | 4,928 | 641,084 | 35,775 | Mar 15, 2022, 04:12 PM |
| Hall Sheldon | Chief Risk Officer | Mar 11, 2022 | Option Exercise | $130.09 | 7,925 | 1,030,963 | 82,830 | Mar 15, 2022, 04:11 PM |
| Dean Lia | Pres, Retail Bank & Prem. Card | Mar 11, 2022 | Option Exercise | $130.09 | 5,703 | 741,903 | 41,855 | Mar 15, 2022, 04:11 PM |
| Cooper Matthew W | General Counsel & Corp Secy | Mar 11, 2022 | Option Exercise | $130.09 | 7,892 | 1,026,670 | 33,888 | Mar 15, 2022, 04:10 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Mar 11, 2022 | Option Exercise | $130.09 | 10,963 | 1,426,177 | 61,865 | Mar 15, 2022, 04:10 PM |
| Alexander Robert M. | Chief Information Officer | Mar 11, 2022 | Option Exercise | $130.09 | 11,747 | 1,528,167 | 69,209 | Mar 15, 2022, 04:10 PM |
| williams craig a. | Director | Jun 14, 2021 | Buy | $158.43 | 19 | 3,010 | 1,863 | Mar 11, 2022, 04:16 PM |
| williams craig a. | Director | Jun 11, 2021 | Buy | $160.02 | 5 | 800 | 1,844 | Mar 11, 2022, 04:16 PM |
| williams craig a. | Director | Jun 10, 2021 | Buy | $159.25 | 4 | 637 | 1,839 | Mar 11, 2022, 04:16 PM |
| williams craig a. | Director | Mar 17, 2021 | Sale | $128.63 | 3 | 386 | 1,835 | Mar 11, 2022, 04:16 PM |
| williams craig a. | Director | Mar 16, 2021 | Sale | $129.11 | 11 | 1,420 | 1,838 | Mar 11, 2022, 04:16 PM |
| williams craig a. | Director | Jul 21, 2021 | Sale | $164.25 | 3 | 493 | 1,860 | Mar 11, 2022, 04:16 PM |
| Golden Timothy P | Controller | Feb 28, 2022 | Sale | $148.98 | 3,812 | 567,912 | 11,541 | Mar 02, 2022, 04:09 PM |
| Golden Timothy P | Controller | Feb 15, 2022 | Option Exercise | $158.89 | 1,674 | 265,982 | 16,591 | Feb 17, 2022, 04:18 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2022 | Option Exercise | $158.89 | 5,613 | 891,850 | 64,854 | Feb 17, 2022, 04:18 PM |
| Karam Celia | Card Chief Operating Officer | Feb 15, 2022 | Option Exercise | $158.89 | 2,391 | 379,906 | 31,577 | Feb 17, 2022, 04:17 PM |
| Haggerty Kaitlin | Chief Human Resources Officer | Feb 15, 2022 | Option Exercise | $158.89 | 350 | 55,611 | 5,419 | Feb 17, 2022, 04:17 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2022 | Option Exercise | $158.89 | 5,064 | 804,619 | 58,086 | Feb 17, 2022, 04:16 PM |
| Dean Lia | Pres, Retail Bank & Prem. Card | Feb 15, 2022 | Option Exercise | $158.89 | 2,634 | 418,516 | 37,608 | Feb 17, 2022, 04:15 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2022 | Option Exercise | $158.89 | 4,050 | 643,504 | 52,844 | Feb 17, 2022, 04:15 PM |
| Wassmer Michael J | President, Card | Feb 15, 2022 | Option Exercise | $158.89 | 5,448 | 865,633 | 76,072 | Feb 17, 2022, 04:14 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2022 | Option Exercise | $158.89 | 5,430 | 862,773 | 53,602 | Feb 17, 2022, 04:14 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Feb 15, 2022 | Option Exercise | $150.83 | 54,985 | 8,293,388 | 3,792,744 | Feb 17, 2022, 04:13 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2022 | Option Exercise | $158.89 | 3,471 | 551,507 | 76,763 | Feb 17, 2022, 04:13 PM |
| Cooper Matthew W | General Counsel & Corp Secy | Feb 15, 2022 | Option Exercise | $158.89 | 3,391 | 538,796 | 26,741 | Feb 17, 2022, 04:12 PM |
| Young Andrew M | Chief Financial Officer | Feb 15, 2022 | Option Exercise | $158.89 | 1,376 | 218,633 | 19,971 | Feb 17, 2022, 04:12 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2022 | Option Exercise | $158.89 | 5,156 | 819,237 | 63,561 | Feb 17, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Feb 03, 2022 | Option Exercise | $148.29 | 824 | 122,191 | 3,759,401 | Feb 07, 2022, 04:34 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Feb 03, 2022 | Option Exercise | $148.29 | 824 | 122,191 | 3,759,677 | Feb 07, 2022, 04:34 PM |
| RASKIND PETER E | Director | Feb 01, 2022 | Option Exercise | $54.07 | 7,709 | 416,826 | 33,805 | Feb 03, 2022, 04:48 PM |
| RASKIND PETER E | Director | Feb 01, 2022 | Sale | $147.00 | 7,709 | 1,133,223 | 26,096 | Feb 03, 2022, 04:48 PM |
| HACKETT ANN F | Director | Jan 31, 2022 | Sale | $142.62 | 1 | 143 | 5,005 | Feb 02, 2022, 04:11 PM |
| Cooper Matthew W | General Counsel | Jan 27, 2022 | Sale | $146.82 | 6,767 | 993,531 | 20,396 | Jan 31, 2022, 04:14 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jan 27, 2022 | Option Exercise | $45.75 | 100 | 4,575 | 3,758,910 | Jan 31, 2022, 04:13 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jan 27, 2022 | Sale | $146.82 | 57 | 8,369 | 3,758,853 | Jan 31, 2022, 04:13 PM |
| RASKIND PETER E | Director | Nov 01, 2021 | Option Exercise | $45.75 | 2,716 | 124,257 | 28,812 | Nov 03, 2021, 04:12 PM |
| RASKIND PETER E | Director | Nov 01, 2021 | Sale | $152.33 | 2,716 | 413,728 | 26,096 | Nov 03, 2021, 04:12 PM |
| Sanjiv Yajnik | President, Financial Services | Sep 27, 2021 | Sale | $170.00 | 451 | 76,670 | 56,415 | Sep 29, 2021, 04:57 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Sep 23, 2021 | Sale | $165.36 | 20,000 | 3,307,300 | 57,017 | Sep 27, 2021, 04:06 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Sep 02, 2021 | Sale | $161.24 | 11,668 | 1,881,384 | 47,971 | Sep 07, 2021, 04:05 PM |
| Sanjiv Yajnik | President, Financial Services | Aug 30, 2021 | Sale | $171.14 | 5,348 | 915,261 | 60,384 | Sep 01, 2021, 04:07 PM |
| Alexander Robert M. | Chief Information Officer | Aug 26, 2021 | Sale | $174.23 | 12,267 | 2,137,279 | 51,585 | Aug 30, 2021, 04:19 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jul 27, 2021 | Option Exercise | $45.75 | 359,909 | 16,465,837 | 3,977,787 | Jul 29, 2021, 04:20 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jul 27, 2021 | Sale | $161.81 | 218,989 | 35,435,151 | 3,960,629 | Jul 29, 2021, 04:20 PM |
| Slocum Michael | President, Commercial Banking | Jul 27, 2021 | Option Exercise | $73.15 | 53,817 | 3,936,506 | 110,505 | Jul 29, 2021, 04:19 PM |
| Slocum Michael | President, Commercial Banking | Jul 27, 2021 | Sale | $161.80 | 53,817 | 8,707,413 | 66,588 | Jul 29, 2021, 04:19 PM |
| Slocum Michael | President, Commercial Banking | May 04, 2021 | Option Exercise | $45.75 | 9,780 | 447,435 | 63,042 | May 06, 2021, 04:18 PM |
| Slocum Michael | President, Commercial Banking | May 04, 2021 | Sale | $148.19 | 6,354 | 941,599 | 56,688 | May 06, 2021, 04:18 PM |
| Cooper Matthew W | General Counsel | Apr 30, 2021 | Sale | $148.56 | 9,003 | 1,337,444 | 28,463 | May 04, 2021, 04:15 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Apr 29, 2021 | Sale | $146.93 | 16,778 | 2,465,158 | 56,856 | May 03, 2021, 04:34 PM |
| Sanjiv Yajnik | President, Financial Services | Apr 14, 2021 | Option Exercise | $86.34 | 22,462 | 1,939,369 | 95,812 | Apr 15, 2021, 04:34 PM |
| Sanjiv Yajnik | President, Financial Services | Apr 14, 2021 | Sale | $135.00 | 33,684 | 4,547,340 | 62,128 | Apr 15, 2021, 04:34 PM |
| Wassmer Michael J | President, Card | Mar 11, 2021 | Option Exercise | $132.10 | 5,854 | 773,313 | 91,798 | Mar 15, 2021, 05:22 PM |
| Slocum Michael | President, Commercial Banking | Mar 11, 2021 | Option Exercise | $132.10 | 6,431 | 849,535 | 53,262 | Mar 15, 2021, 05:22 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 11, 2021 | Option Exercise | $132.10 | 6,203 | 819,416 | 73,350 | Mar 15, 2021, 05:21 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 11, 2021 | Option Exercise | $132.10 | 7,045 | 930,645 | 56,307 | Mar 15, 2021, 05:21 PM |
| Hall Sheldon | Chief Risk Officer | Mar 11, 2021 | Option Exercise | $132.10 | 1,405 | 185,601 | 68,845 | Mar 15, 2021, 05:21 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Mar 11, 2021 | Option Exercise | $132.10 | 5,960 | 787,316 | 67,017 | Mar 15, 2021, 05:20 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Mar 11, 2021 | Option Exercise | $132.10 | 54,634 | 7,217,152 | 3,688,595 | Mar 15, 2021, 05:20 PM |
| Cooper Matthew W | General Counsel | Mar 11, 2021 | Option Exercise | $132.10 | 1,535 | 202,774 | 36,166 | Mar 15, 2021, 05:20 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Mar 11, 2021 | Option Exercise | $132.10 | 7,672 | 1,013,471 | 64,001 | Mar 15, 2021, 05:19 PM |
| Blackley Richard Scott | Senior Advisor | Mar 11, 2021 | Option Exercise | $132.10 | 6,085 | 803,829 | 57,541 | Mar 15, 2021, 05:19 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 11, 2021 | Option Exercise | $132.10 | 6,071 | 801,979 | 54,260 | Mar 15, 2021, 05:19 PM |
| Alexander Robert M. | Chief Information Officer | Mar 11, 2021 | Option Exercise | $132.10 | 5,636 | 744,516 | 73,544 | Mar 15, 2021, 05:18 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Mar 08, 2021 | Sale | $129.34 | 45,527 | 5,888,314 | 33,985 | Mar 10, 2021, 05:11 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 08, 2021 | Option Exercise | $63.73 | 28,633 | 1,824,781 | 111,275 | Mar 10, 2021, 05:09 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 08, 2021 | Sale | $130.03 | 47,485 | 6,174,474 | 63,790 | Mar 10, 2021, 05:09 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 05, 2021 | Option Exercise | $74.96 | 30,296 | 2,270,988 | 87,857 | Mar 09, 2021, 04:24 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 05, 2021 | Sale | $127.39 | 40,986 | 5,221,056 | 83,777 | Mar 09, 2021, 04:24 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 04, 2021 | Option Exercise | $70.96 | 29,964 | 2,126,245 | 88,676 | Mar 08, 2021, 05:09 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 04, 2021 | Sale | $124.80 | 39,909 | 4,980,835 | 85,999 | Mar 08, 2021, 05:09 PM |
| Alexander Robert M. | Chief Information Officer | Mar 04, 2021 | Option Exercise | $73.07 | 51,711 | 3,778,477 | 139,936 | Mar 08, 2021, 05:07 PM |
| Alexander Robert M. | Chief Information Officer | Mar 04, 2021 | Sale | $124.29 | 73,252 | 9,104,548 | 123,545 | Mar 08, 2021, 05:07 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 03, 2021 | Sale | $125.00 | 14,396 | 1,799,500 | 82,642 | Mar 05, 2021, 04:32 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 01, 2021 | Sale | $123.20 | 24,647 | 3,036,504 | 116,746 | Mar 03, 2021, 04:30 PM |
| SHATTUCK MAYO A III | Director | Feb 10, 2021 | Option Exercise | $53.03 | 7,376 | 391,149 | 57,951 | Feb 22, 2021, 04:39 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2021 | Option Exercise | $109.60 | 2,107 | 230,927 | 51,125 | Feb 17, 2021, 05:02 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2021 | Option Exercise | $117.75 | 4,776 | 562,374 | 49,897 | Feb 17, 2021, 05:02 PM |
| Young Andrew M | Head of Fin. Plng. & Analysis | Feb 15, 2021 | Option Exercise | $117.75 | 1,189 | 140,005 | 13,395 | Feb 17, 2021, 05:00 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2021 | Option Exercise | $109.60 | 2,340 | 256,464 | 63,777 | Feb 17, 2021, 04:55 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2021 | Option Exercise | $109.60 | 1,116 | 122,314 | 70,038 | Feb 17, 2021, 04:53 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2021 | Option Exercise | $117.75 | 118 | 13,895 | 4,755 | Feb 17, 2021, 04:53 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2021 | Option Exercise | $117.75 | 2,805 | 330,289 | 69,240 | Feb 17, 2021, 04:53 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2021 | Option Exercise | $109.60 | 2,214 | 242,654 | 60,149 | Feb 17, 2021, 04:51 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2021 | Option Exercise | $117.75 | 4,359 | 513,272 | 58,693 | Feb 17, 2021, 04:51 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2021 | Option Exercise | $109.60 | 1,967 | 215,583 | 54,801 | Feb 17, 2021, 04:48 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2021 | Option Exercise | $117.75 | 4,667 | 549,539 | 53,682 | Feb 17, 2021, 04:48 PM |
| Karam Celia | Chief Audit Officer | Feb 15, 2021 | Option Exercise | $117.75 | 1,514 | 178,274 | 26,208 | Feb 17, 2021, 04:47 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2021 | Option Exercise | $109.60 | 2,008 | 220,077 | 93,302 | Feb 17, 2021, 04:45 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2021 | Option Exercise | $117.75 | 5,077 | 597,817 | 91,746 | Feb 17, 2021, 04:45 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2021 | Option Exercise | $109.60 | 1,965 | 215,364 | 61,708 | Feb 17, 2021, 04:41 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2021 | Option Exercise | $117.75 | 4,251 | 500,555 | 60,594 | Feb 17, 2021, 04:41 PM |
| Golden Timothy P | Controller | Feb 15, 2021 | Option Exercise | $117.75 | 1,126 | 132,587 | 15,870 | Feb 17, 2021, 04:35 PM |
| Wassmer Michael J | President, Card | Feb 15, 2021 | Option Exercise | $109.60 | 2,081 | 228,078 | 89,483 | Feb 17, 2021, 04:33 PM |
| Wassmer Michael J | President, Card | Feb 15, 2021 | Option Exercise | $117.75 | 4,896 | 576,504 | 88,407 | Feb 17, 2021, 04:33 PM |
| Dean Lia | Pres, Retail Bank & Prem. Card | Feb 15, 2021 | Option Exercise | $117.75 | 2,062 | 242,801 | 31,061 | Feb 17, 2021, 04:31 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Feb 15, 2021 | Option Exercise | $109.60 | 2,399 | 262,930 | 62,788 | Feb 17, 2021, 04:28 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Feb 15, 2021 | Option Exercise | $117.75 | 4,955 | 583,451 | 61,143 | Feb 17, 2021, 04:28 PM |
| Cooper Matthew W | General Counsel | Feb 15, 2021 | Option Exercise | $109.60 | 1,312 | 143,795 | 37,339 | Feb 17, 2021, 12:00 AM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2021 | Option Exercise | $109.60 | 2,305 | 252,628 | 125,986 | Feb 17, 2021, 12:00 AM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Feb 15, 2021 | Option Exercise | $109.60 | 23,147 | 2,536,911 | 3,622,087 | Feb 17, 2021, 12:00 AM |
| Cooper Matthew W | General Counsel | Feb 15, 2021 | Option Exercise | $117.75 | 3,040 | 357,960 | 36,492 | Feb 17, 2021, 12:00 AM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2021 | Option Exercise | $117.75 | 4,420 | 520,455 | 124,928 | Feb 17, 2021, 12:00 AM |
| Slocum Michael | President, Commercial Banking | Feb 08, 2021 | Sale | $115.23 | 19,988 | 2,303,217 | 51,125 | Feb 10, 2021, 04:10 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Feb 04, 2021 | Option Exercise | $112.66 | 1,099 | 123,813 | 3,622,809 | Feb 08, 2021, 05:11 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Feb 04, 2021 | Option Exercise | $112.66 | 1,099 | 123,813 | 3,623,186 | Feb 08, 2021, 05:11 PM |
| Alexander Robert M. | Chief Information Officer | Jan 06, 2021 | Option Exercise | $56.32 | 30,645 | 1,725,926 | 112,390 | Jan 07, 2021, 04:12 PM |
| Alexander Robert M. | Chief Information Officer | Jan 05, 2021 | Sale | $100.00 | 8,767 | 876,700 | 81,745 | Jan 07, 2021, 04:12 PM |
| Alexander Robert M. | Chief Information Officer | Jan 06, 2021 | Sale | $104.00 | 30,645 | 3,187,080 | 81,745 | Jan 07, 2021, 04:12 PM |
| Alexander Robert M. | Chief Information Officer | Dec 30, 2020 | Sale | $97.02 | 5,671 | 550,200 | 90,512 | Jan 04, 2021, 04:20 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 21, 2020 | Option Exercise | $56.32 | 32,603 | 1,836,201 | 84,110 | Dec 22, 2020, 04:10 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 21, 2020 | Sale | $95.00 | 32,603 | 3,097,285 | 51,507 | Dec 22, 2020, 04:10 PM |
| Alexander Robert M. | Chief Information Officer | Dec 21, 2020 | Sale | $96.00 | 8,185 | 785,760 | 96,183 | Dec 22, 2020, 04:07 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 14, 2020 | Sale | $91.94 | 39,456 | 3,627,508 | 77,547 | Dec 16, 2020, 04:09 PM |
| Alexander Robert M. | Chief Information Officer | Dec 14, 2020 | Sale | $93.46 | 5,534 | 517,208 | 104,368 | Dec 16, 2020, 04:09 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 10, 2020 | Option Exercise | $67.38 | 56,482 | 3,805,646 | 119,230 | Dec 14, 2020, 04:18 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 10, 2020 | Sale | $94.76 | 67,929 | 6,436,777 | 114,170 | Dec 14, 2020, 04:18 PM |
| Wassmer Michael J | President, U.S. Card | Dec 09, 2020 | Sale | $95.00 | 1,965 | 186,675 | 77,189 | Dec 10, 2020, 04:28 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 12, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,643,783 | Nov 16, 2020, 04:10 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 13, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,653,136 | Nov 16, 2020, 04:10 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 13, 2020 | Sale | $85.06 | 31,050 | 2,641,012 | 3,627,693 | Nov 16, 2020, 04:10 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 12, 2020 | Sale | $83.46 | 31,205 | 2,604,340 | 3,618,364 | Nov 16, 2020, 04:10 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 10, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,624,167 | Nov 12, 2020, 04:18 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 09, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,613,954 | Nov 12, 2020, 04:18 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 11, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,634,165 | Nov 12, 2020, 04:18 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 09, 2020 | Sale | $88.75 | 30,345 | 2,693,199 | 3,610,627 | Nov 12, 2020, 04:18 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 11, 2020 | Sale | $85.00 | 30,940 | 2,629,969 | 3,612,391 | Nov 12, 2020, 04:18 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 10, 2020 | Sale | $87.55 | 30,560 | 2,675,458 | 3,610,925 | Nov 12, 2020, 04:18 PM |
| Alexander Robert M. | Chief Information Officer | Nov 09, 2020 | Option Exercise | $48.28 | 50,383 | 2,432,491 | 159,905 | Nov 12, 2020, 04:17 PM |
| Alexander Robert M. | Chief Information Officer | Nov 09, 2020 | Sale | $87.75 | 50,003 | 4,387,763 | 109,902 | Nov 12, 2020, 04:17 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 05, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,597,003 | Nov 09, 2020, 04:10 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 06, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,605,306 | Nov 09, 2020, 04:10 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 06, 2020 | Sale | $78.81 | 31,910 | 2,514,838 | 3,602,199 | Nov 09, 2020, 04:10 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 05, 2020 | Sale | $77.47 | 32,255 | 2,498,795 | 3,579,553 | Nov 09, 2020, 04:10 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 04, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,599,295 | Nov 05, 2020, 04:24 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 03, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,590,797 | Nov 05, 2020, 04:24 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 04, 2020 | Sale | $75.80 | 32,490 | 2,462,652 | 3,596,016 | Nov 05, 2020, 04:24 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 03, 2020 | Sale | $78.08 | 32,060 | 2,503,330 | 3,579,964 | Nov 05, 2020, 04:24 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 30, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,575,626 | Nov 03, 2020, 04:05 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 02, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,582,967 | Nov 03, 2020, 04:05 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 30, 2020 | Sale | $72.31 | 33,217 | 2,401,825 | 3,560,795 | Nov 03, 2020, 04:05 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 02, 2020 | Sale | $74.83 | 32,728 | 2,448,983 | 3,555,696 | Nov 03, 2020, 04:05 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 29, 2020 | Option Exercise | $48.28 | 40,557 | 1,958,092 | 3,568,343 | Oct 30, 2020, 04:37 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 28, 2020 | Option Exercise | $48.28 | 40,557 | 1,958,092 | 3,560,941 | Oct 30, 2020, 04:37 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 29, 2020 | Sale | $72.14 | 33,275 | 2,400,547 | 3,559,996 | Oct 30, 2020, 04:37 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 28, 2020 | Sale | $72.41 | 33,155 | 2,400,846 | 3,542,838 | Oct 30, 2020, 04:37 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 27, 2020 | Option Exercise | $48.28 | 40,557 | 1,958,092 | 3,553,180 | Oct 28, 2020, 04:38 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 26, 2020 | Option Exercise | $48.28 | 40,557 | 1,958,092 | 3,545,238 | Oct 28, 2020, 04:38 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 27, 2020 | Sale | $74.22 | 32,796 | 2,434,006 | 3,522,807 | Oct 28, 2020, 04:38 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 26, 2020 | Sale | $75.21 | 32,615 | 2,452,891 | 3,521,055 | Oct 28, 2020, 04:38 PM |
| Wassmer Michael J | President, U.S. Card | Oct 05, 2020 | Option Exercise | $48.28 | 13,784 | 665,492 | 110,681 | Oct 07, 2020, 04:19 PM |
| Wassmer Michael J | President, U.S. Card | Oct 05, 2020 | Sale | $78.00 | 13,784 | 1,075,152 | 96,897 | Oct 07, 2020, 04:19 PM |
| Golden Timothy P | Controller | Aug 14, 2020 | Sale | $69.11 | 5,724 | 395,586 | 7,668 | Aug 18, 2020, 04:12 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Aug 10, 2020 | Option Exercise | $66.97 | 45,527 | 3,048,943 | 100,419 | Aug 12, 2020, 04:07 PM |
| WARNER BRADFORD H | Director | Jun 05, 2020 | Option Exercise | $54.07 | 8,410 | 454,729 | 50,620 | Jun 09, 2020, 04:26 PM |
| WARNER BRADFORD H | Director | Jun 05, 2020 | Sale | $85.00 | 8,410 | 714,850 | 42,210 | Jun 09, 2020, 04:26 PM |
| Golden Timothy P | Controller | May 14, 2020 | Sale | $57.63 | 3,334 | 192,138 | 13,251 | May 18, 2020, 04:14 PM |
| Blackley Richard Scott | Chief Financial Officer | May 09, 2020 | Option Exercise | $62.20 | 1,620 | 100,764 | 42,805 | May 12, 2020, 04:12 PM |
| Golden Timothy P | Controller | Apr 03, 2020 | Option Exercise | $42.27 | 1,755 | 74,184 | 16,546 | Apr 07, 2020, 04:24 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Mar 19, 2020 | Sale | $43.08 | 2,263 | 97,490 | 22,304 | Mar 23, 2020, 04:48 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Mar 05, 2020 | Option Exercise | $85.08 | 6,072 | 516,606 | 50,990 | Mar 09, 2020, 04:15 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Mar 05, 2020 | Option Exercise | $85.08 | 72,551 | 6,172,639 | 3,504,672 | Mar 09, 2020, 04:15 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 05, 2020 | Option Exercise | $85.08 | 5,236 | 445,479 | 112,577 | Mar 09, 2020, 04:14 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Mar 05, 2020 | Option Exercise | $85.08 | 6,791 | 577,778 | 54,892 | Mar 09, 2020, 04:14 PM |
| Newkirk Christopher T | Pres,Small Bus, Intl & Walmart | Mar 05, 2020 | Option Exercise | $85.08 | 2,074 | 176,456 | 36,056 | Mar 09, 2020, 04:14 PM |
| Wassmer Michael J | President, U.S. Card | Mar 05, 2020 | Option Exercise | $85.08 | 4,354 | 370,438 | 96,783 | Mar 09, 2020, 04:13 PM |
| Blackley Richard Scott | Chief Financial Officer | Mar 05, 2020 | Option Exercise | $85.08 | 4,044 | 344,064 | 44,425 | Mar 09, 2020, 04:13 PM |
| Slocum Michael | President, Commercial Banking | Mar 05, 2020 | Option Exercise | $85.08 | 7,250 | 616,830 | 59,892 | Mar 09, 2020, 04:12 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 05, 2020 | Option Exercise | $85.08 | 7,198 | 612,406 | 90,963 | Mar 09, 2020, 04:12 PM |
| Cooper Matthew W | General Counsel | Mar 05, 2020 | Option Exercise | $85.08 | 2,554 | 217,294 | 28,636 | Mar 09, 2020, 04:12 PM |
| Alexander Robert M. | Chief Information Officer | Mar 05, 2020 | Option Exercise | $85.08 | 5,133 | 436,716 | 109,522 | Mar 09, 2020, 04:11 PM |
| Hall Sheldon | Chief Risk Officer | Mar 05, 2020 | Option Exercise | $85.08 | 2,038 | 173,393 | 60,450 | Mar 09, 2020, 04:11 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Mar 05, 2020 | Option Exercise | $85.08 | 2,115 | 179,944 | 24,567 | Mar 09, 2020, 04:11 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 05, 2020 | Option Exercise | $85.08 | 5,125 | 436,035 | 62,748 | Mar 09, 2020, 04:10 PM |
| Cooper Matthew W | General Counsel | Feb 28, 2020 | Sale | $86.06 | 15,231 | 1,310,829 | 35,280 | Mar 03, 2020, 04:14 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 21, 2020 | Sale | $102.51 | 14,817 | 1,518,891 | 39,504 | Feb 25, 2020, 04:56 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Feb 20, 2020 | Sale | $101.25 | 2,206 | 223,358 | 22,304 | Feb 24, 2020, 04:11 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Feb 15, 2020 | Option Exercise | $102.03 | 20,057 | 2,046,416 | 3,416,353 | Feb 19, 2020, 07:28 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2020 | Option Exercise | $102.03 | 4,610 | 470,358 | 62,748 | Feb 19, 2020, 07:28 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2020 | Option Exercise | $102.64 | 7,122 | 731,002 | 58,104 | Feb 19, 2020, 07:28 PM |
| Newkirk Christopher T | Pres,Small Bus, Intl & Walmart | Feb 15, 2020 | Option Exercise | $102.03 | 2,632 | 268,543 | 39,488 | Feb 19, 2020, 07:28 PM |
| Newkirk Christopher T | Pres,Small Bus, Intl & Walmart | Feb 15, 2020 | Option Exercise | $102.64 | 4,273 | 438,581 | 36,803 | Feb 19, 2020, 07:28 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2020 | Option Exercise | $102.03 | 5,014 | 511,578 | 112,562 | Feb 19, 2020, 07:27 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2020 | Option Exercise | $102.64 | 5,836 | 599,007 | 108,424 | Feb 19, 2020, 07:27 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2020 | Option Exercise | $102.03 | 4,264 | 435,056 | 63,859 | Feb 19, 2020, 07:27 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2020 | Option Exercise | $102.64 | 5,508 | 565,341 | 60,101 | Feb 19, 2020, 07:27 PM |
| Karam Celia | Chief Audit Officer | Feb 15, 2020 | Option Exercise | $102.64 | 934 | 95,866 | 18,045 | Feb 19, 2020, 07:26 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2020 | Option Exercise | $102.03 | 4,314 | 440,157 | 110,716 | Feb 19, 2020, 07:26 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2020 | Option Exercise | $102.64 | 5,435 | 557,848 | 106,912 | Feb 19, 2020, 07:26 PM |
| Cooper Matthew W | General Counsel | Feb 15, 2020 | Option Exercise | $102.03 | 2,913 | 297,213 | 46,351 | Feb 19, 2020, 07:26 PM |
| Cooper Matthew W | General Counsel | Feb 15, 2020 | Option Exercise | $102.64 | 4,279 | 439,197 | 43,430 | Feb 19, 2020, 07:26 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2020 | Option Exercise | $102.03 | 4,096 | 417,915 | 62,846 | Feb 19, 2020, 07:25 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2020 | Option Exercise | $102.64 | 6,558 | 673,113 | 58,332 | Feb 19, 2020, 07:25 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2020 | Option Exercise | $102.03 | 4,765 | 486,173 | 52,887 | Feb 19, 2020, 07:25 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2020 | Option Exercise | $102.64 | 6,183 | 634,623 | 48,548 | Feb 19, 2020, 07:25 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2020 | Option Exercise | $102.03 | 2,340 | 238,750 | 63,066 | Feb 19, 2020, 07:25 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2020 | Option Exercise | $102.64 | 123 | 12,625 | 4,096 | Feb 19, 2020, 07:25 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2020 | Option Exercise | $102.64 | 3,847 | 394,856 | 60,667 | Feb 19, 2020, 07:25 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Feb 15, 2020 | Option Exercise | $102.03 | 5,251 | 535,760 | 57,117 | Feb 19, 2020, 07:24 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Feb 15, 2020 | Option Exercise | $102.64 | 7,095 | 728,231 | 52,341 | Feb 19, 2020, 07:24 PM |
| Dean Lia | Head of Bank Mktg and Retail | Feb 15, 2020 | Option Exercise | $102.64 | 2,040 | 209,386 | 24,854 | Feb 19, 2020, 07:24 PM |
| Wassmer Michael J | President, U.S. Card | Feb 15, 2020 | Option Exercise | $102.03 | 4,431 | 452,095 | 100,347 | Feb 19, 2020, 07:23 PM |
| Wassmer Michael J | President, U.S. Card | Feb 15, 2020 | Option Exercise | $102.64 | 6,893 | 707,498 | 95,523 | Feb 19, 2020, 07:23 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2020 | Option Exercise | $102.03 | 5,057 | 515,966 | 92,662 | Feb 19, 2020, 07:23 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2020 | Option Exercise | $102.64 | 7,063 | 724,946 | 87,802 | Feb 19, 2020, 07:23 PM |
| Golden Timothy P | Controller | Feb 15, 2020 | Option Exercise | $102.64 | 704 | 72,259 | 18,636 | Feb 19, 2020, 07:23 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Feb 15, 2020 | Option Exercise | $102.03 | 2,622 | 267,523 | 30,112 | Feb 19, 2020, 07:22 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Feb 15, 2020 | Option Exercise | $102.64 | 4,243 | 435,502 | 27,420 | Feb 19, 2020, 07:22 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jan 30, 2020 | Option Exercise | $102.17 | 1,099 | 112,285 | 3,417,127 | Feb 03, 2020, 04:56 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jan 30, 2020 | Option Exercise | $102.17 | 1,099 | 112,285 | 3,417,452 | Feb 03, 2020, 04:56 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jan 23, 2020 | Option Exercise | $36.55 | 559,333 | 20,443,621 | 3,416,353 | Jan 27, 2020, 04:25 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 22, 2020 | Sale | $107.01 | 13,925 | 1,490,114 | 97,148 | Jan 24, 2020, 04:11 PM |
| WARNER BRADFORD H | Director | Dec 20, 2019 | Option Exercise | $53.03 | 8,113 | 430,232 | 47,543 | Dec 23, 2019, 06:46 PM |
| WARNER BRADFORD H | Director | Dec 20, 2019 | Sale | $104.36 | 8,113 | 846,673 | 39,430 | Dec 23, 2019, 06:46 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 16, 2019 | Option Exercise | $73.02 | 57,616 | 4,207,183 | 168,689 | Dec 18, 2019, 04:14 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 16, 2019 | Sale | $105.00 | 57,616 | 6,049,680 | 111,073 | Dec 18, 2019, 04:14 PM |
| Slocum Michael | President, Commercial Banking | Dec 06, 2019 | Sale | $101.06 | 20,844 | 2,106,495 | 48,629 | Dec 10, 2019, 04:16 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 02, 2019 | Option Exercise | $56.32 | 34,110 | 1,921,075 | 93,463 | Dec 04, 2019, 04:05 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 02, 2019 | Sale | $99.89 | 42,764 | 4,271,660 | 57,053 | Dec 04, 2019, 04:05 PM |
