Capital One Financial Corp.. (COF) NEW YORK STOCK EXCHANGE INC.
$120.10 2.46 (2.09%)
Market Cap: $44.90B
As of 02/07/23 04:00 PM EST. Market closed.
Capital One Financial Corp.. (COF) NEW YORK STOCK EXCHANGE INC.
$120.10 2.46 (2.09%)
Market Cap: $44.90B
As of 02/07/23 04:00 PM EST. Market closed.
Capital One Financial Corporation is a financial holding company whose subsidiaries, which include Capital One, N.A., and Capital One Bank (USA), N.A., had $305.4 billion in deposits and $421.6 billion in total assets as of December 31, 2020. Headquartered in McLean, Virginia, Capital One offers a broad spectrum of financial products and services to consumers, small businesses and commercial ... read more
Capital One Financial Corporation is a financial holding company whose subsidiaries, which include Capital One, N.A., and Capital One Bank (USA), N.A., had $305.4 billion in deposits and $421.6 billion in total assets as of December 31, 2020. Headquartered in McLean, Virginia, Capital One offers a broad spectrum of financial products and services to consumers, small businesses and commercial clients through a variety of channels. Capital One, N.A. has branches located primarily in New York, Louisiana, Texas, Maryland, Virginia, New Jersey and the District of Columbia. read less
COMPANY PROFILE
Sector
Finance and Insurance
Industry
Credit Card Issuing
CEO
Richard Fairbank
Full Time Employees
50,767
Sector
Finance and Insurance
Industry
Credit Card Issuing
CEO
Richard Fairbank
Full Time Employees
50,767
CEO Compensation (Total)
$17.33M
Address
1680 Capital One Dr Ste 1400, Virginia, Mc Lean, 22102-3407.
PRICE CHART
From:
To:
NEWS
KEY STATS
Open
$117.69
Previous Close
$117.64
Days Range
$117.38 - $120.06
52 week range
$86.55 - $156.25
Volume
2,953,382
Avg. Volume (30 days)
4,303,083
Market Cap
$44.90B
Dividend Yield
2.51%
P/E
5.49
Shares Outstanding
381,698,572
Open
$117.69
Previous Close
$117.64
Days Range
$117.38 - $120.06
52 week range
$86.55 - $156.25
Volume
2,953,382
Avg. Volume (30 days)
4,303,083
Market Cap
$44.90B
Dividend Yield
2.51%
P/E
5.49
Shares Outstanding
381,698,572
Open in: 
Open in:
INSIDER TRANSACTIONS FOR CAPITAL ONE FINANCIAL CORP.
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Blinde Neal | President, Commercial Banking | Jan 31, 2023 | Option Exercise | $119.00 | 24,272 | 2,888,368 | 129,472 | Feb 02, 2023, 06:52 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jan 26, 2023 | Option Exercise | $116.07 | 862 | 100,052 | 3,757,601 | Jan 30, 2023, 05:12 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jan 26, 2023 | Option Exercise | $116.07 | 862 | 100,052 | 3,757,891 | Jan 30, 2023, 05:12 PM |
| Blinde Neal | President, Commercial Banking | May 23, 2022 | Buy | $119.07 | 31 | 3,691 | 142,675 | Jan 30, 2023, 04:48 PM |
| Blinde Neal | President, Commercial Banking | May 25, 2022 | Sale | $118.94 | 31 | 3,687 | 142,644 | Jan 30, 2023, 04:48 PM |
| West Kara | Chief Audit Officer | Nov 14, 2022 | Sale | $114.63 | 606 | 69,466 | 7,793 | Nov 16, 2022, 04:06 PM |
| Alexander Robert M. | Chief Information Officer | Nov 11, 2022 | Sale | $115.00 | 7,857 | 903,555 | 61,352 | Nov 15, 2022, 04:09 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 11, 2022 | Option Exercise | $56.32 | 12,537 | 706,084 | 3,769,559 | Nov 15, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 10, 2022 | Option Exercise | $56.32 | 12,537 | 706,084 | 3,769,559 | Nov 15, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 14, 2022 | Option Exercise | $56.32 | 12,537 | 706,084 | 3,769,559 | Nov 15, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 10, 2022 | Sale | $108.31 | 12,537 | 1,357,847 | 3,765,339 | Nov 15, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 14, 2022 | Sale | $114.77 | 12,537 | 1,438,871 | 3,757,022 | Nov 15, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 11, 2022 | Sale | $115.67 | 12,537 | 1,450,184 | 3,766,819 | Nov 15, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 08, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,560 | Nov 10, 2022, 04:07 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 09, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,560 | Nov 10, 2022, 04:07 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 09, 2022 | Sale | $103.32 | 12,538 | 1,295,425 | 3,759,654 | Nov 10, 2022, 04:07 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 08, 2022 | Sale | $104.72 | 12,538 | 1,312,946 | 3,757,222 | Nov 10, 2022, 04:07 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 07, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,560 | Nov 08, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 04, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,560 | Nov 08, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 07, 2022 | Sale | $103.21 | 12,538 | 1,294,094 | 3,760,184 | Nov 08, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 04, 2022 | Sale | $100.86 | 12,538 | 1,264,583 | 3,757,022 | Nov 08, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 02, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,560 | Nov 04, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 03, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,560 | Nov 04, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 02, 2022 | Sale | $106.12 | 12,538 | 1,330,533 | 3,757,022 | Nov 04, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 03, 2022 | Sale | $100.11 | 12,538 | 1,255,143 | 3,765,245 | Nov 04, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 01, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,560 | Nov 02, 2022, 04:07 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Oct 31, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,560 | Nov 02, 2022, 04:07 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Nov 01, 2022 | Sale | $107.18 | 12,538 | 1,343,843 | 3,757,427 | Nov 02, 2022, 04:07 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Oct 31, 2022 | Sale | $106.24 | 12,538 | 1,332,073 | 3,765,978 | Nov 02, 2022, 04:07 PM |
| Mouadeb Mark Daniel | President, U.S. Card | Oct 28, 2022 | Sale | $105.00 | 940 | 98,700 | 11,303 | Nov 01, 2022, 04:16 PM |
| Mouadeb Mark Daniel | President, U.S. Card | Sep 15, 2022 | Sale | $100.94 | 600 | 60,564 | 12,243 | Sep 19, 2022, 04:09 PM |
| Golden Timothy P | Controller | Aug 29, 2022 | Sale | $108.85 | 322 | 35,050 | 11,392 | Aug 31, 2022, 04:08 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 10, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,554 | Aug 12, 2022, 04:27 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 12, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,554 | Aug 12, 2022, 04:27 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 11, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,554 | Aug 12, 2022, 04:27 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 10, 2022 | Sale | $110.99 | 12,538 | 1,391,561 | 3,766,604 | Aug 12, 2022, 04:27 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 12, 2022 | Sale | $115.76 | 12,538 | 1,451,433 | 3,758,066 | Aug 12, 2022, 04:27 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 11, 2022 | Sale | $115.43 | 12,538 | 1,447,244 | 3,758,066 | Aug 12, 2022, 04:27 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 09, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,769,554 | Aug 10, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 08, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Aug 10, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 09, 2022 | Sale | $107.31 | 12,538 | 1,345,413 | 3,758,230 | Aug 10, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 08, 2022 | Sale | $107.96 | 12,538 | 1,353,602 | 3,767,077 | Aug 10, 2022, 04:06 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 05, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Aug 08, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 04, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Aug 08, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 04, 2022 | Sale | $107.30 | 12,538 | 1,345,309 | 3,759,263 | Aug 08, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 05, 2022 | Sale | $105.75 | 12,538 | 1,325,941 | 3,761,024 | Aug 08, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 02, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Aug 04, 2022, 04:10 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 03, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Aug 04, 2022, 04:10 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 03, 2022 | Sale | $108.36 | 12,538 | 1,358,636 | 3,760,344 | Aug 04, 2022, 04:10 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 02, 2022 | Sale | $108.16 | 12,538 | 1,356,066 | 3,763,208 | Aug 04, 2022, 04:10 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 01, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Aug 02, 2022, 04:08 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 29, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Aug 02, 2022, 04:08 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Aug 01, 2022 | Sale | $107.19 | 12,538 | 1,344,002 | 3,765,118 | Aug 02, 2022, 04:08 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 29, 2022 | Sale | $108.56 | 12,538 | 1,361,130 | 3,767,645 | Aug 02, 2022, 04:08 PM |
| West Kara | Chief Audit Officer | Jul 29, 2022 | Sale | $109.67 | 2,778 | 304,663 | 8,344 | Aug 02, 2022, 04:08 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 28, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Jul 29, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 27, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Jul 29, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 27, 2022 | Sale | $107.54 | 12,538 | 1,348,337 | 3,758,863 | Jul 29, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 28, 2022 | Sale | $108.50 | 12,538 | 1,360,394 | 3,769,723 | Jul 29, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 25, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Jul 27, 2022, 04:10 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 26, 2022 | Option Exercise | $56.32 | 12,538 | 706,140 | 3,771,401 | Jul 27, 2022, 04:10 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 26, 2022 | Sale | $109.40 | 12,538 | 1,371,708 | 3,759,563 | Jul 27, 2022, 04:10 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jul 25, 2022 | Sale | $108.79 | 12,538 | 1,364,017 | 3,763,402 | Jul 27, 2022, 04:10 PM |
| Hall Sheldon | Chief Risk Officer | May 26, 2022 | Sale | $125.00 | 4,094 | 511,750 | 94 | May 31, 2022, 04:17 PM |
| Hall Sheldon | Chief Risk Officer | May 26, 2022 | Sale | $125.00 | 14,504 | 1,813,000 | 68,337 | May 31, 2022, 04:17 PM |
| Blinde Neal | President, Commercial Banking | May 13, 2022 | Sale | $117.38 | 24 | 2,817 | 142,644 | May 17, 2022, 05:20 PM |
| Haggerty Kaitlin | Chief Human Resources Officer | May 13, 2022 | Sale | $115.67 | 1,254 | 145,050 | 3,754 | May 17, 2022, 04:33 PM |
| Haggerty Kaitlin | Chief Human Resources Officer | Apr 30, 2022 | Option Exercise | $124.62 | 217 | 27,043 | 4,990 | May 03, 2022, 04:45 PM |
| Wassmer Michael J | President, Card | Mar 11, 2022 | Option Exercise | $130.09 | 14,290 | 1,858,986 | 89,785 | Mar 15, 2022, 04:13 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 11, 2022 | Option Exercise | $130.09 | 14,810 | 1,926,633 | 79,110 | Mar 15, 2022, 04:13 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 11, 2022 | Option Exercise | $130.09 | 14,680 | 1,909,721 | 65,679 | Mar 15, 2022, 04:12 PM |
| Karam Celia | Card Chief Operating Officer | Mar 11, 2022 | Option Exercise | $130.09 | 4,928 | 641,084 | 35,775 | Mar 15, 2022, 04:12 PM |
| Hall Sheldon | Chief Risk Officer | Mar 11, 2022 | Option Exercise | $130.09 | 7,925 | 1,030,963 | 82,830 | Mar 15, 2022, 04:11 PM |
| Dean Lia | Pres, Retail Bank & Prem. Card | Mar 11, 2022 | Option Exercise | $130.09 | 5,703 | 741,903 | 41,855 | Mar 15, 2022, 04:11 PM |
| Cooper Matthew W | General Counsel & Corp Secy | Mar 11, 2022 | Option Exercise | $130.09 | 7,892 | 1,026,670 | 33,888 | Mar 15, 2022, 04:10 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Mar 11, 2022 | Option Exercise | $130.09 | 10,963 | 1,426,177 | 61,865 | Mar 15, 2022, 04:10 PM |
| Alexander Robert M. | Chief Information Officer | Mar 11, 2022 | Option Exercise | $130.09 | 11,747 | 1,528,167 | 69,209 | Mar 15, 2022, 04:10 PM |
| williams craig a. | Director | Jun 14, 2021 | Buy | $158.43 | 19 | 3,010 | 1,863 | Mar 11, 2022, 04:16 PM |
| williams craig a. | Director | Jun 11, 2021 | Buy | $160.02 | 5 | 800 | 1,844 | Mar 11, 2022, 04:16 PM |
| williams craig a. | Director | Jun 10, 2021 | Buy | $159.25 | 4 | 637 | 1,839 | Mar 11, 2022, 04:16 PM |
| williams craig a. | Director | Mar 17, 2021 | Sale | $128.63 | 3 | 386 | 1,835 | Mar 11, 2022, 04:16 PM |
| williams craig a. | Director | Mar 16, 2021 | Sale | $129.11 | 11 | 1,420 | 1,838 | Mar 11, 2022, 04:16 PM |
| williams craig a. | Director | Jul 21, 2021 | Sale | $164.25 | 3 | 493 | 1,860 | Mar 11, 2022, 04:16 PM |
| Golden Timothy P | Controller | Feb 28, 2022 | Sale | $148.98 | 3,812 | 567,912 | 11,541 | Mar 02, 2022, 04:09 PM |
| Golden Timothy P | Controller | Feb 15, 2022 | Option Exercise | $158.89 | 1,674 | 265,982 | 16,591 | Feb 17, 2022, 04:18 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2022 | Option Exercise | $158.89 | 5,613 | 891,850 | 64,854 | Feb 17, 2022, 04:18 PM |
| Karam Celia | Card Chief Operating Officer | Feb 15, 2022 | Option Exercise | $158.89 | 2,391 | 379,906 | 31,577 | Feb 17, 2022, 04:17 PM |
| Haggerty Kaitlin | Chief Human Resources Officer | Feb 15, 2022 | Option Exercise | $158.89 | 350 | 55,611 | 5,419 | Feb 17, 2022, 04:17 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2022 | Option Exercise | $158.89 | 5,064 | 804,619 | 58,086 | Feb 17, 2022, 04:16 PM |
| Dean Lia | Pres, Retail Bank & Prem. Card | Feb 15, 2022 | Option Exercise | $158.89 | 2,634 | 418,516 | 37,608 | Feb 17, 2022, 04:15 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2022 | Option Exercise | $158.89 | 4,050 | 643,504 | 52,844 | Feb 17, 2022, 04:15 PM |