| Newkirk Christopher T | Pres,Intl, Small Bus & Walmart | Nov 29, 2019 | Sale | $99.85 | 5,975 | 596,604 | 29,056 | Dec 03, 2019, 04:10 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Nov 29, 2019 | Option Exercise | $71.84 | 62,754 | 4,508,152 | 119,563 | Dec 03, 2019, 04:07 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Nov 29, 2019 | Sale | $99.92 | 78,695 | 7,863,204 | 40,868 | Dec 03, 2019, 04:07 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Nov 22, 2019 | Sale | $98.02 | 3,607 | 353,558 | 91,792 | Nov 26, 2019, 04:08 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Nov 18, 2019 | Sale | $97.16 | 7,213 | 700,815 | 95,399 | Nov 20, 2019, 04:18 PM |
| SHATTUCK MAYO A III | Director | Nov 08, 2019 | Option Exercise | $44.87 | 7,070 | 317,231 | 54,865 | Nov 13, 2019, 04:07 PM |
| SHATTUCK MAYO A III | Director | Nov 08, 2019 | Sale | $96.57 | 7,070 | 682,750 | 47,795 | Nov 13, 2019, 04:07 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Nov 07, 2019 | Sale | $98.23 | 10,818 | 1,062,652 | 102,612 | Nov 12, 2019, 04:08 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Nov 05, 2019 | Option Exercise | $45.75 | 22,679 | 1,037,564 | 142,991 | Nov 06, 2019, 04:07 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Nov 04, 2019 | Option Exercise | $45.75 | 20,000 | 915,000 | 147,690 | Nov 06, 2019, 04:07 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Nov 05, 2019 | Sale | $96.90 | 29,561 | 2,864,535 | 124,251 | Nov 06, 2019, 04:07 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Nov 04, 2019 | Sale | $95.89 | 27,378 | 2,625,250 | 131,130 | Nov 06, 2019, 04:07 PM |
| Golden Timothy P | Controller | Oct 30, 2019 | Sale | $94.50 | 2,216 | 209,412 | 14,885 | Nov 01, 2019, 04:08 PM |
| WARNER BRADFORD H | Director | Oct 01, 2019 | Option Exercise | $44.87 | 3,777 | 169,474 | 43,207 | Oct 03, 2019, 04:08 PM |
| WARNER BRADFORD H | Director | Oct 01, 2019 | Sale | $91.68 | 3,777 | 346,275 | 39,430 | Oct 03, 2019, 04:08 PM |
| Wassmer Michael J | President, U.S. Card | Jul 24, 2019 | Sale | $95.03 | 8,212 | 780,386 | 84,679 | Jul 24, 2019, 09:49 PM |
| Berson Jory A | Chief Human Resources Officer | Jul 05, 2019 | Sale | $93.00 | 9,329 | 867,597 | 59,353 | Jul 09, 2019, 04:05 PM |
| Wassmer Michael J | President, U.S. Card | Jul 05, 2019 | Sale | $93.00 | 4,294 | 399,342 | 92,891 | Jul 09, 2019, 04:05 PM |
| WARNER BRADFORD H | Director | Jul 01, 2019 | Sale | $91.74 | 14,500 | 1,330,227 | 40,621 | Jul 03, 2019, 04:06 PM |
| Newkirk Christopher T | Pres,Intl, Small Bus & Walmart | Jun 19, 2019 | Sale | $92.00 | 5,715 | 525,780 | 35,031 | Jun 21, 2019, 04:10 PM |
| Berson Jory A | Chief Human Resources Officer | Jun 05, 2019 | Sale | $90.00 | 13,393 | 1,205,370 | 68,682 | Jun 07, 2019, 04:12 PM |
| WARNER BRADFORD H | Director | Jun 03, 2019 | Option Exercise | $44.87 | 4,000 | 179,480 | 57,930 | Jun 05, 2019, 04:54 PM |
| WARNER BRADFORD H | Director | Jun 03, 2019 | Sale | $85.98 | 4,000 | 343,920 | 53,930 | Jun 05, 2019, 04:54 PM |
| Blackley Richard Scott | Chief Financial Officer | May 09, 2019 | Option Exercise | $90.20 | 1,620 | 146,124 | 48,034 | May 10, 2019, 04:05 PM |
| Golden Timothy P | Controller | Apr 03, 2019 | Option Exercise | $85.31 | 1,845 | 157,397 | 16,921 | Apr 05, 2019, 04:14 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Mar 18, 2019 | Sale | $84.54 | 2,928 | 247,533 | 19,454 | Mar 20, 2019, 04:50 PM |
| Cooper Matthew W | General Counsel | Mar 07, 2019 | Option Exercise | $81.28 | 2,635 | 214,173 | 35,277 | Mar 11, 2019, 04:18 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 07, 2019 | Option Exercise | $81.28 | 6,975 | 566,928 | 82,009 | Mar 11, 2019, 04:17 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Mar 07, 2019 | Option Exercise | $81.28 | 7,654 | 622,117 | 56,809 | Mar 11, 2019, 04:16 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 07, 2019 | Option Exercise | $81.28 | 6,919 | 562,376 | 111,057 | Mar 11, 2019, 04:16 PM |
| Slocum Michael | President, Commercial Banking | Mar 07, 2019 | Option Exercise | $81.28 | 8,550 | 694,944 | 69,473 | Mar 11, 2019, 04:15 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Mar 07, 2019 | Option Exercise | $81.28 | 98,737 | 8,025,343 | 2,879,471 | Mar 11, 2019, 04:14 PM |
| Wassmer Michael J | President, U.S. Card | Mar 07, 2019 | Option Exercise | $81.28 | 4,360 | 354,381 | 97,041 | Mar 11, 2019, 04:14 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Mar 07, 2019 | Option Exercise | $81.28 | 2,735 | 222,301 | 22,382 | Mar 11, 2019, 04:13 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 07, 2019 | Option Exercise | $81.28 | 8,654 | 703,397 | 79,158 | Mar 11, 2019, 04:12 PM |
| Hall Sheldon | Chief Risk Officer | Mar 07, 2019 | Option Exercise | $81.28 | 1,796 | 145,979 | 52,146 | Mar 11, 2019, 04:11 PM |
| Blackley Richard Scott | Chief Financial Officer | Mar 07, 2019 | Option Exercise | $81.28 | 2,463 | 200,193 | 49,654 | Mar 11, 2019, 04:11 PM |
| Alexander Robert M. | Chief Information Officer | Mar 07, 2019 | Option Exercise | $81.28 | 7,114 | 578,226 | 99,145 | Mar 11, 2019, 04:10 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Mar 07, 2019 | Option Exercise | $81.28 | 8,971 | 729,163 | 127,690 | Mar 11, 2019, 04:09 PM |
| Newkirk Christopher T | Pres,Intl, Small Bus & Walmart | Mar 07, 2019 | Option Exercise | $81.28 | 2,299 | 186,863 | 40,746 | Mar 11, 2019, 04:09 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Feb 21, 2019 | Sale | $82.49 | 3,570 | 294,489 | 19,454 | Feb 25, 2019, 04:10 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2019 | Option Exercise | $79.85 | 7,960 | 635,606 | 60,285 | Feb 20, 2019, 04:54 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2019 | Option Exercise | $81.57 | 6,905 | 563,241 | 52,854 | Feb 20, 2019, 04:54 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2019 | Option Exercise | $79.85 | 7,837 | 625,784 | 74,044 | Feb 20, 2019, 04:54 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2019 | Option Exercise | $81.57 | 7,476 | 609,817 | 66,456 | Feb 20, 2019, 04:54 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2019 | Option Exercise | $79.85 | 7,208 | 575,559 | 100,566 | Feb 20, 2019, 04:53 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2019 | Option Exercise | $81.57 | 5,766 | 470,333 | 93,837 | Feb 20, 2019, 04:53 PM |
| Karam Celia | Chief Audit Officer | Feb 15, 2019 | Option Exercise | $81.57 | 568 | 46,332 | 11,136 | Feb 20, 2019, 04:52 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Feb 15, 2019 | Option Exercise | $79.85 | 9,005 | 719,049 | 130,856 | Feb 20, 2019, 04:52 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Feb 15, 2019 | Option Exercise | $81.57 | 7,517 | 613,162 | 122,479 | Feb 20, 2019, 04:52 PM |
| Dean Lia | Head of Bank Mktg and Retail | Feb 15, 2019 | Option Exercise | $81.57 | 1,445 | 117,869 | 17,833 | Feb 20, 2019, 04:51 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2019 | Option Exercise | $79.85 | 7,384 | 589,612 | 83,542 | Feb 20, 2019, 04:50 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2019 | Option Exercise | $81.57 | 5,899 | 481,181 | 76,848 | Feb 20, 2019, 04:50 PM |
| Wassmer Michael J | President, U.S. Card | Feb 15, 2019 | Option Exercise | $79.85 | 7,163 | 571,966 | 103,156 | Feb 20, 2019, 04:50 PM |
| Wassmer Michael J | President, U.S. Card | Feb 15, 2019 | Option Exercise | $81.57 | 7,093 | 578,576 | 95,991 | Feb 20, 2019, 04:50 PM |
| Newkirk Christopher T | Pres., Intl and Small Business | Feb 15, 2019 | Option Exercise | $79.85 | 4,050 | 323,392 | 44,719 | Feb 20, 2019, 04:49 PM |
| Newkirk Christopher T | Pres., Intl and Small Business | Feb 15, 2019 | Option Exercise | $81.57 | 3,802 | 310,129 | 40,746 | Feb 20, 2019, 04:49 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2019 | Option Exercise | $79.85 | 2,877 | 229,728 | 55,935 | Feb 20, 2019, 04:48 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2019 | Option Exercise | $81.57 | 107 | 8,728 | 3,530 | Feb 20, 2019, 04:48 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2019 | Option Exercise | $81.57 | 3,569 | 291,123 | 52,468 | Feb 20, 2019, 04:48 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Feb 15, 2019 | Option Exercise | $79.85 | 27,223 | 2,173,757 | 2,769,151 | Feb 20, 2019, 04:48 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Feb 15, 2019 | Option Exercise | $81.57 | 9,875 | 805,504 | 2,759,276 | Feb 20, 2019, 04:48 PM |
| Cooper Matthew W | General Counsel | Feb 15, 2019 | Option Exercise | $79.85 | 4,599 | 367,230 | 39,513 | Feb 20, 2019, 04:47 PM |
| Cooper Matthew W | General Counsel | Feb 15, 2019 | Option Exercise | $81.57 | 4,532 | 369,675 | 34,949 | Feb 20, 2019, 04:47 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2019 | Option Exercise | $79.85 | 5,666 | 452,430 | 56,523 | Feb 20, 2019, 04:47 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2019 | Option Exercise | $81.57 | 5,770 | 470,659 | 50,884 | Feb 20, 2019, 04:47 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2019 | Option Exercise | $79.85 | 8,503 | 678,965 | 82,425 | Feb 20, 2019, 04:46 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2019 | Option Exercise | $81.57 | 7,473 | 609,573 | 74,354 | Feb 20, 2019, 04:46 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Feb 15, 2019 | Option Exercise | $79.85 | 4,258 | 340,001 | 29,777 | Feb 20, 2019, 04:45 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Feb 15, 2019 | Option Exercise | $81.57 | 4,131 | 336,966 | 25,452 | Feb 20, 2019, 04:45 PM |
| Golden Timothy P | Controller | Feb 15, 2019 | Option Exercise | $81.57 | 288 | 23,492 | 18,692 | Feb 20, 2019, 04:45 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2019 | Option Exercise | $79.85 | 8,578 | 684,953 | 111,198 | Feb 20, 2019, 04:44 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2019 | Option Exercise | $81.57 | 5,956 | 485,831 | 103,775 | Feb 20, 2019, 04:44 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jan 31, 2019 | Option Exercise | $80.59 | 593 | 47,790 | 2,769,409 | Feb 04, 2019, 06:58 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jan 31, 2019 | Option Exercise | $80.59 | 593 | 47,790 | 2,769,744 | Feb 04, 2019, 06:58 PM |
| Karam Celia | Chief Audit Officer | Oct 31, 2018 | Option Exercise | $89.30 | 319 | 28,487 | 5,520 | Nov 02, 2018, 04:07 PM |
| Dean Lia | Head of Bank Mktg and Retail | Oct 31, 2018 | Option Exercise | $89.30 | 346 | 30,898 | 18,294 | Nov 02, 2018, 04:05 PM |
| Golden Timothy P | Controller | Aug 02, 2018 | Sale | $95.85 | 4,073 | 390,397 | 14,668 | Aug 06, 2018, 04:33 PM |
| HAY LEWIS III | Director | Jul 24, 2018 | Option Exercise | $16.93 | 16,446 | 278,431 | 61,636 | Jul 25, 2018, 05:23 PM |
| HAY LEWIS III | Director | Jul 24, 2018 | Sale | $100.00 | 16,446 | 1,644,600 | 45,190 | Jul 25, 2018, 05:23 PM |
| Wassmer Michael J | President, U.S. Card | Jul 24, 2018 | Sale | $100.00 | 2,276 | 227,600 | 81,769 | Jul 25, 2018, 05:23 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jul 24, 2018 | Option Exercise | $18.28 | 242,090 | 4,425,405 | 3,011,232 | Jul 25, 2018, 05:22 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jul 24, 2018 | Sale | $99.33 | 242,090 | 24,046,555 | 2,862,424 | Jul 25, 2018, 05:22 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Jul 24, 2018 | Option Exercise | $63.73 | 19,117 | 1,218,326 | 62,567 | Jul 25, 2018, 05:22 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Jul 24, 2018 | Sale | $100.00 | 19,117 | 1,911,700 | 43,450 | Jul 25, 2018, 05:22 PM |
| WARNER BRADFORD H | Director | Jul 02, 2018 | Option Exercise | $16.93 | 4,229 | 71,597 | 56,221 | Jul 03, 2018, 04:59 PM |
| WARNER BRADFORD H | Director | Jul 02, 2018 | Sale | $92.55 | 4,229 | 391,394 | 51,992 | Jul 03, 2018, 04:59 PM |
| Wassmer Michael J | President, U.S. Card | Jun 14, 2018 | Sale | $98.00 | 1,787 | 175,126 | 84,045 | Jun 18, 2018, 04:30 PM |
| Wassmer Michael J | President, U.S. Card | Jun 07, 2018 | Sale | $96.90 | 2,203 | 213,471 | 85,832 | Jun 11, 2018, 04:54 PM |
| Berson Jory A | Chief Human Resources Officer | Jun 07, 2018 | Sale | $97.09 | 18,909 | 1,835,875 | 65,574 | Jun 11, 2018, 04:53 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | May 15, 2018 | Sale | $95.00 | 4,860 | 461,700 | 43,450 | May 16, 2018, 04:18 PM |
| Blackley Richard Scott | Chief Financial Officer | May 09, 2018 | Option Exercise | $92.11 | 1,620 | 149,218 | 36,917 | May 11, 2018, 04:09 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | May 08, 2018 | Sale | $95.00 | 11,584 | 1,100,480 | 48,310 | May 10, 2018, 06:51 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | May 08, 2018 | Option Exercise | $18.28 | 511 | 9,341 | 2,769,649 | May 10, 2018, 06:50 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | May 08, 2018 | Sale | $95.00 | 511 | 48,545 | 2,769,138 | May 10, 2018, 06:50 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Apr 26, 2018 | Sale | $92.80 | 12,214 | 1,133,456 | 63,294 | Apr 30, 2018, 05:04 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Apr 25, 2018 | Option Exercise | $18.28 | 242,600 | 4,434,728 | 3,011,738 | Apr 27, 2018, 05:00 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Apr 25, 2018 | Sale | $93.13 | 242,600 | 22,594,332 | 2,958,775 | Apr 27, 2018, 05:00 PM |
| Golden Timothy P | Controller | Apr 03, 2018 | Option Exercise | $95.44 | 1,754 | 167,402 | 18,594 | Apr 05, 2018, 04:04 PM |
| WARNER BRADFORD H | Director | Apr 02, 2018 | Option Exercise | $16.93 | 3,000 | 50,790 | 53,085 | Apr 04, 2018, 04:11 PM |
| WARNER BRADFORD H | Director | Apr 02, 2018 | Sale | $95.05 | 3,000 | 285,150 | 50,885 | Apr 04, 2018, 04:11 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Mar 22, 2018 | Sale | $97.00 | 1,711 | 165,967 | 15,894 | Mar 26, 2018, 05:10 PM |
| Blackley Richard Scott | Chief Financial Officer | Mar 16, 2018 | Sale | $98.19 | 2,194 | 215,429 | 38,537 | Mar 20, 2018, 04:03 PM |
| Wassmer Michael J | President, U.S. Card | Mar 08, 2018 | Option Exercise | $98.15 | 3,231 | 317,123 | 88,625 | Mar 12, 2018, 04:13 PM |
| Slocum Michael | President, Commercial Banking | Mar 08, 2018 | Option Exercise | $98.15 | 6,725 | 660,059 | 54,646 | Mar 12, 2018, 04:13 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Mar 08, 2018 | Option Exercise | $98.15 | 1,598 | 156,844 | 17,605 | Mar 12, 2018, 04:13 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 08, 2018 | Option Exercise | $98.15 | 5,576 | 547,284 | 88,552 | Mar 12, 2018, 04:13 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 08, 2018 | Option Exercise | $98.15 | 6,619 | 649,655 | 61,204 | Mar 12, 2018, 04:12 PM |
| FINNERAN JOHN G JR | Chief Risk Officer & Corp Secy | Mar 08, 2018 | Option Exercise | $98.15 | 7,300 | 716,495 | 108,825 | Mar 12, 2018, 04:12 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Mar 08, 2018 | Option Exercise | $98.15 | 83,093 | 8,155,578 | 2,769,138 | Mar 12, 2018, 04:11 PM |
| Eder Noelle K | Chief Card Cust. Exp. Officer | Mar 08, 2018 | Option Exercise | $98.15 | 630 | 61,835 | 41,876 | Mar 12, 2018, 04:11 PM |
| Cooper Matthew W | General Counsel | Mar 08, 2018 | Option Exercise | $98.15 | 1,368 | 134,269 | 27,295 | Mar 12, 2018, 04:11 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Mar 08, 2018 | Option Exercise | $98.15 | 6,445 | 632,577 | 72,108 | Mar 12, 2018, 04:10 PM |
| Blackley Richard Scott | Chief Financial Officer | Mar 08, 2018 | Option Exercise | $98.15 | 1,803 | 176,964 | 40,731 | Mar 12, 2018, 04:10 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 08, 2018 | Option Exercise | $98.15 | 5,870 | 576,141 | 84,420 | Mar 12, 2018, 04:09 PM |
| Alexander Robert M. | Chief Information Officer | Mar 08, 2018 | Option Exercise | $98.15 | 5,283 | 518,526 | 82,399 | Mar 12, 2018, 04:09 PM |
| Blackley Richard Scott | Chief Financial Officer | Mar 01, 2018 | Sale | $98.12 | 10,000 | 981,200 | 38,537 | Mar 05, 2018, 05:47 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Feb 22, 2018 | Sale | $97.74 | 5,607 | 548,028 | 15,894 | Feb 26, 2018, 04:29 PM |
| Wassmer Michael J | President, U.S. Card | Feb 15, 2018 | Option Exercise | $99.52 | 15,216 | 1,514,296 | 103,546 | Feb 20, 2018, 06:33 PM |
| Wassmer Michael J | President, U.S. Card | Feb 15, 2018 | Option Exercise | $98.67 | 6,036 | 595,572 | 89,281 | Feb 20, 2018, 06:33 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2018 | Option Exercise | $99.52 | 17,356 | 1,727,269 | 70,398 | Feb 20, 2018, 06:33 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2018 | Option Exercise | $98.67 | 7,883 | 777,816 | 54,251 | Feb 20, 2018, 06:33 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Feb 15, 2018 | Option Exercise | $99.52 | 7,813 | 777,550 | 31,608 | Feb 20, 2018, 06:33 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Feb 15, 2018 | Option Exercise | $98.67 | 2,796 | 275,881 | 23,599 | Feb 20, 2018, 06:33 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2018 | Option Exercise | $99.52 | 18,962 | 1,887,098 | 99,455 | Feb 20, 2018, 06:32 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2018 | Option Exercise | $98.67 | 4,720 | 465,722 | 83,326 | Feb 20, 2018, 06:32 PM |
| Newkirk Christopher T | Pres., Intl and Small Business | Feb 15, 2018 | Option Exercise | $99.52 | 7,884 | 784,616 | 39,991 | Feb 20, 2018, 06:32 PM |
| Newkirk Christopher T | Pres., Intl and Small Business | Feb 15, 2018 | Option Exercise | $98.67 | 2,699 | 266,310 | 32,722 | Feb 20, 2018, 06:32 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2018 | Option Exercise | $99.52 | 18,688 | 1,859,830 | 75,464 | Feb 20, 2018, 06:32 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2018 | Option Exercise | $98.67 | 6,378 | 629,317 | 58,890 | Feb 20, 2018, 06:32 PM |
| FINNERAN JOHN G JR | Chief Risk Officer & Corp Secy | Feb 15, 2018 | Option Exercise | $99.52 | 20,033 | 1,993,684 | 124,816 | Feb 20, 2018, 06:31 PM |
| FINNERAN JOHN G JR | Chief Risk Officer & Corp Secy | Feb 15, 2018 | Option Exercise | $98.67 | 8,072 | 796,464 | 106,516 | Feb 20, 2018, 06:31 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 15, 2018 | Option Exercise | $99.52 | 38,214 | 3,803,057 | 2,677,894 | Feb 20, 2018, 06:31 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 15, 2018 | Option Exercise | $98.67 | 9,908 | 977,622 | 2,667,986 | Feb 20, 2018, 06:31 PM |
| Eder Noelle K | Chief Card Cust. Exp. Officer | Feb 15, 2018 | Option Exercise | $99.52 | 9,897 | 984,949 | 53,706 | Feb 20, 2018, 06:31 PM |
| Eder Noelle K | Chief Card Cust. Exp. Officer | Feb 15, 2018 | Option Exercise | $98.67 | 3,188 | 314,560 | 44,033 | Feb 20, 2018, 06:31 PM |
| Cooper Matthew W | General Counsel | Feb 15, 2018 | Option Exercise | $99.52 | 7,931 | 789,293 | 35,800 | Feb 20, 2018, 06:30 PM |
| Cooper Matthew W | General Counsel | Feb 15, 2018 | Option Exercise | $98.67 | 2,758 | 272,132 | 27,809 | Feb 20, 2018, 06:30 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2018 | Option Exercise | $99.52 | 17,516 | 1,743,192 | 84,858 | Feb 20, 2018, 06:30 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2018 | Option Exercise | $98.67 | 5,573 | 549,888 | 69,219 | Feb 20, 2018, 06:30 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2018 | Option Exercise | $99.52 | 13,013 | 1,295,054 | 64,094 | Feb 20, 2018, 06:30 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2018 | Option Exercise | $98.67 | 3,889 | 383,728 | 51,664 | Feb 20, 2018, 06:30 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2018 | Option Exercise | $99.52 | 16,501 | 1,642,179 | 95,001 | Feb 20, 2018, 06:29 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2018 | Option Exercise | $98.67 | 5,045 | 497,790 | 80,824 | Feb 20, 2018, 06:29 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2018 | Option Exercise | $99.52 | 16,074 | 1,599,684 | 93,356 | Feb 20, 2018, 06:29 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2018 | Option Exercise | $98.67 | 4,645 | 458,322 | 79,374 | Feb 20, 2018, 06:29 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 01, 2018 | Option Exercise | $104.72 | 1,043 | 109,223 | 2,678,553 | Feb 05, 2018, 05:33 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 01, 2018 | Option Exercise | $104.72 | 667 | 69,848 | 2,678,937 | Feb 05, 2018, 05:33 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 29, 2018 | Sale | $104.99 | 52,128 | 5,472,993 | 3,600 | Jan 31, 2018, 04:25 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 29, 2018 | Sale | $105.17 | 15,764 | 1,657,900 | 0 | Jan 31, 2018, 04:25 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 25, 2018 | Option Exercise | $18.28 | 185,202 | 3,385,493 | 2,863,472 | Jan 26, 2018, 05:52 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 24, 2018 | Option Exercise | $18.28 | 300,000 | 5,484,000 | 2,978,270 | Jan 26, 2018, 05:52 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 25, 2018 | Sale | $104.61 | 185,202 | 19,373,741 | 2,751,599 | Jan 26, 2018, 05:52 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 24, 2018 | Sale | $105.39 | 300,000 | 31,616,420 | 2,954,235 | Jan 26, 2018, 05:52 PM |
| Slocum Michael | President, Commercial Banking | Jan 12, 2018 | Option Exercise | $56.32 | 27,818 | 1,566,710 | 73,392 | Jan 17, 2018, 04:10 PM |
| Slocum Michael | President, Commercial Banking | Jan 12, 2018 | Sale | $105.00 | 27,818 | 2,920,890 | 45,574 | Jan 17, 2018, 04:10 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 12, 2018 | Sale | $105.00 | 10,086 | 1,059,030 | 71,367 | Jan 17, 2018, 04:07 PM |
| HACKETT ANN F | Director | Jan 04, 2018 | Option Exercise | $16.93 | 6,361 | 107,692 | 64,372 | Jan 08, 2018, 04:10 PM |
| HACKETT ANN F | Director | Jan 04, 2018 | Sale | $102.00 | 6,361 | 648,822 | 58,011 | Jan 08, 2018, 04:10 PM |
| WARNER BRADFORD H | Director | Jan 02, 2018 | Option Exercise | $16.93 | 3,000 | 50,790 | 53,085 | Jan 04, 2018, 05:18 PM |
| WARNER BRADFORD H | Director | Jan 02, 2018 | Sale | $99.46 | 3,000 | 298,392 | 50,285 | Jan 04, 2018, 05:18 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 02, 2018 | Option Exercise | $48.28 | 56,624 | 2,733,807 | 144,280 | Jan 04, 2018, 05:17 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 02, 2018 | Sale | $99.23 | 47,729 | 4,735,924 | 98,580 | Jan 04, 2018, 05:17 PM |
| Slocum Michael | President, Commercial Banking | Dec 22, 2017 | Option Exercise | $48.28 | 26,405 | 1,274,833 | 71,979 | Dec 27, 2017, 04:10 PM |
| Slocum Michael | President, Commercial Banking | Dec 22, 2017 | Sale | $100.00 | 26,405 | 2,640,500 | 45,574 | Dec 27, 2017, 04:10 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 22, 2017 | Option Exercise | $49.64 | 60,965 | 3,026,445 | 237,731 | Dec 27, 2017, 04:10 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 22, 2017 | Sale | $100.00 | 156,278 | 15,627,800 | 81,453 | Dec 27, 2017, 04:10 PM |
| HACKETT ANN F | Director | Dec 18, 2017 | Option Exercise | $16.93 | 7,000 | 118,510 | 65,011 | Dec 20, 2017, 04:20 PM |
| HACKETT ANN F | Director | Dec 18, 2017 | Sale | $98.00 | 7,000 | 686,000 | 58,011 | Dec 20, 2017, 04:20 PM |
| Alexander Robert M. | Chief Information Officer | Dec 15, 2017 | Sale | $96.74 | 6,716 | 649,706 | 70,273 | Dec 19, 2017, 04:23 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 14, 2017 | Option Exercise | $47.07 | 65,304 | 3,073,997 | 131,472 | Dec 18, 2017, 04:35 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 14, 2017 | Sale | $95.00 | 83,046 | 7,889,370 | 48,426 | Dec 18, 2017, 04:35 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 04, 2017 | Option Exercise | $45.75 | 37,670 | 1,723,403 | 137,445 | Dec 06, 2017, 08:26 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 04, 2017 | Sale | $95.02 | 66,490 | 6,317,899 | 106,023 | Dec 06, 2017, 08:26 PM |
| HACKETT ANN F | Director | Dec 04, 2017 | Option Exercise | $16.93 | 7,000 | 118,510 | 65,011 | Dec 06, 2017, 08:26 PM |
| HACKETT ANN F | Director | Dec 04, 2017 | Sale | $95.00 | 7,000 | 665,000 | 58,011 | Dec 06, 2017, 08:26 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 04, 2017 | Sale | $95.00 | 6,490 | 616,550 | 15,764 | Dec 06, 2017, 08:25 PM |
| Slocum Michael | President, Commercial Banking | Dec 04, 2017 | Sale | $95.00 | 8,039 | 763,705 | 45,574 | Dec 06, 2017, 08:25 PM |
| WARNER BRADFORD H | Director | Dec 04, 2017 | Option Exercise | $16.93 | 7,000 | 118,510 | 57,085 | Dec 06, 2017, 08:25 PM |
| WARNER BRADFORD H | Director | Dec 04, 2017 | Sale | $94.94 | 7,000 | 664,580 | 50,085 | Dec 06, 2017, 08:25 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 04, 2017 | Option Exercise | $48.28 | 37,204 | 1,796,209 | 207,418 | Dec 06, 2017, 08:24 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 04, 2017 | Sale | $95.00 | 30,652 | 2,911,940 | 176,766 | Dec 06, 2017, 08:24 PM |
| Alexander Robert M. | Chief Information Officer | Dec 04, 2017 | Option Exercise | $48.95 | 63,740 | 3,120,073 | 153,343 | Dec 05, 2017, 05:05 PM |
| Alexander Robert M. | Chief Information Officer | Dec 04, 2017 | Sale | $94.84 | 76,354 | 7,241,537 | 89,603 | Dec 05, 2017, 05:05 PM |
| Alexander Robert M. | Chief Information Officer | Dec 01, 2017 | Sale | $92.18 | 5,000 | 460,900 | 89,603 | Dec 05, 2017, 05:05 PM |
| Slocum Michael | President, Commercial Banking | Nov 03, 2017 | Sale | $91.99 | 8,292 | 762,781 | 53,613 | Nov 07, 2017, 04:16 PM |
| Eder Noelle K | Chief Card Cust. Exp. Officer | Oct 31, 2017 | Option Exercise | $92.18 | 2,997 | 276,263 | 35,806 | Nov 02, 2017, 04:52 PM |
| SHATTUCK MAYO A III | Director | Oct 27, 2017 | Option Exercise | $27.61 | 24,167 | 667,329 | 68,117 | Oct 31, 2017, 04:46 PM |
| SHATTUCK MAYO A III | Director | Oct 27, 2017 | Sale | $92.71 | 24,167 | 2,240,523 | 43,950 | Oct 31, 2017, 04:46 PM |
| HACKETT ANN F | Director | Oct 25, 2017 | Option Exercise | $47.29 | 11,055 | 522,791 | 69,066 | Oct 27, 2017, 04:24 PM |
| HACKETT ANN F | Director | Oct 25, 2017 | Sale | $91.18 | 11,055 | 1,007,995 | 58,011 | Oct 27, 2017, 04:24 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jul 25, 2017 | Option Exercise | $50.99 | 300,000 | 15,297,001 | 2,980,556 | Jul 27, 2017, 06:00 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jul 26, 2017 | Option Exercise | $50.99 | 67,419 | 3,437,695 | 2,747,975 | Jul 27, 2017, 06:00 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jul 25, 2017 | Sale | $87.19 | 300,000 | 26,156,888 | 2,698,844 | Jul 27, 2017, 06:00 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jul 26, 2017 | Sale | $86.27 | 67,419 | 5,816,129 | 2,687,438 | Jul 27, 2017, 06:00 PM |
| Blackley Richard Scott | Chief Financial Officer | May 09, 2017 | Option Exercise | $82.32 | 1,714 | 141,096 | 41,259 | May 11, 2017, 04:56 PM |
| Slocum Michael | President, Commercial Banking | May 05, 2017 | Sale | $82.16 | 6,276 | 515,636 | 61,905 | May 08, 2017, 04:25 PM |
| Wassmer Michael J | President, U.S. Card | Apr 03, 2017 | Sale | $86.88 | 734 | 63,770 | 79,998 | Apr 05, 2017, 04:16 PM |
| Newkirk Christopher T | Pres., Intl. and Sm. Bus. Card | Mar 16, 2017 | Sale | $90.46 | 5,238 | 473,829 | 26,364 | Mar 20, 2017, 04:06 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 13, 2017 | Option Exercise | $48.28 | 57,457 | 2,774,024 | 162,542 | Mar 15, 2017, 05:31 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 13, 2017 | Sale | $92.08 | 63,562 | 5,852,643 | 113,579 | Mar 15, 2017, 05:31 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 08, 2017 | Option Exercise | $92.40 | 6,548 | 605,035 | 105,085 | Mar 10, 2017, 04:46 PM |
| Alexander Robert M. | Chief Information Officer | Mar 08, 2017 | Option Exercise | $92.40 | 5,617 | 519,011 | 94,603 | Mar 10, 2017, 04:46 PM |
| Borgmann Kevin S. | Chief Risk Officer | Mar 08, 2017 | Option Exercise | $92.40 | 5,427 | 501,455 | 57,637 | Mar 10, 2017, 04:46 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Mar 08, 2017 | Option Exercise | $92.40 | 8,113 | 749,641 | 139,784 | Mar 10, 2017, 04:45 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 08, 2017 | Option Exercise | $92.40 | 6,270 | 579,348 | 169,461 | Mar 10, 2017, 04:45 PM |
| Slocum Michael | President, Commercial Banking | Mar 08, 2017 | Option Exercise | $92.40 | 6,562 | 606,329 | 68,181 | Mar 10, 2017, 04:45 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Mar 08, 2017 | Option Exercise | $92.40 | 92,696 | 8,565,111 | 2,680,551 | Mar 10, 2017, 04:44 PM |
| Wassmer Michael J | President, U.S. Card | Mar 08, 2017 | Option Exercise | $92.40 | 2,679 | 247,540 | 80,591 | Mar 10, 2017, 04:44 PM |
| CRAWFORD STEPHEN S | Head of Finance and Corp Dev | Mar 08, 2017 | Option Exercise | $92.40 | 11,686 | 1,079,786 | 177,684 | Mar 10, 2017, 04:44 PM |
| Witter Jonathan W. | President, Retail Banking | Mar 08, 2017 | Option Exercise | $92.40 | 7,460 | 689,304 | 105,415 | Mar 10, 2017, 04:44 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 08, 2017 | Option Exercise | $92.40 | 7,344 | 678,586 | 66,168 | Mar 10, 2017, 04:43 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Mar 06, 2017 | Sale | $93.49 | 9,429 | 881,517 | 22,254 | Mar 08, 2017, 05:48 PM |
| Wassmer Michael J | President, U.S. Card | Mar 02, 2017 | Option Exercise | $48.95 | 18,990 | 929,561 | 98,829 | Mar 06, 2017, 04:07 PM |
| Wassmer Michael J | President, U.S. Card | Mar 02, 2017 | Sale | $95.35 | 21,175 | 2,019,126 | 78,469 | Mar 06, 2017, 04:07 PM |
| Alexander Robert M. | Chief Information Officer | Mar 02, 2017 | Sale | $95.34 | 14,446 | 1,377,293 | 89,791 | Mar 06, 2017, 04:06 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 01, 2017 | Option Exercise | $56.32 | 10,000 | 563,200 | 170,785 | Mar 03, 2017, 04:06 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 01, 2017 | Sale | $95.02 | 10,000 | 950,200 | 160,785 | Mar 03, 2017, 04:06 PM |
| Blackley Richard Scott | Chief Financial Officer | Mar 01, 2017 | Sale | $95.00 | 3,507 | 333,165 | 42,973 | Mar 03, 2017, 04:05 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 15, 2017 | Option Exercise | $88.31 | 23,012 | 2,032,190 | 123,304 | Feb 17, 2017, 07:14 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 15, 2017 | Option Exercise | $90.93 | 6,608 | 600,865 | 102,854 | Feb 17, 2017, 07:14 PM |
| Wassmer Michael J | President, U.S. Card | Feb 15, 2017 | Option Exercise | $88.31 | 14,112 | 1,246,231 | 97,293 | Feb 17, 2017, 07:13 PM |
| Wassmer Michael J | President, U.S. Card | Feb 15, 2017 | Option Exercise | $90.93 | 5,425 | 493,295 | 84,001 | Feb 17, 2017, 07:13 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2017 | Option Exercise | $88.31 | 20,979 | 1,852,655 | 86,744 | Feb 17, 2017, 07:13 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2017 | Option Exercise | $90.93 | 6,360 | 578,315 | 67,641 | Feb 17, 2017, 07:13 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2017 | Option Exercise | $88.31 | 23,568 | 2,081,290 | 184,921 | Feb 17, 2017, 07:13 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2017 | Option Exercise | $90.93 | 5,303 | 482,202 | 164,505 | Feb 17, 2017, 07:13 PM |
| Newkirk Christopher T | Pres., Intl. and Sm. Bus. Card | Feb 15, 2017 | Option Exercise | $88.31 | 5,829 | 514,759 | 38,652 | Feb 17, 2017, 07:13 PM |
| Newkirk Christopher T | Pres., Intl. and Sm. Bus. Card | Feb 15, 2017 | Option Exercise | $90.93 | 2,640 | 240,055 | 33,520 | Feb 17, 2017, 07:13 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2017 | Option Exercise | $88.31 | 22,755 | 2,009,494 | 86,031 | Feb 17, 2017, 07:12 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2017 | Option Exercise | $90.93 | 8,218 | 747,263 | 64,708 | Feb 17, 2017, 07:12 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 15, 2017 | Option Exercise | $88.31 | 24,938 | 2,202,275 | 159,316 | Feb 17, 2017, 07:12 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 15, 2017 | Option Exercise | $90.93 | 7,299 | 663,698 | 137,217 | Feb 17, 2017, 07:12 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 15, 2017 | Option Exercise | $88.31 | 38,935 | 3,438,350 | 2,590,037 | Feb 17, 2017, 07:12 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 15, 2017 | Option Exercise | $90.93 | 11,124 | 1,011,505 | 2,578,913 | Feb 17, 2017, 07:12 PM |
| Eder Noelle K | Chief Card Cust. Exp. Officer | Feb 15, 2017 | Option Exercise | $88.31 | 8,128 | 717,784 | 48,417 | Feb 17, 2017, 07:11 PM |
| Eder Noelle K | Chief Card Cust. Exp. Officer | Feb 15, 2017 | Option Exercise | $90.93 | 1,976 | 179,678 | 40,486 | Feb 17, 2017, 07:11 PM |
| CRAWFORD STEPHEN S | Head of Finance and Corp Dev | Feb 15, 2017 | Option Exercise | $88.31 | 38,308 | 3,382,979 | 210,628 | Feb 17, 2017, 07:11 PM |
| CRAWFORD STEPHEN S | Head of Finance and Corp Dev | Feb 15, 2017 | Option Exercise | $90.93 | 12,541 | 1,140,353 | 176,298 | Feb 17, 2017, 07:11 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 15, 2017 | Option Exercise | $88.31 | 20,648 | 1,823,425 | 76,785 | Feb 17, 2017, 07:11 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 15, 2017 | Option Exercise | $90.93 | 6,996 | 636,146 | 57,600 | Feb 17, 2017, 07:11 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2017 | Option Exercise | $88.31 | 9,349 | 825,610 | 57,355 | Feb 17, 2017, 07:10 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2017 | Option Exercise | $90.93 | 2,871 | 261,060 | 48,452 | Feb 17, 2017, 07:10 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2017 | Option Exercise | $88.31 | 20,727 | 1,830,401 | 119,854 | Feb 17, 2017, 07:10 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2017 | Option Exercise | $90.93 | 5,548 | 504,480 | 101,731 | Feb 17, 2017, 07:10 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2017 | Option Exercise | $88.31 | 19,564 | 1,727,697 | 123,847 | Feb 17, 2017, 07:07 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2017 | Option Exercise | $90.93 | 4,999 | 454,559 | 106,516 | Feb 17, 2017, 07:07 PM |
| Eder Noelle K | Chief Card Cust. Exp. Officer | Feb 14, 2017 | Option Exercise | $82.08 | 30,993 | 2,543,905 | 71,772 | Feb 16, 2017, 04:29 PM |
| Eder Noelle K | Chief Card Cust. Exp. Officer | Feb 14, 2017 | Sale | $89.70 | 30,993 | 2,780,073 | 56,276 | Feb 16, 2017, 04:29 PM |
| GROSS PATRICK W | Director | Feb 10, 2017 | Option Exercise | $46.27 | 41,060 | 1,899,697 | 88,899 | Feb 14, 2017, 04:58 PM |
| GROSS PATRICK W | Director | Feb 10, 2017 | Sale | $88.50 | 41,060 | 3,633,810 | 47,839 | Feb 14, 2017, 04:58 PM |
| SHATTUCK MAYO A III | Director | Feb 07, 2017 | Option Exercise | $74.72 | 3,415 | 255,169 | 45,304 | Feb 09, 2017, 04:41 PM |
| SHATTUCK MAYO A III | Director | Feb 07, 2017 | Sale | $87.25 | 3,415 | 297,959 | 41,889 | Feb 09, 2017, 04:41 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 02, 2017 | Option Exercise | $86.34 | 1,694 | 146,260 | 2,591,168 | Feb 06, 2017, 07:24 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 02, 2017 | Option Exercise | $86.34 | 965 | 83,318 | 2,591,731 | Feb 06, 2017, 07:24 PM |
| Wassmer Michael J | President, U.S. Card | Feb 01, 2017 | Option Exercise | $76.79 | 8,750 | 671,913 | 75,689 | Feb 03, 2017, 04:40 PM |
| Wassmer Michael J | President, U.S. Card | Feb 01, 2017 | Sale | $88.10 | 8,750 | 770,875 | 66,939 | Feb 03, 2017, 04:40 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 01, 2017 | Option Exercise | $57.56 | 29,540 | 1,700,441 | 85,497 | Feb 03, 2017, 04:40 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 01, 2017 | Sale | $88.20 | 39,297 | 3,465,851 | 49,000 | Feb 03, 2017, 04:40 PM |
| LEROY PIERRE E | Director | Jan 30, 2017 | Option Exercise | $74.72 | 4,098 | 306,203 | 48,298 | Feb 01, 2017, 04:25 PM |
| LEROY PIERRE E | Director | Jan 30, 2017 | Sale | $88.09 | 8,998 | 792,634 | 39,300 | Feb 01, 2017, 04:25 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 30, 2017 | Option Exercise | $50.99 | 145,974 | 7,443,215 | 2,738,995 | Feb 01, 2017, 04:25 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 30, 2017 | Sale | $88.21 | 145,974 | 12,876,539 | 2,633,146 | Feb 01, 2017, 04:25 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 26, 2017 | Option Exercise | $50.99 | 300,000 | 15,297,001 | 2,893,021 | Jan 30, 2017, 04:41 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 27, 2017 | Option Exercise | $50.99 | 300,000 | 15,297,001 | 2,893,021 | Jan 30, 2017, 04:41 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 26, 2017 | Sale | $88.91 | 300,000 | 26,674,178 | 2,746,792 | Jan 30, 2017, 04:41 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 27, 2017 | Sale | $89.32 | 300,000 | 26,795,079 | 2,596,221 | Jan 30, 2017, 04:41 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 14, 2016 | Option Exercise | $76.79 | 20,000 | 1,535,800 | 108,742 | Dec 19, 2016, 04:53 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 14, 2016 | Sale | $88.84 | 20,000 | 1,776,800 | 108,342 | Dec 19, 2016, 04:53 PM |
| HAY LEWIS III | Director | Dec 12, 2016 | Option Exercise | $55.15 | 12,515 | 690,198 | 53,737 | Dec 14, 2016, 05:02 PM |
| HAY LEWIS III | Director | Dec 12, 2016 | Sale | $90.43 | 12,515 | 1,131,710 | 51,737 | Dec 14, 2016, 05:02 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 12, 2016 | Option Exercise | $76.79 | 23,560 | 1,809,172 | 175,387 | Dec 14, 2016, 05:01 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 12, 2016 | Sale | $90.37 | 23,560 | 2,129,172 | 165,687 | Dec 14, 2016, 05:01 PM |
| Alexander Robert M. | Chief Information Officer | Dec 12, 2016 | Option Exercise | $76.79 | 29,190 | 2,241,500 | 131,050 | Dec 14, 2016, 05:01 PM |
| Alexander Robert M. | Chief Information Officer | Dec 12, 2016 | Sale | $90.38 | 35,107 | 3,172,900 | 114,250 | Dec 14, 2016, 05:01 PM |
| Berson Jory A | Chief Human Resources Officer | Nov 23, 2016 | Option Exercise | $62.75 | 107,800 | 6,764,023 | 206,925 | Nov 28, 2016, 05:40 PM |
| Berson Jory A | Chief Human Resources Officer | Nov 23, 2016 | Sale | $84.00 | 115,650 | 9,714,600 | 91,275 | Nov 28, 2016, 05:40 PM |
| Berson Jory A | Chief Human Resources Officer | Nov 11, 2016 | Sale | $80.00 | 7,086 | 566,880 | 99,125 | Nov 15, 2016, 06:30 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Nov 11, 2016 | Option Exercise | $76.79 | 88,510 | 6,796,683 | 229,326 | Nov 15, 2016, 06:30 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Nov 11, 2016 | Sale | $80.85 | 88,510 | 7,156,033 | 140,816 | Nov 15, 2016, 06:30 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Nov 09, 2016 | Option Exercise | $66.24 | 361,982 | 23,975,942 | 2,954,998 | Nov 14, 2016, 06:10 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Nov 11, 2016 | Option Exercise | $50.99 | 132,942 | 6,778,713 | 2,725,958 | Nov 14, 2016, 06:10 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Nov 10, 2016 | Option Exercise | $76.45 | 378,100 | 28,905,744 | 2,971,116 | Nov 14, 2016, 06:10 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Nov 09, 2016 | Sale | $75.98 | 361,982 | 27,502,019 | 2,809,767 | Nov 14, 2016, 06:10 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Nov 11, 2016 | Sale | $80.10 | 132,942 | 10,648,654 | 2,593,016 | Nov 14, 2016, 06:10 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Nov 10, 2016 | Sale | $78.35 | 378,100 | 29,624,400 | 2,926,338 | Nov 14, 2016, 06:10 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Oct 31, 2016 | Option Exercise | $50.99 | 4,300 | 219,257 | 2,597,316 | Nov 02, 2016, 04:53 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Oct 31, 2016 | Sale | $75.12 | 4,300 | 323,016 | 2,593,016 | Nov 02, 2016, 04:53 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Oct 27, 2016 | Option Exercise | $50.99 | 259,114 | 13,212,223 | 2,852,130 | Oct 31, 2016, 04:38 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Oct 28, 2016 | Option Exercise | $50.99 | 6,800 | 346,732 | 2,599,816 | Oct 31, 2016, 04:38 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Oct 27, 2016 | Sale | $75.16 | 259,114 | 19,475,009 | 2,593,016 | Oct 31, 2016, 04:38 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Oct 28, 2016 | Sale | $75.03 | 6,800 | 510,204 | 2,593,016 | Oct 31, 2016, 04:38 PM |
| CRAWFORD STEPHEN S | Head of Finance and Corp Dev | Jun 22, 2016 | Option Exercise | $63.93 | 39,077 | 2,498,193 | 156,127 | Jun 24, 2016, 04:28 PM |
| Witter Jonathan W. | President, Retail Banking | Mar 08, 2016 | Option Exercise | $68.49 | 9,899 | 677,982 | 89,793 | Mar 10, 2016, 04:29 PM |
| Slocum Michael | President, Commercial Banking | Mar 08, 2016 | Option Exercise | $68.49 | 7,931 | 543,194 | 55,047 | Mar 10, 2016, 04:29 PM |
| Schneider Ryan M. | President, Card | Mar 08, 2016 | Option Exercise | $68.49 | 9,167 | 627,848 | 182,790 | Mar 10, 2016, 04:29 PM |
| Borgmann Kevin S. | Chief Risk Officer | Mar 08, 2016 | Option Exercise | $68.49 | 3,914 | 268,070 | 55,957 | Mar 10, 2016, 04:29 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 08, 2016 | Option Exercise | $68.49 | 7,725 | 529,085 | 150,747 | Mar 10, 2016, 04:29 PM |
| Alexander Robert M. | Chief Information Officer | Mar 08, 2016 | Option Exercise | $68.49 | 7,466 | 511,346 | 101,828 | Mar 10, 2016, 04:29 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Mar 08, 2016 | Option Exercise | $68.49 | 9,997 | 684,695 | 142,216 | Mar 10, 2016, 04:29 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Mar 08, 2016 | Option Exercise | $68.49 | 117,639 | 8,057,095 | 2,593,005 | Mar 10, 2016, 04:29 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 08, 2016 | Option Exercise | $68.49 | 8,475 | 580,453 | 88,742 | Mar 10, 2016, 04:29 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 08, 2016 | Option Exercise | $68.49 | 8,310 | 569,152 | 105,170 | Mar 10, 2016, 04:29 PM |
| Blackley Richard Scott | Principal Accounting Officer | Mar 01, 2016 | Sale | $66.61 | 5,239 | 348,970 | 18,044 | Mar 03, 2016, 04:15 PM |
| Blackley Richard Scott | Principal Accounting Officer | Feb 15, 2016 | Option Exercise | $62.51 | 4,842 | 302,673 | 26,779 | Feb 17, 2016, 05:21 PM |
| Blackley Richard Scott | Principal Accounting Officer | Feb 15, 2016 | Option Exercise | $62.54 | 1,738 | 108,695 | 29,024 | Feb 17, 2016, 05:21 PM |
| CRAWFORD STEPHEN S | Chief Financial Officer | Feb 15, 2016 | Option Exercise | $62.51 | 29,218 | 1,826,417 | 217,665 | Feb 17, 2016, 05:21 PM |
| CRAWFORD STEPHEN S | Chief Financial Officer | Feb 15, 2016 | Option Exercise | $62.54 | 8,850 | 553,479 | 229,153 | Feb 17, 2016, 05:21 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 15, 2016 | Option Exercise | $62.51 | 17,594 | 1,099,801 | 93,719 | Feb 17, 2016, 05:20 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 15, 2016 | Option Exercise | $62.54 | 3,825 | 239,216 | 99,722 | Feb 17, 2016, 05:20 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2016 | Option Exercise | $62.51 | 15,725 | 982,970 | 60,920 | Feb 17, 2016, 05:20 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2016 | Option Exercise | $62.54 | 3,542 | 221,517 | 66,330 | Feb 17, 2016, 05:20 PM |
| Schneider Ryan M. | President, Card | Feb 15, 2016 | Option Exercise | $62.51 | 22,002 | 1,375,345 | 190,760 | Feb 17, 2016, 05:20 PM |
| Schneider Ryan M. | President, Card | Feb 15, 2016 | Option Exercise | $62.54 | 5,886 | 368,110 | 199,247 | Feb 17, 2016, 05:20 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 15, 2016 | Option Exercise | $62.51 | 15,162 | 947,777 | 64,081 | Feb 17, 2016, 05:20 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 15, 2016 | Option Exercise | $62.54 | 3,064 | 191,623 | 69,045 | Feb 17, 2016, 05:20 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2016 | Option Exercise | $62.51 | 16,856 | 1,053,669 | 93,701 | Feb 17, 2016, 05:20 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2016 | Option Exercise | $62.54 | 3,608 | 225,644 | 99,266 | Feb 17, 2016, 05:20 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2016 | Option Exercise | $62.51 | 18,021 | 1,126,493 | 153,774 | Feb 17, 2016, 05:20 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2016 | Option Exercise | $62.54 | 3,228 | 201,879 | 159,610 | Feb 17, 2016, 05:20 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 15, 2016 | Option Exercise | $62.51 | 14,791 | 924,585 | 142,485 | Feb 17, 2016, 05:20 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 15, 2016 | Option Exercise | $62.54 | 4,292 | 268,422 | 154,027 | Feb 17, 2016, 05:20 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 15, 2016 | Option Exercise | $62.51 | 4,302 | 268,918 | 147,364 | Feb 17, 2016, 05:20 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2016 | Option Exercise | $62.51 | 16,155 | 1,009,849 | 108,298 | Feb 17, 2016, 05:20 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2016 | Option Exercise | $62.54 | 3,420 | 213,887 | 113,905 | Feb 17, 2016, 05:20 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2016 | Option Exercise | $62.51 | 14,600 | 912,646 | 104,897 | Feb 17, 2016, 05:20 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2016 | Option Exercise | $62.54 | 2,739 | 171,297 | 109,605 | Feb 17, 2016, 05:20 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 10, 2016 | Option Exercise | $62.74 | 3,907 | 245,125 | 83,901 | Feb 12, 2016, 05:47 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 10, 2016 | Option Exercise | $62.24 | 2,468 | 153,608 | 87,808 | Feb 12, 2016, 05:47 PM |
| Slocum Michael | President, Commercial Banking | Feb 10, 2016 | Option Exercise | $62.74 | 3,282 | 205,913 | 52,313 | Feb 12, 2016, 05:47 PM |
| Slocum Michael | President, Commercial Banking | Feb 10, 2016 | Option Exercise | $62.24 | 2,050 | 127,592 | 55,595 | Feb 12, 2016, 05:47 PM |
| Schneider Ryan M. | President, Card | Feb 10, 2016 | Option Exercise | $62.74 | 5,201 | 326,311 | 179,580 | Feb 12, 2016, 05:47 PM |
| Schneider Ryan M. | President, Card | Feb 10, 2016 | Option Exercise | $62.24 | 2,286 | 142,281 | 184,781 | Feb 12, 2016, 05:47 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 10, 2016 | Option Exercise | $62.74 | 3,497 | 219,402 | 84,174 | Feb 12, 2016, 05:47 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 10, 2016 | Option Exercise | $62.24 | 2,113 | 131,513 | 87,671 | Feb 12, 2016, 05:47 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 10, 2016 | Option Exercise | $62.74 | 4,537 | 284,651 | 136,865 | Feb 12, 2016, 05:47 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 10, 2016 | Option Exercise | $62.24 | 2,496 | 155,351 | 141,402 | Feb 12, 2016, 05:47 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 10, 2016 | Option Exercise | $62.74 | 2,347 | 147,251 | 55,245 | Feb 12, 2016, 05:47 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 10, 2016 | Option Exercise | $62.24 | 1,756 | 109,293 | 57,592 | Feb 12, 2016, 05:47 PM |
| Blackley Richard Scott | Principal Accounting Officer | Feb 10, 2016 | Option Exercise | $62.24 | 858 | 53,402 | 25,021 | Feb 12, 2016, 05:47 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 10, 2016 | Option Exercise | $62.74 | 4,024 | 252,466 | 99,267 | Feb 12, 2016, 05:47 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 10, 2016 | Option Exercise | $62.24 | 2,018 | 125,600 | 103,291 | Feb 12, 2016, 05:47 PM |
| Alexander Robert M. | Chief Information Officer | Feb 10, 2016 | Option Exercise | $62.74 | 3,287 | 206,226 | 96,370 | Feb 12, 2016, 05:47 PM |
| Alexander Robert M. | Chief Information Officer | Feb 10, 2016 | Option Exercise | $62.24 | 1,814 | 112,903 | 99,657 | Feb 12, 2016, 05:47 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 10, 2016 | Option Exercise | $62.74 | 4,254 | 266,896 | 143,030 | Feb 12, 2016, 05:47 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 10, 2016 | Option Exercise | $62.24 | 1,763 | 109,729 | 147,284 | Feb 12, 2016, 05:47 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 10, 2016 | Option Exercise | $62.74 | 38,841 | 2,436,884 | 2,464,016 | Feb 12, 2016, 05:47 PM |
| CRAWFORD STEPHEN S | Chief Financial Officer | Feb 04, 2016 | Option Exercise | $63.73 | 15,653 | 997,566 | 204,054 | Feb 08, 2016, 09:12 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 04, 2016 | Option Exercise | $63.73 | 1,568 | 99,929 | 2,465,319 | Feb 08, 2016, 09:11 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 04, 2016 | Option Exercise | $63.73 | 1,024 | 65,260 | 2,465,584 | Feb 08, 2016, 09:11 PM |
| Slocum Michael | President, Commercial Banking | Nov 03, 2015 | Sale | $80.86 | 2,930 | 236,920 | 37,573 | Nov 05, 2015, 05:19 PM |
| Borgmann Kevin S. | Chief Risk Officer | Jul 21, 2015 | Sale | $91.42 | 1,811 | 165,562 | 40,438 | Jul 23, 2015, 05:06 PM |
| Alexander Robert M. | Chief Information Officer | Jul 20, 2015 | Option Exercise | $45.75 | 9,769 | 446,932 | 95,892 | Jul 22, 2015, 04:14 PM |
| Alexander Robert M. | Chief Information Officer | Jul 20, 2015 | Sale | $91.74 | 14,212 | 1,303,809 | 90,217 | Jul 22, 2015, 04:14 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jul 15, 2015 | Option Exercise | $88.81 | 56,510 | 5,018,653 | 178,562 | Jul 17, 2015, 05:20 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jul 15, 2015 | Sale | $90.00 | 56,510 | 5,085,900 | 122,052 | Jul 17, 2015, 05:20 PM |
| Witter Jonathan W. | President, Retail Banking | Jul 01, 2015 | Sale | $88.55 | 39,258 | 3,476,400 | 96,508 | Jul 02, 2015, 04:42 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jun 25, 2015 | Option Exercise | $88.81 | 7,140 | 634,103 | 129,192 | Jun 29, 2015, 04:19 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jun 25, 2015 | Sale | $90.00 | 7,140 | 642,600 | 122,052 | Jun 29, 2015, 04:19 PM |
| Alexander Robert M. | Chief Information Officer | Jun 23, 2015 | Option Exercise | $45.75 | 9,768 | 446,886 | 99,688 | Jun 25, 2015, 05:13 PM |
| Alexander Robert M. | Chief Information Officer | Jun 23, 2015 | Sale | $89.92 | 13,565 | 1,219,765 | 94,688 | Jun 25, 2015, 05:13 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jun 22, 2015 | Option Exercise | $48.95 | 49,890 | 2,442,116 | 171,942 | Jun 24, 2015, 05:43 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jun 22, 2015 | Sale | $89.00 | 49,890 | 4,440,210 | 122,052 | Jun 24, 2015, 05:43 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jun 15, 2015 | Option Exercise | $48.95 | 100,000 | 4,895,000 | 222,052 | Jun 17, 2015, 04:31 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jun 15, 2015 | Sale | $87.30 | 100,000 | 8,730,000 | 122,052 | Jun 17, 2015, 04:31 PM |
| Alexander Robert M. | Chief Information Officer | Jun 11, 2015 | Option Exercise | $45.75 | 9,767 | 446,840 | 102,519 | Jun 15, 2015, 04:25 PM |
| Alexander Robert M. | Chief Information Officer | Jun 11, 2015 | Sale | $87.74 | 12,599 | 1,105,436 | 98,514 | Jun 15, 2015, 04:25 PM |
| Alexander Robert M. | Chief Information Officer | Jun 10, 2015 | Option Exercise | $18.28 | 7,925 | 144,869 | 106,677 | Jun 12, 2015, 04:08 PM |
| Alexander Robert M. | Chief Information Officer | Jun 10, 2015 | Sale | $85.74 | 13,925 | 1,193,929 | 100,677 | Jun 12, 2015, 04:08 PM |
| Schneider Ryan M. | President, Card | Jun 10, 2015 | Option Exercise | $48.95 | 21,600 | 1,057,320 | 177,358 | Jun 12, 2015, 04:08 PM |
| Schneider Ryan M. | President, Card | Jun 10, 2015 | Sale | $86.00 | 21,600 | 1,857,600 | 155,758 | Jun 12, 2015, 04:08 PM |
| Schneider Ryan M. | President, Card | May 29, 2015 | Option Exercise | $47.15 | 86,378 | 4,072,434 | 295,593 | Jun 02, 2015, 06:53 PM |
| Schneider Ryan M. | President, Card | Jun 01, 2015 | Option Exercise | $48.95 | 4,300 | 210,485 | 159,779 | Jun 02, 2015, 06:53 PM |
| Schneider Ryan M. | President, Card | Jun 01, 2015 | Sale | $84.00 | 4,300 | 361,200 | 155,479 | Jun 02, 2015, 06:53 PM |
| Schneider Ryan M. | President, Card | May 29, 2015 | Sale | $83.80 | 140,114 | 11,741,374 | 294,693 | Jun 02, 2015, 06:53 PM |
| Slocum Michael | President, Commercial Banking | May 08, 2015 | Sale | $82.56 | 7,477 | 617,301 | 40,503 | May 12, 2015, 04:04 PM |
| Blackley Richard Scott | Principal Accounting Officer | May 06, 2015 | Sale | $82.14 | 5,379 | 441,831 | 15,611 | May 08, 2015, 04:03 PM |
| LEROY PIERRE E | Director | May 06, 2015 | Option Exercise | $46.19 | 18,689 | 863,272 | 60,449 | May 08, 2015, 04:03 PM |
| LEROY PIERRE E | Director | May 06, 2015 | Sale | $82.88 | 18,689 | 1,548,944 | 51,965 | May 08, 2015, 04:03 PM |
| GROSS PATRICK W | Director | May 04, 2015 | Option Exercise | $74.16 | 3,800 | 281,808 | 49,199 | May 06, 2015, 05:46 PM |
| GROSS PATRICK W | Director | May 04, 2015 | Sale | $82.00 | 3,800 | 311,600 | 45,399 | May 06, 2015, 05:46 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 10, 2015 | Option Exercise | $77.72 | 11,761 | 914,065 | 67,562 | Mar 12, 2015, 06:10 PM |
| Witter Jonathan W. | President, Retail Banking | Mar 10, 2015 | Option Exercise | $77.72 | 12,186 | 947,096 | 106,497 | Mar 12, 2015, 06:10 PM |
| Slocum Michael | President, Commercial Banking | Mar 10, 2015 | Option Exercise | $77.72 | 9,449 | 734,376 | 47,980 | Mar 12, 2015, 06:08 PM |
| Schneider Ryan M. | President, Card | Mar 10, 2015 | Option Exercise | $77.72 | 18,361 | 1,427,017 | 208,821 | Mar 12, 2015, 06:07 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 10, 2015 | Option Exercise | $77.72 | 13,303 | 1,033,909 | 150,851 | Mar 12, 2015, 06:07 PM |
| Alexander Robert M. | Chief Information Officer | Mar 10, 2015 | Option Exercise | $77.72 | 10,359 | 805,101 | 98,743 | Mar 12, 2015, 06:06 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Mar 10, 2015 | Option Exercise | $77.72 | 17,886 | 1,390,100 | 122,052 | Mar 12, 2015, 06:05 PM |
| Borgmann Kevin S. | Chief Risk Officer | Mar 10, 2015 | Option Exercise | $77.72 | 3,881 | 301,631 | 42,249 | Mar 12, 2015, 06:05 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 10, 2015 | Option Exercise | $77.72 | 13,316 | 1,034,920 | 84,052 | Mar 12, 2015, 06:04 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Mar 10, 2015 | Option Exercise | $77.72 | 188,516 | 14,651,464 | 2,442,262 | Mar 12, 2015, 06:03 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 09, 2015 | Option Exercise | $78.71 | 7,450 | 586,389 | 63,668 | Mar 11, 2015, 04:32 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 09, 2015 | Sale | $78.90 | 7,450 | 587,805 | 56,218 | Mar 11, 2015, 04:32 PM |
| Schneider Ryan M. | President, Card | Mar 02, 2015 | Option Exercise | $78.71 | 15,650 | 1,231,811 | 206,566 | Mar 04, 2015, 04:48 PM |
| Schneider Ryan M. | President, Card | Mar 02, 2015 | Sale | $78.90 | 15,650 | 1,234,785 | 190,916 | Mar 04, 2015, 04:48 PM |
| Blackley Richard Scott | Principal Accounting Officer | Feb 15, 2015 | Option Exercise | $76.27 | 3,209 | 244,750 | 20,990 | Feb 18, 2015, 04:32 PM |
| Blackley Richard Scott | Principal Accounting Officer | Feb 15, 2015 | Option Exercise | $78.88 | 899 | 70,913 | 24,199 | Feb 18, 2015, 04:32 PM |
| CRAWFORD STEPHEN S | Chief Financial Officer | Feb 15, 2015 | Option Exercise | $76.27 | 22,787 | 1,737,964 | 205,152 | Feb 18, 2015, 04:32 PM |
| CRAWFORD STEPHEN S | Chief Financial Officer | Feb 15, 2015 | Option Exercise | $78.88 | 4,120 | 324,986 | 212,084 | Feb 18, 2015, 04:32 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2015 | Option Exercise | $76.27 | 11,829 | 902,198 | 48,748 | Feb 18, 2015, 04:31 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2015 | Option Exercise | $78.88 | 2,184 | 172,274 | 52,332 | Feb 18, 2015, 04:31 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 15, 2015 | Option Exercise | $76.27 | 11,380 | 867,953 | 46,625 | Feb 18, 2015, 04:31 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 15, 2015 | Option Exercise | $78.88 | 1,365 | 107,671 | 49,887 | Feb 18, 2015, 04:31 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2015 | Option Exercise | $76.27 | 12,775 | 974,349 | 64,970 | Feb 18, 2015, 04:31 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2015 | Option Exercise | $78.88 | 2,354 | 185,684 | 68,993 | Feb 18, 2015, 04:31 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2015 | Option Exercise | $76.27 | 12,917 | 985,180 | 77,999 | Feb 18, 2015, 04:30 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2015 | Option Exercise | $78.88 | 2,309 | 182,134 | 82,206 | Feb 18, 2015, 04:30 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2015 | Option Exercise | $76.27 | 14,079 | 1,073,805 | 141,735 | Feb 18, 2015, 04:30 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2015 | Option Exercise | $78.88 | 2,211 | 174,404 | 146,329 | Feb 18, 2015, 04:30 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 15, 2015 | Option Exercise | $76.27 | 13,740 | 1,047,950 | 103,921 | Feb 18, 2015, 04:30 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 15, 2015 | Option Exercise | $78.88 | 2,631 | 207,533 | 108,359 | Feb 18, 2015, 04:30 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2015 | Option Exercise | $76.27 | 11,458 | 873,902 | 95,229 | Feb 18, 2015, 04:29 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2015 | Option Exercise | $78.88 | 1,799 | 141,905 | 98,837 | Feb 18, 2015, 04:29 PM |
| Schneider Ryan M. | President, Card | Feb 15, 2015 | Option Exercise | $76.27 | 17,192 | 1,311,234 | 202,514 | Feb 18, 2015, 04:29 PM |
| Schneider Ryan M. | President, Card | Feb 15, 2015 | Option Exercise | $78.88 | 3,279 | 258,648 | 208,107 | Feb 18, 2015, 04:29 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 15, 2015 | Option Exercise | $76.27 | 14,998 | 1,143,897 | 114,918 | Feb 18, 2015, 04:29 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 15, 2015 | Option Exercise | $78.88 | 2,861 | 225,676 | 119,797 | Feb 18, 2015, 04:29 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 17, 2015 | Option Exercise | $78.71 | 57,760 | 4,546,290 | 162,559 | Feb 18, 2015, 04:29 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 17, 2015 | Sale | $79.36 | 57,760 | 4,583,834 | 104,799 | Feb 18, 2015, 04:29 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 12, 2015 | Option Exercise | $78.71 | 2,060 | 162,143 | 41,932 | Feb 17, 2015, 04:31 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 12, 2015 | Sale | $78.72 | 2,060 | 162,163 | 39,872 | Feb 17, 2015, 04:31 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 10, 2015 | Option Exercise | $76.39 | 157,378 | 12,022,105 | 2,235,563 | Feb 12, 2015, 04:58 PM |
| Blackley Richard Scott | Principal Accounting Officer | Feb 10, 2015 | Option Exercise | $77.06 | 1,765 | 136,011 | 22,797 | Feb 12, 2015, 04:57 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 10, 2015 | Option Exercise | $76.39 | 10,858 | 829,443 | 104,202 | Feb 12, 2015, 04:55 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 10, 2015 | Option Exercise | $77.06 | 4,913 | 378,596 | 110,685 | Feb 12, 2015, 04:55 PM |
| Slocum Michael | President, Commercial Banking | Feb 10, 2015 | Option Exercise | $76.39 | 8,382 | 640,301 | 47,788 | Feb 12, 2015, 04:55 PM |
| Slocum Michael | President, Commercial Banking | Feb 10, 2015 | Option Exercise | $77.06 | 4,784 | 368,655 | 53,803 | Feb 12, 2015, 04:55 PM |
| Schneider Ryan M. | President, Card | Feb 10, 2015 | Option Exercise | $76.39 | 14,722 | 1,124,614 | 203,716 | Feb 12, 2015, 04:54 PM |