| Wassmer Michael J | President, Card | Feb 15, 2022 | Option Exercise | $158.89 | 5,448 | 865,633 | 76,072 | Feb 17, 2022, 04:14 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2022 | Option Exercise | $158.89 | 5,430 | 862,773 | 53,602 | Feb 17, 2022, 04:14 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Feb 15, 2022 | Option Exercise | $150.83 | 54,985 | 8,293,388 | 3,792,744 | Feb 17, 2022, 04:13 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2022 | Option Exercise | $158.89 | 3,471 | 551,507 | 76,763 | Feb 17, 2022, 04:13 PM |
| Cooper Matthew W | General Counsel & Corp Secy | Feb 15, 2022 | Option Exercise | $158.89 | 3,391 | 538,796 | 26,741 | Feb 17, 2022, 04:12 PM |
| Young Andrew M | Chief Financial Officer | Feb 15, 2022 | Option Exercise | $158.89 | 1,376 | 218,633 | 19,971 | Feb 17, 2022, 04:12 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2022 | Option Exercise | $158.89 | 5,156 | 819,237 | 63,561 | Feb 17, 2022, 04:11 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Feb 03, 2022 | Option Exercise | $148.29 | 824 | 122,191 | 3,759,401 | Feb 07, 2022, 04:34 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Feb 03, 2022 | Option Exercise | $148.29 | 824 | 122,191 | 3,759,677 | Feb 07, 2022, 04:34 PM |
| RASKIND PETER E | Director | Feb 01, 2022 | Option Exercise | $54.07 | 7,709 | 416,826 | 33,805 | Feb 03, 2022, 04:48 PM |
| RASKIND PETER E | Director | Feb 01, 2022 | Sale | $147.00 | 7,709 | 1,133,223 | 26,096 | Feb 03, 2022, 04:48 PM |
| HACKETT ANN F | Director | Jan 31, 2022 | Sale | $142.62 | 1 | 143 | 5,005 | Feb 02, 2022, 04:11 PM |
| Cooper Matthew W | General Counsel | Jan 27, 2022 | Sale | $146.82 | 6,767 | 993,531 | 20,396 | Jan 31, 2022, 04:14 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jan 27, 2022 | Option Exercise | $45.75 | 100 | 4,575 | 3,758,910 | Jan 31, 2022, 04:13 PM |
| FAIRBANK RICHARD D | Chairman and CEO | Jan 27, 2022 | Sale | $146.82 | 57 | 8,369 | 3,758,853 | Jan 31, 2022, 04:13 PM |
| RASKIND PETER E | Director | Nov 01, 2021 | Option Exercise | $45.75 | 2,716 | 124,257 | 28,812 | Nov 03, 2021, 04:12 PM |
| RASKIND PETER E | Director | Nov 01, 2021 | Sale | $152.33 | 2,716 | 413,728 | 26,096 | Nov 03, 2021, 04:12 PM |
| Sanjiv Yajnik | President, Financial Services | Sep 27, 2021 | Sale | $170.00 | 451 | 76,670 | 56,415 | Sep 29, 2021, 04:57 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Sep 23, 2021 | Sale | $165.36 | 20,000 | 3,307,300 | 57,017 | Sep 27, 2021, 04:06 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Sep 02, 2021 | Sale | $161.24 | 11,668 | 1,881,384 | 47,971 | Sep 07, 2021, 04:05 PM |
| Sanjiv Yajnik | President, Financial Services | Aug 30, 2021 | Sale | $171.14 | 5,348 | 915,261 | 60,384 | Sep 01, 2021, 04:07 PM |
| Alexander Robert M. | Chief Information Officer | Aug 26, 2021 | Sale | $174.23 | 12,267 | 2,137,279 | 51,585 | Aug 30, 2021, 04:19 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jul 27, 2021 | Option Exercise | $45.75 | 359,909 | 16,465,837 | 3,977,787 | Jul 29, 2021, 04:20 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jul 27, 2021 | Sale | $161.81 | 218,989 | 35,435,151 | 3,960,629 | Jul 29, 2021, 04:20 PM |
| Slocum Michael | President, Commercial Banking | Jul 27, 2021 | Option Exercise | $73.15 | 53,817 | 3,936,506 | 110,505 | Jul 29, 2021, 04:19 PM |
| Slocum Michael | President, Commercial Banking | Jul 27, 2021 | Sale | $161.80 | 53,817 | 8,707,413 | 66,588 | Jul 29, 2021, 04:19 PM |
| Slocum Michael | President, Commercial Banking | May 04, 2021 | Option Exercise | $45.75 | 9,780 | 447,435 | 63,042 | May 06, 2021, 04:18 PM |
| Slocum Michael | President, Commercial Banking | May 04, 2021 | Sale | $148.19 | 6,354 | 941,599 | 56,688 | May 06, 2021, 04:18 PM |
| Cooper Matthew W | General Counsel | Apr 30, 2021 | Sale | $148.56 | 9,003 | 1,337,444 | 28,463 | May 04, 2021, 04:15 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Apr 29, 2021 | Sale | $146.93 | 16,778 | 2,465,158 | 56,856 | May 03, 2021, 04:34 PM |
| Sanjiv Yajnik | President, Financial Services | Apr 14, 2021 | Option Exercise | $86.34 | 22,462 | 1,939,369 | 95,812 | Apr 15, 2021, 04:34 PM |
| Sanjiv Yajnik | President, Financial Services | Apr 14, 2021 | Sale | $135.00 | 33,684 | 4,547,340 | 62,128 | Apr 15, 2021, 04:34 PM |
| Wassmer Michael J | President, Card | Mar 11, 2021 | Option Exercise | $132.10 | 5,854 | 773,313 | 91,798 | Mar 15, 2021, 05:22 PM |
| Slocum Michael | President, Commercial Banking | Mar 11, 2021 | Option Exercise | $132.10 | 6,431 | 849,535 | 53,262 | Mar 15, 2021, 05:22 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 11, 2021 | Option Exercise | $132.10 | 6,203 | 819,416 | 73,350 | Mar 15, 2021, 05:21 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 11, 2021 | Option Exercise | $132.10 | 7,045 | 930,645 | 56,307 | Mar 15, 2021, 05:21 PM |
| Hall Sheldon | Chief Risk Officer | Mar 11, 2021 | Option Exercise | $132.10 | 1,405 | 185,601 | 68,845 | Mar 15, 2021, 05:21 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Mar 11, 2021 | Option Exercise | $132.10 | 5,960 | 787,316 | 67,017 | Mar 15, 2021, 05:20 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Mar 11, 2021 | Option Exercise | $132.10 | 54,634 | 7,217,152 | 3,688,595 | Mar 15, 2021, 05:20 PM |
| Cooper Matthew W | General Counsel | Mar 11, 2021 | Option Exercise | $132.10 | 1,535 | 202,774 | 36,166 | Mar 15, 2021, 05:20 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Mar 11, 2021 | Option Exercise | $132.10 | 7,672 | 1,013,471 | 64,001 | Mar 15, 2021, 05:19 PM |
| Blackley Richard Scott | Senior Advisor | Mar 11, 2021 | Option Exercise | $132.10 | 6,085 | 803,829 | 57,541 | Mar 15, 2021, 05:19 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 11, 2021 | Option Exercise | $132.10 | 6,071 | 801,979 | 54,260 | Mar 15, 2021, 05:19 PM |
| Alexander Robert M. | Chief Information Officer | Mar 11, 2021 | Option Exercise | $132.10 | 5,636 | 744,516 | 73,544 | Mar 15, 2021, 05:18 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Mar 08, 2021 | Sale | $129.34 | 45,527 | 5,888,314 | 33,985 | Mar 10, 2021, 05:11 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 08, 2021 | Option Exercise | $63.73 | 28,633 | 1,824,781 | 111,275 | Mar 10, 2021, 05:09 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 08, 2021 | Sale | $130.03 | 47,485 | 6,174,474 | 63,790 | Mar 10, 2021, 05:09 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 05, 2021 | Option Exercise | $74.96 | 30,296 | 2,270,988 | 87,857 | Mar 09, 2021, 04:24 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 05, 2021 | Sale | $127.39 | 40,986 | 5,221,056 | 83,777 | Mar 09, 2021, 04:24 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 04, 2021 | Option Exercise | $70.96 | 29,964 | 2,126,245 | 88,676 | Mar 08, 2021, 05:09 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 04, 2021 | Sale | $124.80 | 39,909 | 4,980,835 | 85,999 | Mar 08, 2021, 05:09 PM |
| Alexander Robert M. | Chief Information Officer | Mar 04, 2021 | Option Exercise | $73.07 | 51,711 | 3,778,477 | 139,936 | Mar 08, 2021, 05:07 PM |
| Alexander Robert M. | Chief Information Officer | Mar 04, 2021 | Sale | $124.29 | 73,252 | 9,104,548 | 123,545 | Mar 08, 2021, 05:07 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 03, 2021 | Sale | $125.00 | 14,396 | 1,799,500 | 82,642 | Mar 05, 2021, 04:32 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 01, 2021 | Sale | $123.20 | 24,647 | 3,036,504 | 116,746 | Mar 03, 2021, 04:30 PM |
| SHATTUCK MAYO A III | Director | Feb 10, 2021 | Option Exercise | $53.03 | 7,376 | 391,149 | 57,951 | Feb 22, 2021, 04:39 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2021 | Option Exercise | $109.60 | 2,107 | 230,927 | 51,125 | Feb 17, 2021, 05:02 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2021 | Option Exercise | $117.75 | 4,776 | 562,374 | 49,897 | Feb 17, 2021, 05:02 PM |
| Young Andrew M | Head of Fin. Plng. & Analysis | Feb 15, 2021 | Option Exercise | $117.75 | 1,189 | 140,005 | 13,395 | Feb 17, 2021, 05:00 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2021 | Option Exercise | $109.60 | 2,340 | 256,464 | 63,777 | Feb 17, 2021, 04:55 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2021 | Option Exercise | $109.60 | 1,116 | 122,314 | 70,038 | Feb 17, 2021, 04:53 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2021 | Option Exercise | $117.75 | 118 | 13,895 | 4,755 | Feb 17, 2021, 04:53 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2021 | Option Exercise | $117.75 | 2,805 | 330,289 | 69,240 | Feb 17, 2021, 04:53 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2021 | Option Exercise | $109.60 | 2,214 | 242,654 | 60,149 | Feb 17, 2021, 04:51 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2021 | Option Exercise | $117.75 | 4,359 | 513,272 | 58,693 | Feb 17, 2021, 04:51 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2021 | Option Exercise | $109.60 | 1,967 | 215,583 | 54,801 | Feb 17, 2021, 04:48 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2021 | Option Exercise | $117.75 | 4,667 | 549,539 | 53,682 | Feb 17, 2021, 04:48 PM |
| Karam Celia | Chief Audit Officer | Feb 15, 2021 | Option Exercise | $117.75 | 1,514 | 178,274 | 26,208 | Feb 17, 2021, 04:47 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2021 | Option Exercise | $109.60 | 2,008 | 220,077 | 93,302 | Feb 17, 2021, 04:45 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2021 | Option Exercise | $117.75 | 5,077 | 597,817 | 91,746 | Feb 17, 2021, 04:45 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2021 | Option Exercise | $109.60 | 1,965 | 215,364 | 61,708 | Feb 17, 2021, 04:41 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2021 | Option Exercise | $117.75 | 4,251 | 500,555 | 60,594 | Feb 17, 2021, 04:41 PM |
| Golden Timothy P | Controller | Feb 15, 2021 | Option Exercise | $117.75 | 1,126 | 132,587 | 15,870 | Feb 17, 2021, 04:35 PM |
| Wassmer Michael J | President, Card | Feb 15, 2021 | Option Exercise | $109.60 | 2,081 | 228,078 | 89,483 | Feb 17, 2021, 04:33 PM |
| Wassmer Michael J | President, Card | Feb 15, 2021 | Option Exercise | $117.75 | 4,896 | 576,504 | 88,407 | Feb 17, 2021, 04:33 PM |
| Dean Lia | Pres, Retail Bank & Prem. Card | Feb 15, 2021 | Option Exercise | $117.75 | 2,062 | 242,801 | 31,061 | Feb 17, 2021, 04:31 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Feb 15, 2021 | Option Exercise | $109.60 | 2,399 | 262,930 | 62,788 | Feb 17, 2021, 04:28 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Feb 15, 2021 | Option Exercise | $117.75 | 4,955 | 583,451 | 61,143 | Feb 17, 2021, 04:28 PM |
| Cooper Matthew W | General Counsel | Feb 15, 2021 | Option Exercise | $109.60 | 1,312 | 143,795 | 37,339 | Feb 17, 2021, 12:00 AM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2021 | Option Exercise | $109.60 | 2,305 | 252,628 | 125,986 | Feb 17, 2021, 12:00 AM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Feb 15, 2021 | Option Exercise | $109.60 | 23,147 | 2,536,911 | 3,622,087 | Feb 17, 2021, 12:00 AM |
| Cooper Matthew W | General Counsel | Feb 15, 2021 | Option Exercise | $117.75 | 3,040 | 357,960 | 36,492 | Feb 17, 2021, 12:00 AM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2021 | Option Exercise | $117.75 | 4,420 | 520,455 | 124,928 | Feb 17, 2021, 12:00 AM |
| Slocum Michael | President, Commercial Banking | Feb 08, 2021 | Sale | $115.23 | 19,988 | 2,303,217 | 51,125 | Feb 10, 2021, 04:10 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Feb 04, 2021 | Option Exercise | $112.66 | 1,099 | 123,813 | 3,622,809 | Feb 08, 2021, 05:11 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Feb 04, 2021 | Option Exercise | $112.66 | 1,099 | 123,813 | 3,623,186 | Feb 08, 2021, 05:11 PM |
| Alexander Robert M. | Chief Information Officer | Jan 06, 2021 | Option Exercise | $56.32 | 30,645 | 1,725,926 | 112,390 | Jan 07, 2021, 04:12 PM |
| Alexander Robert M. | Chief Information Officer | Jan 05, 2021 | Sale | $100.00 | 8,767 | 876,700 | 81,745 | Jan 07, 2021, 04:12 PM |
| Alexander Robert M. | Chief Information Officer | Jan 06, 2021 | Sale | $104.00 | 30,645 | 3,187,080 | 81,745 | Jan 07, 2021, 04:12 PM |
| Alexander Robert M. | Chief Information Officer | Dec 30, 2020 | Sale | $97.02 | 5,671 | 550,200 | 90,512 | Jan 04, 2021, 04:20 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 21, 2020 | Option Exercise | $56.32 | 32,603 | 1,836,201 | 84,110 | Dec 22, 2020, 04:10 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 21, 2020 | Sale | $95.00 | 32,603 | 3,097,285 | 51,507 | Dec 22, 2020, 04:10 PM |
| Alexander Robert M. | Chief Information Officer | Dec 21, 2020 | Sale | $96.00 | 8,185 | 785,760 | 96,183 | Dec 22, 2020, 04:07 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 14, 2020 | Sale | $91.94 | 39,456 | 3,627,508 | 77,547 | Dec 16, 2020, 04:09 PM |
| Alexander Robert M. | Chief Information Officer | Dec 14, 2020 | Sale | $93.46 | 5,534 | 517,208 | 104,368 | Dec 16, 2020, 04:09 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 10, 2020 | Option Exercise | $67.38 | 56,482 | 3,805,646 | 119,230 | Dec 14, 2020, 04:18 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 10, 2020 | Sale | $94.76 | 67,929 | 6,436,777 | 114,170 | Dec 14, 2020, 04:18 PM |
| Wassmer Michael J | President, U.S. Card | Dec 09, 2020 | Sale | $95.00 | 1,965 | 186,675 | 77,189 | Dec 10, 2020, 04:28 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 12, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,643,783 | Nov 16, 2020, 04:10 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 13, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,653,136 | Nov 16, 2020, 04:10 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 13, 2020 | Sale | $85.06 | 31,050 | 2,641,012 | 3,627,693 | Nov 16, 2020, 04:10 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 12, 2020 | Sale | $83.46 | 31,205 | 2,604,340 | 3,618,364 | Nov 16, 2020, 04:10 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 10, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,624,167 | Nov 12, 2020, 04:18 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 09, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,613,954 | Nov 12, 2020, 04:18 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 11, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,634,165 | Nov 12, 2020, 04:18 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 09, 2020 | Sale | $88.75 | 30,345 | 2,693,199 | 3,610,627 | Nov 12, 2020, 04:18 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 11, 2020 | Sale | $85.00 | 30,940 | 2,629,969 | 3,612,391 | Nov 12, 2020, 04:18 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 10, 2020 | Sale | $87.55 | 30,560 | 2,675,458 | 3,610,925 | Nov 12, 2020, 04:18 PM |