| Schneider Ryan M. | President, Card | Feb 10, 2015 | Option Exercise | $77.06 | 6,650 | 512,449 | 212,437 | Feb 12, 2015, 04:54 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 10, 2015 | Option Exercise | $76.39 | 4,806 | 367,130 | 42,332 | Feb 12, 2015, 04:54 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 10, 2015 | Option Exercise | $77.06 | 3,098 | 238,732 | 46,437 | Feb 12, 2015, 04:54 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 10, 2015 | Option Exercise | $76.39 | 12,260 | 936,541 | 142,468 | Feb 12, 2015, 04:53 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 10, 2015 | Option Exercise | $77.06 | 4,446 | 342,609 | 149,053 | Feb 12, 2015, 04:53 PM |
| Alexander Robert M. | Chief Information Officer | Feb 10, 2015 | Option Exercise | $76.39 | 9,592 | 732,733 | 95,484 | Feb 12, 2015, 04:53 PM |
| Alexander Robert M. | Chief Information Officer | Feb 10, 2015 | Option Exercise | $77.06 | 3,746 | 288,667 | 100,703 | Feb 12, 2015, 04:53 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 10, 2015 | Option Exercise | $76.39 | 10,205 | 779,560 | 65,281 | Feb 12, 2015, 04:52 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 10, 2015 | Option Exercise | $77.06 | 3,985 | 307,084 | 70,833 | Feb 12, 2015, 04:52 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 10, 2015 | Option Exercise | $76.39 | 13,409 | 1,024,314 | 116,533 | Feb 12, 2015, 04:52 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 10, 2015 | Option Exercise | $77.06 | 6,483 | 499,580 | 124,498 | Feb 12, 2015, 04:52 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 10, 2015 | Option Exercise | $76.39 | 12,130 | 926,611 | 79,704 | Feb 12, 2015, 04:50 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 10, 2015 | Option Exercise | $77.06 | 4,965 | 382,603 | 86,212 | Feb 12, 2015, 04:50 PM |
| CRAWFORD STEPHEN S | Chief Financial Officer | Feb 04, 2015 | Option Exercise | $75.30 | 16,116 | 1,213,535 | 193,417 | Feb 06, 2015, 05:08 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 29, 2015 | Option Exercise | $74.96 | 841 | 63,041 | 2,236,124 | Feb 02, 2015, 05:28 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 29, 2015 | Option Exercise | $74.96 | 561 | 42,053 | 2,236,404 | Feb 02, 2015, 05:28 PM |
| Alexander Robert M. | Chief Information Officer | Dec 23, 2014 | Option Exercise | $78.71 | 19,570 | 1,540,355 | 100,127 | Dec 29, 2014, 04:55 PM |
| Alexander Robert M. | Chief Information Officer | Dec 23, 2014 | Sale | $83.74 | 19,570 | 1,638,792 | 80,557 | Dec 29, 2014, 04:55 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Dec 05, 2014 | Option Exercise | $82.39 | 272,562 | 22,456,383 | 2,485,059 | Dec 09, 2014, 05:25 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Dec 05, 2014 | Sale | $82.83 | 272,562 | 22,576,311 | 2,212,497 | Dec 09, 2014, 05:25 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Dec 03, 2014 | Option Exercise | $82.39 | 16,517 | 1,360,836 | 2,229,014 | Dec 05, 2014, 05:20 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Dec 03, 2014 | Sale | $82.47 | 16,517 | 1,362,157 | 2,212,497 | Dec 05, 2014, 05:20 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Dec 02, 2014 | Option Exercise | $82.39 | 115,828 | 9,543,069 | 2,328,325 | Dec 03, 2014, 05:41 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Dec 01, 2014 | Option Exercise | $82.39 | 161,093 | 13,272,452 | 2,373,590 | Dec 03, 2014, 05:41 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Dec 01, 2014 | Sale | $82.54 | 161,093 | 13,296,616 | 2,212,497 | Dec 03, 2014, 05:41 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Dec 02, 2014 | Sale | $82.51 | 115,828 | 9,556,969 | 2,212,497 | Dec 03, 2014, 05:41 PM |
| Schneider Ryan M. | President, Card | Sep 19, 2014 | Option Exercise | $48.28 | 72,683 | 3,509,135 | 245,090 | Sep 22, 2014, 04:49 PM |
| Schneider Ryan M. | President, Card | Sep 19, 2014 | Sale | $84.00 | 65,477 | 5,500,068 | 179,613 | Sep 22, 2014, 04:49 PM |
| Schneider Ryan M. | President, Card | Aug 20, 2014 | Sale | $80.41 | 2,791 | 224,424 | 172,397 | Aug 22, 2014, 04:07 PM |
| Slocum Michael | President, Commercial Banking | Aug 14, 2014 | Sale | $79.70 | 3,773 | 300,708 | 34,130 | Aug 18, 2014, 05:56 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Aug 13, 2014 | Sale | $79.52 | 10,000 | 795,200 | 31,683 | Aug 15, 2014, 04:47 PM |
| Sanjiv Yajnik | President, Financial Services | Jul 24, 2014 | Option Exercise | $78.71 | 7,630 | 600,557 | 131,243 | Jul 28, 2014, 04:40 PM |
| Sanjiv Yajnik | President, Financial Services | Jul 24, 2014 | Sale | $82.47 | 7,630 | 629,246 | 123,613 | Jul 28, 2014, 04:40 PM |
| Alexander Robert M. | Chief Information Officer | Jun 20, 2014 | Option Exercise | $18.28 | 5,000 | 91,400 | 89,543 | Jun 24, 2014, 05:02 PM |
| Alexander Robert M. | Chief Information Officer | Jun 20, 2014 | Sale | $83.74 | 9,000 | 753,660 | 85,543 | Jun 24, 2014, 05:02 PM |
| HACKETT ANN F | Director | Jun 20, 2014 | Option Exercise | $77.71 | 1,840 | 142,986 | 53,247 | Jun 24, 2014, 05:01 PM |
| HACKETT ANN F | Director | Jun 20, 2014 | Sale | $83.00 | 1,840 | 152,720 | 51,407 | Jun 24, 2014, 05:01 PM |
| Alexander Robert M. | Chief Information Officer | Jun 09, 2014 | Option Exercise | $18.28 | 5,000 | 91,400 | 92,664 | Jun 11, 2014, 05:15 PM |
| Alexander Robert M. | Chief Information Officer | Jun 09, 2014 | Sale | $81.74 | 8,121 | 663,811 | 89,543 | Jun 11, 2014, 05:15 PM |
| Berson Jory A | Chief Human Resources Officer | Jun 09, 2014 | Option Exercise | $56.83 | 73,955 | 4,202,500 | 136,253 | Jun 11, 2014, 05:14 PM |
| Berson Jory A | Chief Human Resources Officer | Jun 09, 2014 | Sale | $82.00 | 73,955 | 6,064,310 | 116,683 | Jun 11, 2014, 05:14 PM |
| Alexander Robert M. | Chief Information Officer | Jun 05, 2014 | Option Exercise | $18.28 | 5,000 | 91,400 | 96,904 | Jun 09, 2014, 05:01 PM |
| Alexander Robert M. | Chief Information Officer | Jun 05, 2014 | Sale | $79.74 | 9,240 | 736,798 | 92,664 | Jun 09, 2014, 05:01 PM |
| Berson Jory A | Chief Human Resources Officer | May 30, 2014 | Option Exercise | $48.95 | 54,385 | 2,662,146 | 125,736 | Jun 03, 2014, 04:32 PM |
| Berson Jory A | Chief Human Resources Officer | May 30, 2014 | Sale | $79.00 | 63,651 | 5,028,429 | 116,470 | Jun 03, 2014, 04:32 PM |
| GROSS PATRICK W | Director | May 14, 2014 | Option Exercise | $16.93 | 10,000 | 169,300 | 53,296 | May 15, 2014, 04:30 PM |
| GROSS PATRICK W | Director | May 14, 2014 | Sale | $77.28 | 10,000 | 772,800 | 43,296 | May 15, 2014, 04:30 PM |
| Slocum Michael | President, Commercial Banking | Apr 29, 2014 | Sale | $73.50 | 2,930 | 215,355 | 37,903 | Apr 30, 2014, 05:16 PM |
| Blackley Richard Scott | Principal Accounting Officer | Apr 22, 2014 | Sale | $75.50 | 1,231 | 92,941 | 16,059 | Apr 24, 2014, 04:37 PM |
| Blackley Richard Scott | Principal Accounting Officer | Apr 07, 2014 | Option Exercise | $75.55 | 694 | 52,432 | 17,290 | Apr 08, 2014, 04:43 PM |
| Schneider Ryan M. | President, Card | Mar 10, 2014 | Option Exercise | $75.15 | 8,724 | 655,609 | 174,415 | Mar 12, 2014, 07:33 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 10, 2014 | Option Exercise | $75.15 | 6,464 | 485,770 | 71,035 | Mar 12, 2014, 07:33 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 10, 2014 | Option Exercise | $75.15 | 5,521 | 414,903 | 122,866 | Mar 12, 2014, 07:33 PM |
| Alexander Robert M. | Chief Information Officer | Mar 10, 2014 | Option Exercise | $75.15 | 5,667 | 425,875 | 91,897 | Mar 12, 2014, 07:33 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 10, 2014 | Option Exercise | $75.15 | 2,101 | 157,890 | 48,087 | Mar 12, 2014, 07:33 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Mar 10, 2014 | Option Exercise | $75.15 | 7,552 | 567,533 | 126,266 | Mar 12, 2014, 07:32 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Mar 10, 2014 | Option Exercise | $75.15 | 80,779 | 6,070,542 | 2,217,342 | Mar 12, 2014, 07:32 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 06, 2014 | Sale | $75.00 | 5,491 | 411,825 | 63,949 | Mar 10, 2014, 04:59 PM |
| Blackley Richard Scott | Principal Accounting Officer | Feb 14, 2014 | Sale | $72.28 | 3,527 | 254,932 | 17,984 | Feb 18, 2014, 05:27 PM |
| Blackley Richard Scott | Principal Accounting Officer | Feb 10, 2014 | Option Exercise | $71.37 | 1,805 | 128,823 | 22,458 | Feb 12, 2014, 07:16 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 10, 2014 | Option Exercise | $72.24 | 12,128 | 876,127 | 77,373 | Feb 12, 2014, 07:16 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 10, 2014 | Option Exercise | $71.37 | 6,489 | 463,120 | 84,976 | Feb 12, 2014, 07:16 PM |
| Slocum Michael | President, Commercial Banking | Feb 10, 2014 | Option Exercise | $72.24 | 8,381 | 605,443 | 49,636 | Feb 12, 2014, 07:15 PM |
| Slocum Michael | President, Commercial Banking | Feb 10, 2014 | Option Exercise | $71.37 | 6,479 | 462,406 | 52,917 | Feb 12, 2014, 07:15 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 10, 2014 | Option Exercise | $72.24 | 10,857 | 784,310 | 93,243 | Feb 12, 2014, 07:15 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 10, 2014 | Option Exercise | $71.37 | 6,742 | 481,177 | 100,614 | Feb 12, 2014, 07:15 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 10, 2014 | Option Exercise | $72.24 | 12,259 | 885,590 | 123,035 | Feb 12, 2014, 07:15 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 10, 2014 | Option Exercise | $71.37 | 6,281 | 448,275 | 130,864 | Feb 12, 2014, 07:15 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 10, 2014 | Option Exercise | $72.24 | 4,804 | 347,041 | 33,807 | Feb 12, 2014, 07:15 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 10, 2014 | Option Exercise | $71.37 | 4,344 | 310,031 | 36,152 | Feb 12, 2014, 07:15 PM |
| Alexander Robert M. | Chief Information Officer | Feb 10, 2014 | Option Exercise | $72.24 | 9,591 | 692,854 | 91,981 | Feb 12, 2014, 07:15 PM |
| Alexander Robert M. | Chief Information Officer | Feb 10, 2014 | Option Exercise | $71.37 | 5,398 | 385,255 | 98,052 | Feb 12, 2014, 07:15 PM |
| Schneider Ryan M. | President, Card | Feb 10, 2014 | Option Exercise | $72.24 | 14,721 | 1,063,445 | 175,308 | Feb 12, 2014, 07:15 PM |
| Schneider Ryan M. | President, Card | Feb 10, 2014 | Option Exercise | $71.37 | 8,146 | 581,380 | 185,445 | Feb 12, 2014, 07:15 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 10, 2014 | Option Exercise | $72.24 | 13,408 | 968,594 | 132,664 | Feb 12, 2014, 07:15 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 10, 2014 | Option Exercise | $71.37 | 8,309 | 593,013 | 137,200 | Feb 12, 2014, 07:15 PM |
| CRAWFORD STEPHEN S | Chief Financial Officer | Feb 04, 2014 | Option Exercise | $68.72 | 15,944 | 1,095,672 | 182,018 | Feb 06, 2014, 04:36 PM |
| Borgmann Kevin S. | Chief Risk Officer | Jan 30, 2014 | Sale | $70.67 | 2,866 | 202,540 | 21,952 | Jan 31, 2014, 05:23 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 26, 2014 | Option Exercise | $75.66 | 4,598 | 347,885 | 36,267 | Jan 28, 2014, 04:52 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 26, 2014 | Option Exercise | $70.57 | 2,030 | 143,257 | 40,865 | Jan 28, 2014, 04:52 PM |
| Schneider Ryan M. | President, Card | Jan 26, 2014 | Option Exercise | $75.66 | 7,975 | 603,389 | 154,401 | Jan 28, 2014, 04:52 PM |
| Schneider Ryan M. | President, Card | Jan 26, 2014 | Option Exercise | $70.57 | 3,183 | 224,624 | 162,376 | Jan 28, 2014, 04:52 PM |
| Slocum Michael | President, Commercial Banking | Jan 26, 2014 | Option Exercise | $75.66 | 4,079 | 308,617 | 34,882 | Jan 28, 2014, 04:52 PM |
| Slocum Michael | President, Commercial Banking | Jan 26, 2014 | Option Exercise | $70.57 | 2,700 | 190,539 | 38,961 | Jan 28, 2014, 04:52 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 26, 2014 | Option Exercise | $75.66 | 6,707 | 507,452 | 105,332 | Jan 28, 2014, 04:52 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 26, 2014 | Option Exercise | $75.66 | 7,250 | 548,535 | 61,083 | Jan 28, 2014, 04:52 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 26, 2014 | Option Exercise | $70.57 | 2,314 | 163,299 | 68,333 | Jan 28, 2014, 04:52 PM |
| Borgmann Kevin S. | Chief Risk Officer | Jan 26, 2014 | Option Exercise | $70.57 | 1,692 | 119,404 | 24,818 | Jan 28, 2014, 04:52 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 26, 2014 | Option Exercise | $75.66 | 7,939 | 600,665 | 110,436 | Jan 28, 2014, 04:51 PM |
| Alexander Robert M. | Chief Information Officer | Jan 26, 2014 | Option Exercise | $75.66 | 5,528 | 418,249 | 78,623 | Jan 28, 2014, 04:51 PM |
| Alexander Robert M. | Chief Information Officer | Jan 26, 2014 | Option Exercise | $70.57 | 2,005 | 141,493 | 84,151 | Jan 28, 2014, 04:51 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jan 26, 2014 | Option Exercise | $75.66 | 134,632 | 10,186,258 | 2,104,108 | Jan 28, 2014, 04:50 PM |
| LEROY PIERRE E | Director | Jan 24, 2014 | Option Exercise | $16.93 | 18,795 | 318,199 | 56,171 | Jan 27, 2014, 04:43 PM |
| LEROY PIERRE E | Director | Jan 24, 2014 | Sale | $71.29 | 18,795 | 1,339,896 | 37,376 | Jan 27, 2014, 04:43 PM |
| Witter Jonathan W. | President, Retail Banking | Jan 15, 2014 | Option Exercise | $77.03 | 26,180 | 2,016,645 | 77,419 | Jan 17, 2014, 04:40 PM |
| Alexander Robert M. | Chief Information Officer | Jan 02, 2014 | Option Exercise | $18.28 | 5,000 | 91,400 | 89,732 | Jan 02, 2014, 07:23 PM |
| Alexander Robert M. | Chief Information Officer | Jan 02, 2014 | Sale | $76.74 | 9,104 | 698,641 | 85,628 | Jan 02, 2014, 07:23 PM |
| Witter Jonathan W. | President, Retail Banking | Dec 29, 2013 | Option Exercise | $75.78 | 10,754 | 814,938 | 48,534 | Dec 31, 2013, 11:02 AM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 23, 2013 | Option Exercise | $18.28 | 72,108 | 1,318,134 | 182,544 | Dec 26, 2013, 04:39 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 23, 2013 | Sale | $75.00 | 72,108 | 5,408,100 | 110,436 | Dec 26, 2013, 04:39 PM |
| Alexander Robert M. | Chief Information Officer | Dec 19, 2013 | Option Exercise | $18.28 | 5,000 | 91,400 | 93,833 | Dec 20, 2013, 05:05 PM |
| Alexander Robert M. | Chief Information Officer | Dec 19, 2013 | Sale | $73.74 | 9,101 | 671,108 | 89,732 | Dec 20, 2013, 05:05 PM |
| Slocum Michael | President, Commercial Banking | Dec 15, 2013 | Option Exercise | $71.13 | 8,150 | 579,709 | 37,582 | Dec 16, 2013, 05:45 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 15, 2013 | Option Exercise | $71.13 | 10,974 | 780,581 | 63,397 | Dec 16, 2013, 05:45 PM |
| Alexander Robert M. | Chief Information Officer | Dec 15, 2013 | Option Exercise | $71.13 | 9,411 | 669,404 | 88,833 | Dec 16, 2013, 05:45 PM |
| CRAWFORD STEPHEN S | Chief Financial Officer | Dec 15, 2013 | Option Exercise | $71.13 | 18,092 | 1,286,884 | 174,000 | Dec 16, 2013, 05:45 PM |
| Schneider Ryan M. | President, Card | Dec 15, 2013 | Option Exercise | $71.13 | 14,613 | 1,039,423 | 157,584 | Dec 16, 2013, 05:45 PM |
| Witter Jonathan W. | President, Retail Banking | Dec 15, 2013 | Option Exercise | $71.13 | 11,719 | 833,572 | 38,086 | Dec 16, 2013, 05:45 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 15, 2013 | Option Exercise | $71.13 | 11,950 | 850,003 | 105,332 | Dec 16, 2013, 05:45 PM |
| Borgmann Kevin S. | Chief Risk Officer | Dec 15, 2013 | Option Exercise | $71.13 | 7,387 | 525,437 | 26,510 | Dec 16, 2013, 05:45 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 15, 2013 | Option Exercise | $71.13 | 10,494 | 746,438 | 38,297 | Dec 16, 2013, 05:44 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 15, 2013 | Option Exercise | $71.13 | 12,749 | 906,836 | 110,436 | Dec 16, 2013, 05:43 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 06, 2013 | Option Exercise | $18.28 | 51,348 | 938,641 | 161,784 | Dec 09, 2013, 04:48 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 06, 2013 | Sale | $73.00 | 51,348 | 3,748,404 | 110,436 | Dec 09, 2013, 04:48 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 02, 2013 | Option Exercise | $18.28 | 20,758 | 379,456 | 131,194 | Dec 04, 2013, 04:45 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 02, 2013 | Sale | $73.00 | 20,758 | 1,515,334 | 110,436 | Dec 04, 2013, 04:45 PM |
| Berson Jory A | Chief Human Resources Officer | Nov 29, 2013 | Option Exercise | $18.28 | 26,372 | 482,080 | 89,769 | Dec 02, 2013, 04:54 PM |
| Berson Jory A | Chief Human Resources Officer | Nov 29, 2013 | Sale | $72.00 | 26,372 | 1,898,784 | 63,397 | Dec 02, 2013, 04:54 PM |
| Berson Jory A | Chief Human Resources Officer | Nov 25, 2013 | Option Exercise | $18.28 | 25,000 | 457,000 | 98,397 | Nov 26, 2013, 09:11 PM |
| Berson Jory A | Chief Human Resources Officer | Nov 25, 2013 | Sale | $70.00 | 35,000 | 2,450,000 | 88,397 | Nov 26, 2013, 09:11 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 18, 2013 | Sale | $70.11 | 108,338 | 7,595,577 | 2,104,104 | Nov 20, 2013, 05:12 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 14, 2013 | Option Exercise | $56.28 | 360,000 | 20,260,800 | 3,014,104 | Nov 15, 2013, 07:11 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 15, 2013 | Sale | $70.45 | 300,000 | 21,134,999 | 2,212,442 | Nov 15, 2013, 07:11 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 14, 2013 | Sale | $70.52 | 501,662 | 35,376,086 | 2,872,442 | Nov 15, 2013, 07:11 PM |
| Borgmann Kevin S. | Chief Risk Officer | Nov 13, 2013 | Option Exercise | $56.28 | 2,000 | 112,560 | 28,510 | Nov 14, 2013, 04:34 PM |
| Borgmann Kevin S. | Chief Risk Officer | Nov 13, 2013 | Sale | $69.28 | 2,000 | 138,560 | 26,510 | Nov 14, 2013, 04:34 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Oct 14, 2013 | Option Exercise | $18.28 | 30,000 | 548,400 | 68,297 | Oct 16, 2013, 04:46 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Oct 14, 2013 | Sale | $72.00 | 30,000 | 2,160,000 | 38,297 | Oct 16, 2013, 04:46 PM |
| Slocum Michael | President, Commercial Banking | Oct 04, 2013 | Option Exercise | $48.95 | 4,126 | 201,968 | 41,708 | Oct 07, 2013, 04:41 PM |
| Slocum Michael | President, Commercial Banking | Oct 04, 2013 | Sale | $70.00 | 4,126 | 288,820 | 37,582 | Oct 07, 2013, 04:41 PM |
| Slocum Michael | President, Commercial Banking | Oct 01, 2013 | Option Exercise | $48.95 | 11,614 | 568,505 | 49,196 | Oct 02, 2013, 05:13 PM |
| Slocum Michael | President, Commercial Banking | Oct 01, 2013 | Sale | $70.00 | 11,614 | 812,980 | 37,582 | Oct 02, 2013, 05:13 PM |
| Berson Jory A | Chief Human Resources Officer | Sep 17, 2013 | Sale | $69.00 | 5,508 | 380,052 | 73,378 | Sep 19, 2013, 04:14 PM |
| Berson Jory A | Chief Human Resources Officer | Aug 26, 2013 | Option Exercise | $56.28 | 12,024 | 676,711 | 95,586 | Aug 28, 2013, 04:23 PM |
| Berson Jory A | Chief Human Resources Officer | Aug 26, 2013 | Sale | $66.54 | 16,767 | 1,115,724 | 90,843 | Aug 28, 2013, 04:23 PM |
| SHATTUCK MAYO A III | Director | Aug 01, 2013 | Option Exercise | $59.65 | 11,200 | 668,080 | 46,265 | Aug 05, 2013, 04:41 PM |
| SHATTUCK MAYO A III | Director | Aug 01, 2013 | Sale | $69.06 | 11,200 | 773,472 | 35,065 | Aug 05, 2013, 04:41 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Aug 01, 2013 | Option Exercise | $56.28 | 43,224 | 2,432,647 | 153,660 | Aug 05, 2013, 04:40 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Aug 01, 2013 | Sale | $69.21 | 43,224 | 2,991,533 | 110,436 | Aug 05, 2013, 04:40 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jul 30, 2013 | Sale | $69.00 | 20,000 | 1,380,000 | 63,333 | Aug 01, 2013, 04:36 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jul 31, 2013 | Sale | $69.50 | 21,650 | 1,504,675 | 41,683 | Aug 01, 2013, 04:36 PM |
| Blackley Richard Scott | Principal Accounting Officer | Jul 24, 2013 | Sale | $69.30 | 108 | 7,484 | 15,177 | Jul 25, 2013, 06:59 PM |
| Alexander Robert M. | Chief Information Officer | Jul 19, 2013 | Option Exercise | $40.72 | 29,123 | 1,185,968 | 126,664 | Jul 22, 2013, 04:15 PM |
| Alexander Robert M. | Chief Information Officer | Jul 19, 2013 | Sale | $68.87 | 37,847 | 2,606,658 | 121,940 | Jul 22, 2013, 04:15 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jul 19, 2013 | Option Exercise | $56.28 | 4,500 | 253,260 | 42,797 | Jul 22, 2013, 04:14 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jul 19, 2013 | Sale | $68.75 | 4,500 | 309,375 | 38,297 | Jul 22, 2013, 04:14 PM |
| Alexander Robert M. | Chief Information Officer | Jul 12, 2013 | Option Exercise | $18.28 | 10,000 | 182,800 | 107,541 | Jul 16, 2013, 05:04 PM |
| Alexander Robert M. | Chief Information Officer | Jul 12, 2013 | Sale | $66.74 | 10,000 | 667,400 | 97,541 | Jul 16, 2013, 05:04 PM |
| Slocum Michael | President, Commercial Banking | Jul 05, 2013 | Option Exercise | $48.95 | 15,000 | 734,250 | 52,582 | Jul 09, 2013, 04:32 PM |
| Slocum Michael | President, Commercial Banking | Jul 05, 2013 | Sale | $65.00 | 15,000 | 975,000 | 37,582 | Jul 09, 2013, 04:32 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jul 05, 2013 | Sale | $65.00 | 13,487 | 876,655 | 38,297 | Jul 09, 2013, 04:32 PM |
| HAY LEWIS III | Director | Jul 05, 2013 | Option Exercise | $59.65 | 11,200 | 668,080 | 45,598 | Jul 09, 2013, 04:32 PM |
| HAY LEWIS III | Director | Jul 05, 2013 | Sale | $65.00 | 11,200 | 728,000 | 34,398 | Jul 09, 2013, 04:32 PM |
| Berson Jory A | Chief Human Resources Officer | Jul 05, 2013 | Option Exercise | $18.28 | 25,000 | 457,000 | 126,529 | Jul 09, 2013, 04:32 PM |
| Berson Jory A | Chief Human Resources Officer | Jul 05, 2013 | Sale | $65.00 | 43,149 | 2,804,685 | 108,380 | Jul 09, 2013, 04:32 PM |
| Alexander Robert M. | Chief Information Officer | Jul 05, 2013 | Option Exercise | $18.28 | 10,000 | 182,800 | 111,541 | Jul 09, 2013, 04:31 PM |
| Alexander Robert M. | Chief Information Officer | Jul 08, 2013 | Sale | $66.14 | 4,000 | 264,560 | 97,541 | Jul 09, 2013, 04:31 PM |
| Alexander Robert M. | Chief Information Officer | Jul 05, 2013 | Sale | $64.74 | 10,000 | 647,400 | 101,541 | Jul 09, 2013, 04:31 PM |
| Alexander Robert M. | Chief Information Officer | Jul 01, 2013 | Sale | $63.74 | 3,614 | 230,356 | 101,541 | Jul 02, 2013, 04:16 PM |
| Alexander Robert M. | Chief Information Officer | Jun 10, 2013 | Option Exercise | $18.28 | 8,000 | 146,240 | 113,155 | Jun 11, 2013, 05:03 PM |
| Alexander Robert M. | Chief Information Officer | Jun 10, 2013 | Sale | $62.74 | 8,000 | 501,920 | 105,155 | Jun 11, 2013, 05:03 PM |
| Schneider Ryan M. | President, Card | May 30, 2013 | Option Exercise | $18.28 | 121,295 | 2,217,273 | 284,142 | May 31, 2013, 04:11 PM |
| Schneider Ryan M. | President, Card | May 30, 2013 | Sale | $62.21 | 127,050 | 7,903,320 | 278,387 | May 31, 2013, 04:11 PM |
| Witter Jonathan W. | President, Retail Banking | May 29, 2013 | Sale | $61.59 | 21,113 | 1,300,270 | 54,170 | May 30, 2013, 06:02 PM |
| PERLIN GARY L | Chief Financial Officer | May 22, 2013 | Option Exercise | $56.28 | 24,500 | 1,378,860 | 121,028 | May 23, 2013, 04:12 PM |
| PERLIN GARY L | Chief Financial Officer | May 22, 2013 | Sale | $63.50 | 24,500 | 1,555,750 | 96,528 | May 23, 2013, 04:12 PM |
| PERLIN GARY L | Chief Financial Officer | May 08, 2013 | Option Exercise | $59.84 | 5,355 | 320,443 | 96,528 | May 09, 2013, 05:09 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | May 03, 2013 | Sale | $59.00 | 22,259 | 1,313,281 | 51,784 | May 07, 2013, 05:08 PM |
| Blackley Richard Scott | Principal Accounting Officer | Apr 29, 2013 | Sale | $57.49 | 2,160 | 124,178 | 15,286 | Apr 30, 2013, 08:44 PM |
| RASKIND PETER E | Director | Apr 26, 2013 | Buy | $57.17 | 2,000 | 114,340 | 6,385 | Apr 30, 2013, 08:43 PM |
| JENKINS BENJAMIN P III | Director | Apr 26, 2013 | Buy | $56.82 | 2,192 | 124,549 | 2,993 | Apr 30, 2013, 08:42 PM |
| Borgmann Kevin S. | Chief Risk Officer | Apr 25, 2013 | Sale | $57.05 | 9,052 | 516,417 | 26,510 | Apr 29, 2013, 05:13 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Mar 11, 2013 | Option Exercise | $54.98 | 85,848 | 4,719,923 | 2,660,905 | Mar 12, 2013, 05:28 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 15, 2013 | Option Exercise | $54.03 | 16,050 | 867,181 | 57,845 | Feb 19, 2013, 05:34 PM |
| Slocum Michael | President, Commercial Banking | Feb 10, 2013 | Option Exercise | $57.87 | 5,099 | 295,079 | 37,582 | Feb 12, 2013, 07:17 PM |
| Slocum Michael | President, Commercial Banking | Feb 10, 2013 | Option Exercise | $57.27 | 3,703 | 212,071 | 42,681 | Feb 12, 2013, 07:17 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 10, 2013 | Option Exercise | $57.87 | 6,951 | 402,254 | 40,856 | Feb 12, 2013, 07:17 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 10, 2013 | Option Exercise | $57.27 | 2,313 | 132,466 | 47,807 | Feb 12, 2013, 07:17 PM |
| Alexander Robert M. | Chief Information Officer | Feb 10, 2013 | Option Exercise | $57.87 | 6,304 | 364,812 | 105,144 | Feb 12, 2013, 07:17 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 10, 2013 | Option Exercise | $57.87 | 8,006 | 463,307 | 103,928 | Feb 12, 2013, 07:17 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 10, 2013 | Option Exercise | $57.87 | 8,104 | 468,978 | 100,437 | Feb 12, 2013, 07:17 PM |
| Alexander Robert M. | Chief Information Officer | Feb 10, 2013 | Option Exercise | $57.27 | 2,785 | 159,497 | 111,448 | Feb 12, 2013, 07:17 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 10, 2013 | Option Exercise | $57.27 | 3,577 | 204,855 | 111,934 | Feb 12, 2013, 07:17 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 10, 2013 | Option Exercise | $57.27 | 3,580 | 205,027 | 108,541 | Feb 12, 2013, 07:17 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 10, 2013 | Option Exercise | $57.87 | 2,459 | 142,302 | 38,021 | Feb 12, 2013, 07:17 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 10, 2013 | Option Exercise | $57.27 | 1,009 | 57,785 | 40,480 | Feb 12, 2013, 07:17 PM |
| Blackley Richard Scott | Principal Accounting Officer | Feb 10, 2013 | Option Exercise | $57.27 | 957 | 54,807 | 17,445 | Feb 12, 2013, 07:17 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 10, 2013 | Option Exercise | $57.87 | 8,872 | 513,423 | 110,436 | Feb 12, 2013, 07:17 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 10, 2013 | Option Exercise | $57.27 | 3,472 | 198,841 | 119,308 | Feb 12, 2013, 07:17 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 10, 2013 | Option Exercise | $57.87 | 6,708 | 388,192 | 74,043 | Feb 12, 2013, 07:17 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 10, 2013 | Option Exercise | $57.27 | 2,948 | 168,832 | 80,751 | Feb 12, 2013, 07:17 PM |
| PERLIN GARY L | Chief Financial Officer | Feb 10, 2013 | Option Exercise | $57.87 | 13,131 | 759,891 | 101,883 | Feb 12, 2013, 07:17 PM |
| PERLIN GARY L | Chief Financial Officer | Feb 10, 2013 | Option Exercise | $57.27 | 5,830 | 333,884 | 115,014 | Feb 12, 2013, 07:17 PM |
| Schneider Ryan M. | President, Card | Feb 10, 2013 | Option Exercise | $57.87 | 9,521 | 550,980 | 161,990 | Feb 12, 2013, 07:17 PM |
| Schneider Ryan M. | President, Card | Feb 10, 2013 | Option Exercise | $57.27 | 4,893 | 280,222 | 171,511 | Feb 12, 2013, 07:17 PM |
| Slocum Michael | President, Commercial Banking | Jan 31, 2013 | Sale | $56.64 | 7,947 | 450,118 | 26,370 | Feb 01, 2013, 05:27 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 26, 2013 | Option Exercise | $59.86 | 11,744 | 702,996 | 83,074 | Jan 29, 2013, 05:27 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 27, 2013 | Option Exercise | $56.32 | 4,991 | 281,093 | 78,083 | Jan 29, 2013, 05:27 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 26, 2013 | Option Exercise | $56.32 | 3,723 | 209,679 | 94,818 | Jan 29, 2013, 05:27 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 26, 2013 | Option Exercise | $59.86 | 8,119 | 486,003 | 193,327 | Jan 29, 2013, 05:26 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 27, 2013 | Option Exercise | $56.32 | 4,184 | 235,643 | 189,143 | Jan 29, 2013, 05:26 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 26, 2013 | Option Exercise | $56.32 | 2,584 | 145,531 | 201,446 | Jan 29, 2013, 05:26 PM |
| Schneider Ryan M. | President, Card | Jan 26, 2013 | Option Exercise | $59.86 | 7,974 | 477,324 | 152,353 | Jan 29, 2013, 05:26 PM |
| Schneider Ryan M. | President, Card | Jan 27, 2013 | Option Exercise | $56.32 | 4,637 | 261,156 | 147,716 | Jan 29, 2013, 05:26 PM |
| Schneider Ryan M. | President, Card | Jan 26, 2013 | Option Exercise | $56.32 | 3,145 | 177,126 | 160,327 | Jan 29, 2013, 05:26 PM |
| Slocum Michael | President, Commercial Banking | Jan 26, 2013 | Option Exercise | $59.86 | 4,078 | 244,109 | 37,248 | Jan 29, 2013, 05:26 PM |
| Slocum Michael | President, Commercial Banking | Jan 26, 2013 | Option Exercise | $56.32 | 2,704 | 152,289 | 41,326 | Jan 29, 2013, 05:26 PM |
| Slocum Michael | President, Commercial Banking | Jan 27, 2013 | Option Exercise | $56.32 | 2,931 | 165,074 | 34,317 | Jan 29, 2013, 05:26 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 26, 2013 | Option Exercise | $59.86 | 6,706 | 401,421 | 87,963 | Jan 29, 2013, 05:26 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 26, 2013 | Option Exercise | $59.86 | 4,597 | 275,176 | 61,738 | Jan 29, 2013, 05:26 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 27, 2013 | Option Exercise | $56.32 | 2,228 | 125,481 | 59,510 | Jan 29, 2013, 05:26 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 26, 2013 | Option Exercise | $56.32 | 2,039 | 114,836 | 66,335 | Jan 29, 2013, 05:26 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jan 27, 2013 | Option Exercise | $59.86 | 136,799 | 8,188,788 | 2,566,779 | Jan 29, 2013, 05:26 PM |
| Alexander Robert M. | Chief Information Officer | Jan 26, 2013 | Option Exercise | $59.86 | 5,528 | 330,906 | 93,569 | Jan 29, 2013, 05:26 PM |
| Alexander Robert M. | Chief Information Officer | Jan 27, 2013 | Option Exercise | $56.32 | 2,071 | 116,639 | 91,498 | Jan 29, 2013, 05:26 PM |
| Alexander Robert M. | Chief Information Officer | Jan 26, 2013 | Option Exercise | $56.32 | 2,049 | 115,400 | 99,097 | Jan 29, 2013, 05:26 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 26, 2013 | Option Exercise | $59.86 | 7,250 | 433,985 | 88,247 | Jan 29, 2013, 05:26 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 27, 2013 | Option Exercise | $56.32 | 2,718 | 153,078 | 85,529 | Jan 29, 2013, 05:26 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 26, 2013 | Option Exercise | $56.32 | 2,318 | 130,550 | 95,497 | Jan 29, 2013, 05:26 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 26, 2013 | Option Exercise | $59.86 | 7,938 | 475,169 | 93,289 | Jan 29, 2013, 05:26 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 07, 2013 | Sale | $62.00 | 24,421 | 1,514,102 | 86,797 | Jan 09, 2013, 04:38 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 02, 2013 | Option Exercise | $38.16 | 119,884 | 4,574,264 | 238,938 | Jan 04, 2013, 06:17 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 02, 2013 | Sale | $60.00 | 150,975 | 9,058,500 | 235,204 | Jan 04, 2013, 06:17 PM |
| Witter Jonathan W. | President, Retail Banking | Dec 15, 2012 | Option Exercise | $57.73 | 13,115 | 757,129 | 22,620 | Dec 18, 2012, 05:13 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 15, 2012 | Option Exercise | $57.73 | 14,279 | 824,327 | 119,054 | Dec 18, 2012, 05:13 PM |
| Alexander Robert M. | Chief Information Officer | Dec 15, 2012 | Option Exercise | $57.73 | 11,033 | 636,935 | 95,618 | Dec 18, 2012, 05:13 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 15, 2012 | Option Exercise | $57.73 | 13,509 | 779,875 | 90,565 | Dec 18, 2012, 05:13 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 15, 2012 | Option Exercise | $57.73 | 15,230 | 879,228 | 93,290 | Dec 18, 2012, 05:13 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 15, 2012 | Option Exercise | $57.73 | 11,738 | 677,635 | 63,777 | Dec 18, 2012, 05:13 PM |
| Schneider Ryan M. | President, Card | Dec 15, 2012 | Option Exercise | $57.73 | 17,460 | 1,007,966 | 155,498 | Dec 18, 2012, 05:13 PM |
| PERLIN GARY L | Chief Financial Officer | Dec 15, 2012 | Option Exercise | $57.73 | 21,886 | 1,263,479 | 111,218 | Dec 18, 2012, 05:13 PM |
| SCHNALL PETER A | Chief Risk Officer | Dec 15, 2012 | Option Exercise | $57.73 | 15,591 | 900,068 | 195,911 | Dec 18, 2012, 05:13 PM |
| Slocum Michael | President, Commercial Banking | Dec 15, 2012 | Option Exercise | $57.73 | 8,809 | 508,544 | 39,952 | Dec 18, 2012, 05:13 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 03, 2012 | Option Exercise | $34.13 | 4,934 | 168,397 | 68,711 | Dec 05, 2012, 05:00 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 03, 2012 | Sale | $57.91 | 4,934 | 285,728 | 63,777 | Dec 05, 2012, 05:00 PM |
| Blackley Richard Scott | Principal Accounting Officer | Oct 15, 2012 | Sale | $57.27 | 42 | 2,405 | 10,312 | Dec 05, 2012, 04:58 PM |
| Blackley Richard Scott | Principal Accounting Officer | Nov 15, 2012 | Sale | $55.34 | 63 | 3,486 | 10,249 | Dec 05, 2012, 04:58 PM |
| Slocum Michael | President, Commercial Banking | Nov 30, 2012 | Sale | $58.10 | 4,822 | 280,158 | 39,952 | Dec 03, 2012, 05:18 PM |
| Blackley Richard Scott | Principal Accounting Officer | Nov 05, 2012 | Option Exercise | $60.70 | 213 | 12,929 | 0 | Nov 07, 2012, 07:18 PM |
| PERLIN GARY L | Chief Financial Officer | Nov 02, 2012 | Option Exercise | $18.28 | 53,910 | 985,475 | 165,128 | Nov 05, 2012, 05:20 PM |
| PERLIN GARY L | Chief Financial Officer | Nov 02, 2012 | Sale | $61.50 | 53,910 | 3,315,465 | 111,218 | Nov 05, 2012, 05:20 PM |
| PERLIN GARY L | Chief Financial Officer | Nov 01, 2012 | Sale | $60.50 | 28,314 | 1,712,997 | 111,218 | Nov 05, 2012, 05:20 PM |
| PERLIN GARY L | Chief Financial Officer | Oct 26, 2012 | Sale | $59.48 | 10,707 | 636,852 | 139,532 | Oct 30, 2012, 05:16 PM |
| Alexander Robert M. | Chief Information Officer | Oct 22, 2012 | Option Exercise | $18.28 | 12,000 | 219,360 | 115,616 | Oct 24, 2012, 05:29 PM |
| Alexander Robert M. | Chief Information Officer | Oct 22, 2012 | Sale | $61.26 | 20,000 | 1,225,200 | 110,616 | Oct 24, 2012, 05:29 PM |
| Berson Jory A | Chief Human Resources Officer | Oct 19, 2012 | Option Exercise | $31.44 | 25,046 | 787,529 | 133,477 | Oct 23, 2012, 04:59 PM |
| Berson Jory A | Chief Human Resources Officer | Oct 19, 2012 | Sale | $60.00 | 42,915 | 2,574,900 | 115,608 | Oct 23, 2012, 04:59 PM |
| PERLIN GARY L | Chief Financial Officer | Sep 17, 2012 | Option Exercise | $38.06 | 153,910 | 5,858,475 | 304,149 | Sep 19, 2012, 04:41 PM |
| PERLIN GARY L | Chief Financial Officer | Sep 17, 2012 | Sale | $58.97 | 153,910 | 9,076,612 | 250,239 | Sep 19, 2012, 04:41 PM |
| Alexander Robert M. | Chief Information Officer | Sep 13, 2012 | Option Exercise | $18.28 | 5,000 | 91,400 | 122,802 | Sep 17, 2012, 04:55 PM |
| Alexander Robert M. | Chief Information Officer | Sep 13, 2012 | Sale | $59.00 | 19,186 | 1,131,974 | 114,616 | Sep 17, 2012, 04:55 PM |
| ING GROEP NV | Director | Sep 10, 2012 | Sale | $55.25 | 54,028,086 | 2,984,954,472 | 802,639 | Sep 10, 2012, 05:23 PM |
| Berson Jory A | Chief Human Resources Officer | Aug 27, 2012 | Option Exercise | $18.28 | 10,000 | 182,800 | 128,691 | Aug 29, 2012, 04:35 PM |
| Berson Jory A | Chief Human Resources Officer | Aug 27, 2012 | Sale | $56.64 | 20,386 | 1,154,663 | 108,305 | Aug 29, 2012, 04:35 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Aug 14, 2012 | Sale | $55.10 | 90,635 | 4,993,988 | 0 | Aug 16, 2012, 04:28 PM |
| ING GROEP NV | Director | Jul 23, 2012 | Buy | $54.82 | 39,948 | 2,189,949 | 54,830,725 | Jul 25, 2012, 12:37 PM |
| Alexander Robert M. | Chief Information Officer | Mar 26, 2012 | Option Exercise | $34.13 | 12,000 | 409,560 | 138,798 | Mar 28, 2012, 05:20 PM |
| Alexander Robert M. | Chief Information Officer | Mar 26, 2012 | Sale | $57.00 | 21,000 | 1,197,000 | 133,798 | Mar 28, 2012, 05:20 PM |
| GROSS PATRICK W | Director | Mar 16, 2012 | Option Exercise | $31.76 | 992 | 31,511 | 35,940 | Mar 20, 2012, 05:04 PM |
| GROSS PATRICK W | Director | Mar 19, 2012 | Option Exercise | $31.76 | 29,008 | 921,439 | 63,956 | Mar 20, 2012, 05:04 PM |
| GROSS PATRICK W | Director | Mar 16, 2012 | Sale | $55.00 | 992 | 54,560 | 34,948 | Mar 20, 2012, 05:04 PM |
| GROSS PATRICK W | Director | Mar 19, 2012 | Sale | $55.00 | 29,008 | 1,595,440 | 34,948 | Mar 20, 2012, 05:04 PM |
| Slocum Michael | President, Commercial Banking | Mar 19, 2012 | Option Exercise | $18.28 | 11,655 | 213,053 | 56,429 | Mar 20, 2012, 05:04 PM |
| Slocum Michael | President, Commercial Banking | Mar 16, 2012 | Option Exercise | $18.28 | 150 | 2,742 | 44,924 | Mar 20, 2012, 05:04 PM |
| Slocum Michael | President, Commercial Banking | Mar 19, 2012 | Sale | $55.00 | 11,655 | 641,025 | 44,774 | Mar 20, 2012, 05:04 PM |
| Slocum Michael | President, Commercial Banking | Mar 16, 2012 | Sale | $55.00 | 150 | 8,250 | 44,774 | Mar 20, 2012, 05:04 PM |
| Alexander Robert M. | Chief Information Officer | Mar 19, 2012 | Sale | $55.00 | 7,000 | 385,000 | 131,798 | Mar 20, 2012, 05:04 PM |
| Alexander Robert M. | Chief Information Officer | Mar 15, 2012 | Sale | $53.00 | 2,165 | 114,745 | 133,798 | Mar 16, 2012, 05:07 PM |
| Alexander Robert M. | Chief Information Officer | Mar 14, 2012 | Sale | $53.00 | 100 | 5,300 | 135,963 | Mar 16, 2012, 05:07 PM |
| Witter Jonathan W. | President, Retail Banking | Mar 15, 2012 | Sale | $52.12 | 29,519 | 1,538,530 | 21,378 | Mar 16, 2012, 05:04 PM |
| GROSS PATRICK W | Director | Mar 09, 2012 | Option Exercise | $31.76 | 30,000 | 952,950 | 64,948 | Mar 13, 2012, 05:19 PM |
| GROSS PATRICK W | Director | Mar 09, 2012 | Sale | $50.00 | 30,000 | 1,500,000 | 34,948 | Mar 13, 2012, 05:19 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 15, 2012 | Option Exercise | $49.18 | 20,827 | 1,024,272 | 50,749 | Feb 17, 2012, 05:17 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2012 | Option Exercise | $18.28 | 11,805 | 215,795 | 56,912 | Feb 17, 2012, 05:17 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2012 | Sale | $50.00 | 12,138 | 606,900 | 44,774 | Feb 17, 2012, 05:17 PM |
| DIETZ W RONALD | Director | Feb 14, 2012 | Option Exercise | $31.76 | 35,000 | 1,111,775 | 67,660 | Feb 16, 2012, 04:33 PM |
| DIETZ W RONALD | Director | Feb 14, 2012 | Sale | $47.99 | 35,000 | 1,679,650 | 32,660 | Feb 16, 2012, 04:33 PM |
| Slocum Michael | President, Commercial Banking | Feb 06, 2012 | Sale | $48.18 | 3,862 | 186,071 | 45,107 | Feb 06, 2012, 05:11 PM |
| Slocum Michael | President, Commercial Banking | Feb 02, 2012 | Sale | $46.77 | 16,820 | 786,671 | 48,969 | Feb 06, 2012, 05:11 PM |
| Alexander Robert M. | Chief Information Officer | Jan 31, 2012 | Option Exercise | $45.75 | 7,795 | 356,621 | 136,061 | Feb 02, 2012, 05:19 PM |
| Schneider Ryan M. | President, Card | Jan 31, 2012 | Option Exercise | $45.75 | 11,321 | 517,936 | 153,780 | Feb 02, 2012, 05:19 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 31, 2012 | Option Exercise | $45.75 | 3,199 | 146,354 | 117,360 | Feb 02, 2012, 05:19 PM |
| Slocum Michael | President, Commercial Banking | Jan 31, 2012 | Option Exercise | $45.75 | 4,886 | 223,535 | 65,789 | Feb 02, 2012, 05:19 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 31, 2012 | Option Exercise | $45.75 | 3,509 | 160,537 | 63,777 | Feb 02, 2012, 05:19 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 31, 2012 | Option Exercise | $45.75 | 13,251 | 606,233 | 117,140 | Feb 02, 2012, 05:19 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 31, 2012 | Option Exercise | $45.75 | 13,381 | 612,181 | 195,911 | Feb 02, 2012, 05:19 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 31, 2012 | Option Exercise | $45.75 | 18,906 | 864,950 | 150,239 | Feb 02, 2012, 05:19 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 31, 2012 | Option Exercise | $45.75 | 14,872 | 680,394 | 274,560 | Feb 02, 2012, 05:19 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jan 31, 2012 | Option Exercise | $45.75 | 60,268 | 2,757,261 | 2,566,775 | Feb 02, 2012, 05:18 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 26, 2012 | Option Exercise | $45.81 | 7,249 | 332,077 | 93,326 | Jan 30, 2012, 07:59 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 26, 2012 | Option Exercise | $45.61 | 2,224 | 101,437 | 100,575 | Jan 30, 2012, 07:59 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 29, 2012 | Option Exercise | $46.05 | 14,149 | 651,561 | 76,477 | Jan 30, 2012, 07:59 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 27, 2012 | Option Exercise | $46.05 | 2,700 | 124,335 | 90,626 | Jan 30, 2012, 07:59 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 26, 2012 | Option Exercise | $45.81 | 4,597 | 210,589 | 51,152 | Jan 30, 2012, 07:59 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 29, 2012 | Option Exercise | $46.05 | 8,647 | 398,194 | 40,338 | Jan 30, 2012, 07:59 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 27, 2012 | Option Exercise | $46.05 | 2,167 | 99,790 | 48,985 | Jan 30, 2012, 07:59 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 26, 2012 | Option Exercise | $45.61 | 1,943 | 88,620 | 55,749 | Jan 30, 2012, 07:59 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 26, 2012 | Option Exercise | $45.81 | 7,938 | 363,640 | 228,151 | Jan 30, 2012, 07:59 PM |
| Alexander Robert M. | Chief Information Officer | Jan 26, 2012 | Option Exercise | $45.81 | 5,527 | 253,192 | 118,781 | Jan 30, 2012, 07:59 PM |
| Alexander Robert M. | Chief Information Officer | Jan 29, 2012 | Option Exercise | $46.05 | 8,895 | 409,615 | 107,872 | Jan 30, 2012, 07:59 PM |
| Alexander Robert M. | Chief Information Officer | Jan 27, 2012 | Option Exercise | $46.05 | 2,014 | 92,745 | 116,767 | Jan 30, 2012, 07:59 PM |
| Alexander Robert M. | Chief Information Officer | Jan 26, 2012 | Option Exercise | $45.61 | 1,950 | 88,940 | 124,308 | Jan 30, 2012, 07:59 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 26, 2012 | Option Exercise | $45.81 | 11,743 | 537,947 | 114,693 | Jan 30, 2012, 07:59 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 26, 2012 | Option Exercise | $45.61 | 3,761 | 171,539 | 126,436 | Jan 30, 2012, 07:59 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 29, 2012 | Option Exercise | $46.05 | 21,058 | 969,721 | 88,342 | Jan 30, 2012, 07:59 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 27, 2012 | Option Exercise | $46.05 | 5,293 | 243,743 | 109,400 | Jan 30, 2012, 07:59 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 26, 2012 | Option Exercise | $45.81 | 8,119 | 371,931 | 170,636 | Jan 30, 2012, 07:59 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 27, 2012 | Option Exercise | $46.05 | 4,049 | 186,456 | 166,587 | Jan 30, 2012, 07:59 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 26, 2012 | Option Exercise | $45.61 | 2,490 | 113,569 | 178,755 | Jan 30, 2012, 07:59 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 29, 2012 | Option Exercise | $46.05 | 14,221 | 654,877 | 152,366 | Jan 30, 2012, 07:59 PM |
| Schneider Ryan M. | President, Card | Jan 26, 2012 | Option Exercise | $45.81 | 7,974 | 365,289 | 127,483 | Jan 30, 2012, 07:59 PM |
| Schneider Ryan M. | President, Card | Jan 29, 2012 | Option Exercise | $46.05 | 11,907 | 548,317 | 111,073 | Jan 30, 2012, 07:59 PM |
| Schneider Ryan M. | President, Card | Jan 27, 2012 | Option Exercise | $46.05 | 4,503 | 207,363 | 122,980 | Jan 30, 2012, 07:59 PM |
| Schneider Ryan M. | President, Card | Jan 26, 2012 | Option Exercise | $45.61 | 3,092 | 141,026 | 135,457 | Jan 30, 2012, 07:59 PM |
| Slocum Michael | President, Commercial Banking | Jan 26, 2012 | Option Exercise | $45.81 | 4,077 | 186,767 | 56,182 | Jan 30, 2012, 07:59 PM |
| Slocum Michael | President, Commercial Banking | Jan 29, 2012 | Option Exercise | $46.05 | 12,245 | 563,882 | 41,070 | Jan 30, 2012, 07:59 PM |
| Slocum Michael | President, Commercial Banking | Jan 27, 2012 | Option Exercise | $46.05 | 2,867 | 132,025 | 53,315 | Jan 30, 2012, 07:59 PM |
| Slocum Michael | President, Commercial Banking | Jan 26, 2012 | Option Exercise | $45.61 | 2,610 | 119,042 | 60,259 | Jan 30, 2012, 07:59 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 26, 2012 | Option Exercise | $45.81 | 6,705 | 307,156 | 86,208 | Jan 30, 2012, 07:59 PM |
| Blackley Richard Scott | Principal Accounting Officer | Jan 27, 2012 | Sale | $45.86 | 988 | 45,310 | 2,129 | Jan 30, 2012, 07:59 PM |
| Carter Lynn Ann | President, Banking | Dec 15, 2011 | Option Exercise | $43.41 | 19,160 | 831,736 | 117,744 | Dec 19, 2011, 05:03 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 15, 2011 | Option Exercise | $43.41 | 12,645 | 548,919 | 86,208 | Dec 19, 2011, 05:03 PM |
| Witter Jonathan W. | President, Retail Banking | Dec 15, 2011 | Option Exercise | $43.41 | 10,875 | 472,084 | 1,600 | Dec 19, 2011, 05:03 PM |
| Slocum Michael | President, Commercial Banking | Dec 15, 2011 | Option Exercise | $43.41 | 7,996 | 347,106 | 58,792 | Dec 19, 2011, 05:03 PM |
| Schneider Ryan M. | President, Card | Dec 15, 2011 | Option Exercise | $43.41 | 17,730 | 769,659 | 130,575 | Dec 19, 2011, 05:03 PM |
| SCHNALL PETER A | Chief Risk Officer | Dec 15, 2011 | Option Exercise | $43.41 | 17,756 | 770,788 | 173,151 | Dec 19, 2011, 05:03 PM |
| PERLIN GARY L | Chief Financial Officer | Dec 15, 2011 | Option Exercise | $43.41 | 33,063 | 1,435,265 | 118,454 | Dec 19, 2011, 05:03 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 15, 2011 | Option Exercise | $43.41 | 10,595 | 459,929 | 53,095 | Dec 19, 2011, 05:03 PM |
| Alexander Robert M. | Chief Information Officer | Dec 15, 2011 | Option Exercise | $43.41 | 12,651 | 549,180 | 120,441 | Dec 19, 2011, 05:03 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 15, 2011 | Option Exercise | $43.41 | 18,155 | 788,109 | 228,151 | Dec 19, 2011, 05:03 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 15, 2011 | Option Exercise | $43.41 | 16,426 | 713,053 | 95,265 | Dec 19, 2011, 05:03 PM |
| Sanjiv Yajnik | President, Financial Services | Sep 05, 2011 | Option Exercise | $42.28 | 21,849 | 923,776 | 100,075 | Sep 07, 2011, 05:07 PM |
| Berson Jory A | Chief Human Resources Officer | Aug 15, 2011 | Option Exercise | $45.40 | 6,266 | 284,476 | 6,266 | Aug 17, 2011, 05:00 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | May 12, 2011 | Sale | $53.05 | 14,366 | 762,116 | 53,095 | May 16, 2011, 04:47 PM |
| SCHNALL PETER A | Chief Risk Officer | Apr 27, 2011 | Option Exercise | $49.06 | 2,038 | 99,994 | 175,189 | Apr 29, 2011, 05:10 PM |
| SCHNALL PETER A | Chief Risk Officer | Apr 27, 2011 | Sale | $55.00 | 2,038 | 112,090 | 173,151 | Apr 29, 2011, 05:10 PM |
| Alexander Robert M. | Chief Information Officer | Apr 27, 2011 | Option Exercise | $18.28 | 10,000 | 182,800 | 135,360 | Apr 29, 2011, 05:10 PM |
| Alexander Robert M. | Chief Information Officer | Apr 27, 2011 | Sale | $55.00 | 14,926 | 820,930 | 120,434 | Apr 29, 2011, 05:10 PM |
| Carter Lynn Ann | President, Banking | Apr 27, 2011 | Option Exercise | $18.28 | 90,595 | 1,656,077 | 216,140 | Apr 29, 2011, 05:09 PM |
| Carter Lynn Ann | President, Banking | Apr 27, 2011 | Sale | $55.52 | 90,595 | 5,029,834 | 125,545 | Apr 29, 2011, 05:09 PM |
| Berson Jory A | Chief Human Resources Officer | Apr 21, 2011 | Option Exercise | $31.73 | 31,072 | 985,878 | 144,364 | Apr 25, 2011, 04:33 PM |
| Berson Jory A | Chief Human Resources Officer | Apr 21, 2011 | Sale | $53.00 | 50,072 | 2,653,816 | 94,292 | Apr 25, 2011, 04:33 PM |
| PERLIN GARY L | Chief Financial Officer | Apr 21, 2011 | Sale | $53.50 | 35,584 | 1,903,744 | 118,454 | Apr 25, 2011, 04:33 PM |
| Alexander Robert M. | Chief Information Officer | Mar 30, 2011 | Option Exercise | $18.28 | 10,000 | 182,800 | 140,358 | Apr 04, 2011, 03:23 PM |
| Alexander Robert M. | Chief Information Officer | Mar 30, 2011 | Sale | $52.50 | 15,000 | 787,500 | 135,358 | Apr 04, 2011, 03:23 PM |
| SCHNALL PETER A | Chief Risk Officer | Mar 30, 2011 | Sale | $52.04 | 16,000 | 832,640 | 173,151 | Apr 01, 2011, 03:32 PM |
| PERLIN GARY L | Chief Financial Officer | Mar 18, 2011 | Sale | $52.00 | 54,194 | 2,818,088 | 154,038 | Mar 22, 2011, 05:27 PM |
| PERLIN GARY L | Chief Financial Officer | Mar 15, 2011 | Sale | $50.50 | 32,003 | 1,616,152 | 208,232 | Mar 16, 2011, 08:48 PM |
| SCHNALL PETER A | Chief Risk Officer | Mar 15, 2011 | Sale | $48.76 | 16,000 | 780,160 | 189,151 | Mar 16, 2011, 08:48 PM |
| PERLIN GARY L | Chief Financial Officer | Feb 28, 2011 | Option Exercise | $18.28 | 161,631 | 2,954,615 | 412,289 | Mar 02, 2011, 06:42 PM |
| PERLIN GARY L | Chief Financial Officer | Feb 28, 2011 | Sale | $50.17 | 172,054 | 8,632,156 | 401,866 | Mar 02, 2011, 06:42 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 28, 2011 | Option Exercise | $18.28 | 32,500 | 594,100 | 178,792 | Mar 02, 2011, 06:41 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 28, 2011 | Sale | $50.25 | 65,500 | 3,291,375 | 146,292 | Mar 02, 2011, 06:41 PM |
| Alexander Robert M. | Chief Information Officer | Feb 28, 2011 | Option Exercise | $18.28 | 24,923 | 455,592 | 160,281 | Mar 02, 2011, 06:40 PM |
| Alexander Robert M. | Chief Information Officer | Feb 28, 2011 | Sale | $50.23 | 29,923 | 1,503,132 | 155,281 | Mar 02, 2011, 06:40 PM |
| SCHNALL PETER A | Chief Risk Officer | Feb 21, 2011 | Option Exercise | $52.69 | 4,383 | 230,940 | 205,151 | Feb 23, 2011, 04:35 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 21, 2011 | Option Exercise | $52.69 | 2,172 | 114,443 | 106,301 | Feb 23, 2011, 04:35 PM |
| Schneider Ryan M. | President, Card | Feb 21, 2011 | Option Exercise | $52.69 | 3,223 | 169,820 | 129,116 | Feb 23, 2011, 04:34 PM |
| PERLIN GARY L | Chief Financial Officer | Feb 21, 2011 | Option Exercise | $52.69 | 7,883 | 415,355 | 250,658 | Feb 23, 2011, 04:34 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 21, 2011 | Option Exercise | $52.69 | 5,128 | 270,194 | 146,292 | Feb 23, 2011, 04:34 PM |
| Carter Lynn Ann | President, Banking | Feb 21, 2011 | Option Exercise | $52.69 | 3,478 | 183,256 | 128,993 | Feb 23, 2011, 04:34 PM |
| Carter Lynn Ann | President, Banking | Feb 23, 2011 | Sale | $50.77 | 3,448 | 175,055 | 125,545 | Feb 23, 2011, 04:34 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 21, 2011 | Option Exercise | $52.69 | 2,011 | 105,960 | 67,461 | Feb 23, 2011, 04:34 PM |
| Alexander Robert M. | Chief Information Officer | Feb 21, 2011 | Option Exercise | $52.69 | 2,995 | 157,807 | 135,356 | Feb 23, 2011, 04:34 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 14, 2011 | Sale | $52.57 | 13,781 | 724,467 | 69,472 | Feb 16, 2011, 04:51 PM |
| Alexander Robert M. | Chief Information Officer | Feb 08, 2011 | Sale | $50.00 | 4,588 | 229,400 | 143,277 | Feb 10, 2011, 04:43 PM |
| Alexander Robert M. | Chief Information Officer | Feb 01, 2011 | Sale | $49.86 | 6,596 | 328,877 | 0 | Feb 03, 2011, 05:19 PM |
| Carter Lynn Ann | President, Banking | Feb 02, 2011 | Sale | $49.36 | 19,538 | 964,396 | 132,471 | Feb 02, 2011, 04:46 PM |
| SCHNALL PETER A | Chief Risk Officer | Feb 01, 2011 | Option Exercise | $18.28 | 77,118 | 1,409,717 | 286,652 | Feb 02, 2011, 04:46 PM |
| SCHNALL PETER A | Chief Risk Officer | Feb 01, 2011 | Sale | $49.16 | 77,118 | 3,791,179 | 279,652 | Feb 02, 2011, 04:46 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 29, 2011 | Option Exercise | $48.24 | 3,007 | 145,058 | 108,473 | Jan 31, 2011, 04:42 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 27, 2011 | Option Exercise | $48.40 | 2,324 | 112,482 | 111,480 | Jan 31, 2011, 04:42 PM |
| Schneider Ryan M. | President, Card | Jan 29, 2011 | Option Exercise | $48.24 | 11,919 | 574,973 | 132,071 | Jan 31, 2011, 04:42 PM |
| Schneider Ryan M. | President, Card | Jan 27, 2011 | Option Exercise | $48.40 | 5,019 | 242,920 | 143,990 | Jan 31, 2011, 04:42 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 29, 2011 | Option Exercise | $48.24 | 14,221 | 686,021 | 209,534 | Jan 31, 2011, 04:42 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 27, 2011 | Option Exercise | $48.40 | 4,646 | 224,866 | 223,755 | Jan 31, 2011, 04:42 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 27, 2011 | Option Exercise | $48.40 | 5,262 | 254,681 | 279,475 | Jan 31, 2011, 04:42 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 29, 2011 | Option Exercise | $48.24 | 20,934 | 1,009,856 | 258,541 | Jan 31, 2011, 04:42 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 29, 2011 | Option Exercise | $48.24 | 3,786 | 182,637 | 83,253 | Jan 31, 2011, 04:42 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 27, 2011 | Option Exercise | $48.40 | 2,435 | 117,854 | 87,039 | Jan 31, 2011, 04:42 PM |
| Carter Lynn Ann | President, Banking | Jan 29, 2011 | Option Exercise | $48.24 | 19,712 | 950,907 | 157,115 | Jan 31, 2011, 04:42 PM |
| Carter Lynn Ann | President, Banking | Jan 27, 2011 | Option Exercise | $48.40 | 5,153 | 249,405 | 176,827 | Jan 31, 2011, 04:42 PM |
| Carter Lynn Ann | President, Banking | Jan 31, 2011 | Sale | $48.47 | 5,106 | 247,464 | 155,009 | Jan 31, 2011, 04:42 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 27, 2011 | Option Exercise | $48.40 | 3,464 | 167,658 | 165,569 | Jan 31, 2011, 04:42 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 29, 2011 | Option Exercise | $48.24 | 14,149 | 682,548 | 151,420 | Jan 31, 2011, 04:42 PM |
| Alexander Robert M. | Chief Information Officer | Jan 29, 2011 | Option Exercise | $48.24 | 9,291 | 448,198 | 147,865 | Jan 31, 2011, 04:42 PM |
| Alexander Robert M. | Chief Information Officer | Jan 27, 2011 | Option Exercise | $48.40 | 2,639 | 127,728 | 157,156 | Jan 31, 2011, 04:42 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 26, 2011 | Option Exercise | $48.28 | 42,293 | 2,041,906 | 260,033 | Jan 28, 2011, 05:14 PM |
| Alexander Robert M. | Chief Information Officer | Jan 26, 2011 | Option Exercise | $48.28 | 17,119 | 826,505 | 159,795 | Jan 28, 2011, 05:14 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 26, 2011 | Option Exercise | $48.28 | 36,399 | 1,757,344 | 284,737 | Jan 28, 2011, 05:14 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 26, 2011 | Option Exercise | $48.28 | 23,483 | 1,133,759 | 169,033 | Jan 28, 2011, 05:14 PM |
| Carter Lynn Ann | President, Banking | Jan 26, 2011 | Option Exercise | $48.28 | 28,321 | 1,367,338 | 181,980 | Jan 28, 2011, 05:14 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 26, 2011 | Option Exercise | $48.28 | 22,206 | 1,072,106 | 228,401 | Jan 28, 2011, 05:14 PM |
| Schneider Ryan M. | President, Card | Jan 26, 2011 | Option Exercise | $48.28 | 18,583 | 897,187 | 149,009 | Jan 28, 2011, 05:14 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 14, 2011 | Option Exercise | $18.28 | 72,105 | 1,318,079 | 250,409 | Jan 18, 2011, 05:19 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 14, 2011 | Sale | $48.12 | 72,105 | 3,470,053 | 214,357 | Jan 18, 2011, 05:19 PM |
| SCHNALL PETER A | Chief Risk Officer | Dec 31, 2010 | Option Exercise | $41.23 | 15,541 | 640,755 | 170,026 | Jan 04, 2011, 07:37 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 31, 2010 | Option Exercise | $41.23 | 6,150 | 253,564 | 71,376 | Jan 04, 2011, 07:36 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 31, 2010 | Option Exercise | $41.23 | 10,580 | 436,213 | 93,686 | Jan 04, 2011, 07:33 PM |
| Carter Lynn Ann | President, Banking | Dec 31, 2010 | Option Exercise | $41.23 | 20,520 | 846,040 | 124,009 | Jan 04, 2011, 07:32 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 31, 2010 | Option Exercise | $41.23 | 10,944 | 451,221 | 111,402 | Jan 04, 2011, 07:32 PM |
| Schneider Ryan M. | President, Card | Dec 31, 2010 | Option Exercise | $41.23 | 14,775 | 609,173 | 96,085 | Jan 04, 2011, 07:30 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 31, 2010 | Option Exercise | $41.23 | 14,583 | 601,257 | 178,304 | Jan 04, 2011, 07:29 PM |
| Alexander Robert M. | Chief Information Officer | Dec 31, 2010 | Option Exercise | $41.23 | 8,003 | 329,964 | 113,110 | Jan 04, 2011, 07:27 PM |
| PERLIN GARY L | Chief Financial Officer | Dec 31, 2010 | Option Exercise | $41.23 | 34,693 | 1,430,392 | 196,988 | Jan 04, 2011, 07:21 PM |
| Schneider Ryan M. | President, Card | Feb 26, 2010 | Sale | $37.28 | 9,544 | 355,800 | 96,822 | Dec 23, 2010, 01:12 PM |
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| Owner | Relationship | Date | Value($) |
| Dean Lia | Pres, Banking & Prem. Products | 05/01/2024 | 2,214,355 |
| West Kara | Chief Enterprise Risk Officer | 05/02/2024 | 171,946 |
| Golden Timothy P | Controller | 04/30/2024 | 1,246,775 |
| Dean Lia | Pres, Banking & Prem. Products | 03/11/2024 | 913,144 |
| Cooper Matthew W | General Counsel & Corp Secy | 03/11/2024 | 906,636 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 03/11/2024 | 1,419,769 |
| Hall Sheldon | Senior Advisor to CEO | 03/11/2024 | 1,081,373 |
| Raghu Ravi | Pres, Software, Intl & Sm Bus | 03/11/2024 | 154,521 |
| Sanjiv Yajnik | President, Financial Services | 03/11/2024 | 1,379,892 |
| Zamsky Michael | Chief Credit & Fin'l Risk Off. | 03/11/2024 | 312,227 |
| Alexander Robert M. | Chief Information Officer | 03/11/2024 | 1,203,771 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 03/11/2024 | 1,059,773 |
| FAIRBANK RICHARD D | Chairman and CEO | 03/11/2024 | 9,573,402 |
| Karam Celia | Pres, Retail Bank | 03/11/2024 | 939,313 |
| Zamsky Michael | Chief Credit & Fin'l Risk Off. | 02/15/2024 | 440,443 |
| Haggerty Kaitlin | Chief Human Resources Officer | 02/15/2024 | 151,632 |
| Young Andrew M | Chief Financial Officer | 02/15/2024 | 324,946 |
| Golden Timothy P | Controller | 02/15/2024 | 255,402 |
| Hall Sheldon | Senior Advisor to CEO | 02/15/2024 | 542,167 |
| Alexander Robert M. | Chief Information Officer | 02/15/2024 | 647,710 |
| Raghu Ravi | Pres, Software, Intl & Sm Bus | 02/15/2024 | 203,176 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 02/15/2024 | 428,307 |
| Sanjiv Yajnik | President, Financial Services | 02/15/2024 | 599,166 |
| Cooper Matthew W | General Counsel & Corp Secy | 02/15/2024 | 425,716 |
| Dean Lia | Pres, Banking & Prem. Products | 02/15/2024 | 472,896 |
| Mouadeb Mark Daniel | President, U.S. Card | 02/15/2024 | 214,767 |
| FAIRBANK RICHARD D | Chairman and CEO | 02/01/2024 | 133,618 |
| FAIRBANK RICHARD D | Chairman and CEO | 02/01/2024 | 133,618 |
| Blinde Neal | President, Commercial Banking | 01/31/2024 | 2,316,002 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 12/14/2023 | 2,413,635 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 12/14/2023 | 5,168,800 |
| HACKETT ANN F | Director | 12/14/2023 | 390,000 |
| HACKETT ANN F | Director | 12/14/2023 | 390,000 |
| Alexander Robert M. | Chief Information Officer | 12/14/2023 | 1,039,740 |
| HACKETT ANN F | Director | 12/12/2023 | 240,600 |
| HACKETT ANN F | Director | 12/13/2023 | 250,000 |
| HACKETT ANN F | Director | 12/12/2023 | 240,000 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 12/12/2023 | 955,440 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 12/13/2023 | 2,906,858 |