| Alexander Robert M. | Chief Information Officer | Nov 09, 2020 | Option Exercise | $48.28 | 50,383 | 2,432,491 | 159,905 | Nov 12, 2020, 04:17 PM |
| Alexander Robert M. | Chief Information Officer | Nov 09, 2020 | Sale | $87.75 | 50,003 | 4,387,763 | 109,902 | Nov 12, 2020, 04:17 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 05, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,597,003 | Nov 09, 2020, 04:10 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 06, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,605,306 | Nov 09, 2020, 04:10 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 06, 2020 | Sale | $78.81 | 31,910 | 2,514,838 | 3,602,199 | Nov 09, 2020, 04:10 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 05, 2020 | Sale | $77.47 | 32,255 | 2,498,795 | 3,579,553 | Nov 09, 2020, 04:10 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 04, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,599,295 | Nov 05, 2020, 04:24 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 03, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,590,797 | Nov 05, 2020, 04:24 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 04, 2020 | Sale | $75.80 | 32,490 | 2,462,652 | 3,596,016 | Nov 05, 2020, 04:24 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 03, 2020 | Sale | $78.08 | 32,060 | 2,503,330 | 3,579,964 | Nov 05, 2020, 04:24 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 30, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,575,626 | Nov 03, 2020, 04:05 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 02, 2020 | Option Exercise | $48.28 | 40,558 | 1,958,140 | 3,582,967 | Nov 03, 2020, 04:05 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 30, 2020 | Sale | $72.31 | 33,217 | 2,401,825 | 3,560,795 | Nov 03, 2020, 04:05 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 02, 2020 | Sale | $74.83 | 32,728 | 2,448,983 | 3,555,696 | Nov 03, 2020, 04:05 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 29, 2020 | Option Exercise | $48.28 | 40,557 | 1,958,092 | 3,568,343 | Oct 30, 2020, 04:37 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 28, 2020 | Option Exercise | $48.28 | 40,557 | 1,958,092 | 3,560,941 | Oct 30, 2020, 04:37 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 29, 2020 | Sale | $72.14 | 33,275 | 2,400,547 | 3,559,996 | Oct 30, 2020, 04:37 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 28, 2020 | Sale | $72.41 | 33,155 | 2,400,846 | 3,542,838 | Oct 30, 2020, 04:37 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 27, 2020 | Option Exercise | $48.28 | 40,557 | 1,958,092 | 3,553,180 | Oct 28, 2020, 04:38 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 26, 2020 | Option Exercise | $48.28 | 40,557 | 1,958,092 | 3,545,238 | Oct 28, 2020, 04:38 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 27, 2020 | Sale | $74.22 | 32,796 | 2,434,006 | 3,522,807 | Oct 28, 2020, 04:38 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Oct 26, 2020 | Sale | $75.21 | 32,615 | 2,452,891 | 3,521,055 | Oct 28, 2020, 04:38 PM |
| Wassmer Michael J | President, U.S. Card | Oct 05, 2020 | Option Exercise | $48.28 | 13,784 | 665,492 | 110,681 | Oct 07, 2020, 04:19 PM |
| Wassmer Michael J | President, U.S. Card | Oct 05, 2020 | Sale | $78.00 | 13,784 | 1,075,152 | 96,897 | Oct 07, 2020, 04:19 PM |
| Golden Timothy P | Controller | Aug 14, 2020 | Sale | $69.11 | 5,724 | 395,586 | 7,668 | Aug 18, 2020, 04:12 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Aug 10, 2020 | Option Exercise | $66.97 | 45,527 | 3,048,943 | 100,419 | Aug 12, 2020, 04:07 PM |
| WARNER BRADFORD H | Director | Jun 05, 2020 | Option Exercise | $54.07 | 8,410 | 454,729 | 50,620 | Jun 09, 2020, 04:26 PM |
| WARNER BRADFORD H | Director | Jun 05, 2020 | Sale | $85.00 | 8,410 | 714,850 | 42,210 | Jun 09, 2020, 04:26 PM |
| Golden Timothy P | Controller | May 14, 2020 | Sale | $57.63 | 3,334 | 192,138 | 13,251 | May 18, 2020, 04:14 PM |
| Blackley Richard Scott | Chief Financial Officer | May 09, 2020 | Option Exercise | $62.20 | 1,620 | 100,764 | 42,805 | May 12, 2020, 04:12 PM |
| Golden Timothy P | Controller | Apr 03, 2020 | Option Exercise | $42.27 | 1,755 | 74,184 | 16,546 | Apr 07, 2020, 04:24 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Mar 19, 2020 | Sale | $43.08 | 2,263 | 97,490 | 22,304 | Mar 23, 2020, 04:48 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Mar 05, 2020 | Option Exercise | $85.08 | 6,072 | 516,606 | 50,990 | Mar 09, 2020, 04:15 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Mar 05, 2020 | Option Exercise | $85.08 | 72,551 | 6,172,639 | 3,504,672 | Mar 09, 2020, 04:15 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 05, 2020 | Option Exercise | $85.08 | 5,236 | 445,479 | 112,577 | Mar 09, 2020, 04:14 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Mar 05, 2020 | Option Exercise | $85.08 | 6,791 | 577,778 | 54,892 | Mar 09, 2020, 04:14 PM |
| Newkirk Christopher T | Pres,Small Bus, Intl & Walmart | Mar 05, 2020 | Option Exercise | $85.08 | 2,074 | 176,456 | 36,056 | Mar 09, 2020, 04:14 PM |
| Wassmer Michael J | President, U.S. Card | Mar 05, 2020 | Option Exercise | $85.08 | 4,354 | 370,438 | 96,783 | Mar 09, 2020, 04:13 PM |
| Blackley Richard Scott | Chief Financial Officer | Mar 05, 2020 | Option Exercise | $85.08 | 4,044 | 344,064 | 44,425 | Mar 09, 2020, 04:13 PM |
| Slocum Michael | President, Commercial Banking | Mar 05, 2020 | Option Exercise | $85.08 | 7,250 | 616,830 | 59,892 | Mar 09, 2020, 04:12 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 05, 2020 | Option Exercise | $85.08 | 7,198 | 612,406 | 90,963 | Mar 09, 2020, 04:12 PM |
| Cooper Matthew W | General Counsel | Mar 05, 2020 | Option Exercise | $85.08 | 2,554 | 217,294 | 28,636 | Mar 09, 2020, 04:12 PM |
| Alexander Robert M. | Chief Information Officer | Mar 05, 2020 | Option Exercise | $85.08 | 5,133 | 436,716 | 109,522 | Mar 09, 2020, 04:11 PM |
| Hall Sheldon | Chief Risk Officer | Mar 05, 2020 | Option Exercise | $85.08 | 2,038 | 173,393 | 60,450 | Mar 09, 2020, 04:11 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Mar 05, 2020 | Option Exercise | $85.08 | 2,115 | 179,944 | 24,567 | Mar 09, 2020, 04:11 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 05, 2020 | Option Exercise | $85.08 | 5,125 | 436,035 | 62,748 | Mar 09, 2020, 04:10 PM |
| Cooper Matthew W | General Counsel | Feb 28, 2020 | Sale | $86.06 | 15,231 | 1,310,829 | 35,280 | Mar 03, 2020, 04:14 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 21, 2020 | Sale | $102.51 | 14,817 | 1,518,891 | 39,504 | Feb 25, 2020, 04:56 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Feb 20, 2020 | Sale | $101.25 | 2,206 | 223,358 | 22,304 | Feb 24, 2020, 04:11 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Feb 15, 2020 | Option Exercise | $102.03 | 20,057 | 2,046,416 | 3,416,353 | Feb 19, 2020, 07:28 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2020 | Option Exercise | $102.03 | 4,610 | 470,358 | 62,748 | Feb 19, 2020, 07:28 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2020 | Option Exercise | $102.64 | 7,122 | 731,002 | 58,104 | Feb 19, 2020, 07:28 PM |
| Newkirk Christopher T | Pres,Small Bus, Intl & Walmart | Feb 15, 2020 | Option Exercise | $102.03 | 2,632 | 268,543 | 39,488 | Feb 19, 2020, 07:28 PM |
| Newkirk Christopher T | Pres,Small Bus, Intl & Walmart | Feb 15, 2020 | Option Exercise | $102.64 | 4,273 | 438,581 | 36,803 | Feb 19, 2020, 07:28 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2020 | Option Exercise | $102.03 | 5,014 | 511,578 | 112,562 | Feb 19, 2020, 07:27 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2020 | Option Exercise | $102.64 | 5,836 | 599,007 | 108,424 | Feb 19, 2020, 07:27 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2020 | Option Exercise | $102.03 | 4,264 | 435,056 | 63,859 | Feb 19, 2020, 07:27 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2020 | Option Exercise | $102.64 | 5,508 | 565,341 | 60,101 | Feb 19, 2020, 07:27 PM |
| Karam Celia | Chief Audit Officer | Feb 15, 2020 | Option Exercise | $102.64 | 934 | 95,866 | 18,045 | Feb 19, 2020, 07:26 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2020 | Option Exercise | $102.03 | 4,314 | 440,157 | 110,716 | Feb 19, 2020, 07:26 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2020 | Option Exercise | $102.64 | 5,435 | 557,848 | 106,912 | Feb 19, 2020, 07:26 PM |
| Cooper Matthew W | General Counsel | Feb 15, 2020 | Option Exercise | $102.03 | 2,913 | 297,213 | 46,351 | Feb 19, 2020, 07:26 PM |
| Cooper Matthew W | General Counsel | Feb 15, 2020 | Option Exercise | $102.64 | 4,279 | 439,197 | 43,430 | Feb 19, 2020, 07:26 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2020 | Option Exercise | $102.03 | 4,096 | 417,915 | 62,846 | Feb 19, 2020, 07:25 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2020 | Option Exercise | $102.64 | 6,558 | 673,113 | 58,332 | Feb 19, 2020, 07:25 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2020 | Option Exercise | $102.03 | 4,765 | 486,173 | 52,887 | Feb 19, 2020, 07:25 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2020 | Option Exercise | $102.64 | 6,183 | 634,623 | 48,548 | Feb 19, 2020, 07:25 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2020 | Option Exercise | $102.03 | 2,340 | 238,750 | 63,066 | Feb 19, 2020, 07:25 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2020 | Option Exercise | $102.64 | 123 | 12,625 | 4,096 | Feb 19, 2020, 07:25 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2020 | Option Exercise | $102.64 | 3,847 | 394,856 | 60,667 | Feb 19, 2020, 07:25 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Feb 15, 2020 | Option Exercise | $102.03 | 5,251 | 535,760 | 57,117 | Feb 19, 2020, 07:24 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Feb 15, 2020 | Option Exercise | $102.64 | 7,095 | 728,231 | 52,341 | Feb 19, 2020, 07:24 PM |
| Dean Lia | Head of Bank Mktg and Retail | Feb 15, 2020 | Option Exercise | $102.64 | 2,040 | 209,386 | 24,854 | Feb 19, 2020, 07:24 PM |
| Wassmer Michael J | President, U.S. Card | Feb 15, 2020 | Option Exercise | $102.03 | 4,431 | 452,095 | 100,347 | Feb 19, 2020, 07:23 PM |
| Wassmer Michael J | President, U.S. Card | Feb 15, 2020 | Option Exercise | $102.64 | 6,893 | 707,498 | 95,523 | Feb 19, 2020, 07:23 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2020 | Option Exercise | $102.03 | 5,057 | 515,966 | 92,662 | Feb 19, 2020, 07:23 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2020 | Option Exercise | $102.64 | 7,063 | 724,946 | 87,802 | Feb 19, 2020, 07:23 PM |
| Golden Timothy P | Controller | Feb 15, 2020 | Option Exercise | $102.64 | 704 | 72,259 | 18,636 | Feb 19, 2020, 07:23 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Feb 15, 2020 | Option Exercise | $102.03 | 2,622 | 267,523 | 30,112 | Feb 19, 2020, 07:22 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Feb 15, 2020 | Option Exercise | $102.64 | 4,243 | 435,502 | 27,420 | Feb 19, 2020, 07:22 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jan 30, 2020 | Option Exercise | $102.17 | 1,099 | 112,285 | 3,417,127 | Feb 03, 2020, 04:56 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jan 30, 2020 | Option Exercise | $102.17 | 1,099 | 112,285 | 3,417,452 | Feb 03, 2020, 04:56 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jan 23, 2020 | Option Exercise | $36.55 | 559,333 | 20,443,621 | 3,416,353 | Jan 27, 2020, 04:25 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 22, 2020 | Sale | $107.01 | 13,925 | 1,490,114 | 97,148 | Jan 24, 2020, 04:11 PM |
| WARNER BRADFORD H | Director | Dec 20, 2019 | Option Exercise | $53.03 | 8,113 | 430,232 | 47,543 | Dec 23, 2019, 06:46 PM |
| WARNER BRADFORD H | Director | Dec 20, 2019 | Sale | $104.36 | 8,113 | 846,673 | 39,430 | Dec 23, 2019, 06:46 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 16, 2019 | Option Exercise | $73.02 | 57,616 | 4,207,183 | 168,689 | Dec 18, 2019, 04:14 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 16, 2019 | Sale | $105.00 | 57,616 | 6,049,680 | 111,073 | Dec 18, 2019, 04:14 PM |
| Slocum Michael | President, Commercial Banking | Dec 06, 2019 | Sale | $101.06 | 20,844 | 2,106,495 | 48,629 | Dec 10, 2019, 04:16 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 02, 2019 | Option Exercise | $56.32 | 34,110 | 1,921,075 | 93,463 | Dec 04, 2019, 04:05 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 02, 2019 | Sale | $99.89 | 42,764 | 4,271,660 | 57,053 | Dec 04, 2019, 04:05 PM |
| Newkirk Christopher T | Pres,Intl, Small Bus & Walmart | Nov 29, 2019 | Sale | $99.85 | 5,975 | 596,604 | 29,056 | Dec 03, 2019, 04:10 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Nov 29, 2019 | Option Exercise | $71.84 | 62,754 | 4,508,152 | 119,563 | Dec 03, 2019, 04:07 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Nov 29, 2019 | Sale | $99.92 | 78,695 | 7,863,204 | 40,868 | Dec 03, 2019, 04:07 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Nov 22, 2019 | Sale | $98.02 | 3,607 | 353,558 | 91,792 | Nov 26, 2019, 04:08 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Nov 18, 2019 | Sale | $97.16 | 7,213 | 700,815 | 95,399 | Nov 20, 2019, 04:18 PM |
| SHATTUCK MAYO A III | Director | Nov 08, 2019 | Option Exercise | $44.87 | 7,070 | 317,231 | 54,865 | Nov 13, 2019, 04:07 PM |