| HACKETT ANN F | Director | 11/15/2023 | 851,724 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/10/2023 | 276,034 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/14/2023 | 276,034 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/13/2023 | 276,034 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/14/2023 | 415,958 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/13/2023 | 404,716 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/10/2023 | 404,560 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/09/2023 | 276,034 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/08/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/09/2023 | 411,406 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/08/2023 | 408,555 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/07/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/06/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/03/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/06/2023 | 412,835 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/03/2023 | 411,940 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/07/2023 | 407,932 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/02/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/01/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/01/2023 | 395,520 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/02/2023 | 396,882 |
| FAIRBANK RICHARD D | Chairman and CEO | 10/31/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 10/30/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 10/31/2023 | 392,524 |
| FAIRBANK RICHARD D | Chairman and CEO | 10/30/2023 | 383,730 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/14/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/14/2023 | 425,987 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/09/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/11/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/10/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/09/2023 | 443,885 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/11/2023 | 428,010 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/10/2023 | 438,282 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/04/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/08/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/07/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/08/2023 | 437,076 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/07/2023 | 443,963 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/04/2023 | 438,049 |
| Alexander Robert M. | Chief Information Officer | 08/02/2023 | 434,176 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/01/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/03/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/02/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/01/2023 | 452,134 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/03/2023 | 438,944 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/02/2023 | 446,453 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/31/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/28/2023 | 276,105 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/31/2023 | 448,126 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/28/2023 | 452,095 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/27/2023 | 276,494 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/26/2023 | 276,494 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/27/2023 | 447,932 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/26/2023 | 447,698 |
| West Kara | Chief Audit Officer | 07/26/2023 | 271,772 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 07/25/2023 | 1,145,292 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/25/2023 | 276,494 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/24/2023 | 276,494 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/24/2023 | 449,527 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/25/2023 | 456,570 |
| Mouadeb Mark Daniel | President, U.S. Card | 07/18/2023 | 103,845 |
| Mouadeb Mark Daniel | President, U.S. Card | 06/02/2023 | 51,590 |
| Zamsky Michael | Chief Consumer Credit Officer | 03/01/2023 | 201,742 |
| FAIRBANK RICHARD D | Chairman and CEO | 03/01/2023 | 8,149,472 |
| Dean Lia | Pres, Banking & Prem. Products | 03/01/2023 | 689,266 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 03/01/2023 | 837,043 |
| Karam Celia | Pres, Retail Bank | 03/01/2023 | 564,290 |
| Hall Sheldon | Chief Risk Officer | 03/01/2023 | 799,583 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 03/01/2023 | 952,898 |
| Cooper Matthew W | General Counsel & Corp Secy | 03/01/2023 | 750,505 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 02/15/2023 | 346,756 |
| West Kara | Chief Audit Officer | 02/15/2023 | 120,476 |
| Alexander Robert M. | Chief Information Officer | 02/15/2023 | 460,927 |
| Golden Timothy P | Controller | 02/15/2023 | 195,330 |
| Zamsky Michael | Chief Consumer Credit Officer | 02/15/2023 | 367,160 |
| Karam Celia | Pres, Retail Bank | 02/15/2023 | 273,736 |
| Hall Sheldon | Chief Risk Officer | 02/15/2023 | 374,840 |
| Raghu Ravi | Pres, Software, Intl & Sm Bus | 02/15/2023 | 171,945 |
| Dean Lia | Pres, Banking & Prem. Products | 02/15/2023 | 331,395 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/15/2023 | 503,455 |
| Cooper Matthew W | General Counsel & Corp Secy | 02/15/2023 | 312,481 |
| Young Andrew M | Chief Financial Officer | 02/15/2023 | 199,571 |
| Sanjiv Yajnik | President, Financial Services | 02/15/2023 | 474,683 |
| FAIRBANK RICHARD D | Chairman and CEO | 02/15/2023 | 4,210,595 |
| Mouadeb Mark Daniel | President, U.S. Card | 02/15/2023 | 146,612 |
| Blinde Neal | President, Commercial Banking | 02/14/2023 | 921,280 |
| Blinde Neal | President, Commercial Banking | 01/31/2023 | 2,888,368 |
| FAIRBANK RICHARD D | Chairman and CEO | 01/26/2023 | 100,052 |
| FAIRBANK RICHARD D | Chairman and CEO | 01/26/2023 | 100,052 |
| Blinde Neal | President, Commercial Banking | 05/23/2022 | 3,691 |
| Blinde Neal | President, Commercial Banking | 05/25/2022 | 3,687 |
| West Kara | Chief Audit Officer | 11/14/2022 | 69,466 |
| Alexander Robert M. | Chief Information Officer | 11/11/2022 | 903,555 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/11/2022 | 706,084 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/10/2022 | 706,084 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/14/2022 | 706,084 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/10/2022 | 1,357,847 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/14/2022 | 1,438,871 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/11/2022 | 1,450,184 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/08/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/09/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/09/2022 | 1,295,425 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/08/2022 | 1,312,946 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/07/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/04/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/07/2022 | 1,294,094 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/04/2022 | 1,264,583 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/02/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/03/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/02/2022 | 1,330,533 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/03/2022 | 1,255,143 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/01/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 10/31/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/01/2022 | 1,343,843 |
| FAIRBANK RICHARD D | Chairman and CEO | 10/31/2022 | 1,332,073 |
| Mouadeb Mark Daniel | President, U.S. Card | 10/28/2022 | 98,700 |
| Mouadeb Mark Daniel | President, U.S. Card | 09/15/2022 | 60,564 |
| Golden Timothy P | Controller | 08/29/2022 | 35,050 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/10/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/12/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/11/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/10/2022 | 1,391,561 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/12/2022 | 1,451,433 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/11/2022 | 1,447,244 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/09/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/08/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/09/2022 | 1,345,413 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/08/2022 | 1,353,602 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/05/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/04/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/04/2022 | 1,345,309 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/05/2022 | 1,325,941 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/02/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/03/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/03/2022 | 1,358,636 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/02/2022 | 1,356,066 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/01/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/29/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/01/2022 | 1,344,002 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/29/2022 | 1,361,130 |
| West Kara | Chief Audit Officer | 07/29/2022 | 304,663 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/28/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/27/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/27/2022 | 1,348,337 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/28/2022 | 1,360,394 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/25/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/26/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/26/2022 | 1,371,708 |
| FAIRBANK RICHARD D | Chairman and CEO | 07/25/2022 | 1,364,017 |
| Hall Sheldon | Chief Risk Officer | 05/26/2022 | 511,750 |
| Hall Sheldon | Chief Risk Officer | 05/26/2022 | 1,813,000 |
| Blinde Neal | President, Commercial Banking | 05/13/2022 | 2,817 |
| Haggerty Kaitlin | Chief Human Resources Officer | 05/13/2022 | 145,050 |
| Haggerty Kaitlin | Chief Human Resources Officer | 04/30/2022 | 27,043 |
| Wassmer Michael J | President, Card | 03/11/2022 | 1,858,986 |
| Sanjiv Yajnik | President, Financial Services | 03/11/2022 | 1,926,633 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 03/11/2022 | 1,909,721 |
| Karam Celia | Card Chief Operating Officer | 03/11/2022 | 641,084 |
| Hall Sheldon | Chief Risk Officer | 03/11/2022 | 1,030,963 |
| Dean Lia | Pres, Retail Bank & Prem. Card | 03/11/2022 | 741,903 |
| Cooper Matthew W | General Counsel & Corp Secy | 03/11/2022 | 1,026,670 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 03/11/2022 | 1,426,177 |
| Alexander Robert M. | Chief Information Officer | 03/11/2022 | 1,528,167 |
| williams craig a. | Director | 06/14/2021 | 3,010 |
| williams craig a. | Director | 06/11/2021 | 800 |
| williams craig a. | Director | 06/10/2021 | 637 |
| williams craig a. | Director | 03/17/2021 | 386 |
| williams craig a. | Director | 03/16/2021 | 1,420 |
| williams craig a. | Director | 07/21/2021 | 493 |
| Golden Timothy P | Controller | 02/28/2022 | 567,912 |
| Golden Timothy P | Controller | 02/15/2022 | 265,982 |
| Sanjiv Yajnik | President, Financial Services | 02/15/2022 | 891,850 |
| Karam Celia | Card Chief Operating Officer | 02/15/2022 | 379,906 |
| Haggerty Kaitlin | Chief Human Resources Officer | 02/15/2022 | 55,611 |
| Alexander Robert M. | Chief Information Officer | 02/15/2022 | 804,619 |
| Dean Lia | Pres, Retail Bank & Prem. Card | 02/15/2022 | 418,516 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 02/15/2022 | 643,504 |
| Wassmer Michael J | President, Card | 02/15/2022 | 865,633 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/15/2022 | 862,773 |
| FAIRBANK RICHARD D | Chairman and CEO | 02/15/2022 | 8,293,388 |
| Hall Sheldon | Chief Risk Officer | 02/15/2022 | 551,507 |
| Cooper Matthew W | General Counsel & Corp Secy | 02/15/2022 | 538,796 |
| Young Andrew M | Chief Financial Officer | 02/15/2022 | 218,633 |
| Slocum Michael | President, Commercial Banking | 02/15/2022 | 819,237 |
| FAIRBANK RICHARD D | Chairman and CEO | 02/03/2022 | 122,191 |
| FAIRBANK RICHARD D | Chairman and CEO | 02/03/2022 | 122,191 |
| RASKIND PETER E | Director | 02/01/2022 | 416,826 |
| RASKIND PETER E | Director | 02/01/2022 | 1,133,223 |
| HACKETT ANN F | Director | 01/31/2022 | 143 |
| Cooper Matthew W | General Counsel | 01/27/2022 | 993,531 |
| FAIRBANK RICHARD D | Chairman and CEO | 01/27/2022 | 4,575 |
| FAIRBANK RICHARD D | Chairman and CEO | 01/27/2022 | 8,369 |
| RASKIND PETER E | Director | 11/01/2021 | 124,257 |
| RASKIND PETER E | Director | 11/01/2021 | 413,728 |
| Sanjiv Yajnik | President, Financial Services | 09/27/2021 | 76,670 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 09/23/2021 | 3,307,300 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 09/02/2021 | 1,881,384 |
| Sanjiv Yajnik | President, Financial Services | 08/30/2021 | 915,261 |
| Alexander Robert M. | Chief Information Officer | 08/26/2021 | 2,137,279 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 07/27/2021 | 16,465,837 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 07/27/2021 | 35,435,151 |
| Slocum Michael | President, Commercial Banking | 07/27/2021 | 3,936,506 |
| Slocum Michael | President, Commercial Banking | 07/27/2021 | 8,707,413 |
| Slocum Michael | President, Commercial Banking | 05/04/2021 | 447,435 |
| Slocum Michael | President, Commercial Banking | 05/04/2021 | 941,599 |
| Cooper Matthew W | General Counsel | 04/30/2021 | 1,337,444 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 04/29/2021 | 2,465,158 |
| Sanjiv Yajnik | President, Financial Services | 04/14/2021 | 1,939,369 |
| Sanjiv Yajnik | President, Financial Services | 04/14/2021 | 4,547,340 |
| Wassmer Michael J | President, Card | 03/11/2021 | 773,313 |
| Slocum Michael | President, Commercial Banking | 03/11/2021 | 849,535 |
| Sanjiv Yajnik | President, Financial Services | 03/11/2021 | 819,416 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 03/11/2021 | 930,645 |
| Hall Sheldon | Chief Risk Officer | 03/11/2021 | 185,601 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 03/11/2021 | 787,316 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 03/11/2021 | 7,217,152 |
| Cooper Matthew W | General Counsel | 03/11/2021 | 202,774 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 03/11/2021 | 1,013,471 |
| Blackley Richard Scott | Senior Advisor | 03/11/2021 | 803,829 |
| Berson Jory A | Chief Human Resources Officer | 03/11/2021 | 801,979 |
| Alexander Robert M. | Chief Information Officer | 03/11/2021 | 744,516 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 03/08/2021 | 5,888,314 |
| Sanjiv Yajnik | President, Financial Services | 03/08/2021 | 1,824,781 |
| Sanjiv Yajnik | President, Financial Services | 03/08/2021 | 6,174,474 |
| Berson Jory A | Chief Human Resources Officer | 03/05/2021 | 2,270,988 |
| Berson Jory A | Chief Human Resources Officer | 03/05/2021 | 5,221,056 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 03/04/2021 | 2,126,245 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 03/04/2021 | 4,980,835 |
| Alexander Robert M. | Chief Information Officer | 03/04/2021 | 3,778,477 |
| Alexander Robert M. | Chief Information Officer | 03/04/2021 | 9,104,548 |
| Sanjiv Yajnik | President, Financial Services | 03/03/2021 | 1,799,500 |
| Sanjiv Yajnik | President, Financial Services | 03/01/2021 | 3,036,504 |
| SHATTUCK MAYO A III | Director | 02/10/2021 | 391,149 |
| Slocum Michael | President, Commercial Banking | 02/15/2021 | 230,927 |
| Slocum Michael | President, Commercial Banking | 02/15/2021 | 562,374 |
| Young Andrew M | Head of Fin. Plng. & Analysis | 02/15/2021 | 140,005 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/15/2021 | 256,464 |
| Hall Sheldon | Chief Risk Officer | 02/15/2021 | 122,314 |
| Hall Sheldon | Chief Risk Officer | 02/15/2021 | 13,895 |
| Hall Sheldon | Chief Risk Officer | 02/15/2021 | 330,289 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 02/15/2021 | 242,654 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 02/15/2021 | 513,272 |
| Blackley Richard Scott | Chief Financial Officer | 02/15/2021 | 215,583 |
| Blackley Richard Scott | Chief Financial Officer | 02/15/2021 | 549,539 |
| Karam Celia | Chief Audit Officer | 02/15/2021 | 178,274 |
| Alexander Robert M. | Chief Information Officer | 02/15/2021 | 220,077 |
| Alexander Robert M. | Chief Information Officer | 02/15/2021 | 597,817 |
| Berson Jory A | Chief Human Resources Officer | 02/15/2021 | 215,364 |
| Berson Jory A | Chief Human Resources Officer | 02/15/2021 | 500,555 |
| Golden Timothy P | Controller | 02/15/2021 | 132,587 |
| Wassmer Michael J | President, Card | 02/15/2021 | 228,078 |
| Wassmer Michael J | President, Card | 02/15/2021 | 576,504 |
| Dean Lia | Pres, Retail Bank & Prem. Card | 02/15/2021 | 242,801 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 02/15/2021 | 262,930 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 02/15/2021 | 583,451 |
| Cooper Matthew W | General Counsel | 02/15/2021 | 143,795 |
| Sanjiv Yajnik | President, Financial Services | 02/15/2021 | 252,628 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 02/15/2021 | 2,536,911 |
| Cooper Matthew W | General Counsel | 02/15/2021 | 357,960 |
| Sanjiv Yajnik | President, Financial Services | 02/15/2021 | 520,455 |
| Slocum Michael | President, Commercial Banking | 02/08/2021 | 2,303,217 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 02/04/2021 | 123,813 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 02/04/2021 | 123,813 |
| Alexander Robert M. | Chief Information Officer | 01/06/2021 | 1,725,926 |
| Alexander Robert M. | Chief Information Officer | 01/05/2021 | 876,700 |
| Alexander Robert M. | Chief Information Officer | 01/06/2021 | 3,187,080 |
| Alexander Robert M. | Chief Information Officer | 12/30/2020 | 550,200 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 12/21/2020 | 1,836,201 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 12/21/2020 | 3,097,285 |
| Alexander Robert M. | Chief Information Officer | 12/21/2020 | 785,760 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 12/14/2020 | 3,627,508 |
| Alexander Robert M. | Chief Information Officer | 12/14/2020 | 517,208 |
| Berson Jory A | Chief Human Resources Officer | 12/10/2020 | 3,805,646 |
| Berson Jory A | Chief Human Resources Officer | 12/10/2020 | 6,436,777 |
| Wassmer Michael J | President, U.S. Card | 12/09/2020 | 186,675 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/12/2020 | 1,958,140 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/13/2020 | 1,958,140 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/13/2020 | 2,641,012 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/12/2020 | 2,604,340 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/10/2020 | 1,958,140 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/09/2020 | 1,958,140 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/11/2020 | 1,958,140 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/09/2020 | 2,693,199 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/11/2020 | 2,629,969 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/10/2020 | 2,675,458 |
| Alexander Robert M. | Chief Information Officer | 11/09/2020 | 2,432,491 |
| Alexander Robert M. | Chief Information Officer | 11/09/2020 | 4,387,763 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/05/2020 | 1,958,140 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/06/2020 | 1,958,140 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/06/2020 | 2,514,838 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/05/2020 | 2,498,795 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/04/2020 | 1,958,140 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/03/2020 | 1,958,140 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/04/2020 | 2,462,652 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/03/2020 | 2,503,330 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 10/30/2020 | 1,958,140 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/02/2020 | 1,958,140 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 10/30/2020 | 2,401,825 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/02/2020 | 2,448,983 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 10/29/2020 | 1,958,092 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 10/28/2020 | 1,958,092 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 10/29/2020 | 2,400,547 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 10/28/2020 | 2,400,846 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 10/27/2020 | 1,958,092 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 10/26/2020 | 1,958,092 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 10/27/2020 | 2,434,006 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 10/26/2020 | 2,452,891 |
| Wassmer Michael J | President, U.S. Card | 10/05/2020 | 665,492 |
| Wassmer Michael J | President, U.S. Card | 10/05/2020 | 1,075,152 |
| Golden Timothy P | Controller | 08/14/2020 | 395,586 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 08/10/2020 | 3,048,943 |
| WARNER BRADFORD H | Director | 06/05/2020 | 454,729 |
| WARNER BRADFORD H | Director | 06/05/2020 | 714,850 |
| Golden Timothy P | Controller | 05/14/2020 | 192,138 |
| Blackley Richard Scott | Chief Financial Officer | 05/09/2020 | 100,764 |
| Golden Timothy P | Controller | 04/03/2020 | 74,184 |
| Santos Kleber | Pres., Retail & Direct Banking | 03/19/2020 | 97,490 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 03/05/2020 | 516,606 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 03/05/2020 | 6,172,639 |
| Sanjiv Yajnik | President, Financial Services | 03/05/2020 | 445,479 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 03/05/2020 | 577,778 |
| Newkirk Christopher T | Pres,Small Bus, Intl & Walmart | 03/05/2020 | 176,456 |
| Wassmer Michael J | President, U.S. Card | 03/05/2020 | 370,438 |
| Blackley Richard Scott | Chief Financial Officer | 03/05/2020 | 344,064 |
| Slocum Michael | President, Commercial Banking | 03/05/2020 | 616,830 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 03/05/2020 | 612,406 |
| Cooper Matthew W | General Counsel | 03/05/2020 | 217,294 |
| Alexander Robert M. | Chief Information Officer | 03/05/2020 | 436,716 |
| Hall Sheldon | Chief Risk Officer | 03/05/2020 | 173,393 |
| Santos Kleber | Pres., Retail & Direct Banking | 03/05/2020 | 179,944 |
| Berson Jory A | Chief Human Resources Officer | 03/05/2020 | 436,035 |
| Cooper Matthew W | General Counsel | 02/28/2020 | 1,310,829 |
| Blackley Richard Scott | Chief Financial Officer | 02/21/2020 | 1,518,891 |
| Santos Kleber | Pres., Retail & Direct Banking | 02/20/2020 | 223,358 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 02/15/2020 | 2,046,416 |
| Slocum Michael | President, Commercial Banking | 02/15/2020 | 470,358 |
| Slocum Michael | President, Commercial Banking | 02/15/2020 | 731,002 |
| Newkirk Christopher T | Pres,Small Bus, Intl & Walmart | 02/15/2020 | 268,543 |
| Newkirk Christopher T | Pres,Small Bus, Intl & Walmart | 02/15/2020 | 438,581 |
| Sanjiv Yajnik | President, Financial Services | 02/15/2020 | 511,578 |
| Sanjiv Yajnik | President, Financial Services | 02/15/2020 | 599,007 |
| Berson Jory A | Chief Human Resources Officer | 02/15/2020 | 435,056 |
| Berson Jory A | Chief Human Resources Officer | 02/15/2020 | 565,341 |
| Karam Celia | Chief Audit Officer | 02/15/2020 | 95,866 |
| Alexander Robert M. | Chief Information Officer | 02/15/2020 | 440,157 |
| Alexander Robert M. | Chief Information Officer | 02/15/2020 | 557,848 |
| Cooper Matthew W | General Counsel | 02/15/2020 | 297,213 |
| Cooper Matthew W | General Counsel | 02/15/2020 | 439,197 |
| Blackley Richard Scott | Chief Financial Officer | 02/15/2020 | 417,915 |
| Blackley Richard Scott | Chief Financial Officer | 02/15/2020 | 673,113 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 02/15/2020 | 486,173 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 02/15/2020 | 634,623 |
| Hall Sheldon | Chief Risk Officer | 02/15/2020 | 238,750 |
| Hall Sheldon | Chief Risk Officer | 02/15/2020 | 12,625 |
| Hall Sheldon | Chief Risk Officer | 02/15/2020 | 394,856 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 02/15/2020 | 535,760 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 02/15/2020 | 728,231 |
| Dean Lia | Head of Bank Mktg and Retail | 02/15/2020 | 209,386 |
| Wassmer Michael J | President, U.S. Card | 02/15/2020 | 452,095 |
| Wassmer Michael J | President, U.S. Card | 02/15/2020 | 707,498 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/15/2020 | 515,966 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/15/2020 | 724,946 |
| Golden Timothy P | Controller | 02/15/2020 | 72,259 |
| Santos Kleber | Pres., Retail & Direct Banking | 02/15/2020 | 267,523 |
| Santos Kleber | Pres., Retail & Direct Banking | 02/15/2020 | 435,502 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 01/30/2020 | 112,285 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 01/30/2020 | 112,285 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 01/23/2020 | 20,443,621 |
| Sanjiv Yajnik | President, Financial Services | 01/22/2020 | 1,490,114 |
| WARNER BRADFORD H | Director | 12/20/2019 | 430,232 |
| WARNER BRADFORD H | Director | 12/20/2019 | 846,673 |
| Sanjiv Yajnik | President, Financial Services | 12/16/2019 | 4,207,183 |
| Sanjiv Yajnik | President, Financial Services | 12/16/2019 | 6,049,680 |
| Slocum Michael | President, Commercial Banking | 12/06/2019 | 2,106,495 |
| Berson Jory A | Chief Human Resources Officer | 12/02/2019 | 1,921,075 |
| Berson Jory A | Chief Human Resources Officer | 12/02/2019 | 4,271,660 |
| Newkirk Christopher T | Pres,Intl, Small Bus & Walmart | 11/29/2019 | 596,604 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 11/29/2019 | 4,508,152 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 11/29/2019 | 7,863,204 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 11/22/2019 | 353,558 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 11/18/2019 | 700,815 |
| SHATTUCK MAYO A III | Director | 11/08/2019 | 317,231 |
| SHATTUCK MAYO A III | Director | 11/08/2019 | 682,750 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 11/07/2019 | 1,062,652 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 11/05/2019 | 1,037,564 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 11/04/2019 | 915,000 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 11/05/2019 | 2,864,535 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 11/04/2019 | 2,625,250 |
| Golden Timothy P | Controller | 10/30/2019 | 209,412 |
| WARNER BRADFORD H | Director | 10/01/2019 | 169,474 |
| WARNER BRADFORD H | Director | 10/01/2019 | 346,275 |
| Wassmer Michael J | President, U.S. Card | 07/24/2019 | 780,386 |
| Berson Jory A | Chief Human Resources Officer | 07/05/2019 | 867,597 |
| Wassmer Michael J | President, U.S. Card | 07/05/2019 | 399,342 |
| WARNER BRADFORD H | Director | 07/01/2019 | 1,330,227 |
| Newkirk Christopher T | Pres,Intl, Small Bus & Walmart | 06/19/2019 | 525,780 |
| Berson Jory A | Chief Human Resources Officer | 06/05/2019 | 1,205,370 |
| WARNER BRADFORD H | Director | 06/03/2019 | 179,480 |
| WARNER BRADFORD H | Director | 06/03/2019 | 343,920 |
| Blackley Richard Scott | Chief Financial Officer | 05/09/2019 | 146,124 |
| Golden Timothy P | Controller | 04/03/2019 | 157,397 |
| Santos Kleber | Pres., Retail & Direct Banking | 03/18/2019 | 247,533 |
| Cooper Matthew W | General Counsel | 03/07/2019 | 214,173 |
| Berson Jory A | Chief Human Resources Officer | 03/07/2019 | 566,928 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 03/07/2019 | 622,117 |
| Sanjiv Yajnik | President, Financial Services | 03/07/2019 | 562,376 |
| Slocum Michael | President, Commercial Banking | 03/07/2019 | 694,944 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 03/07/2019 | 8,025,343 |
| Wassmer Michael J | President, U.S. Card | 03/07/2019 | 354,381 |
| Santos Kleber | Pres., Retail & Direct Banking | 03/07/2019 | 222,301 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 03/07/2019 | 703,397 |
| Hall Sheldon | Chief Risk Officer | 03/07/2019 | 145,979 |
| Blackley Richard Scott | Chief Financial Officer | 03/07/2019 | 200,193 |
| Alexander Robert M. | Chief Information Officer | 03/07/2019 | 578,226 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 03/07/2019 | 729,163 |
| Newkirk Christopher T | Pres,Intl, Small Bus & Walmart | 03/07/2019 | 186,863 |
| Santos Kleber | Pres., Retail & Direct Banking | 02/21/2019 | 294,489 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 02/15/2019 | 635,606 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 02/15/2019 | 563,241 |
| Slocum Michael | President, Commercial Banking | 02/15/2019 | 625,784 |
| Slocum Michael | President, Commercial Banking | 02/15/2019 | 609,817 |
| Alexander Robert M. | Chief Information Officer | 02/15/2019 | 575,559 |
| Alexander Robert M. | Chief Information Officer | 02/15/2019 | 470,333 |
| Karam Celia | Chief Audit Officer | 02/15/2019 | 46,332 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 02/15/2019 | 719,049 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 02/15/2019 | 613,162 |
| Dean Lia | Head of Bank Mktg and Retail | 02/15/2019 | 117,869 |
| Berson Jory A | Chief Human Resources Officer | 02/15/2019 | 589,612 |
| Berson Jory A | Chief Human Resources Officer | 02/15/2019 | 481,181 |
| Wassmer Michael J | President, U.S. Card | 02/15/2019 | 571,966 |
| Wassmer Michael J | President, U.S. Card | 02/15/2019 | 578,576 |
| Newkirk Christopher T | Pres., Intl and Small Business | 02/15/2019 | 323,392 |
| Newkirk Christopher T | Pres., Intl and Small Business | 02/15/2019 | 310,129 |
| Hall Sheldon | Chief Risk Officer | 02/15/2019 | 229,728 |
| Hall Sheldon | Chief Risk Officer | 02/15/2019 | 8,728 |
| Hall Sheldon | Chief Risk Officer | 02/15/2019 | 291,123 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 02/15/2019 | 2,173,757 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 02/15/2019 | 805,504 |
| Cooper Matthew W | General Counsel | 02/15/2019 | 367,230 |
| Cooper Matthew W | General Counsel | 02/15/2019 | 369,675 |
| Blackley Richard Scott | Chief Financial Officer | 02/15/2019 | 452,430 |
| Blackley Richard Scott | Chief Financial Officer | 02/15/2019 | 470,659 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/15/2019 | 678,965 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/15/2019 | 609,573 |
| Santos Kleber | Pres., Retail & Direct Banking | 02/15/2019 | 340,001 |
| Santos Kleber | Pres., Retail & Direct Banking | 02/15/2019 | 336,966 |
| Golden Timothy P | Controller | 02/15/2019 | 23,492 |
| Sanjiv Yajnik | President, Financial Services | 02/15/2019 | 684,953 |
| Sanjiv Yajnik | President, Financial Services | 02/15/2019 | 485,831 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 01/31/2019 | 47,790 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 01/31/2019 | 47,790 |
| Karam Celia | Chief Audit Officer | 10/31/2018 | 28,487 |
| Dean Lia | Head of Bank Mktg and Retail | 10/31/2018 | 30,898 |
| Golden Timothy P | Controller | 08/02/2018 | 390,397 |
| HAY LEWIS III | Director | 07/24/2018 | 278,431 |
| HAY LEWIS III | Director | 07/24/2018 | 1,644,600 |
| Wassmer Michael J | President, U.S. Card | 07/24/2018 | 227,600 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 07/24/2018 | 4,425,405 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 07/24/2018 | 24,046,555 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 07/24/2018 | 1,218,326 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 07/24/2018 | 1,911,700 |
| WARNER BRADFORD H | Director | 07/02/2018 | 71,597 |
| WARNER BRADFORD H | Director | 07/02/2018 | 391,394 |
| Wassmer Michael J | President, U.S. Card | 06/14/2018 | 175,126 |
| Wassmer Michael J | President, U.S. Card | 06/07/2018 | 213,471 |
| Berson Jory A | Chief Human Resources Officer | 06/07/2018 | 1,835,875 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 05/15/2018 | 461,700 |
| Blackley Richard Scott | Chief Financial Officer | 05/09/2018 | 149,218 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 05/08/2018 | 1,100,480 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 05/08/2018 | 9,341 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 05/08/2018 | 48,545 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 04/26/2018 | 1,133,456 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 04/25/2018 | 4,434,728 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 04/25/2018 | 22,594,332 |
| Golden Timothy P | Controller | 04/03/2018 | 167,402 |
| WARNER BRADFORD H | Director | 04/02/2018 | 50,790 |
| WARNER BRADFORD H | Director | 04/02/2018 | 285,150 |
| Santos Kleber | Pres., Retail & Direct Banking | 03/22/2018 | 165,967 |
| Blackley Richard Scott | Chief Financial Officer | 03/16/2018 | 215,429 |
| Wassmer Michael J | President, U.S. Card | 03/08/2018 | 317,123 |
| Slocum Michael | President, Commercial Banking | 03/08/2018 | 660,059 |
| Santos Kleber | Pres., Retail & Direct Banking | 03/08/2018 | 156,844 |
| Sanjiv Yajnik | President, Financial Services | 03/08/2018 | 547,284 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 03/08/2018 | 649,655 |
| FINNERAN JOHN G JR | Chief Risk Officer & Corp Secy | 03/08/2018 | 716,495 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 03/08/2018 | 8,155,578 |
| Eder Noelle K | Chief Card Cust. Exp. Officer | 03/08/2018 | 61,835 |
| Cooper Matthew W | General Counsel | 03/08/2018 | 134,269 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 03/08/2018 | 632,577 |
| Blackley Richard Scott | Chief Financial Officer | 03/08/2018 | 176,964 |
| Berson Jory A | Chief Human Resources Officer | 03/08/2018 | 576,141 |
| Alexander Robert M. | Chief Information Officer | 03/08/2018 | 518,526 |
| Blackley Richard Scott | Chief Financial Officer | 03/01/2018 | 981,200 |
| Santos Kleber | Pres., Retail & Direct Banking | 02/22/2018 | 548,028 |
| Wassmer Michael J | President, U.S. Card | 02/15/2018 | 1,514,296 |
| Wassmer Michael J | President, U.S. Card | 02/15/2018 | 595,572 |
| Slocum Michael | President, Commercial Banking | 02/15/2018 | 1,727,269 |
| Slocum Michael | President, Commercial Banking | 02/15/2018 | 777,816 |
| Santos Kleber | Pres., Retail & Direct Banking | 02/15/2018 | 777,550 |
| Santos Kleber | Pres., Retail & Direct Banking | 02/15/2018 | 275,881 |
| Sanjiv Yajnik | President, Financial Services | 02/15/2018 | 1,887,098 |
| Sanjiv Yajnik | President, Financial Services | 02/15/2018 | 465,722 |
| Newkirk Christopher T | Pres., Intl and Small Business | 02/15/2018 | 784,616 |
| Newkirk Christopher T | Pres., Intl and Small Business | 02/15/2018 | 266,310 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/15/2018 | 1,859,830 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/15/2018 | 629,317 |
| FINNERAN JOHN G JR | Chief Risk Officer & Corp Secy | 02/15/2018 | 1,993,684 |
| FINNERAN JOHN G JR | Chief Risk Officer & Corp Secy | 02/15/2018 | 796,464 |
| FAIRBANK RICHARD D | Chair, CEO and President | 02/15/2018 | 3,803,057 |
| FAIRBANK RICHARD D | Chair, CEO and President | 02/15/2018 | 977,622 |
| Eder Noelle K | Chief Card Cust. Exp. Officer | 02/15/2018 | 984,949 |
| Eder Noelle K | Chief Card Cust. Exp. Officer | 02/15/2018 | 314,560 |
| Cooper Matthew W | General Counsel | 02/15/2018 | 789,293 |
| Cooper Matthew W | General Counsel | 02/15/2018 | 272,132 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 02/15/2018 | 1,743,192 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 02/15/2018 | 549,888 |
| Blackley Richard Scott | Chief Financial Officer | 02/15/2018 | 1,295,054 |
| Blackley Richard Scott | Chief Financial Officer | 02/15/2018 | 383,728 |
| Berson Jory A | Chief Human Resources Officer | 02/15/2018 | 1,642,179 |
| Berson Jory A | Chief Human Resources Officer | 02/15/2018 | 497,790 |
| Alexander Robert M. | Chief Information Officer | 02/15/2018 | 1,599,684 |
| Alexander Robert M. | Chief Information Officer | 02/15/2018 | 458,322 |
| FAIRBANK RICHARD D | Chair, CEO and President | 02/01/2018 | 109,223 |
| FAIRBANK RICHARD D | Chair, CEO and President | 02/01/2018 | 69,848 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 01/29/2018 | 5,472,993 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 01/29/2018 | 1,657,900 |
| FAIRBANK RICHARD D | Chair, CEO and President | 01/25/2018 | 3,385,493 |
| FAIRBANK RICHARD D | Chair, CEO and President | 01/24/2018 | 5,484,000 |
| FAIRBANK RICHARD D | Chair, CEO and President | 01/25/2018 | 19,373,741 |
| FAIRBANK RICHARD D | Chair, CEO and President | 01/24/2018 | 31,616,420 |
| Slocum Michael | President, Commercial Banking | 01/12/2018 | 1,566,710 |
| Slocum Michael | President, Commercial Banking | 01/12/2018 | 2,920,890 |
| Sanjiv Yajnik | President, Financial Services | 01/12/2018 | 1,059,030 |
| HACKETT ANN F | Director | 01/04/2018 | 107,692 |
| HACKETT ANN F | Director | 01/04/2018 | 648,822 |
| WARNER BRADFORD H | Director | 01/02/2018 | 50,790 |
| WARNER BRADFORD H | Director | 01/02/2018 | 298,392 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 01/02/2018 | 2,733,807 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 01/02/2018 | 4,735,924 |
| Slocum Michael | President, Commercial Banking | 12/22/2017 | 1,274,833 |
| Slocum Michael | President, Commercial Banking | 12/22/2017 | 2,640,500 |
| Sanjiv Yajnik | President, Financial Services | 12/22/2017 | 3,026,445 |
| Sanjiv Yajnik | President, Financial Services | 12/22/2017 | 15,627,800 |
| HACKETT ANN F | Director | 12/18/2017 | 118,510 |
| HACKETT ANN F | Director | 12/18/2017 | 686,000 |
| Alexander Robert M. | Chief Information Officer | 12/15/2017 | 649,706 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 12/14/2017 | 3,073,997 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 12/14/2017 | 7,889,370 |
| Berson Jory A | Chief Human Resources Officer | 12/04/2017 | 1,723,403 |
| Berson Jory A | Chief Human Resources Officer | 12/04/2017 | 6,317,899 |
| HACKETT ANN F | Director | 12/04/2017 | 118,510 |
| HACKETT ANN F | Director | 12/04/2017 | 665,000 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 12/04/2017 | 616,550 |
| Slocum Michael | President, Commercial Banking | 12/04/2017 | 763,705 |
| WARNER BRADFORD H | Director | 12/04/2017 | 118,510 |
| WARNER BRADFORD H | Director | 12/04/2017 | 664,580 |
| Sanjiv Yajnik | President, Financial Services | 12/04/2017 | 1,796,209 |
| Sanjiv Yajnik | President, Financial Services | 12/04/2017 | 2,911,940 |
| Alexander Robert M. | Chief Information Officer | 12/04/2017 | 3,120,073 |
| Alexander Robert M. | Chief Information Officer | 12/04/2017 | 7,241,537 |
| Alexander Robert M. | Chief Information Officer | 12/01/2017 | 460,900 |
| Slocum Michael | President, Commercial Banking | 11/03/2017 | 762,781 |
| Eder Noelle K | Chief Card Cust. Exp. Officer | 10/31/2017 | 276,263 |
| SHATTUCK MAYO A III | Director | 10/27/2017 | 667,329 |
| SHATTUCK MAYO A III | Director | 10/27/2017 | 2,240,523 |
| HACKETT ANN F | Director | 10/25/2017 | 522,791 |
| HACKETT ANN F | Director | 10/25/2017 | 1,007,995 |
| FAIRBANK RICHARD D | Chair, CEO and President | 07/25/2017 | 15,297,001 |
| FAIRBANK RICHARD D | Chair, CEO and President | 07/26/2017 | 3,437,695 |
| FAIRBANK RICHARD D | Chair, CEO and President | 07/25/2017 | 26,156,888 |
| FAIRBANK RICHARD D | Chair, CEO and President | 07/26/2017 | 5,816,129 |
| Blackley Richard Scott | Chief Financial Officer | 05/09/2017 | 141,096 |
| Slocum Michael | President, Commercial Banking | 05/05/2017 | 515,636 |
| Wassmer Michael J | President, U.S. Card | 04/03/2017 | 63,770 |
| Newkirk Christopher T | Pres., Intl. and Sm. Bus. Card | 03/16/2017 | 473,829 |
| Berson Jory A | Chief Human Resources Officer | 03/13/2017 | 2,774,024 |
| Berson Jory A | Chief Human Resources Officer | 03/13/2017 | 5,852,643 |
| Berson Jory A | Chief Human Resources Officer | 03/08/2017 | 605,035 |
| Alexander Robert M. | Chief Information Officer | 03/08/2017 | 519,011 |
| Borgmann Kevin S. | Chief Risk Officer | 03/08/2017 | 501,455 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 03/08/2017 | 749,641 |
| Sanjiv Yajnik | President, Financial Services | 03/08/2017 | 579,348 |
| Slocum Michael | President, Commercial Banking | 03/08/2017 | 606,329 |
| FAIRBANK RICHARD D | Chair, CEO and President | 03/08/2017 | 8,565,111 |
| Wassmer Michael J | President, U.S. Card | 03/08/2017 | 247,540 |
| CRAWFORD STEPHEN S | Head of Finance and Corp Dev | 03/08/2017 | 1,079,786 |
| Witter Jonathan W. | President, Retail Banking | 03/08/2017 | 689,304 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 03/08/2017 | 678,586 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 03/06/2017 | 881,517 |
| Wassmer Michael J | President, U.S. Card | 03/02/2017 | 929,561 |
| Wassmer Michael J | President, U.S. Card | 03/02/2017 | 2,019,126 |
| Alexander Robert M. | Chief Information Officer | 03/02/2017 | 1,377,293 |
| Sanjiv Yajnik | President, Financial Services | 03/01/2017 | 563,200 |
| Sanjiv Yajnik | President, Financial Services | 03/01/2017 | 950,200 |
| Blackley Richard Scott | Chief Financial Officer | 03/01/2017 | 333,165 |
| Witter Jonathan W. | President, Retail Banking | 02/15/2017 | 2,032,190 |
| Witter Jonathan W. | President, Retail Banking | 02/15/2017 | 600,865 |
| Wassmer Michael J | President, U.S. Card | 02/15/2017 | 1,246,231 |
| Wassmer Michael J | President, U.S. Card | 02/15/2017 | 493,295 |
| Slocum Michael | President, Commercial Banking | 02/15/2017 | 1,852,655 |
| Slocum Michael | President, Commercial Banking | 02/15/2017 | 578,315 |
| Sanjiv Yajnik | President, Financial Services | 02/15/2017 | 2,081,290 |
| Sanjiv Yajnik | President, Financial Services | 02/15/2017 | 482,202 |
| Newkirk Christopher T | Pres., Intl. and Sm. Bus. Card | 02/15/2017 | 514,759 |
| Newkirk Christopher T | Pres., Intl. and Sm. Bus. Card | 02/15/2017 | 240,055 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/15/2017 | 2,009,494 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/15/2017 | 747,263 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 02/15/2017 | 2,202,275 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 02/15/2017 | 663,698 |
| FAIRBANK RICHARD D | Chair, CEO and President | 02/15/2017 | 3,438,350 |
| FAIRBANK RICHARD D | Chair, CEO and President | 02/15/2017 | 1,011,505 |
| Eder Noelle K | Chief Card Cust. Exp. Officer | 02/15/2017 | 717,784 |
| Eder Noelle K | Chief Card Cust. Exp. Officer | 02/15/2017 | 179,678 |
| CRAWFORD STEPHEN S | Head of Finance and Corp Dev | 02/15/2017 | 3,382,979 |
| CRAWFORD STEPHEN S | Head of Finance and Corp Dev | 02/15/2017 | 1,140,353 |
| Borgmann Kevin S. | Chief Risk Officer | 02/15/2017 | 1,823,425 |
| Borgmann Kevin S. | Chief Risk Officer | 02/15/2017 | 636,146 |
| Blackley Richard Scott | Chief Financial Officer | 02/15/2017 | 825,610 |
| Blackley Richard Scott | Chief Financial Officer | 02/15/2017 | 261,060 |
| Berson Jory A | Chief Human Resources Officer | 02/15/2017 | 1,830,401 |
| Berson Jory A | Chief Human Resources Officer | 02/15/2017 | 504,480 |
| Alexander Robert M. | Chief Information Officer | 02/15/2017 | 1,727,697 |
| Alexander Robert M. | Chief Information Officer | 02/15/2017 | 454,559 |
| Eder Noelle K | Chief Card Cust. Exp. Officer | 02/14/2017 | 2,543,905 |
| Eder Noelle K | Chief Card Cust. Exp. Officer | 02/14/2017 | 2,780,073 |
| GROSS PATRICK W | Director | 02/10/2017 | 1,899,697 |
| GROSS PATRICK W | Director | 02/10/2017 | 3,633,810 |
| SHATTUCK MAYO A III | Director | 02/07/2017 | 255,169 |
| SHATTUCK MAYO A III | Director | 02/07/2017 | 297,959 |
| FAIRBANK RICHARD D | Chair, CEO and President | 02/02/2017 | 146,260 |
| FAIRBANK RICHARD D | Chair, CEO and President | 02/02/2017 | 83,318 |
| Wassmer Michael J | President, U.S. Card | 02/01/2017 | 671,913 |
| Wassmer Michael J | President, U.S. Card | 02/01/2017 | 770,875 |
| Borgmann Kevin S. | Chief Risk Officer | 02/01/2017 | 1,700,441 |
| Borgmann Kevin S. | Chief Risk Officer | 02/01/2017 | 3,465,851 |
| LEROY PIERRE E | Director | 01/30/2017 | 306,203 |
| LEROY PIERRE E | Director | 01/30/2017 | 792,634 |
| FAIRBANK RICHARD D | Chair, CEO and President | 01/30/2017 | 7,443,215 |
| FAIRBANK RICHARD D | Chair, CEO and President | 01/30/2017 | 12,876,539 |
| FAIRBANK RICHARD D | Chair, CEO and President | 01/26/2017 | 15,297,001 |
| FAIRBANK RICHARD D | Chair, CEO and President | 01/27/2017 | 15,297,001 |
| FAIRBANK RICHARD D | Chair, CEO and President | 01/26/2017 | 26,674,178 |
| FAIRBANK RICHARD D | Chair, CEO and President | 01/27/2017 | 26,795,079 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 12/14/2016 | 1,535,800 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 12/14/2016 | 1,776,800 |
| HAY LEWIS III | Director | 12/12/2016 | 690,198 |
| HAY LEWIS III | Director | 12/12/2016 | 1,131,710 |
| Sanjiv Yajnik | President, Financial Services | 12/12/2016 | 1,809,172 |
| Sanjiv Yajnik | President, Financial Services | 12/12/2016 | 2,129,172 |
| Alexander Robert M. | Chief Information Officer | 12/12/2016 | 2,241,500 |
| Alexander Robert M. | Chief Information Officer | 12/12/2016 | 3,172,900 |
| Berson Jory A | Chief Human Resources Officer | 11/23/2016 | 6,764,023 |
| Berson Jory A | Chief Human Resources Officer | 11/23/2016 | 9,714,600 |
| Berson Jory A | Chief Human Resources Officer | 11/11/2016 | 566,880 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 11/11/2016 | 6,796,683 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 11/11/2016 | 7,156,033 |
| FAIRBANK RICHARD D | Chair, CEO and President | 11/09/2016 | 23,975,942 |
| FAIRBANK RICHARD D | Chair, CEO and President | 11/11/2016 | 6,778,713 |
| FAIRBANK RICHARD D | Chair, CEO and President | 11/10/2016 | 28,905,744 |
| FAIRBANK RICHARD D | Chair, CEO and President | 11/09/2016 | 27,502,019 |
| FAIRBANK RICHARD D | Chair, CEO and President | 11/11/2016 | 10,648,654 |
| FAIRBANK RICHARD D | Chair, CEO and President | 11/10/2016 | 29,624,400 |
| FAIRBANK RICHARD D | Chair, CEO and President | 10/31/2016 | 219,257 |
| FAIRBANK RICHARD D | Chair, CEO and President | 10/31/2016 | 323,016 |
| FAIRBANK RICHARD D | Chair, CEO and President | 10/27/2016 | 13,212,223 |
| FAIRBANK RICHARD D | Chair, CEO and President | 10/28/2016 | 346,732 |
| FAIRBANK RICHARD D | Chair, CEO and President | 10/27/2016 | 19,475,009 |
| FAIRBANK RICHARD D | Chair, CEO and President | 10/28/2016 | 510,204 |
| CRAWFORD STEPHEN S | Head of Finance and Corp Dev | 06/22/2016 | 2,498,193 |
| Witter Jonathan W. | President, Retail Banking | 03/08/2016 | 677,982 |
| Slocum Michael | President, Commercial Banking | 03/08/2016 | 543,194 |
| Schneider Ryan M. | President, Card | 03/08/2016 | 627,848 |
| Borgmann Kevin S. | Chief Risk Officer | 03/08/2016 | 268,070 |
| Sanjiv Yajnik | President, Financial Services | 03/08/2016 | 529,085 |
| Alexander Robert M. | Chief Information Officer | 03/08/2016 | 511,346 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 03/08/2016 | 684,695 |
| FAIRBANK RICHARD D | Chair, CEO and President | 03/08/2016 | 8,057,095 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 03/08/2016 | 580,453 |
| Berson Jory A | Chief Human Resources Officer | 03/08/2016 | 569,152 |
| Blackley Richard Scott | Principal Accounting Officer | 03/01/2016 | 348,970 |
| Blackley Richard Scott | Principal Accounting Officer | 02/15/2016 | 302,673 |
| Blackley Richard Scott | Principal Accounting Officer | 02/15/2016 | 108,695 |
| CRAWFORD STEPHEN S | Chief Financial Officer | 02/15/2016 | 1,826,417 |
| CRAWFORD STEPHEN S | Chief Financial Officer | 02/15/2016 | 553,479 |
| Witter Jonathan W. | President, Retail Banking | 02/15/2016 | 1,099,801 |
| Witter Jonathan W. | President, Retail Banking | 02/15/2016 | 239,216 |
| Slocum Michael | President, Commercial Banking | 02/15/2016 | 982,970 |
| Slocum Michael | President, Commercial Banking | 02/15/2016 | 221,517 |
| Schneider Ryan M. | President, Card | 02/15/2016 | 1,375,345 |
| Schneider Ryan M. | President, Card | 02/15/2016 | 368,110 |
| Borgmann Kevin S. | Chief Risk Officer | 02/15/2016 | 947,777 |
| Borgmann Kevin S. | Chief Risk Officer | 02/15/2016 | 191,623 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/15/2016 | 1,053,669 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/15/2016 | 225,644 |
| Sanjiv Yajnik | President, Financial Services | 02/15/2016 | 1,126,493 |
| Sanjiv Yajnik | President, Financial Services | 02/15/2016 | 201,879 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 02/15/2016 | 924,585 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 02/15/2016 | 268,422 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 02/15/2016 | 268,918 |
| Berson Jory A | Chief Human Resources Officer | 02/15/2016 | 1,009,849 |
| Berson Jory A | Chief Human Resources Officer | 02/15/2016 | 213,887 |
| Alexander Robert M. | Chief Information Officer | 02/15/2016 | 912,646 |
| Alexander Robert M. | Chief Information Officer | 02/15/2016 | 171,297 |
| Witter Jonathan W. | President, Retail Banking | 02/10/2016 | 245,125 |
| Witter Jonathan W. | President, Retail Banking | 02/10/2016 | 153,608 |
| Slocum Michael | President, Commercial Banking | 02/10/2016 | 205,913 |
| Slocum Michael | President, Commercial Banking | 02/10/2016 | 127,592 |
| Schneider Ryan M. | President, Card | 02/10/2016 | 326,311 |
| Schneider Ryan M. | President, Card | 02/10/2016 | 142,281 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/10/2016 | 219,402 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/10/2016 | 131,513 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 02/10/2016 | 284,651 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 02/10/2016 | 155,351 |
| Borgmann Kevin S. | Chief Risk Officer | 02/10/2016 | 147,251 |
| Borgmann Kevin S. | Chief Risk Officer | 02/10/2016 | 109,293 |
| Blackley Richard Scott | Principal Accounting Officer | 02/10/2016 | 53,402 |
| Berson Jory A | Chief Human Resources Officer | 02/10/2016 | 252,466 |
| Berson Jory A | Chief Human Resources Officer | 02/10/2016 | 125,600 |
| Alexander Robert M. | Chief Information Officer | 02/10/2016 | 206,226 |
| Alexander Robert M. | Chief Information Officer | 02/10/2016 | 112,903 |
| Sanjiv Yajnik | President, Financial Services | 02/10/2016 | 266,896 |
| Sanjiv Yajnik | President, Financial Services | 02/10/2016 | 109,729 |
| FAIRBANK RICHARD D | Chair, CEO and President | 02/10/2016 | 2,436,884 |
| CRAWFORD STEPHEN S | Chief Financial Officer | 02/04/2016 | 997,566 |
| FAIRBANK RICHARD D | Chair, CEO and President | 02/04/2016 | 99,929 |
| FAIRBANK RICHARD D | Chair, CEO and President | 02/04/2016 | 65,260 |
| Slocum Michael | President, Commercial Banking | 11/03/2015 | 236,920 |
| Borgmann Kevin S. | Chief Risk Officer | 07/21/2015 | 165,562 |
| Alexander Robert M. | Chief Information Officer | 07/20/2015 | 446,932 |
| Alexander Robert M. | Chief Information Officer | 07/20/2015 | 1,303,809 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 07/15/2015 | 5,018,653 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 07/15/2015 | 5,085,900 |
| Witter Jonathan W. | President, Retail Banking | 07/01/2015 | 3,476,400 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 06/25/2015 | 634,103 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 06/25/2015 | 642,600 |
| Alexander Robert M. | Chief Information Officer | 06/23/2015 | 446,886 |
| Alexander Robert M. | Chief Information Officer | 06/23/2015 | 1,219,765 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 06/22/2015 | 2,442,116 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 06/22/2015 | 4,440,210 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 06/15/2015 | 4,895,000 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 06/15/2015 | 8,730,000 |
| Alexander Robert M. | Chief Information Officer | 06/11/2015 | 446,840 |
| Alexander Robert M. | Chief Information Officer | 06/11/2015 | 1,105,436 |
| Alexander Robert M. | Chief Information Officer | 06/10/2015 | 144,869 |
| Alexander Robert M. | Chief Information Officer | 06/10/2015 | 1,193,929 |
| Schneider Ryan M. | President, Card | 06/10/2015 | 1,057,320 |
| Schneider Ryan M. | President, Card | 06/10/2015 | 1,857,600 |
| Schneider Ryan M. | President, Card | 05/29/2015 | 4,072,434 |
| Schneider Ryan M. | President, Card | 06/01/2015 | 210,485 |
| Schneider Ryan M. | President, Card | 06/01/2015 | 361,200 |
| Schneider Ryan M. | President, Card | 05/29/2015 | 11,741,374 |
| Slocum Michael | President, Commercial Banking | 05/08/2015 | 617,301 |
| Blackley Richard Scott | Principal Accounting Officer | 05/06/2015 | 441,831 |
| LEROY PIERRE E | Director | 05/06/2015 | 863,272 |
| LEROY PIERRE E | Director | 05/06/2015 | 1,548,944 |
| GROSS PATRICK W | Director | 05/04/2015 | 281,808 |
| GROSS PATRICK W | Director | 05/04/2015 | 311,600 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 03/10/2015 | 914,065 |
| Witter Jonathan W. | President, Retail Banking | 03/10/2015 | 947,096 |
| Slocum Michael | President, Commercial Banking | 03/10/2015 | 734,376 |
| Schneider Ryan M. | President, Card | 03/10/2015 | 1,427,017 |
| Sanjiv Yajnik | President, Financial Services | 03/10/2015 | 1,033,909 |
| Alexander Robert M. | Chief Information Officer | 03/10/2015 | 805,101 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 03/10/2015 | 1,390,100 |
| Borgmann Kevin S. | Chief Risk Officer | 03/10/2015 | 301,631 |
| Berson Jory A | Chief Human Resources Officer | 03/10/2015 | 1,034,920 |
| FAIRBANK RICHARD D | Chair, CEO and President | 03/10/2015 | 14,651,464 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 03/09/2015 | 586,389 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 03/09/2015 | 587,805 |
| Schneider Ryan M. | President, Card | 03/02/2015 | 1,231,811 |
| Schneider Ryan M. | President, Card | 03/02/2015 | 1,234,785 |
| Blackley Richard Scott | Principal Accounting Officer | 02/15/2015 | 244,750 |
| Blackley Richard Scott | Principal Accounting Officer | 02/15/2015 | 70,913 |
| CRAWFORD STEPHEN S | Chief Financial Officer | 02/15/2015 | 1,737,964 |
| CRAWFORD STEPHEN S | Chief Financial Officer | 02/15/2015 | 324,986 |
| Slocum Michael | President, Commercial Banking | 02/15/2015 | 902,198 |
| Slocum Michael | President, Commercial Banking | 02/15/2015 | 172,274 |
| Borgmann Kevin S. | Chief Risk Officer | 02/15/2015 | 867,953 |
| Borgmann Kevin S. | Chief Risk Officer | 02/15/2015 | 107,671 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/15/2015 | 974,349 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/15/2015 | 185,684 |
| Berson Jory A | Chief Human Resources Officer | 02/15/2015 | 985,180 |
| Berson Jory A | Chief Human Resources Officer | 02/15/2015 | 182,134 |
| Sanjiv Yajnik | President, Financial Services | 02/15/2015 | 1,073,805 |
| Sanjiv Yajnik | President, Financial Services | 02/15/2015 | 174,404 |
| Witter Jonathan W. | President, Retail Banking | 02/15/2015 | 1,047,950 |
| Witter Jonathan W. | President, Retail Banking | 02/15/2015 | 207,533 |
| Alexander Robert M. | Chief Information Officer | 02/15/2015 | 873,902 |
| Alexander Robert M. | Chief Information Officer | 02/15/2015 | 141,905 |
| Schneider Ryan M. | President, Card | 02/15/2015 | 1,311,234 |
| Schneider Ryan M. | President, Card | 02/15/2015 | 258,648 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 02/15/2015 | 1,143,897 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 02/15/2015 | 225,676 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 02/17/2015 | 4,546,290 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 02/17/2015 | 4,583,834 |
| Borgmann Kevin S. | Chief Risk Officer | 02/12/2015 | 162,143 |
| Borgmann Kevin S. | Chief Risk Officer | 02/12/2015 | 162,163 |
| FAIRBANK RICHARD D | Chair, CEO and President | 02/10/2015 | 12,022,105 |
| Blackley Richard Scott | Principal Accounting Officer | 02/10/2015 | 136,011 |
| Witter Jonathan W. | President, Retail Banking | 02/10/2015 | 829,443 |
| Witter Jonathan W. | President, Retail Banking | 02/10/2015 | 378,596 |
| Slocum Michael | President, Commercial Banking | 02/10/2015 | 640,301 |
| Slocum Michael | President, Commercial Banking | 02/10/2015 | 368,655 |
| Schneider Ryan M. | President, Card | 02/10/2015 | 1,124,614 |
| Schneider Ryan M. | President, Card | 02/10/2015 | 512,449 |
| Borgmann Kevin S. | Chief Risk Officer | 02/10/2015 | 367,130 |
| Borgmann Kevin S. | Chief Risk Officer | 02/10/2015 | 238,732 |
| Sanjiv Yajnik | President, Financial Services | 02/10/2015 | 936,541 |
| Sanjiv Yajnik | President, Financial Services | 02/10/2015 | 342,609 |
| Alexander Robert M. | Chief Information Officer | 02/10/2015 | 732,733 |
| Alexander Robert M. | Chief Information Officer | 02/10/2015 | 288,667 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/10/2015 | 779,560 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/10/2015 | 307,084 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 02/10/2015 | 1,024,314 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 02/10/2015 | 499,580 |
| Berson Jory A | Chief Human Resources Officer | 02/10/2015 | 926,611 |
| Berson Jory A | Chief Human Resources Officer | 02/10/2015 | 382,603 |
| CRAWFORD STEPHEN S | Chief Financial Officer | 02/04/2015 | 1,213,535 |
| FAIRBANK RICHARD D | Chair, CEO and President | 01/29/2015 | 63,041 |
| FAIRBANK RICHARD D | Chair, CEO and President | 01/29/2015 | 42,053 |
| Alexander Robert M. | Chief Information Officer | 12/23/2014 | 1,540,355 |
| Alexander Robert M. | Chief Information Officer | 12/23/2014 | 1,638,792 |
| FAIRBANK RICHARD D | Chair, CEO and President | 12/05/2014 | 22,456,383 |
| FAIRBANK RICHARD D | Chair, CEO and President | 12/05/2014 | 22,576,311 |
| FAIRBANK RICHARD D | Chair, CEO and President | 12/03/2014 | 1,360,836 |
| FAIRBANK RICHARD D | Chair, CEO and President | 12/03/2014 | 1,362,157 |
| FAIRBANK RICHARD D | Chair, CEO and President | 12/02/2014 | 9,543,069 |
| FAIRBANK RICHARD D | Chair, CEO and President | 12/01/2014 | 13,272,452 |
| FAIRBANK RICHARD D | Chair, CEO and President | 12/01/2014 | 13,296,616 |
| FAIRBANK RICHARD D | Chair, CEO and President | 12/02/2014 | 9,556,969 |
| Schneider Ryan M. | President, Card | 09/19/2014 | 3,509,135 |
| Schneider Ryan M. | President, Card | 09/19/2014 | 5,500,068 |
| Schneider Ryan M. | President, Card | 08/20/2014 | 224,424 |
| Slocum Michael | President, Commercial Banking | 08/14/2014 | 300,708 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 08/13/2014 | 795,200 |
| Sanjiv Yajnik | President, Financial Services | 07/24/2014 | 600,557 |
| Sanjiv Yajnik | President, Financial Services | 07/24/2014 | 629,246 |
| Alexander Robert M. | Chief Information Officer | 06/20/2014 | 91,400 |
| Alexander Robert M. | Chief Information Officer | 06/20/2014 | 753,660 |
| HACKETT ANN F | Director | 06/20/2014 | 142,986 |
| HACKETT ANN F | Director | 06/20/2014 | 152,720 |
| Alexander Robert M. | Chief Information Officer | 06/09/2014 | 91,400 |