| SHATTUCK MAYO A III | Director | Nov 08, 2019 | Sale | $96.57 | 7,070 | 682,750 | 47,795 | Nov 13, 2019, 04:07 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Nov 07, 2019 | Sale | $98.23 | 10,818 | 1,062,652 | 102,612 | Nov 12, 2019, 04:08 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Nov 05, 2019 | Option Exercise | $45.75 | 22,679 | 1,037,564 | 142,991 | Nov 06, 2019, 04:07 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Nov 04, 2019 | Option Exercise | $45.75 | 20,000 | 915,000 | 147,690 | Nov 06, 2019, 04:07 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Nov 05, 2019 | Sale | $96.90 | 29,561 | 2,864,535 | 124,251 | Nov 06, 2019, 04:07 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Nov 04, 2019 | Sale | $95.89 | 27,378 | 2,625,250 | 131,130 | Nov 06, 2019, 04:07 PM |
| Golden Timothy P | Controller | Oct 30, 2019 | Sale | $94.50 | 2,216 | 209,412 | 14,885 | Nov 01, 2019, 04:08 PM |
| WARNER BRADFORD H | Director | Oct 01, 2019 | Option Exercise | $44.87 | 3,777 | 169,474 | 43,207 | Oct 03, 2019, 04:08 PM |
| WARNER BRADFORD H | Director | Oct 01, 2019 | Sale | $91.68 | 3,777 | 346,275 | 39,430 | Oct 03, 2019, 04:08 PM |
| Wassmer Michael J | President, U.S. Card | Jul 24, 2019 | Sale | $95.03 | 8,212 | 780,386 | 84,679 | Jul 24, 2019, 09:49 PM |
| Berson Jory A | Chief Human Resources Officer | Jul 05, 2019 | Sale | $93.00 | 9,329 | 867,597 | 59,353 | Jul 09, 2019, 04:05 PM |
| Wassmer Michael J | President, U.S. Card | Jul 05, 2019 | Sale | $93.00 | 4,294 | 399,342 | 92,891 | Jul 09, 2019, 04:05 PM |
| WARNER BRADFORD H | Director | Jul 01, 2019 | Sale | $91.74 | 14,500 | 1,330,227 | 40,621 | Jul 03, 2019, 04:06 PM |
| Newkirk Christopher T | Pres,Intl, Small Bus & Walmart | Jun 19, 2019 | Sale | $92.00 | 5,715 | 525,780 | 35,031 | Jun 21, 2019, 04:10 PM |
| Berson Jory A | Chief Human Resources Officer | Jun 05, 2019 | Sale | $90.00 | 13,393 | 1,205,370 | 68,682 | Jun 07, 2019, 04:12 PM |
| WARNER BRADFORD H | Director | Jun 03, 2019 | Option Exercise | $44.87 | 4,000 | 179,480 | 57,930 | Jun 05, 2019, 04:54 PM |
| WARNER BRADFORD H | Director | Jun 03, 2019 | Sale | $85.98 | 4,000 | 343,920 | 53,930 | Jun 05, 2019, 04:54 PM |
| Blackley Richard Scott | Chief Financial Officer | May 09, 2019 | Option Exercise | $90.20 | 1,620 | 146,124 | 48,034 | May 10, 2019, 04:05 PM |
| Golden Timothy P | Controller | Apr 03, 2019 | Option Exercise | $85.31 | 1,845 | 157,397 | 16,921 | Apr 05, 2019, 04:14 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Mar 18, 2019 | Sale | $84.54 | 2,928 | 247,533 | 19,454 | Mar 20, 2019, 04:50 PM |
| Cooper Matthew W | General Counsel | Mar 07, 2019 | Option Exercise | $81.28 | 2,635 | 214,173 | 35,277 | Mar 11, 2019, 04:18 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 07, 2019 | Option Exercise | $81.28 | 6,975 | 566,928 | 82,009 | Mar 11, 2019, 04:17 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Mar 07, 2019 | Option Exercise | $81.28 | 7,654 | 622,117 | 56,809 | Mar 11, 2019, 04:16 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 07, 2019 | Option Exercise | $81.28 | 6,919 | 562,376 | 111,057 | Mar 11, 2019, 04:16 PM |
| Slocum Michael | President, Commercial Banking | Mar 07, 2019 | Option Exercise | $81.28 | 8,550 | 694,944 | 69,473 | Mar 11, 2019, 04:15 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Mar 07, 2019 | Option Exercise | $81.28 | 98,737 | 8,025,343 | 2,879,471 | Mar 11, 2019, 04:14 PM |
| Wassmer Michael J | President, U.S. Card | Mar 07, 2019 | Option Exercise | $81.28 | 4,360 | 354,381 | 97,041 | Mar 11, 2019, 04:14 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Mar 07, 2019 | Option Exercise | $81.28 | 2,735 | 222,301 | 22,382 | Mar 11, 2019, 04:13 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 07, 2019 | Option Exercise | $81.28 | 8,654 | 703,397 | 79,158 | Mar 11, 2019, 04:12 PM |
| Hall Sheldon | Chief Risk Officer | Mar 07, 2019 | Option Exercise | $81.28 | 1,796 | 145,979 | 52,146 | Mar 11, 2019, 04:11 PM |
| Blackley Richard Scott | Chief Financial Officer | Mar 07, 2019 | Option Exercise | $81.28 | 2,463 | 200,193 | 49,654 | Mar 11, 2019, 04:11 PM |
| Alexander Robert M. | Chief Information Officer | Mar 07, 2019 | Option Exercise | $81.28 | 7,114 | 578,226 | 99,145 | Mar 11, 2019, 04:10 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Mar 07, 2019 | Option Exercise | $81.28 | 8,971 | 729,163 | 127,690 | Mar 11, 2019, 04:09 PM |
| Newkirk Christopher T | Pres,Intl, Small Bus & Walmart | Mar 07, 2019 | Option Exercise | $81.28 | 2,299 | 186,863 | 40,746 | Mar 11, 2019, 04:09 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Feb 21, 2019 | Sale | $82.49 | 3,570 | 294,489 | 19,454 | Feb 25, 2019, 04:10 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2019 | Option Exercise | $79.85 | 7,960 | 635,606 | 60,285 | Feb 20, 2019, 04:54 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2019 | Option Exercise | $81.57 | 6,905 | 563,241 | 52,854 | Feb 20, 2019, 04:54 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2019 | Option Exercise | $79.85 | 7,837 | 625,784 | 74,044 | Feb 20, 2019, 04:54 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2019 | Option Exercise | $81.57 | 7,476 | 609,817 | 66,456 | Feb 20, 2019, 04:54 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2019 | Option Exercise | $79.85 | 7,208 | 575,559 | 100,566 | Feb 20, 2019, 04:53 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2019 | Option Exercise | $81.57 | 5,766 | 470,333 | 93,837 | Feb 20, 2019, 04:53 PM |
| Karam Celia | Chief Audit Officer | Feb 15, 2019 | Option Exercise | $81.57 | 568 | 46,332 | 11,136 | Feb 20, 2019, 04:52 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Feb 15, 2019 | Option Exercise | $79.85 | 9,005 | 719,049 | 130,856 | Feb 20, 2019, 04:52 PM |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | Feb 15, 2019 | Option Exercise | $81.57 | 7,517 | 613,162 | 122,479 | Feb 20, 2019, 04:52 PM |
| Dean Lia | Head of Bank Mktg and Retail | Feb 15, 2019 | Option Exercise | $81.57 | 1,445 | 117,869 | 17,833 | Feb 20, 2019, 04:51 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2019 | Option Exercise | $79.85 | 7,384 | 589,612 | 83,542 | Feb 20, 2019, 04:50 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2019 | Option Exercise | $81.57 | 5,899 | 481,181 | 76,848 | Feb 20, 2019, 04:50 PM |
| Wassmer Michael J | President, U.S. Card | Feb 15, 2019 | Option Exercise | $79.85 | 7,163 | 571,966 | 103,156 | Feb 20, 2019, 04:50 PM |
| Wassmer Michael J | President, U.S. Card | Feb 15, 2019 | Option Exercise | $81.57 | 7,093 | 578,576 | 95,991 | Feb 20, 2019, 04:50 PM |
| Newkirk Christopher T | Pres., Intl and Small Business | Feb 15, 2019 | Option Exercise | $79.85 | 4,050 | 323,392 | 44,719 | Feb 20, 2019, 04:49 PM |
| Newkirk Christopher T | Pres., Intl and Small Business | Feb 15, 2019 | Option Exercise | $81.57 | 3,802 | 310,129 | 40,746 | Feb 20, 2019, 04:49 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2019 | Option Exercise | $79.85 | 2,877 | 229,728 | 55,935 | Feb 20, 2019, 04:48 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2019 | Option Exercise | $81.57 | 107 | 8,728 | 3,530 | Feb 20, 2019, 04:48 PM |
| Hall Sheldon | Chief Risk Officer | Feb 15, 2019 | Option Exercise | $81.57 | 3,569 | 291,123 | 52,468 | Feb 20, 2019, 04:48 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Feb 15, 2019 | Option Exercise | $79.85 | 27,223 | 2,173,757 | 2,769,151 | Feb 20, 2019, 04:48 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Feb 15, 2019 | Option Exercise | $81.57 | 9,875 | 805,504 | 2,759,276 | Feb 20, 2019, 04:48 PM |
| Cooper Matthew W | General Counsel | Feb 15, 2019 | Option Exercise | $79.85 | 4,599 | 367,230 | 39,513 | Feb 20, 2019, 04:47 PM |
| Cooper Matthew W | General Counsel | Feb 15, 2019 | Option Exercise | $81.57 | 4,532 | 369,675 | 34,949 | Feb 20, 2019, 04:47 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2019 | Option Exercise | $79.85 | 5,666 | 452,430 | 56,523 | Feb 20, 2019, 04:47 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2019 | Option Exercise | $81.57 | 5,770 | 470,659 | 50,884 | Feb 20, 2019, 04:47 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2019 | Option Exercise | $79.85 | 8,503 | 678,965 | 82,425 | Feb 20, 2019, 04:46 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2019 | Option Exercise | $81.57 | 7,473 | 609,573 | 74,354 | Feb 20, 2019, 04:46 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Feb 15, 2019 | Option Exercise | $79.85 | 4,258 | 340,001 | 29,777 | Feb 20, 2019, 04:45 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Feb 15, 2019 | Option Exercise | $81.57 | 4,131 | 336,966 | 25,452 | Feb 20, 2019, 04:45 PM |
| Golden Timothy P | Controller | Feb 15, 2019 | Option Exercise | $81.57 | 288 | 23,492 | 18,692 | Feb 20, 2019, 04:45 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2019 | Option Exercise | $79.85 | 8,578 | 684,953 | 111,198 | Feb 20, 2019, 04:44 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2019 | Option Exercise | $81.57 | 5,956 | 485,831 | 103,775 | Feb 20, 2019, 04:44 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jan 31, 2019 | Option Exercise | $80.59 | 593 | 47,790 | 2,769,409 | Feb 04, 2019, 06:58 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jan 31, 2019 | Option Exercise | $80.59 | 593 | 47,790 | 2,769,744 | Feb 04, 2019, 06:58 PM |
| Karam Celia | Chief Audit Officer | Oct 31, 2018 | Option Exercise | $89.30 | 319 | 28,487 | 5,520 | Nov 02, 2018, 04:07 PM |
| Dean Lia | Head of Bank Mktg and Retail | Oct 31, 2018 | Option Exercise | $89.30 | 346 | 30,898 | 18,294 | Nov 02, 2018, 04:05 PM |
| Golden Timothy P | Controller | Aug 02, 2018 | Sale | $95.85 | 4,073 | 390,397 | 14,668 | Aug 06, 2018, 04:33 PM |
| HAY LEWIS III | Director | Jul 24, 2018 | Option Exercise | $16.93 | 16,446 | 278,431 | 61,636 | Jul 25, 2018, 05:23 PM |
| HAY LEWIS III | Director | Jul 24, 2018 | Sale | $100.00 | 16,446 | 1,644,600 | 45,190 | Jul 25, 2018, 05:23 PM |
| Wassmer Michael J | President, U.S. Card | Jul 24, 2018 | Sale | $100.00 | 2,276 | 227,600 | 81,769 | Jul 25, 2018, 05:23 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jul 24, 2018 | Option Exercise | $18.28 | 242,090 | 4,425,405 | 3,011,232 | Jul 25, 2018, 05:22 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jul 24, 2018 | Sale | $99.33 | 242,090 | 24,046,555 | 2,862,424 | Jul 25, 2018, 05:22 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Jul 24, 2018 | Option Exercise | $63.73 | 19,117 | 1,218,326 | 62,567 | Jul 25, 2018, 05:22 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Jul 24, 2018 | Sale | $100.00 | 19,117 | 1,911,700 | 43,450 | Jul 25, 2018, 05:22 PM |
| WARNER BRADFORD H | Director | Jul 02, 2018 | Option Exercise | $16.93 | 4,229 | 71,597 | 56,221 | Jul 03, 2018, 04:59 PM |
| WARNER BRADFORD H | Director | Jul 02, 2018 | Sale | $92.55 | 4,229 | 391,394 | 51,992 | Jul 03, 2018, 04:59 PM |
| Wassmer Michael J | President, U.S. Card | Jun 14, 2018 | Sale | $98.00 | 1,787 | 175,126 | 84,045 | Jun 18, 2018, 04:30 PM |
| Wassmer Michael J | President, U.S. Card | Jun 07, 2018 | Sale | $96.90 | 2,203 | 213,471 | 85,832 | Jun 11, 2018, 04:54 PM |
| Berson Jory A | Chief Human Resources Officer | Jun 07, 2018 | Sale | $97.09 | 18,909 | 1,835,875 | 65,574 | Jun 11, 2018, 04:53 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | May 15, 2018 | Sale | $95.00 | 4,860 | 461,700 | 43,450 | May 16, 2018, 04:18 PM |
| Blackley Richard Scott | Chief Financial Officer | May 09, 2018 | Option Exercise | $92.11 | 1,620 | 149,218 | 36,917 | May 11, 2018, 04:09 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | May 08, 2018 | Sale | $95.00 | 11,584 | 1,100,480 | 48,310 | May 10, 2018, 06:51 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | May 08, 2018 | Option Exercise | $18.28 | 511 | 9,341 | 2,769,649 | May 10, 2018, 06:50 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | May 08, 2018 | Sale | $95.00 | 511 | 48,545 | 2,769,138 | May 10, 2018, 06:50 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Apr 26, 2018 | Sale | $92.80 | 12,214 | 1,133,456 | 63,294 | Apr 30, 2018, 05:04 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Apr 25, 2018 | Option Exercise | $18.28 | 242,600 | 4,434,728 | 3,011,738 | Apr 27, 2018, 05:00 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Apr 25, 2018 | Sale | $93.13 | 242,600 | 22,594,332 | 2,958,775 | Apr 27, 2018, 05:00 PM |
| Golden Timothy P | Controller | Apr 03, 2018 | Option Exercise | $95.44 | 1,754 | 167,402 | 18,594 | Apr 05, 2018, 04:04 PM |
| WARNER BRADFORD H | Director | Apr 02, 2018 | Option Exercise | $16.93 | 3,000 | 50,790 | 53,085 | Apr 04, 2018, 04:11 PM |
| WARNER BRADFORD H | Director | Apr 02, 2018 | Sale | $95.05 | 3,000 | 285,150 | 50,885 | Apr 04, 2018, 04:11 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Mar 22, 2018 | Sale | $97.00 | 1,711 | 165,967 | 15,894 | Mar 26, 2018, 05:10 PM |
| Blackley Richard Scott | Chief Financial Officer | Mar 16, 2018 | Sale | $98.19 | 2,194 | 215,429 | 38,537 | Mar 20, 2018, 04:03 PM |
| Wassmer Michael J | President, U.S. Card | Mar 08, 2018 | Option Exercise | $98.15 | 3,231 | 317,123 | 88,625 | Mar 12, 2018, 04:13 PM |
| Slocum Michael | President, Commercial Banking | Mar 08, 2018 | Option Exercise | $98.15 | 6,725 | 660,059 | 54,646 | Mar 12, 2018, 04:13 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Mar 08, 2018 | Option Exercise | $98.15 | 1,598 | 156,844 | 17,605 | Mar 12, 2018, 04:13 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 08, 2018 | Option Exercise | $98.15 | 5,576 | 547,284 | 88,552 | Mar 12, 2018, 04:13 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 08, 2018 | Option Exercise | $98.15 | 6,619 | 649,655 | 61,204 | Mar 12, 2018, 04:12 PM |
| FINNERAN JOHN G JR | Chief Risk Officer & Corp Secy | Mar 08, 2018 | Option Exercise | $98.15 | 7,300 | 716,495 | 108,825 | Mar 12, 2018, 04:12 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Mar 08, 2018 | Option Exercise | $98.15 | 83,093 | 8,155,578 | 2,769,138 | Mar 12, 2018, 04:11 PM |
| Eder Noelle K | Chief Card Cust. Exp. Officer | Mar 08, 2018 | Option Exercise | $98.15 | 630 | 61,835 | 41,876 | Mar 12, 2018, 04:11 PM |
| Cooper Matthew W | General Counsel | Mar 08, 2018 | Option Exercise | $98.15 | 1,368 | 134,269 | 27,295 | Mar 12, 2018, 04:11 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Mar 08, 2018 | Option Exercise | $98.15 | 6,445 | 632,577 | 72,108 | Mar 12, 2018, 04:10 PM |
| Blackley Richard Scott | Chief Financial Officer | Mar 08, 2018 | Option Exercise | $98.15 | 1,803 | 176,964 | 40,731 | Mar 12, 2018, 04:10 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 08, 2018 | Option Exercise | $98.15 | 5,870 | 576,141 | 84,420 | Mar 12, 2018, 04:09 PM |
| Alexander Robert M. | Chief Information Officer | Mar 08, 2018 | Option Exercise | $98.15 | 5,283 | 518,526 | 82,399 | Mar 12, 2018, 04:09 PM |
| Blackley Richard Scott | Chief Financial Officer | Mar 01, 2018 | Sale | $98.12 | 10,000 | 981,200 | 38,537 | Mar 05, 2018, 05:47 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Feb 22, 2018 | Sale | $97.74 | 5,607 | 548,028 | 15,894 | Feb 26, 2018, 04:29 PM |
| Wassmer Michael J | President, U.S. Card | Feb 15, 2018 | Option Exercise | $99.52 | 15,216 | 1,514,296 | 103,546 | Feb 20, 2018, 06:33 PM |
| Wassmer Michael J | President, U.S. Card | Feb 15, 2018 | Option Exercise | $98.67 | 6,036 | 595,572 | 89,281 | Feb 20, 2018, 06:33 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2018 | Option Exercise | $99.52 | 17,356 | 1,727,269 | 70,398 | Feb 20, 2018, 06:33 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2018 | Option Exercise | $98.67 | 7,883 | 777,816 | 54,251 | Feb 20, 2018, 06:33 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Feb 15, 2018 | Option Exercise | $99.52 | 7,813 | 777,550 | 31,608 | Feb 20, 2018, 06:33 PM |
| Santos Kleber | Pres., Retail & Direct Banking | Feb 15, 2018 | Option Exercise | $98.67 | 2,796 | 275,881 | 23,599 | Feb 20, 2018, 06:33 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2018 | Option Exercise | $99.52 | 18,962 | 1,887,098 | 99,455 | Feb 20, 2018, 06:32 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2018 | Option Exercise | $98.67 | 4,720 | 465,722 | 83,326 | Feb 20, 2018, 06:32 PM |
| Newkirk Christopher T | Pres., Intl and Small Business | Feb 15, 2018 | Option Exercise | $99.52 | 7,884 | 784,616 | 39,991 | Feb 20, 2018, 06:32 PM |
| Newkirk Christopher T | Pres., Intl and Small Business | Feb 15, 2018 | Option Exercise | $98.67 | 2,699 | 266,310 | 32,722 | Feb 20, 2018, 06:32 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2018 | Option Exercise | $99.52 | 18,688 | 1,859,830 | 75,464 | Feb 20, 2018, 06:32 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2018 | Option Exercise | $98.67 | 6,378 | 629,317 | 58,890 | Feb 20, 2018, 06:32 PM |
| FINNERAN JOHN G JR | Chief Risk Officer & Corp Secy | Feb 15, 2018 | Option Exercise | $99.52 | 20,033 | 1,993,684 | 124,816 | Feb 20, 2018, 06:31 PM |
| FINNERAN JOHN G JR | Chief Risk Officer & Corp Secy | Feb 15, 2018 | Option Exercise | $98.67 | 8,072 | 796,464 | 106,516 | Feb 20, 2018, 06:31 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 15, 2018 | Option Exercise | $99.52 | 38,214 | 3,803,057 | 2,677,894 | Feb 20, 2018, 06:31 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 15, 2018 | Option Exercise | $98.67 | 9,908 | 977,622 | 2,667,986 | Feb 20, 2018, 06:31 PM |
| Eder Noelle K | Chief Card Cust. Exp. Officer | Feb 15, 2018 | Option Exercise | $99.52 | 9,897 | 984,949 | 53,706 | Feb 20, 2018, 06:31 PM |
| Eder Noelle K | Chief Card Cust. Exp. Officer | Feb 15, 2018 | Option Exercise | $98.67 | 3,188 | 314,560 | 44,033 | Feb 20, 2018, 06:31 PM |
| Cooper Matthew W | General Counsel | Feb 15, 2018 | Option Exercise | $99.52 | 7,931 | 789,293 | 35,800 | Feb 20, 2018, 06:30 PM |
| Cooper Matthew W | General Counsel | Feb 15, 2018 | Option Exercise | $98.67 | 2,758 | 272,132 | 27,809 | Feb 20, 2018, 06:30 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2018 | Option Exercise | $99.52 | 17,516 | 1,743,192 | 84,858 | Feb 20, 2018, 06:30 PM |
| Borgmann Kevin S. | Senior Advisor to the CEO | Feb 15, 2018 | Option Exercise | $98.67 | 5,573 | 549,888 | 69,219 | Feb 20, 2018, 06:30 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2018 | Option Exercise | $99.52 | 13,013 | 1,295,054 | 64,094 | Feb 20, 2018, 06:30 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2018 | Option Exercise | $98.67 | 3,889 | 383,728 | 51,664 | Feb 20, 2018, 06:30 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2018 | Option Exercise | $99.52 | 16,501 | 1,642,179 | 95,001 | Feb 20, 2018, 06:29 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2018 | Option Exercise | $98.67 | 5,045 | 497,790 | 80,824 | Feb 20, 2018, 06:29 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2018 | Option Exercise | $99.52 | 16,074 | 1,599,684 | 93,356 | Feb 20, 2018, 06:29 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2018 | Option Exercise | $98.67 | 4,645 | 458,322 | 79,374 | Feb 20, 2018, 06:29 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 01, 2018 | Option Exercise | $104.72 | 1,043 | 109,223 | 2,678,553 | Feb 05, 2018, 05:33 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 01, 2018 | Option Exercise | $104.72 | 667 | 69,848 | 2,678,937 | Feb 05, 2018, 05:33 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 29, 2018 | Sale | $104.99 | 52,128 | 5,472,993 | 3,600 | Jan 31, 2018, 04:25 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 29, 2018 | Sale | $105.17 | 15,764 | 1,657,900 | 0 | Jan 31, 2018, 04:25 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 25, 2018 | Option Exercise | $18.28 | 185,202 | 3,385,493 | 2,863,472 | Jan 26, 2018, 05:52 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 24, 2018 | Option Exercise | $18.28 | 300,000 | 5,484,000 | 2,978,270 | Jan 26, 2018, 05:52 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 25, 2018 | Sale | $104.61 | 185,202 | 19,373,741 | 2,751,599 | Jan 26, 2018, 05:52 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 24, 2018 | Sale | $105.39 | 300,000 | 31,616,420 | 2,954,235 | Jan 26, 2018, 05:52 PM |
| Slocum Michael | President, Commercial Banking | Jan 12, 2018 | Option Exercise | $56.32 | 27,818 | 1,566,710 | 73,392 | Jan 17, 2018, 04:10 PM |
| Slocum Michael | President, Commercial Banking | Jan 12, 2018 | Sale | $105.00 | 27,818 | 2,920,890 | 45,574 | Jan 17, 2018, 04:10 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 12, 2018 | Sale | $105.00 | 10,086 | 1,059,030 | 71,367 | Jan 17, 2018, 04:07 PM |
| HACKETT ANN F | Director | Jan 04, 2018 | Option Exercise | $16.93 | 6,361 | 107,692 | 64,372 | Jan 08, 2018, 04:10 PM |
| HACKETT ANN F | Director | Jan 04, 2018 | Sale | $102.00 | 6,361 | 648,822 | 58,011 | Jan 08, 2018, 04:10 PM |
| WARNER BRADFORD H | Director | Jan 02, 2018 | Option Exercise | $16.93 | 3,000 | 50,790 | 53,085 | Jan 04, 2018, 05:18 PM |
| WARNER BRADFORD H | Director | Jan 02, 2018 | Sale | $99.46 | 3,000 | 298,392 | 50,285 | Jan 04, 2018, 05:18 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 02, 2018 | Option Exercise | $48.28 | 56,624 | 2,733,807 | 144,280 | Jan 04, 2018, 05:17 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 02, 2018 | Sale | $99.23 | 47,729 | 4,735,924 | 98,580 | Jan 04, 2018, 05:17 PM |
| Slocum Michael | President, Commercial Banking | Dec 22, 2017 | Option Exercise | $48.28 | 26,405 | 1,274,833 | 71,979 | Dec 27, 2017, 04:10 PM |
| Slocum Michael | President, Commercial Banking | Dec 22, 2017 | Sale | $100.00 | 26,405 | 2,640,500 | 45,574 | Dec 27, 2017, 04:10 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 22, 2017 | Option Exercise | $49.64 | 60,965 | 3,026,445 | 237,731 | Dec 27, 2017, 04:10 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 22, 2017 | Sale | $100.00 | 156,278 | 15,627,800 | 81,453 | Dec 27, 2017, 04:10 PM |
| HACKETT ANN F | Director | Dec 18, 2017 | Option Exercise | $16.93 | 7,000 | 118,510 | 65,011 | Dec 20, 2017, 04:20 PM |
| HACKETT ANN F | Director | Dec 18, 2017 | Sale | $98.00 | 7,000 | 686,000 | 58,011 | Dec 20, 2017, 04:20 PM |
| Alexander Robert M. | Chief Information Officer | Dec 15, 2017 | Sale | $96.74 | 6,716 | 649,706 | 70,273 | Dec 19, 2017, 04:23 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 14, 2017 | Option Exercise | $47.07 | 65,304 | 3,073,997 | 131,472 | Dec 18, 2017, 04:35 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 14, 2017 | Sale | $95.00 | 83,046 | 7,889,370 | 48,426 | Dec 18, 2017, 04:35 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 04, 2017 | Option Exercise | $45.75 | 37,670 | 1,723,403 | 137,445 | Dec 06, 2017, 08:26 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 04, 2017 | Sale | $95.02 | 66,490 | 6,317,899 | 106,023 | Dec 06, 2017, 08:26 PM |
| HACKETT ANN F | Director | Dec 04, 2017 | Option Exercise | $16.93 | 7,000 | 118,510 | 65,011 | Dec 06, 2017, 08:26 PM |
| HACKETT ANN F | Director | Dec 04, 2017 | Sale | $95.00 | 7,000 | 665,000 | 58,011 | Dec 06, 2017, 08:26 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 04, 2017 | Sale | $95.00 | 6,490 | 616,550 | 15,764 | Dec 06, 2017, 08:25 PM |
| Slocum Michael | President, Commercial Banking | Dec 04, 2017 | Sale | $95.00 | 8,039 | 763,705 | 45,574 | Dec 06, 2017, 08:25 PM |
| WARNER BRADFORD H | Director | Dec 04, 2017 | Option Exercise | $16.93 | 7,000 | 118,510 | 57,085 | Dec 06, 2017, 08:25 PM |
| WARNER BRADFORD H | Director | Dec 04, 2017 | Sale | $94.94 | 7,000 | 664,580 | 50,085 | Dec 06, 2017, 08:25 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 04, 2017 | Option Exercise | $48.28 | 37,204 | 1,796,209 | 207,418 | Dec 06, 2017, 08:24 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 04, 2017 | Sale | $95.00 | 30,652 | 2,911,940 | 176,766 | Dec 06, 2017, 08:24 PM |
| Alexander Robert M. | Chief Information Officer | Dec 04, 2017 | Option Exercise | $48.95 | 63,740 | 3,120,073 | 153,343 | Dec 05, 2017, 05:05 PM |
| Alexander Robert M. | Chief Information Officer | Dec 04, 2017 | Sale | $94.84 | 76,354 | 7,241,537 | 89,603 | Dec 05, 2017, 05:05 PM |
| Alexander Robert M. | Chief Information Officer | Dec 01, 2017 | Sale | $92.18 | 5,000 | 460,900 | 89,603 | Dec 05, 2017, 05:05 PM |
| Slocum Michael | President, Commercial Banking | Nov 03, 2017 | Sale | $91.99 | 8,292 | 762,781 | 53,613 | Nov 07, 2017, 04:16 PM |
| Eder Noelle K | Chief Card Cust. Exp. Officer | Oct 31, 2017 | Option Exercise | $92.18 | 2,997 | 276,263 | 35,806 | Nov 02, 2017, 04:52 PM |
| SHATTUCK MAYO A III | Director | Oct 27, 2017 | Option Exercise | $27.61 | 24,167 | 667,329 | 68,117 | Oct 31, 2017, 04:46 PM |
| SHATTUCK MAYO A III | Director | Oct 27, 2017 | Sale | $92.71 | 24,167 | 2,240,523 | 43,950 | Oct 31, 2017, 04:46 PM |
| HACKETT ANN F | Director | Oct 25, 2017 | Option Exercise | $47.29 | 11,055 | 522,791 | 69,066 | Oct 27, 2017, 04:24 PM |
| HACKETT ANN F | Director | Oct 25, 2017 | Sale | $91.18 | 11,055 | 1,007,995 | 58,011 | Oct 27, 2017, 04:24 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jul 25, 2017 | Option Exercise | $50.99 | 300,000 | 15,297,001 | 2,980,556 | Jul 27, 2017, 06:00 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jul 26, 2017 | Option Exercise | $50.99 | 67,419 | 3,437,695 | 2,747,975 | Jul 27, 2017, 06:00 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jul 25, 2017 | Sale | $87.19 | 300,000 | 26,156,888 | 2,698,844 | Jul 27, 2017, 06:00 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jul 26, 2017 | Sale | $86.27 | 67,419 | 5,816,129 | 2,687,438 | Jul 27, 2017, 06:00 PM |
| Blackley Richard Scott | Chief Financial Officer | May 09, 2017 | Option Exercise | $82.32 | 1,714 | 141,096 | 41,259 | May 11, 2017, 04:56 PM |
| Slocum Michael | President, Commercial Banking | May 05, 2017 | Sale | $82.16 | 6,276 | 515,636 | 61,905 | May 08, 2017, 04:25 PM |
| Wassmer Michael J | President, U.S. Card | Apr 03, 2017 | Sale | $86.88 | 734 | 63,770 | 79,998 | Apr 05, 2017, 04:16 PM |
| Newkirk Christopher T | Pres., Intl. and Sm. Bus. Card | Mar 16, 2017 | Sale | $90.46 | 5,238 | 473,829 | 26,364 | Mar 20, 2017, 04:06 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 13, 2017 | Option Exercise | $48.28 | 57,457 | 2,774,024 | 162,542 | Mar 15, 2017, 05:31 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 13, 2017 | Sale | $92.08 | 63,562 | 5,852,643 | 113,579 | Mar 15, 2017, 05:31 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 08, 2017 | Option Exercise | $92.40 | 6,548 | 605,035 | 105,085 | Mar 10, 2017, 04:46 PM |
| Alexander Robert M. | Chief Information Officer | Mar 08, 2017 | Option Exercise | $92.40 | 5,617 | 519,011 | 94,603 | Mar 10, 2017, 04:46 PM |
| Borgmann Kevin S. | Chief Risk Officer | Mar 08, 2017 | Option Exercise | $92.40 | 5,427 | 501,455 | 57,637 | Mar 10, 2017, 04:46 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Mar 08, 2017 | Option Exercise | $92.40 | 8,113 | 749,641 | 139,784 | Mar 10, 2017, 04:45 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 08, 2017 | Option Exercise | $92.40 | 6,270 | 579,348 | 169,461 | Mar 10, 2017, 04:45 PM |
| Slocum Michael | President, Commercial Banking | Mar 08, 2017 | Option Exercise | $92.40 | 6,562 | 606,329 | 68,181 | Mar 10, 2017, 04:45 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Mar 08, 2017 | Option Exercise | $92.40 | 92,696 | 8,565,111 | 2,680,551 | Mar 10, 2017, 04:44 PM |
| Wassmer Michael J | President, U.S. Card | Mar 08, 2017 | Option Exercise | $92.40 | 2,679 | 247,540 | 80,591 | Mar 10, 2017, 04:44 PM |
| CRAWFORD STEPHEN S | Head of Finance and Corp Dev | Mar 08, 2017 | Option Exercise | $92.40 | 11,686 | 1,079,786 | 177,684 | Mar 10, 2017, 04:44 PM |
| Witter Jonathan W. | President, Retail Banking | Mar 08, 2017 | Option Exercise | $92.40 | 7,460 | 689,304 | 105,415 | Mar 10, 2017, 04:44 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 08, 2017 | Option Exercise | $92.40 | 7,344 | 678,586 | 66,168 | Mar 10, 2017, 04:43 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Mar 06, 2017 | Sale | $93.49 | 9,429 | 881,517 | 22,254 | Mar 08, 2017, 05:48 PM |
| Wassmer Michael J | President, U.S. Card | Mar 02, 2017 | Option Exercise | $48.95 | 18,990 | 929,561 | 98,829 | Mar 06, 2017, 04:07 PM |
| Wassmer Michael J | President, U.S. Card | Mar 02, 2017 | Sale | $95.35 | 21,175 | 2,019,126 | 78,469 | Mar 06, 2017, 04:07 PM |