| Alexander Robert M. | Chief Information Officer | 06/09/2014 | 663,811 |
| Berson Jory A | Chief Human Resources Officer | 06/09/2014 | 4,202,500 |
| Berson Jory A | Chief Human Resources Officer | 06/09/2014 | 6,064,310 |
| Alexander Robert M. | Chief Information Officer | 06/05/2014 | 91,400 |
| Alexander Robert M. | Chief Information Officer | 06/05/2014 | 736,798 |
| Berson Jory A | Chief Human Resources Officer | 05/30/2014 | 2,662,146 |
| Berson Jory A | Chief Human Resources Officer | 05/30/2014 | 5,028,429 |
| GROSS PATRICK W | Director | 05/14/2014 | 169,300 |
| GROSS PATRICK W | Director | 05/14/2014 | 772,800 |
| Slocum Michael | President, Commercial Banking | 04/29/2014 | 215,355 |
| Blackley Richard Scott | Principal Accounting Officer | 04/22/2014 | 92,941 |
| Blackley Richard Scott | Principal Accounting Officer | 04/07/2014 | 52,432 |
| Schneider Ryan M. | President, Card | 03/10/2014 | 655,609 |
| Berson Jory A | Chief Human Resources Officer | 03/10/2014 | 485,770 |
| Sanjiv Yajnik | President, Financial Services | 03/10/2014 | 414,903 |
| Alexander Robert M. | Chief Information Officer | 03/10/2014 | 425,875 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 03/10/2014 | 157,890 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 03/10/2014 | 567,533 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 03/10/2014 | 6,070,542 |
| Berson Jory A | Chief Human Resources Officer | 03/06/2014 | 411,825 |
| Blackley Richard Scott | Principal Accounting Officer | 02/14/2014 | 254,932 |
| Blackley Richard Scott | Principal Accounting Officer | 02/10/2014 | 128,823 |
| Berson Jory A | Chief Human Resources Officer | 02/10/2014 | 876,127 |
| Berson Jory A | Chief Human Resources Officer | 02/10/2014 | 463,120 |
| Slocum Michael | President, Commercial Banking | 02/10/2014 | 605,443 |
| Slocum Michael | President, Commercial Banking | 02/10/2014 | 462,406 |
| Witter Jonathan W. | President, Retail Banking | 02/10/2014 | 784,310 |
| Witter Jonathan W. | President, Retail Banking | 02/10/2014 | 481,177 |
| Sanjiv Yajnik | President, Financial Services | 02/10/2014 | 885,590 |
| Sanjiv Yajnik | President, Financial Services | 02/10/2014 | 448,275 |
| Borgmann Kevin S. | Chief Risk Officer | 02/10/2014 | 347,041 |
| Borgmann Kevin S. | Chief Risk Officer | 02/10/2014 | 310,031 |
| Alexander Robert M. | Chief Information Officer | 02/10/2014 | 692,854 |
| Alexander Robert M. | Chief Information Officer | 02/10/2014 | 385,255 |
| Schneider Ryan M. | President, Card | 02/10/2014 | 1,063,445 |
| Schneider Ryan M. | President, Card | 02/10/2014 | 581,380 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 02/10/2014 | 968,594 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 02/10/2014 | 593,013 |
| CRAWFORD STEPHEN S | Chief Financial Officer | 02/04/2014 | 1,095,672 |
| Borgmann Kevin S. | Chief Risk Officer | 01/30/2014 | 202,540 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 01/26/2014 | 347,885 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 01/26/2014 | 143,257 |
| Schneider Ryan M. | President, Card | 01/26/2014 | 603,389 |
| Schneider Ryan M. | President, Card | 01/26/2014 | 224,624 |
| Slocum Michael | President, Commercial Banking | 01/26/2014 | 308,617 |
| Slocum Michael | President, Commercial Banking | 01/26/2014 | 190,539 |
| Sanjiv Yajnik | President, Financial Services | 01/26/2014 | 507,452 |
| Berson Jory A | Chief Human Resources Officer | 01/26/2014 | 548,535 |
| Berson Jory A | Chief Human Resources Officer | 01/26/2014 | 163,299 |
| Borgmann Kevin S. | Chief Risk Officer | 01/26/2014 | 119,404 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 01/26/2014 | 600,665 |
| Alexander Robert M. | Chief Information Officer | 01/26/2014 | 418,249 |
| Alexander Robert M. | Chief Information Officer | 01/26/2014 | 141,493 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 01/26/2014 | 10,186,258 |
| LEROY PIERRE E | Director | 01/24/2014 | 318,199 |
| LEROY PIERRE E | Director | 01/24/2014 | 1,339,896 |
| Witter Jonathan W. | President, Retail Banking | 01/15/2014 | 2,016,645 |
| Alexander Robert M. | Chief Information Officer | 01/02/2014 | 91,400 |
| Alexander Robert M. | Chief Information Officer | 01/02/2014 | 698,641 |
| Witter Jonathan W. | President, Retail Banking | 12/29/2013 | 814,938 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 12/23/2013 | 1,318,134 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 12/23/2013 | 5,408,100 |
| Alexander Robert M. | Chief Information Officer | 12/19/2013 | 91,400 |
| Alexander Robert M. | Chief Information Officer | 12/19/2013 | 671,108 |
| Slocum Michael | President, Commercial Banking | 12/15/2013 | 579,709 |
| Berson Jory A | Chief Human Resources Officer | 12/15/2013 | 780,581 |
| Alexander Robert M. | Chief Information Officer | 12/15/2013 | 669,404 |
| CRAWFORD STEPHEN S | Chief Financial Officer | 12/15/2013 | 1,286,884 |
| Schneider Ryan M. | President, Card | 12/15/2013 | 1,039,423 |
| Witter Jonathan W. | President, Retail Banking | 12/15/2013 | 833,572 |
| Sanjiv Yajnik | President, Financial Services | 12/15/2013 | 850,003 |
| Borgmann Kevin S. | Chief Risk Officer | 12/15/2013 | 525,437 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 12/15/2013 | 746,438 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 12/15/2013 | 906,836 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 12/06/2013 | 938,641 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 12/06/2013 | 3,748,404 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 12/02/2013 | 379,456 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 12/02/2013 | 1,515,334 |
| Berson Jory A | Chief Human Resources Officer | 11/29/2013 | 482,080 |
| Berson Jory A | Chief Human Resources Officer | 11/29/2013 | 1,898,784 |
| Berson Jory A | Chief Human Resources Officer | 11/25/2013 | 457,000 |
| Berson Jory A | Chief Human Resources Officer | 11/25/2013 | 2,450,000 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/18/2013 | 7,595,577 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/14/2013 | 20,260,800 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/15/2013 | 21,134,999 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11/14/2013 | 35,376,086 |
| Borgmann Kevin S. | Chief Risk Officer | 11/13/2013 | 112,560 |
| Borgmann Kevin S. | Chief Risk Officer | 11/13/2013 | 138,560 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 10/14/2013 | 548,400 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 10/14/2013 | 2,160,000 |
| Slocum Michael | President, Commercial Banking | 10/04/2013 | 201,968 |
| Slocum Michael | President, Commercial Banking | 10/04/2013 | 288,820 |
| Slocum Michael | President, Commercial Banking | 10/01/2013 | 568,505 |
| Slocum Michael | President, Commercial Banking | 10/01/2013 | 812,980 |
| Berson Jory A | Chief Human Resources Officer | 09/17/2013 | 380,052 |
| Berson Jory A | Chief Human Resources Officer | 08/26/2013 | 676,711 |
| Berson Jory A | Chief Human Resources Officer | 08/26/2013 | 1,115,724 |
| SHATTUCK MAYO A III | Director | 08/01/2013 | 668,080 |
| SHATTUCK MAYO A III | Director | 08/01/2013 | 773,472 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 08/01/2013 | 2,432,647 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 08/01/2013 | 2,991,533 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 07/30/2013 | 1,380,000 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 07/31/2013 | 1,504,675 |
| Blackley Richard Scott | Principal Accounting Officer | 07/24/2013 | 7,484 |
| Alexander Robert M. | Chief Information Officer | 07/19/2013 | 1,185,968 |
| Alexander Robert M. | Chief Information Officer | 07/19/2013 | 2,606,658 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 07/19/2013 | 253,260 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 07/19/2013 | 309,375 |
| Alexander Robert M. | Chief Information Officer | 07/12/2013 | 182,800 |
| Alexander Robert M. | Chief Information Officer | 07/12/2013 | 667,400 |
| Slocum Michael | President, Commercial Banking | 07/05/2013 | 734,250 |
| Slocum Michael | President, Commercial Banking | 07/05/2013 | 975,000 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 07/05/2013 | 876,655 |
| HAY LEWIS III | Director | 07/05/2013 | 668,080 |
| HAY LEWIS III | Director | 07/05/2013 | 728,000 |
| Berson Jory A | Chief Human Resources Officer | 07/05/2013 | 457,000 |
| Berson Jory A | Chief Human Resources Officer | 07/05/2013 | 2,804,685 |
| Alexander Robert M. | Chief Information Officer | 07/05/2013 | 182,800 |
| Alexander Robert M. | Chief Information Officer | 07/08/2013 | 264,560 |
| Alexander Robert M. | Chief Information Officer | 07/05/2013 | 647,400 |
| Alexander Robert M. | Chief Information Officer | 07/01/2013 | 230,356 |
| Alexander Robert M. | Chief Information Officer | 06/10/2013 | 146,240 |
| Alexander Robert M. | Chief Information Officer | 06/10/2013 | 501,920 |
| Schneider Ryan M. | President, Card | 05/30/2013 | 2,217,273 |
| Schneider Ryan M. | President, Card | 05/30/2013 | 7,903,320 |
| Witter Jonathan W. | President, Retail Banking | 05/29/2013 | 1,300,270 |
| PERLIN GARY L | Chief Financial Officer | 05/22/2013 | 1,378,860 |
| PERLIN GARY L | Chief Financial Officer | 05/22/2013 | 1,555,750 |
| PERLIN GARY L | Chief Financial Officer | 05/08/2013 | 320,443 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 05/03/2013 | 1,313,281 |
| Blackley Richard Scott | Principal Accounting Officer | 04/29/2013 | 124,178 |
| RASKIND PETER E | Director | 04/26/2013 | 114,340 |
| JENKINS BENJAMIN P III | Director | 04/26/2013 | 124,549 |
| Borgmann Kevin S. | Chief Risk Officer | 04/25/2013 | 516,417 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 03/11/2013 | 4,719,923 |
| Witter Jonathan W. | President, Retail Banking | 02/15/2013 | 867,181 |
| Slocum Michael | President, Commercial Banking | 02/10/2013 | 295,079 |
| Slocum Michael | President, Commercial Banking | 02/10/2013 | 212,071 |
| Witter Jonathan W. | President, Retail Banking | 02/10/2013 | 402,254 |
| Witter Jonathan W. | President, Retail Banking | 02/10/2013 | 132,466 |
| Alexander Robert M. | Chief Information Officer | 02/10/2013 | 364,812 |
| Sanjiv Yajnik | President, Financial Services | 02/10/2013 | 463,307 |
| Berson Jory A | Chief Human Resources Officer | 02/10/2013 | 468,978 |
| Alexander Robert M. | Chief Information Officer | 02/10/2013 | 159,497 |
| Sanjiv Yajnik | President, Financial Services | 02/10/2013 | 204,855 |
| Berson Jory A | Chief Human Resources Officer | 02/10/2013 | 205,027 |
| Borgmann Kevin S. | Chief Risk Officer | 02/10/2013 | 142,302 |
| Borgmann Kevin S. | Chief Risk Officer | 02/10/2013 | 57,785 |
| Blackley Richard Scott | Principal Accounting Officer | 02/10/2013 | 54,807 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 02/10/2013 | 513,423 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 02/10/2013 | 198,841 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/10/2013 | 388,192 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/10/2013 | 168,832 |
| PERLIN GARY L | Chief Financial Officer | 02/10/2013 | 759,891 |
| PERLIN GARY L | Chief Financial Officer | 02/10/2013 | 333,884 |
| Schneider Ryan M. | President, Card | 02/10/2013 | 550,980 |
| Schneider Ryan M. | President, Card | 02/10/2013 | 280,222 |
| Slocum Michael | President, Commercial Banking | 01/31/2013 | 450,118 |
| PERLIN GARY L | Chief Financial Officer | 01/26/2013 | 702,996 |
| PERLIN GARY L | Chief Financial Officer | 01/27/2013 | 281,093 |
| PERLIN GARY L | Chief Financial Officer | 01/26/2013 | 209,679 |
| SCHNALL PETER A | Chief Risk Officer | 01/26/2013 | 486,003 |
| SCHNALL PETER A | Chief Risk Officer | 01/27/2013 | 235,643 |
| SCHNALL PETER A | Chief Risk Officer | 01/26/2013 | 145,531 |
| Schneider Ryan M. | President, Card | 01/26/2013 | 477,324 |
| Schneider Ryan M. | President, Card | 01/27/2013 | 261,156 |
| Schneider Ryan M. | President, Card | 01/26/2013 | 177,126 |
| Slocum Michael | President, Commercial Banking | 01/26/2013 | 244,109 |
| Slocum Michael | President, Commercial Banking | 01/26/2013 | 152,289 |
| Slocum Michael | President, Commercial Banking | 01/27/2013 | 165,074 |
| Sanjiv Yajnik | President, Financial Services | 01/26/2013 | 401,421 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 01/26/2013 | 275,176 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 01/27/2013 | 125,481 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 01/26/2013 | 114,836 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 01/27/2013 | 8,188,788 |
| Alexander Robert M. | Chief Information Officer | 01/26/2013 | 330,906 |
| Alexander Robert M. | Chief Information Officer | 01/27/2013 | 116,639 |
| Alexander Robert M. | Chief Information Officer | 01/26/2013 | 115,400 |
| Berson Jory A | Chief Human Resources Officer | 01/26/2013 | 433,985 |
| Berson Jory A | Chief Human Resources Officer | 01/27/2013 | 153,078 |
| Berson Jory A | Chief Human Resources Officer | 01/26/2013 | 130,550 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 01/26/2013 | 475,169 |
| PERLIN GARY L | Chief Financial Officer | 01/07/2013 | 1,514,102 |
| Sanjiv Yajnik | President, Financial Services | 01/02/2013 | 4,574,264 |
| Sanjiv Yajnik | President, Financial Services | 01/02/2013 | 9,058,500 |
| Witter Jonathan W. | President, Retail Banking | 12/15/2012 | 757,129 |
| Sanjiv Yajnik | President, Financial Services | 12/15/2012 | 824,327 |
| Alexander Robert M. | Chief Information Officer | 12/15/2012 | 636,935 |
| Berson Jory A | Chief Human Resources Officer | 12/15/2012 | 779,875 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 12/15/2012 | 879,228 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 12/15/2012 | 677,635 |
| Schneider Ryan M. | President, Card | 12/15/2012 | 1,007,966 |
| PERLIN GARY L | Chief Financial Officer | 12/15/2012 | 1,263,479 |
| SCHNALL PETER A | Chief Risk Officer | 12/15/2012 | 900,068 |
| Slocum Michael | President, Commercial Banking | 12/15/2012 | 508,544 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 12/03/2012 | 168,397 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 12/03/2012 | 285,728 |
| Blackley Richard Scott | Principal Accounting Officer | 10/15/2012 | 2,405 |
| Blackley Richard Scott | Principal Accounting Officer | 11/15/2012 | 3,486 |
| Slocum Michael | President, Commercial Banking | 11/30/2012 | 280,158 |
| Blackley Richard Scott | Principal Accounting Officer | 11/05/2012 | 12,929 |
| PERLIN GARY L | Chief Financial Officer | 11/02/2012 | 985,475 |
| PERLIN GARY L | Chief Financial Officer | 11/02/2012 | 3,315,465 |
| PERLIN GARY L | Chief Financial Officer | 11/01/2012 | 1,712,997 |
| PERLIN GARY L | Chief Financial Officer | 10/26/2012 | 636,852 |
| Alexander Robert M. | Chief Information Officer | 10/22/2012 | 219,360 |
| Alexander Robert M. | Chief Information Officer | 10/22/2012 | 1,225,200 |
| Berson Jory A | Chief Human Resources Officer | 10/19/2012 | 787,529 |
| Berson Jory A | Chief Human Resources Officer | 10/19/2012 | 2,574,900 |
| PERLIN GARY L | Chief Financial Officer | 09/17/2012 | 5,858,475 |
| PERLIN GARY L | Chief Financial Officer | 09/17/2012 | 9,076,612 |
| Alexander Robert M. | Chief Information Officer | 09/13/2012 | 91,400 |
| Alexander Robert M. | Chief Information Officer | 09/13/2012 | 1,131,974 |
| ING GROEP NV | Director | 09/10/2012 | 2,984,954,472 |
| Berson Jory A | Chief Human Resources Officer | 08/27/2012 | 182,800 |
| Berson Jory A | Chief Human Resources Officer | 08/27/2012 | 1,154,663 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 08/14/2012 | 4,993,988 |
| ING GROEP NV | Director | 07/23/2012 | 2,189,949 |
| Alexander Robert M. | Chief Information Officer | 03/26/2012 | 409,560 |
| Alexander Robert M. | Chief Information Officer | 03/26/2012 | 1,197,000 |
| GROSS PATRICK W | Director | 03/16/2012 | 31,511 |
| GROSS PATRICK W | Director | 03/19/2012 | 921,439 |
| GROSS PATRICK W | Director | 03/16/2012 | 54,560 |
| GROSS PATRICK W | Director | 03/19/2012 | 1,595,440 |
| Slocum Michael | President, Commercial Banking | 03/19/2012 | 213,053 |
| Slocum Michael | President, Commercial Banking | 03/16/2012 | 2,742 |
| Slocum Michael | President, Commercial Banking | 03/19/2012 | 641,025 |
| Slocum Michael | President, Commercial Banking | 03/16/2012 | 8,250 |
| Alexander Robert M. | Chief Information Officer | 03/19/2012 | 385,000 |
| Alexander Robert M. | Chief Information Officer | 03/15/2012 | 114,745 |
| Alexander Robert M. | Chief Information Officer | 03/14/2012 | 5,300 |
| Witter Jonathan W. | President, Retail Banking | 03/15/2012 | 1,538,530 |
| GROSS PATRICK W | Director | 03/09/2012 | 952,950 |
| GROSS PATRICK W | Director | 03/09/2012 | 1,500,000 |
| Witter Jonathan W. | President, Retail Banking | 02/15/2012 | 1,024,272 |
| Slocum Michael | President, Commercial Banking | 02/15/2012 | 215,795 |
| Slocum Michael | President, Commercial Banking | 02/15/2012 | 606,900 |
| DIETZ W RONALD | Director | 02/14/2012 | 1,111,775 |
| DIETZ W RONALD | Director | 02/14/2012 | 1,679,650 |
| Slocum Michael | President, Commercial Banking | 02/06/2012 | 186,071 |
| Slocum Michael | President, Commercial Banking | 02/02/2012 | 786,671 |
| Alexander Robert M. | Chief Information Officer | 01/31/2012 | 356,621 |
| Schneider Ryan M. | President, Card | 01/31/2012 | 517,936 |
| Sanjiv Yajnik | President, Financial Services | 01/31/2012 | 146,354 |
| Slocum Michael | President, Commercial Banking | 01/31/2012 | 223,535 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 01/31/2012 | 160,537 |
| Berson Jory A | Chief Human Resources Officer | 01/31/2012 | 606,233 |
| SCHNALL PETER A | Chief Risk Officer | 01/31/2012 | 612,181 |
| PERLIN GARY L | Chief Financial Officer | 01/31/2012 | 864,950 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 01/31/2012 | 680,394 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 01/31/2012 | 2,757,261 |
| Berson Jory A | Chief Human Resources Officer | 01/26/2012 | 332,077 |
| Berson Jory A | Chief Human Resources Officer | 01/26/2012 | 101,437 |
| Berson Jory A | Chief Human Resources Officer | 01/29/2012 | 651,561 |
| Berson Jory A | Chief Human Resources Officer | 01/27/2012 | 124,335 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 01/26/2012 | 210,589 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 01/29/2012 | 398,194 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 01/27/2012 | 99,790 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 01/26/2012 | 88,620 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 01/26/2012 | 363,640 |
| Alexander Robert M. | Chief Information Officer | 01/26/2012 | 253,192 |
| Alexander Robert M. | Chief Information Officer | 01/29/2012 | 409,615 |
| Alexander Robert M. | Chief Information Officer | 01/27/2012 | 92,745 |
| Alexander Robert M. | Chief Information Officer | 01/26/2012 | 88,940 |
| PERLIN GARY L | Chief Financial Officer | 01/26/2012 | 537,947 |
| PERLIN GARY L | Chief Financial Officer | 01/26/2012 | 171,539 |
| PERLIN GARY L | Chief Financial Officer | 01/29/2012 | 969,721 |
| PERLIN GARY L | Chief Financial Officer | 01/27/2012 | 243,743 |
| SCHNALL PETER A | Chief Risk Officer | 01/26/2012 | 371,931 |
| SCHNALL PETER A | Chief Risk Officer | 01/27/2012 | 186,456 |
| SCHNALL PETER A | Chief Risk Officer | 01/26/2012 | 113,569 |
| SCHNALL PETER A | Chief Risk Officer | 01/29/2012 | 654,877 |
| Schneider Ryan M. | President, Card | 01/26/2012 | 365,289 |
| Schneider Ryan M. | President, Card | 01/29/2012 | 548,317 |
| Schneider Ryan M. | President, Card | 01/27/2012 | 207,363 |
| Schneider Ryan M. | President, Card | 01/26/2012 | 141,026 |
| Slocum Michael | President, Commercial Banking | 01/26/2012 | 186,767 |
| Slocum Michael | President, Commercial Banking | 01/29/2012 | 563,882 |
| Slocum Michael | President, Commercial Banking | 01/27/2012 | 132,025 |
| Slocum Michael | President, Commercial Banking | 01/26/2012 | 119,042 |
| Sanjiv Yajnik | President, Financial Services | 01/26/2012 | 307,156 |
| Blackley Richard Scott | Principal Accounting Officer | 01/27/2012 | 45,310 |
| Carter Lynn Ann | President, Banking | 12/15/2011 | 831,736 |
| Sanjiv Yajnik | President, Financial Services | 12/15/2011 | 548,919 |
| Witter Jonathan W. | President, Retail Banking | 12/15/2011 | 472,084 |
| Slocum Michael | President, Commercial Banking | 12/15/2011 | 347,106 |
| Schneider Ryan M. | President, Card | 12/15/2011 | 769,659 |
| SCHNALL PETER A | Chief Risk Officer | 12/15/2011 | 770,788 |
| PERLIN GARY L | Chief Financial Officer | 12/15/2011 | 1,435,265 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 12/15/2011 | 459,929 |
| Alexander Robert M. | Chief Information Officer | 12/15/2011 | 549,180 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 12/15/2011 | 788,109 |
| Berson Jory A | Chief Human Resources Officer | 12/15/2011 | 713,053 |
| Sanjiv Yajnik | President, Financial Services | 09/05/2011 | 923,776 |
| Berson Jory A | Chief Human Resources Officer | 08/15/2011 | 284,476 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 05/12/2011 | 762,116 |
| SCHNALL PETER A | Chief Risk Officer | 04/27/2011 | 99,994 |
| SCHNALL PETER A | Chief Risk Officer | 04/27/2011 | 112,090 |
| Alexander Robert M. | Chief Information Officer | 04/27/2011 | 182,800 |
| Alexander Robert M. | Chief Information Officer | 04/27/2011 | 820,930 |
| Carter Lynn Ann | President, Banking | 04/27/2011 | 1,656,077 |
| Carter Lynn Ann | President, Banking | 04/27/2011 | 5,029,834 |
| Berson Jory A | Chief Human Resources Officer | 04/21/2011 | 985,878 |
| Berson Jory A | Chief Human Resources Officer | 04/21/2011 | 2,653,816 |
| PERLIN GARY L | Chief Financial Officer | 04/21/2011 | 1,903,744 |
| Alexander Robert M. | Chief Information Officer | 03/30/2011 | 182,800 |
| Alexander Robert M. | Chief Information Officer | 03/30/2011 | 787,500 |
| SCHNALL PETER A | Chief Risk Officer | 03/30/2011 | 832,640 |
| PERLIN GARY L | Chief Financial Officer | 03/18/2011 | 2,818,088 |
| PERLIN GARY L | Chief Financial Officer | 03/15/2011 | 1,616,152 |
| SCHNALL PETER A | Chief Risk Officer | 03/15/2011 | 780,160 |
| PERLIN GARY L | Chief Financial Officer | 02/28/2011 | 2,954,615 |
| PERLIN GARY L | Chief Financial Officer | 02/28/2011 | 8,632,156 |
| Berson Jory A | Chief Human Resources Officer | 02/28/2011 | 594,100 |
| Berson Jory A | Chief Human Resources Officer | 02/28/2011 | 3,291,375 |
| Alexander Robert M. | Chief Information Officer | 02/28/2011 | 455,592 |
| Alexander Robert M. | Chief Information Officer | 02/28/2011 | 1,503,132 |
| SCHNALL PETER A | Chief Risk Officer | 02/21/2011 | 230,940 |
| Sanjiv Yajnik | President, Financial Services | 02/21/2011 | 114,443 |
| Schneider Ryan M. | President, Card | 02/21/2011 | 169,820 |
| PERLIN GARY L | Chief Financial Officer | 02/21/2011 | 415,355 |
| Berson Jory A | Chief Human Resources Officer | 02/21/2011 | 270,194 |
| Carter Lynn Ann | President, Banking | 02/21/2011 | 183,256 |
| Carter Lynn Ann | President, Banking | 02/23/2011 | 175,055 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/21/2011 | 105,960 |
| Alexander Robert M. | Chief Information Officer | 02/21/2011 | 157,807 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 02/14/2011 | 724,467 |
| Alexander Robert M. | Chief Information Officer | 02/08/2011 | 229,400 |
| Alexander Robert M. | Chief Information Officer | 02/01/2011 | 328,877 |
| Carter Lynn Ann | President, Banking | 02/02/2011 | 964,396 |
| SCHNALL PETER A | Chief Risk Officer | 02/01/2011 | 1,409,717 |
| SCHNALL PETER A | Chief Risk Officer | 02/01/2011 | 3,791,179 |
| Sanjiv Yajnik | President, Financial Services | 01/29/2011 | 145,058 |
| Sanjiv Yajnik | President, Financial Services | 01/27/2011 | 112,482 |
| Schneider Ryan M. | President, Card | 01/29/2011 | 574,973 |
| Schneider Ryan M. | President, Card | 01/27/2011 | 242,920 |
| SCHNALL PETER A | Chief Risk Officer | 01/29/2011 | 686,021 |
| SCHNALL PETER A | Chief Risk Officer | 01/27/2011 | 224,866 |
| PERLIN GARY L | Chief Financial Officer | 01/27/2011 | 254,681 |
| PERLIN GARY L | Chief Financial Officer | 01/29/2011 | 1,009,856 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 01/29/2011 | 182,637 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 01/27/2011 | 117,854 |
| Carter Lynn Ann | President, Banking | 01/29/2011 | 950,907 |
| Carter Lynn Ann | President, Banking | 01/27/2011 | 249,405 |
| Carter Lynn Ann | President, Banking | 01/31/2011 | 247,464 |
| Berson Jory A | Chief Human Resources Officer | 01/27/2011 | 167,658 |
| Berson Jory A | Chief Human Resources Officer | 01/29/2011 | 682,548 |
| Alexander Robert M. | Chief Information Officer | 01/29/2011 | 448,198 |
| Alexander Robert M. | Chief Information Officer | 01/27/2011 | 127,728 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 01/26/2011 | 2,041,906 |
| Alexander Robert M. | Chief Information Officer | 01/26/2011 | 826,505 |
| PERLIN GARY L | Chief Financial Officer | 01/26/2011 | 1,757,344 |
| Berson Jory A | Chief Human Resources Officer | 01/26/2011 | 1,133,759 |
| Carter Lynn Ann | President, Banking | 01/26/2011 | 1,367,338 |
| SCHNALL PETER A | Chief Risk Officer | 01/26/2011 | 1,072,106 |
| Schneider Ryan M. | President, Card | 01/26/2011 | 897,187 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 01/14/2011 | 1,318,079 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 01/14/2011 | 3,470,053 |
| SCHNALL PETER A | Chief Risk Officer | 12/31/2010 | 640,755 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 12/31/2010 | 253,564 |
| Sanjiv Yajnik | President, Financial Services | 12/31/2010 | 436,213 |
| Carter Lynn Ann | President, Banking | 12/31/2010 | 846,040 |
| Berson Jory A | Chief Human Resources Officer | 12/31/2010 | 451,221 |
| Schneider Ryan M. | President, Card | 12/31/2010 | 609,173 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 12/31/2010 | 601,257 |
| Alexander Robert M. | Chief Information Officer | 12/31/2010 | 329,964 |
| PERLIN GARY L | Chief Financial Officer | 12/31/2010 | 1,430,392 |
| Schneider Ryan M. | President, Card | 02/26/2010 | 355,800 |
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FUNDS WITH A POSITION IN CAPITAL ONE FINANCIAL CORP.
| Fund | # Shares Owned | % of Portfolio | % Change | Investing Style |
|---|---|---|---|---|
| DODGE & COX | 25,220,598 | 2.1% | -11.2% | Value |
| BLACKROCK INC. | 24,742,445 | 0.08% | 1.5% | Other |
| HARRIS ASSOCIATES L P | 18,943,687 | 4.28% | -2.4% | Value |
| CAPITAL WORLD INVESTORS | 14,991,564 | 0.35% | 2.12% | Growth At A Reasonable Price |
| BERKSHIRE HATHAWAY INC | 12,471,030 | 0.47% | No change | Growth At A Reasonable Price, Value |
| CAPITAL RESEARCH GLOBAL INVESTORS | 12,227,848 | 0.39% | 16.65% | Growth At A Reasonable Price |
| DAVIS SELECTED ADVISERS | 10,891,619 | 8.07% | -1.78% | Value |
| FISHER ASSET MANAGEMENT, LLC | 9,543,396 | 0.66% | -0.46% | Other |
| PZENA INVESTMENT MANAGEMENT LLC | 7,297,565 | 3.73% | -5.85% | Value |
| GEODE CAPITAL MANAGEMENT, LLC | 7,316,177 | 0.1% | 2.32% | Other |
| EAGLE CAPITAL MANAGEMENT LLC | 5,508,263 | 3.07% | -5.54% | Growth At A Reasonable Price |
| RUANE, CUNNIFF & GOLDFARB L.P. | 3,225,195 | 6.76% | -2.35% | Growth At A Reasonable Price |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 976,822 | 0.46% | -2.88% | Value |
| D. E. SHAW & CO., INC. | 605,443 | 0.07% | 23.82% | Other |
| CAS INVESTMENT PARTNERS, LLC | 533,460 | 8.46% | 52.61% | Growth |
| SOROS FUND MANAGEMENT LLC | 445,000 (Put) | 0.76% | New | Other |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 369,874 | 0.1% | 12.3% | Other |
| D. E. SHAW & CO., INC. | 325,800 (Put) | 0.04% | -16.29% | Other |
| AQR CAPITAL MANAGEMENT LLC | 288,952 | 0.07% | -30.92% | Other |
| RENAISSANCE TECHNOLOGIES LLC | 198,999 | 0.04% | -44.71% | Other |
| TUDOR INVESTMENT CORP ET AL | 139,301 | 0.15% | 1197.03% | Event Driven, Other |
| D. E. SHAW & CO., INC. | 134,900 (Call) | 0.02% | -23.31% | Other |
| LAKEWOOD CAPITAL MANAGEMENT, LP | 101,000 | 1.11% | -13.68% | Value |
| BALYASNY ASSET MANAGEMENT L.P. | 92,500 (Put) | 0.02% | 725.89% | Event Driven |
| FULLER & THALER ASSET MANAGEMENT, INC. | 81,862 | 0.05% | -9.74% | Other |
| CANDRIAM S.C.A. | 24,808 | 0.02% | 6.43% | Other |
| EJF CAPITAL LLC | 15,839 | 1.09% | 41.63% | Other |
| GABELLI FUNDS LLC | 14,050 | 0.01% | -5.7% | Event Driven, Growth, Activists |
| TUDOR INVESTMENT CORP ET AL | 10,800 (Put) | 0.01% | 47.95% | Event Driven, Other |
| GOTHAM ASSET MANAGEMENT, LLC | 8,915 | 0.02% | -22.34% | Other |
| TUDOR INVESTMENT CORP ET AL | 5,100 (Call) | 0.00539% | -59.52% | Event Driven, Other |
CHANGE IN SHARES OUTSTANDING FOR CAPITAL ONE FINANCIAL CORP.
STOCK BUYBACKS FOR CAPITAL ONE FINANCIAL CORP.
Period of Report
Previous Period
% Change in Shares
10-K/10-Q Filings
Quarter
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Period of Report: 12/31/2023
10-K/10-Q Filings: View
Previous Period
% Change in Shares
Quarter
09/30/2023
-0.16%
1Q
06/30/2023
-0.25%
2Q
03/31/2023
-0.06%
3Q
12/31/2022
-0.22%
4Q
09/30/2022
-0.77%
5Q
06/30/2022
-3.10%
6Q
03/31/2022
-7.93%
7Q
12/31/2021
-10.52%
8Q
09/30/2021
-14.63%
9Q
06/30/2021
-15.65%
10Q
03/31/2021
-17.07%
11Q
12/31/2020
-16.74%
12Q
09/30/2020
-16.60%
13Q
06/30/2020
-16.35%
14Q
03/31/2020
-16.69%
15Q
12/31/2019
-18.22%
16Q
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BUYBACK ANNOUNCEMENT(S) FOR CAPITAL ONE FINANCIAL CORP.
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