| Alexander Robert M. | Chief Information Officer | Mar 02, 2017 | Sale | $95.34 | 14,446 | 1,377,293 | 89,791 | Mar 06, 2017, 04:06 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 01, 2017 | Option Exercise | $56.32 | 10,000 | 563,200 | 170,785 | Mar 03, 2017, 04:06 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 01, 2017 | Sale | $95.02 | 10,000 | 950,200 | 160,785 | Mar 03, 2017, 04:06 PM |
| Blackley Richard Scott | Chief Financial Officer | Mar 01, 2017 | Sale | $95.00 | 3,507 | 333,165 | 42,973 | Mar 03, 2017, 04:05 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 15, 2017 | Option Exercise | $88.31 | 23,012 | 2,032,190 | 123,304 | Feb 17, 2017, 07:14 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 15, 2017 | Option Exercise | $90.93 | 6,608 | 600,865 | 102,854 | Feb 17, 2017, 07:14 PM |
| Wassmer Michael J | President, U.S. Card | Feb 15, 2017 | Option Exercise | $88.31 | 14,112 | 1,246,231 | 97,293 | Feb 17, 2017, 07:13 PM |
| Wassmer Michael J | President, U.S. Card | Feb 15, 2017 | Option Exercise | $90.93 | 5,425 | 493,295 | 84,001 | Feb 17, 2017, 07:13 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2017 | Option Exercise | $88.31 | 20,979 | 1,852,655 | 86,744 | Feb 17, 2017, 07:13 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2017 | Option Exercise | $90.93 | 6,360 | 578,315 | 67,641 | Feb 17, 2017, 07:13 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2017 | Option Exercise | $88.31 | 23,568 | 2,081,290 | 184,921 | Feb 17, 2017, 07:13 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2017 | Option Exercise | $90.93 | 5,303 | 482,202 | 164,505 | Feb 17, 2017, 07:13 PM |
| Newkirk Christopher T | Pres., Intl. and Sm. Bus. Card | Feb 15, 2017 | Option Exercise | $88.31 | 5,829 | 514,759 | 38,652 | Feb 17, 2017, 07:13 PM |
| Newkirk Christopher T | Pres., Intl. and Sm. Bus. Card | Feb 15, 2017 | Option Exercise | $90.93 | 2,640 | 240,055 | 33,520 | Feb 17, 2017, 07:13 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2017 | Option Exercise | $88.31 | 22,755 | 2,009,494 | 86,031 | Feb 17, 2017, 07:12 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2017 | Option Exercise | $90.93 | 8,218 | 747,263 | 64,708 | Feb 17, 2017, 07:12 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 15, 2017 | Option Exercise | $88.31 | 24,938 | 2,202,275 | 159,316 | Feb 17, 2017, 07:12 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 15, 2017 | Option Exercise | $90.93 | 7,299 | 663,698 | 137,217 | Feb 17, 2017, 07:12 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 15, 2017 | Option Exercise | $88.31 | 38,935 | 3,438,350 | 2,590,037 | Feb 17, 2017, 07:12 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 15, 2017 | Option Exercise | $90.93 | 11,124 | 1,011,505 | 2,578,913 | Feb 17, 2017, 07:12 PM |
| Eder Noelle K | Chief Card Cust. Exp. Officer | Feb 15, 2017 | Option Exercise | $88.31 | 8,128 | 717,784 | 48,417 | Feb 17, 2017, 07:11 PM |
| Eder Noelle K | Chief Card Cust. Exp. Officer | Feb 15, 2017 | Option Exercise | $90.93 | 1,976 | 179,678 | 40,486 | Feb 17, 2017, 07:11 PM |
| CRAWFORD STEPHEN S | Head of Finance and Corp Dev | Feb 15, 2017 | Option Exercise | $88.31 | 38,308 | 3,382,979 | 210,628 | Feb 17, 2017, 07:11 PM |
| CRAWFORD STEPHEN S | Head of Finance and Corp Dev | Feb 15, 2017 | Option Exercise | $90.93 | 12,541 | 1,140,353 | 176,298 | Feb 17, 2017, 07:11 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 15, 2017 | Option Exercise | $88.31 | 20,648 | 1,823,425 | 76,785 | Feb 17, 2017, 07:11 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 15, 2017 | Option Exercise | $90.93 | 6,996 | 636,146 | 57,600 | Feb 17, 2017, 07:11 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2017 | Option Exercise | $88.31 | 9,349 | 825,610 | 57,355 | Feb 17, 2017, 07:10 PM |
| Blackley Richard Scott | Chief Financial Officer | Feb 15, 2017 | Option Exercise | $90.93 | 2,871 | 261,060 | 48,452 | Feb 17, 2017, 07:10 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2017 | Option Exercise | $88.31 | 20,727 | 1,830,401 | 119,854 | Feb 17, 2017, 07:10 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2017 | Option Exercise | $90.93 | 5,548 | 504,480 | 101,731 | Feb 17, 2017, 07:10 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2017 | Option Exercise | $88.31 | 19,564 | 1,727,697 | 123,847 | Feb 17, 2017, 07:07 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2017 | Option Exercise | $90.93 | 4,999 | 454,559 | 106,516 | Feb 17, 2017, 07:07 PM |
| Eder Noelle K | Chief Card Cust. Exp. Officer | Feb 14, 2017 | Option Exercise | $82.08 | 30,993 | 2,543,905 | 71,772 | Feb 16, 2017, 04:29 PM |
| Eder Noelle K | Chief Card Cust. Exp. Officer | Feb 14, 2017 | Sale | $89.70 | 30,993 | 2,780,073 | 56,276 | Feb 16, 2017, 04:29 PM |
| GROSS PATRICK W | Director | Feb 10, 2017 | Option Exercise | $46.27 | 41,060 | 1,899,697 | 88,899 | Feb 14, 2017, 04:58 PM |
| GROSS PATRICK W | Director | Feb 10, 2017 | Sale | $88.50 | 41,060 | 3,633,810 | 47,839 | Feb 14, 2017, 04:58 PM |
| SHATTUCK MAYO A III | Director | Feb 07, 2017 | Option Exercise | $74.72 | 3,415 | 255,169 | 45,304 | Feb 09, 2017, 04:41 PM |
| SHATTUCK MAYO A III | Director | Feb 07, 2017 | Sale | $87.25 | 3,415 | 297,959 | 41,889 | Feb 09, 2017, 04:41 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 02, 2017 | Option Exercise | $86.34 | 1,694 | 146,260 | 2,591,168 | Feb 06, 2017, 07:24 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 02, 2017 | Option Exercise | $86.34 | 965 | 83,318 | 2,591,731 | Feb 06, 2017, 07:24 PM |
| Wassmer Michael J | President, U.S. Card | Feb 01, 2017 | Option Exercise | $76.79 | 8,750 | 671,913 | 75,689 | Feb 03, 2017, 04:40 PM |
| Wassmer Michael J | President, U.S. Card | Feb 01, 2017 | Sale | $88.10 | 8,750 | 770,875 | 66,939 | Feb 03, 2017, 04:40 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 01, 2017 | Option Exercise | $57.56 | 29,540 | 1,700,441 | 85,497 | Feb 03, 2017, 04:40 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 01, 2017 | Sale | $88.20 | 39,297 | 3,465,851 | 49,000 | Feb 03, 2017, 04:40 PM |
| LEROY PIERRE E | Director | Jan 30, 2017 | Option Exercise | $74.72 | 4,098 | 306,203 | 48,298 | Feb 01, 2017, 04:25 PM |
| LEROY PIERRE E | Director | Jan 30, 2017 | Sale | $88.09 | 8,998 | 792,634 | 39,300 | Feb 01, 2017, 04:25 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 30, 2017 | Option Exercise | $50.99 | 145,974 | 7,443,215 | 2,738,995 | Feb 01, 2017, 04:25 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 30, 2017 | Sale | $88.21 | 145,974 | 12,876,539 | 2,633,146 | Feb 01, 2017, 04:25 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 26, 2017 | Option Exercise | $50.99 | 300,000 | 15,297,001 | 2,893,021 | Jan 30, 2017, 04:41 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 27, 2017 | Option Exercise | $50.99 | 300,000 | 15,297,001 | 2,893,021 | Jan 30, 2017, 04:41 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 26, 2017 | Sale | $88.91 | 300,000 | 26,674,178 | 2,746,792 | Jan 30, 2017, 04:41 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 27, 2017 | Sale | $89.32 | 300,000 | 26,795,079 | 2,596,221 | Jan 30, 2017, 04:41 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 14, 2016 | Option Exercise | $76.79 | 20,000 | 1,535,800 | 108,742 | Dec 19, 2016, 04:53 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 14, 2016 | Sale | $88.84 | 20,000 | 1,776,800 | 108,342 | Dec 19, 2016, 04:53 PM |
| HAY LEWIS III | Director | Dec 12, 2016 | Option Exercise | $55.15 | 12,515 | 690,198 | 53,737 | Dec 14, 2016, 05:02 PM |
| HAY LEWIS III | Director | Dec 12, 2016 | Sale | $90.43 | 12,515 | 1,131,710 | 51,737 | Dec 14, 2016, 05:02 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 12, 2016 | Option Exercise | $76.79 | 23,560 | 1,809,172 | 175,387 | Dec 14, 2016, 05:01 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 12, 2016 | Sale | $90.37 | 23,560 | 2,129,172 | 165,687 | Dec 14, 2016, 05:01 PM |
| Alexander Robert M. | Chief Information Officer | Dec 12, 2016 | Option Exercise | $76.79 | 29,190 | 2,241,500 | 131,050 | Dec 14, 2016, 05:01 PM |
| Alexander Robert M. | Chief Information Officer | Dec 12, 2016 | Sale | $90.38 | 35,107 | 3,172,900 | 114,250 | Dec 14, 2016, 05:01 PM |
| Berson Jory A | Chief Human Resources Officer | Nov 23, 2016 | Option Exercise | $62.75 | 107,800 | 6,764,023 | 206,925 | Nov 28, 2016, 05:40 PM |
| Berson Jory A | Chief Human Resources Officer | Nov 23, 2016 | Sale | $84.00 | 115,650 | 9,714,600 | 91,275 | Nov 28, 2016, 05:40 PM |
| Berson Jory A | Chief Human Resources Officer | Nov 11, 2016 | Sale | $80.00 | 7,086 | 566,880 | 99,125 | Nov 15, 2016, 06:30 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Nov 11, 2016 | Option Exercise | $76.79 | 88,510 | 6,796,683 | 229,326 | Nov 15, 2016, 06:30 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Nov 11, 2016 | Sale | $80.85 | 88,510 | 7,156,033 | 140,816 | Nov 15, 2016, 06:30 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Nov 09, 2016 | Option Exercise | $66.24 | 361,982 | 23,975,942 | 2,954,998 | Nov 14, 2016, 06:10 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Nov 11, 2016 | Option Exercise | $50.99 | 132,942 | 6,778,713 | 2,725,958 | Nov 14, 2016, 06:10 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Nov 10, 2016 | Option Exercise | $76.45 | 378,100 | 28,905,744 | 2,971,116 | Nov 14, 2016, 06:10 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Nov 09, 2016 | Sale | $75.98 | 361,982 | 27,502,019 | 2,809,767 | Nov 14, 2016, 06:10 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Nov 11, 2016 | Sale | $80.10 | 132,942 | 10,648,654 | 2,593,016 | Nov 14, 2016, 06:10 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Nov 10, 2016 | Sale | $78.35 | 378,100 | 29,624,400 | 2,926,338 | Nov 14, 2016, 06:10 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Oct 31, 2016 | Option Exercise | $50.99 | 4,300 | 219,257 | 2,597,316 | Nov 02, 2016, 04:53 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Oct 31, 2016 | Sale | $75.12 | 4,300 | 323,016 | 2,593,016 | Nov 02, 2016, 04:53 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Oct 27, 2016 | Option Exercise | $50.99 | 259,114 | 13,212,223 | 2,852,130 | Oct 31, 2016, 04:38 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Oct 28, 2016 | Option Exercise | $50.99 | 6,800 | 346,732 | 2,599,816 | Oct 31, 2016, 04:38 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Oct 27, 2016 | Sale | $75.16 | 259,114 | 19,475,009 | 2,593,016 | Oct 31, 2016, 04:38 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Oct 28, 2016 | Sale | $75.03 | 6,800 | 510,204 | 2,593,016 | Oct 31, 2016, 04:38 PM |
| CRAWFORD STEPHEN S | Head of Finance and Corp Dev | Jun 22, 2016 | Option Exercise | $63.93 | 39,077 | 2,498,193 | 156,127 | Jun 24, 2016, 04:28 PM |
| Witter Jonathan W. | President, Retail Banking | Mar 08, 2016 | Option Exercise | $68.49 | 9,899 | 677,982 | 89,793 | Mar 10, 2016, 04:29 PM |
| Slocum Michael | President, Commercial Banking | Mar 08, 2016 | Option Exercise | $68.49 | 7,931 | 543,194 | 55,047 | Mar 10, 2016, 04:29 PM |
| Schneider Ryan M. | President, Card | Mar 08, 2016 | Option Exercise | $68.49 | 9,167 | 627,848 | 182,790 | Mar 10, 2016, 04:29 PM |
| Borgmann Kevin S. | Chief Risk Officer | Mar 08, 2016 | Option Exercise | $68.49 | 3,914 | 268,070 | 55,957 | Mar 10, 2016, 04:29 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 08, 2016 | Option Exercise | $68.49 | 7,725 | 529,085 | 150,747 | Mar 10, 2016, 04:29 PM |
| Alexander Robert M. | Chief Information Officer | Mar 08, 2016 | Option Exercise | $68.49 | 7,466 | 511,346 | 101,828 | Mar 10, 2016, 04:29 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Mar 08, 2016 | Option Exercise | $68.49 | 9,997 | 684,695 | 142,216 | Mar 10, 2016, 04:29 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Mar 08, 2016 | Option Exercise | $68.49 | 117,639 | 8,057,095 | 2,593,005 | Mar 10, 2016, 04:29 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 08, 2016 | Option Exercise | $68.49 | 8,475 | 580,453 | 88,742 | Mar 10, 2016, 04:29 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 08, 2016 | Option Exercise | $68.49 | 8,310 | 569,152 | 105,170 | Mar 10, 2016, 04:29 PM |
| Blackley Richard Scott | Principal Accounting Officer | Mar 01, 2016 | Sale | $66.61 | 5,239 | 348,970 | 18,044 | Mar 03, 2016, 04:15 PM |
| Blackley Richard Scott | Principal Accounting Officer | Feb 15, 2016 | Option Exercise | $62.51 | 4,842 | 302,673 | 26,779 | Feb 17, 2016, 05:21 PM |
| Blackley Richard Scott | Principal Accounting Officer | Feb 15, 2016 | Option Exercise | $62.54 | 1,738 | 108,695 | 29,024 | Feb 17, 2016, 05:21 PM |
| CRAWFORD STEPHEN S | Chief Financial Officer | Feb 15, 2016 | Option Exercise | $62.51 | 29,218 | 1,826,417 | 217,665 | Feb 17, 2016, 05:21 PM |
| CRAWFORD STEPHEN S | Chief Financial Officer | Feb 15, 2016 | Option Exercise | $62.54 | 8,850 | 553,479 | 229,153 | Feb 17, 2016, 05:21 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 15, 2016 | Option Exercise | $62.51 | 17,594 | 1,099,801 | 93,719 | Feb 17, 2016, 05:20 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 15, 2016 | Option Exercise | $62.54 | 3,825 | 239,216 | 99,722 | Feb 17, 2016, 05:20 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2016 | Option Exercise | $62.51 | 15,725 | 982,970 | 60,920 | Feb 17, 2016, 05:20 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2016 | Option Exercise | $62.54 | 3,542 | 221,517 | 66,330 | Feb 17, 2016, 05:20 PM |
| Schneider Ryan M. | President, Card | Feb 15, 2016 | Option Exercise | $62.51 | 22,002 | 1,375,345 | 190,760 | Feb 17, 2016, 05:20 PM |
| Schneider Ryan M. | President, Card | Feb 15, 2016 | Option Exercise | $62.54 | 5,886 | 368,110 | 199,247 | Feb 17, 2016, 05:20 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 15, 2016 | Option Exercise | $62.51 | 15,162 | 947,777 | 64,081 | Feb 17, 2016, 05:20 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 15, 2016 | Option Exercise | $62.54 | 3,064 | 191,623 | 69,045 | Feb 17, 2016, 05:20 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2016 | Option Exercise | $62.51 | 16,856 | 1,053,669 | 93,701 | Feb 17, 2016, 05:20 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2016 | Option Exercise | $62.54 | 3,608 | 225,644 | 99,266 | Feb 17, 2016, 05:20 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2016 | Option Exercise | $62.51 | 18,021 | 1,126,493 | 153,774 | Feb 17, 2016, 05:20 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2016 | Option Exercise | $62.54 | 3,228 | 201,879 | 159,610 | Feb 17, 2016, 05:20 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 15, 2016 | Option Exercise | $62.51 | 14,791 | 924,585 | 142,485 | Feb 17, 2016, 05:20 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 15, 2016 | Option Exercise | $62.54 | 4,292 | 268,422 | 154,027 | Feb 17, 2016, 05:20 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 15, 2016 | Option Exercise | $62.51 | 4,302 | 268,918 | 147,364 | Feb 17, 2016, 05:20 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2016 | Option Exercise | $62.51 | 16,155 | 1,009,849 | 108,298 | Feb 17, 2016, 05:20 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2016 | Option Exercise | $62.54 | 3,420 | 213,887 | 113,905 | Feb 17, 2016, 05:20 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2016 | Option Exercise | $62.51 | 14,600 | 912,646 | 104,897 | Feb 17, 2016, 05:20 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2016 | Option Exercise | $62.54 | 2,739 | 171,297 | 109,605 | Feb 17, 2016, 05:20 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 10, 2016 | Option Exercise | $62.74 | 3,907 | 245,125 | 83,901 | Feb 12, 2016, 05:47 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 10, 2016 | Option Exercise | $62.24 | 2,468 | 153,608 | 87,808 | Feb 12, 2016, 05:47 PM |
| Slocum Michael | President, Commercial Banking | Feb 10, 2016 | Option Exercise | $62.74 | 3,282 | 205,913 | 52,313 | Feb 12, 2016, 05:47 PM |
| Slocum Michael | President, Commercial Banking | Feb 10, 2016 | Option Exercise | $62.24 | 2,050 | 127,592 | 55,595 | Feb 12, 2016, 05:47 PM |
| Schneider Ryan M. | President, Card | Feb 10, 2016 | Option Exercise | $62.74 | 5,201 | 326,311 | 179,580 | Feb 12, 2016, 05:47 PM |
| Schneider Ryan M. | President, Card | Feb 10, 2016 | Option Exercise | $62.24 | 2,286 | 142,281 | 184,781 | Feb 12, 2016, 05:47 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 10, 2016 | Option Exercise | $62.74 | 3,497 | 219,402 | 84,174 | Feb 12, 2016, 05:47 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 10, 2016 | Option Exercise | $62.24 | 2,113 | 131,513 | 87,671 | Feb 12, 2016, 05:47 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 10, 2016 | Option Exercise | $62.74 | 4,537 | 284,651 | 136,865 | Feb 12, 2016, 05:47 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 10, 2016 | Option Exercise | $62.24 | 2,496 | 155,351 | 141,402 | Feb 12, 2016, 05:47 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 10, 2016 | Option Exercise | $62.74 | 2,347 | 147,251 | 55,245 | Feb 12, 2016, 05:47 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 10, 2016 | Option Exercise | $62.24 | 1,756 | 109,293 | 57,592 | Feb 12, 2016, 05:47 PM |
| Blackley Richard Scott | Principal Accounting Officer | Feb 10, 2016 | Option Exercise | $62.24 | 858 | 53,402 | 25,021 | Feb 12, 2016, 05:47 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 10, 2016 | Option Exercise | $62.74 | 4,024 | 252,466 | 99,267 | Feb 12, 2016, 05:47 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 10, 2016 | Option Exercise | $62.24 | 2,018 | 125,600 | 103,291 | Feb 12, 2016, 05:47 PM |
| Alexander Robert M. | Chief Information Officer | Feb 10, 2016 | Option Exercise | $62.74 | 3,287 | 206,226 | 96,370 | Feb 12, 2016, 05:47 PM |
| Alexander Robert M. | Chief Information Officer | Feb 10, 2016 | Option Exercise | $62.24 | 1,814 | 112,903 | 99,657 | Feb 12, 2016, 05:47 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 10, 2016 | Option Exercise | $62.74 | 4,254 | 266,896 | 143,030 | Feb 12, 2016, 05:47 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 10, 2016 | Option Exercise | $62.24 | 1,763 | 109,729 | 147,284 | Feb 12, 2016, 05:47 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 10, 2016 | Option Exercise | $62.74 | 38,841 | 2,436,884 | 2,464,016 | Feb 12, 2016, 05:47 PM |
| CRAWFORD STEPHEN S | Chief Financial Officer | Feb 04, 2016 | Option Exercise | $63.73 | 15,653 | 997,566 | 204,054 | Feb 08, 2016, 09:12 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 04, 2016 | Option Exercise | $63.73 | 1,568 | 99,929 | 2,465,319 | Feb 08, 2016, 09:11 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 04, 2016 | Option Exercise | $63.73 | 1,024 | 65,260 | 2,465,584 | Feb 08, 2016, 09:11 PM |
| Slocum Michael | President, Commercial Banking | Nov 03, 2015 | Sale | $80.86 | 2,930 | 236,920 | 37,573 | Nov 05, 2015, 05:19 PM |
| Borgmann Kevin S. | Chief Risk Officer | Jul 21, 2015 | Sale | $91.42 | 1,811 | 165,562 | 40,438 | Jul 23, 2015, 05:06 PM |
| Alexander Robert M. | Chief Information Officer | Jul 20, 2015 | Option Exercise | $45.75 | 9,769 | 446,932 | 95,892 | Jul 22, 2015, 04:14 PM |
| Alexander Robert M. | Chief Information Officer | Jul 20, 2015 | Sale | $91.74 | 14,212 | 1,303,809 | 90,217 | Jul 22, 2015, 04:14 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jul 15, 2015 | Option Exercise | $88.81 | 56,510 | 5,018,653 | 178,562 | Jul 17, 2015, 05:20 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jul 15, 2015 | Sale | $90.00 | 56,510 | 5,085,900 | 122,052 | Jul 17, 2015, 05:20 PM |
| Witter Jonathan W. | President, Retail Banking | Jul 01, 2015 | Sale | $88.55 | 39,258 | 3,476,400 | 96,508 | Jul 02, 2015, 04:42 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jun 25, 2015 | Option Exercise | $88.81 | 7,140 | 634,103 | 129,192 | Jun 29, 2015, 04:19 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jun 25, 2015 | Sale | $90.00 | 7,140 | 642,600 | 122,052 | Jun 29, 2015, 04:19 PM |
| Alexander Robert M. | Chief Information Officer | Jun 23, 2015 | Option Exercise | $45.75 | 9,768 | 446,886 | 99,688 | Jun 25, 2015, 05:13 PM |
| Alexander Robert M. | Chief Information Officer | Jun 23, 2015 | Sale | $89.92 | 13,565 | 1,219,765 | 94,688 | Jun 25, 2015, 05:13 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jun 22, 2015 | Option Exercise | $48.95 | 49,890 | 2,442,116 | 171,942 | Jun 24, 2015, 05:43 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jun 22, 2015 | Sale | $89.00 | 49,890 | 4,440,210 | 122,052 | Jun 24, 2015, 05:43 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jun 15, 2015 | Option Exercise | $48.95 | 100,000 | 4,895,000 | 222,052 | Jun 17, 2015, 04:31 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jun 15, 2015 | Sale | $87.30 | 100,000 | 8,730,000 | 122,052 | Jun 17, 2015, 04:31 PM |
| Alexander Robert M. | Chief Information Officer | Jun 11, 2015 | Option Exercise | $45.75 | 9,767 | 446,840 | 102,519 | Jun 15, 2015, 04:25 PM |
| Alexander Robert M. | Chief Information Officer | Jun 11, 2015 | Sale | $87.74 | 12,599 | 1,105,436 | 98,514 | Jun 15, 2015, 04:25 PM |
| Alexander Robert M. | Chief Information Officer | Jun 10, 2015 | Option Exercise | $18.28 | 7,925 | 144,869 | 106,677 | Jun 12, 2015, 04:08 PM |
| Alexander Robert M. | Chief Information Officer | Jun 10, 2015 | Sale | $85.74 | 13,925 | 1,193,929 | 100,677 | Jun 12, 2015, 04:08 PM |
| Schneider Ryan M. | President, Card | Jun 10, 2015 | Option Exercise | $48.95 | 21,600 | 1,057,320 | 177,358 | Jun 12, 2015, 04:08 PM |
| Schneider Ryan M. | President, Card | Jun 10, 2015 | Sale | $86.00 | 21,600 | 1,857,600 | 155,758 | Jun 12, 2015, 04:08 PM |
| Schneider Ryan M. | President, Card | May 29, 2015 | Option Exercise | $47.15 | 86,378 | 4,072,434 | 295,593 | Jun 02, 2015, 06:53 PM |
| Schneider Ryan M. | President, Card | Jun 01, 2015 | Option Exercise | $48.95 | 4,300 | 210,485 | 159,779 | Jun 02, 2015, 06:53 PM |
| Schneider Ryan M. | President, Card | Jun 01, 2015 | Sale | $84.00 | 4,300 | 361,200 | 155,479 | Jun 02, 2015, 06:53 PM |
| Schneider Ryan M. | President, Card | May 29, 2015 | Sale | $83.80 | 140,114 | 11,741,374 | 294,693 | Jun 02, 2015, 06:53 PM |
| Slocum Michael | President, Commercial Banking | May 08, 2015 | Sale | $82.56 | 7,477 | 617,301 | 40,503 | May 12, 2015, 04:04 PM |
| Blackley Richard Scott | Principal Accounting Officer | May 06, 2015 | Sale | $82.14 | 5,379 | 441,831 | 15,611 | May 08, 2015, 04:03 PM |
| LEROY PIERRE E | Director | May 06, 2015 | Option Exercise | $46.19 | 18,689 | 863,272 | 60,449 | May 08, 2015, 04:03 PM |
| LEROY PIERRE E | Director | May 06, 2015 | Sale | $82.88 | 18,689 | 1,548,944 | 51,965 | May 08, 2015, 04:03 PM |
| GROSS PATRICK W | Director | May 04, 2015 | Option Exercise | $74.16 | 3,800 | 281,808 | 49,199 | May 06, 2015, 05:46 PM |
| GROSS PATRICK W | Director | May 04, 2015 | Sale | $82.00 | 3,800 | 311,600 | 45,399 | May 06, 2015, 05:46 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 10, 2015 | Option Exercise | $77.72 | 11,761 | 914,065 | 67,562 | Mar 12, 2015, 06:10 PM |
| Witter Jonathan W. | President, Retail Banking | Mar 10, 2015 | Option Exercise | $77.72 | 12,186 | 947,096 | 106,497 | Mar 12, 2015, 06:10 PM |
| Slocum Michael | President, Commercial Banking | Mar 10, 2015 | Option Exercise | $77.72 | 9,449 | 734,376 | 47,980 | Mar 12, 2015, 06:08 PM |
| Schneider Ryan M. | President, Card | Mar 10, 2015 | Option Exercise | $77.72 | 18,361 | 1,427,017 | 208,821 | Mar 12, 2015, 06:07 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 10, 2015 | Option Exercise | $77.72 | 13,303 | 1,033,909 | 150,851 | Mar 12, 2015, 06:07 PM |
| Alexander Robert M. | Chief Information Officer | Mar 10, 2015 | Option Exercise | $77.72 | 10,359 | 805,101 | 98,743 | Mar 12, 2015, 06:06 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Mar 10, 2015 | Option Exercise | $77.72 | 17,886 | 1,390,100 | 122,052 | Mar 12, 2015, 06:05 PM |
| Borgmann Kevin S. | Chief Risk Officer | Mar 10, 2015 | Option Exercise | $77.72 | 3,881 | 301,631 | 42,249 | Mar 12, 2015, 06:05 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 10, 2015 | Option Exercise | $77.72 | 13,316 | 1,034,920 | 84,052 | Mar 12, 2015, 06:04 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Mar 10, 2015 | Option Exercise | $77.72 | 188,516 | 14,651,464 | 2,442,262 | Mar 12, 2015, 06:03 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 09, 2015 | Option Exercise | $78.71 | 7,450 | 586,389 | 63,668 | Mar 11, 2015, 04:32 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 09, 2015 | Sale | $78.90 | 7,450 | 587,805 | 56,218 | Mar 11, 2015, 04:32 PM |
| Schneider Ryan M. | President, Card | Mar 02, 2015 | Option Exercise | $78.71 | 15,650 | 1,231,811 | 206,566 | Mar 04, 2015, 04:48 PM |
| Schneider Ryan M. | President, Card | Mar 02, 2015 | Sale | $78.90 | 15,650 | 1,234,785 | 190,916 | Mar 04, 2015, 04:48 PM |
| Blackley Richard Scott | Principal Accounting Officer | Feb 15, 2015 | Option Exercise | $76.27 | 3,209 | 244,750 | 20,990 | Feb 18, 2015, 04:32 PM |
| Blackley Richard Scott | Principal Accounting Officer | Feb 15, 2015 | Option Exercise | $78.88 | 899 | 70,913 | 24,199 | Feb 18, 2015, 04:32 PM |
| CRAWFORD STEPHEN S | Chief Financial Officer | Feb 15, 2015 | Option Exercise | $76.27 | 22,787 | 1,737,964 | 205,152 | Feb 18, 2015, 04:32 PM |
| CRAWFORD STEPHEN S | Chief Financial Officer | Feb 15, 2015 | Option Exercise | $78.88 | 4,120 | 324,986 | 212,084 | Feb 18, 2015, 04:32 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2015 | Option Exercise | $76.27 | 11,829 | 902,198 | 48,748 | Feb 18, 2015, 04:31 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2015 | Option Exercise | $78.88 | 2,184 | 172,274 | 52,332 | Feb 18, 2015, 04:31 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 15, 2015 | Option Exercise | $76.27 | 11,380 | 867,953 | 46,625 | Feb 18, 2015, 04:31 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 15, 2015 | Option Exercise | $78.88 | 1,365 | 107,671 | 49,887 | Feb 18, 2015, 04:31 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2015 | Option Exercise | $76.27 | 12,775 | 974,349 | 64,970 | Feb 18, 2015, 04:31 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 15, 2015 | Option Exercise | $78.88 | 2,354 | 185,684 | 68,993 | Feb 18, 2015, 04:31 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2015 | Option Exercise | $76.27 | 12,917 | 985,180 | 77,999 | Feb 18, 2015, 04:30 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 15, 2015 | Option Exercise | $78.88 | 2,309 | 182,134 | 82,206 | Feb 18, 2015, 04:30 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2015 | Option Exercise | $76.27 | 14,079 | 1,073,805 | 141,735 | Feb 18, 2015, 04:30 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 15, 2015 | Option Exercise | $78.88 | 2,211 | 174,404 | 146,329 | Feb 18, 2015, 04:30 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 15, 2015 | Option Exercise | $76.27 | 13,740 | 1,047,950 | 103,921 | Feb 18, 2015, 04:30 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 15, 2015 | Option Exercise | $78.88 | 2,631 | 207,533 | 108,359 | Feb 18, 2015, 04:30 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2015 | Option Exercise | $76.27 | 11,458 | 873,902 | 95,229 | Feb 18, 2015, 04:29 PM |
| Alexander Robert M. | Chief Information Officer | Feb 15, 2015 | Option Exercise | $78.88 | 1,799 | 141,905 | 98,837 | Feb 18, 2015, 04:29 PM |
| Schneider Ryan M. | President, Card | Feb 15, 2015 | Option Exercise | $76.27 | 17,192 | 1,311,234 | 202,514 | Feb 18, 2015, 04:29 PM |
| Schneider Ryan M. | President, Card | Feb 15, 2015 | Option Exercise | $78.88 | 3,279 | 258,648 | 208,107 | Feb 18, 2015, 04:29 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 15, 2015 | Option Exercise | $76.27 | 14,998 | 1,143,897 | 114,918 | Feb 18, 2015, 04:29 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 15, 2015 | Option Exercise | $78.88 | 2,861 | 225,676 | 119,797 | Feb 18, 2015, 04:29 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 17, 2015 | Option Exercise | $78.71 | 57,760 | 4,546,290 | 162,559 | Feb 18, 2015, 04:29 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 17, 2015 | Sale | $79.36 | 57,760 | 4,583,834 | 104,799 | Feb 18, 2015, 04:29 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 12, 2015 | Option Exercise | $78.71 | 2,060 | 162,143 | 41,932 | Feb 17, 2015, 04:31 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 12, 2015 | Sale | $78.72 | 2,060 | 162,163 | 39,872 | Feb 17, 2015, 04:31 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Feb 10, 2015 | Option Exercise | $76.39 | 157,378 | 12,022,105 | 2,235,563 | Feb 12, 2015, 04:58 PM |
| Blackley Richard Scott | Principal Accounting Officer | Feb 10, 2015 | Option Exercise | $77.06 | 1,765 | 136,011 | 22,797 | Feb 12, 2015, 04:57 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 10, 2015 | Option Exercise | $76.39 | 10,858 | 829,443 | 104,202 | Feb 12, 2015, 04:55 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 10, 2015 | Option Exercise | $77.06 | 4,913 | 378,596 | 110,685 | Feb 12, 2015, 04:55 PM |
| Slocum Michael | President, Commercial Banking | Feb 10, 2015 | Option Exercise | $76.39 | 8,382 | 640,301 | 47,788 | Feb 12, 2015, 04:55 PM |
| Slocum Michael | President, Commercial Banking | Feb 10, 2015 | Option Exercise | $77.06 | 4,784 | 368,655 | 53,803 | Feb 12, 2015, 04:55 PM |
| Schneider Ryan M. | President, Card | Feb 10, 2015 | Option Exercise | $76.39 | 14,722 | 1,124,614 | 203,716 | Feb 12, 2015, 04:54 PM |
| Schneider Ryan M. | President, Card | Feb 10, 2015 | Option Exercise | $77.06 | 6,650 | 512,449 | 212,437 | Feb 12, 2015, 04:54 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 10, 2015 | Option Exercise | $76.39 | 4,806 | 367,130 | 42,332 | Feb 12, 2015, 04:54 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 10, 2015 | Option Exercise | $77.06 | 3,098 | 238,732 | 46,437 | Feb 12, 2015, 04:54 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 10, 2015 | Option Exercise | $76.39 | 12,260 | 936,541 | 142,468 | Feb 12, 2015, 04:53 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 10, 2015 | Option Exercise | $77.06 | 4,446 | 342,609 | 149,053 | Feb 12, 2015, 04:53 PM |
| Alexander Robert M. | Chief Information Officer | Feb 10, 2015 | Option Exercise | $76.39 | 9,592 | 732,733 | 95,484 | Feb 12, 2015, 04:53 PM |
| Alexander Robert M. | Chief Information Officer | Feb 10, 2015 | Option Exercise | $77.06 | 3,746 | 288,667 | 100,703 | Feb 12, 2015, 04:53 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 10, 2015 | Option Exercise | $76.39 | 10,205 | 779,560 | 65,281 | Feb 12, 2015, 04:52 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 10, 2015 | Option Exercise | $77.06 | 3,985 | 307,084 | 70,833 | Feb 12, 2015, 04:52 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 10, 2015 | Option Exercise | $76.39 | 13,409 | 1,024,314 | 116,533 | Feb 12, 2015, 04:52 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 10, 2015 | Option Exercise | $77.06 | 6,483 | 499,580 | 124,498 | Feb 12, 2015, 04:52 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 10, 2015 | Option Exercise | $76.39 | 12,130 | 926,611 | 79,704 | Feb 12, 2015, 04:50 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 10, 2015 | Option Exercise | $77.06 | 4,965 | 382,603 | 86,212 | Feb 12, 2015, 04:50 PM |
| CRAWFORD STEPHEN S | Chief Financial Officer | Feb 04, 2015 | Option Exercise | $75.30 | 16,116 | 1,213,535 | 193,417 | Feb 06, 2015, 05:08 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 29, 2015 | Option Exercise | $74.96 | 841 | 63,041 | 2,236,124 | Feb 02, 2015, 05:28 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Jan 29, 2015 | Option Exercise | $74.96 | 561 | 42,053 | 2,236,404 | Feb 02, 2015, 05:28 PM |
| Alexander Robert M. | Chief Information Officer | Dec 23, 2014 | Option Exercise | $78.71 | 19,570 | 1,540,355 | 100,127 | Dec 29, 2014, 04:55 PM |
| Alexander Robert M. | Chief Information Officer | Dec 23, 2014 | Sale | $83.74 | 19,570 | 1,638,792 | 80,557 | Dec 29, 2014, 04:55 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Dec 05, 2014 | Option Exercise | $82.39 | 272,562 | 22,456,383 | 2,485,059 | Dec 09, 2014, 05:25 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Dec 05, 2014 | Sale | $82.83 | 272,562 | 22,576,311 | 2,212,497 | Dec 09, 2014, 05:25 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Dec 03, 2014 | Option Exercise | $82.39 | 16,517 | 1,360,836 | 2,229,014 | Dec 05, 2014, 05:20 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Dec 03, 2014 | Sale | $82.47 | 16,517 | 1,362,157 | 2,212,497 | Dec 05, 2014, 05:20 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Dec 02, 2014 | Option Exercise | $82.39 | 115,828 | 9,543,069 | 2,328,325 | Dec 03, 2014, 05:41 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Dec 01, 2014 | Option Exercise | $82.39 | 161,093 | 13,272,452 | 2,373,590 | Dec 03, 2014, 05:41 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Dec 01, 2014 | Sale | $82.54 | 161,093 | 13,296,616 | 2,212,497 | Dec 03, 2014, 05:41 PM |
| FAIRBANK RICHARD D | Chair, CEO and President | Dec 02, 2014 | Sale | $82.51 | 115,828 | 9,556,969 | 2,212,497 | Dec 03, 2014, 05:41 PM |
| Schneider Ryan M. | President, Card | Sep 19, 2014 | Option Exercise | $48.28 | 72,683 | 3,509,135 | 245,090 | Sep 22, 2014, 04:49 PM |
| Schneider Ryan M. | President, Card | Sep 19, 2014 | Sale | $84.00 | 65,477 | 5,500,068 | 179,613 | Sep 22, 2014, 04:49 PM |
| Schneider Ryan M. | President, Card | Aug 20, 2014 | Sale | $80.41 | 2,791 | 224,424 | 172,397 | Aug 22, 2014, 04:07 PM |
| Slocum Michael | President, Commercial Banking | Aug 14, 2014 | Sale | $79.70 | 3,773 | 300,708 | 34,130 | Aug 18, 2014, 05:56 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Aug 13, 2014 | Sale | $79.52 | 10,000 | 795,200 | 31,683 | Aug 15, 2014, 04:47 PM |
| Sanjiv Yajnik | President, Financial Services | Jul 24, 2014 | Option Exercise | $78.71 | 7,630 | 600,557 | 131,243 | Jul 28, 2014, 04:40 PM |
| Sanjiv Yajnik | President, Financial Services | Jul 24, 2014 | Sale | $82.47 | 7,630 | 629,246 | 123,613 | Jul 28, 2014, 04:40 PM |
| Alexander Robert M. | Chief Information Officer | Jun 20, 2014 | Option Exercise | $18.28 | 5,000 | 91,400 | 89,543 | Jun 24, 2014, 05:02 PM |
| Alexander Robert M. | Chief Information Officer | Jun 20, 2014 | Sale | $83.74 | 9,000 | 753,660 | 85,543 | Jun 24, 2014, 05:02 PM |
| HACKETT ANN F | Director | Jun 20, 2014 | Option Exercise | $77.71 | 1,840 | 142,986 | 53,247 | Jun 24, 2014, 05:01 PM |
| HACKETT ANN F | Director | Jun 20, 2014 | Sale | $83.00 | 1,840 | 152,720 | 51,407 | Jun 24, 2014, 05:01 PM |
| Alexander Robert M. | Chief Information Officer | Jun 09, 2014 | Option Exercise | $18.28 | 5,000 | 91,400 | 92,664 | Jun 11, 2014, 05:15 PM |
| Alexander Robert M. | Chief Information Officer | Jun 09, 2014 | Sale | $81.74 | 8,121 | 663,811 | 89,543 | Jun 11, 2014, 05:15 PM |
| Berson Jory A | Chief Human Resources Officer | Jun 09, 2014 | Option Exercise | $56.83 | 73,955 | 4,202,500 | 136,253 | Jun 11, 2014, 05:14 PM |
| Berson Jory A | Chief Human Resources Officer | Jun 09, 2014 | Sale | $82.00 | 73,955 | 6,064,310 | 116,683 | Jun 11, 2014, 05:14 PM |
| Alexander Robert M. | Chief Information Officer | Jun 05, 2014 | Option Exercise | $18.28 | 5,000 | 91,400 | 96,904 | Jun 09, 2014, 05:01 PM |
| Alexander Robert M. | Chief Information Officer | Jun 05, 2014 | Sale | $79.74 | 9,240 | 736,798 | 92,664 | Jun 09, 2014, 05:01 PM |
| Berson Jory A | Chief Human Resources Officer | May 30, 2014 | Option Exercise | $48.95 | 54,385 | 2,662,146 | 125,736 | Jun 03, 2014, 04:32 PM |
| Berson Jory A | Chief Human Resources Officer | May 30, 2014 | Sale | $79.00 | 63,651 | 5,028,429 | 116,470 | Jun 03, 2014, 04:32 PM |
| GROSS PATRICK W | Director | May 14, 2014 | Option Exercise | $16.93 | 10,000 | 169,300 | 53,296 | May 15, 2014, 04:30 PM |
| GROSS PATRICK W | Director | May 14, 2014 | Sale | $77.28 | 10,000 | 772,800 | 43,296 | May 15, 2014, 04:30 PM |
| Slocum Michael | President, Commercial Banking | Apr 29, 2014 | Sale | $73.50 | 2,930 | 215,355 | 37,903 | Apr 30, 2014, 05:16 PM |
| Blackley Richard Scott | Principal Accounting Officer | Apr 22, 2014 | Sale | $75.50 | 1,231 | 92,941 | 16,059 | Apr 24, 2014, 04:37 PM |
| Blackley Richard Scott | Principal Accounting Officer | Apr 07, 2014 | Option Exercise | $75.55 | 694 | 52,432 | 17,290 | Apr 08, 2014, 04:43 PM |
| Schneider Ryan M. | President, Card | Mar 10, 2014 | Option Exercise | $75.15 | 8,724 | 655,609 | 174,415 | Mar 12, 2014, 07:33 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 10, 2014 | Option Exercise | $75.15 | 6,464 | 485,770 | 71,035 | Mar 12, 2014, 07:33 PM |
| Sanjiv Yajnik | President, Financial Services | Mar 10, 2014 | Option Exercise | $75.15 | 5,521 | 414,903 | 122,866 | Mar 12, 2014, 07:33 PM |
| Alexander Robert M. | Chief Information Officer | Mar 10, 2014 | Option Exercise | $75.15 | 5,667 | 425,875 | 91,897 | Mar 12, 2014, 07:33 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Mar 10, 2014 | Option Exercise | $75.15 | 2,101 | 157,890 | 48,087 | Mar 12, 2014, 07:33 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Mar 10, 2014 | Option Exercise | $75.15 | 7,552 | 567,533 | 126,266 | Mar 12, 2014, 07:32 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Mar 10, 2014 | Option Exercise | $75.15 | 80,779 | 6,070,542 | 2,217,342 | Mar 12, 2014, 07:32 PM |
| Berson Jory A | Chief Human Resources Officer | Mar 06, 2014 | Sale | $75.00 | 5,491 | 411,825 | 63,949 | Mar 10, 2014, 04:59 PM |
| Blackley Richard Scott | Principal Accounting Officer | Feb 14, 2014 | Sale | $72.28 | 3,527 | 254,932 | 17,984 | Feb 18, 2014, 05:27 PM |
| Blackley Richard Scott | Principal Accounting Officer | Feb 10, 2014 | Option Exercise | $71.37 | 1,805 | 128,823 | 22,458 | Feb 12, 2014, 07:16 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 10, 2014 | Option Exercise | $72.24 | 12,128 | 876,127 | 77,373 | Feb 12, 2014, 07:16 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 10, 2014 | Option Exercise | $71.37 | 6,489 | 463,120 | 84,976 | Feb 12, 2014, 07:16 PM |
| Slocum Michael | President, Commercial Banking | Feb 10, 2014 | Option Exercise | $72.24 | 8,381 | 605,443 | 49,636 | Feb 12, 2014, 07:15 PM |
| Slocum Michael | President, Commercial Banking | Feb 10, 2014 | Option Exercise | $71.37 | 6,479 | 462,406 | 52,917 | Feb 12, 2014, 07:15 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 10, 2014 | Option Exercise | $72.24 | 10,857 | 784,310 | 93,243 | Feb 12, 2014, 07:15 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 10, 2014 | Option Exercise | $71.37 | 6,742 | 481,177 | 100,614 | Feb 12, 2014, 07:15 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 10, 2014 | Option Exercise | $72.24 | 12,259 | 885,590 | 123,035 | Feb 12, 2014, 07:15 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 10, 2014 | Option Exercise | $71.37 | 6,281 | 448,275 | 130,864 | Feb 12, 2014, 07:15 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 10, 2014 | Option Exercise | $72.24 | 4,804 | 347,041 | 33,807 | Feb 12, 2014, 07:15 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 10, 2014 | Option Exercise | $71.37 | 4,344 | 310,031 | 36,152 | Feb 12, 2014, 07:15 PM |
| Alexander Robert M. | Chief Information Officer | Feb 10, 2014 | Option Exercise | $72.24 | 9,591 | 692,854 | 91,981 | Feb 12, 2014, 07:15 PM |
| Alexander Robert M. | Chief Information Officer | Feb 10, 2014 | Option Exercise | $71.37 | 5,398 | 385,255 | 98,052 | Feb 12, 2014, 07:15 PM |
| Schneider Ryan M. | President, Card | Feb 10, 2014 | Option Exercise | $72.24 | 14,721 | 1,063,445 | 175,308 | Feb 12, 2014, 07:15 PM |
| Schneider Ryan M. | President, Card | Feb 10, 2014 | Option Exercise | $71.37 | 8,146 | 581,380 | 185,445 | Feb 12, 2014, 07:15 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 10, 2014 | Option Exercise | $72.24 | 13,408 | 968,594 | 132,664 | Feb 12, 2014, 07:15 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 10, 2014 | Option Exercise | $71.37 | 8,309 | 593,013 | 137,200 | Feb 12, 2014, 07:15 PM |
| CRAWFORD STEPHEN S | Chief Financial Officer | Feb 04, 2014 | Option Exercise | $68.72 | 15,944 | 1,095,672 | 182,018 | Feb 06, 2014, 04:36 PM |
| Borgmann Kevin S. | Chief Risk Officer | Jan 30, 2014 | Sale | $70.67 | 2,866 | 202,540 | 21,952 | Jan 31, 2014, 05:23 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 26, 2014 | Option Exercise | $75.66 | 4,598 | 347,885 | 36,267 | Jan 28, 2014, 04:52 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 26, 2014 | Option Exercise | $70.57 | 2,030 | 143,257 | 40,865 | Jan 28, 2014, 04:52 PM |
| Schneider Ryan M. | President, Card | Jan 26, 2014 | Option Exercise | $75.66 | 7,975 | 603,389 | 154,401 | Jan 28, 2014, 04:52 PM |
| Schneider Ryan M. | President, Card | Jan 26, 2014 | Option Exercise | $70.57 | 3,183 | 224,624 | 162,376 | Jan 28, 2014, 04:52 PM |
| Slocum Michael | President, Commercial Banking | Jan 26, 2014 | Option Exercise | $75.66 | 4,079 | 308,617 | 34,882 | Jan 28, 2014, 04:52 PM |
| Slocum Michael | President, Commercial Banking | Jan 26, 2014 | Option Exercise | $70.57 | 2,700 | 190,539 | 38,961 | Jan 28, 2014, 04:52 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 26, 2014 | Option Exercise | $75.66 | 6,707 | 507,452 | 105,332 | Jan 28, 2014, 04:52 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 26, 2014 | Option Exercise | $75.66 | 7,250 | 548,535 | 61,083 | Jan 28, 2014, 04:52 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 26, 2014 | Option Exercise | $70.57 | 2,314 | 163,299 | 68,333 | Jan 28, 2014, 04:52 PM |
| Borgmann Kevin S. | Chief Risk Officer | Jan 26, 2014 | Option Exercise | $70.57 | 1,692 | 119,404 | 24,818 | Jan 28, 2014, 04:52 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 26, 2014 | Option Exercise | $75.66 | 7,939 | 600,665 | 110,436 | Jan 28, 2014, 04:51 PM |
| Alexander Robert M. | Chief Information Officer | Jan 26, 2014 | Option Exercise | $75.66 | 5,528 | 418,249 | 78,623 | Jan 28, 2014, 04:51 PM |
| Alexander Robert M. | Chief Information Officer | Jan 26, 2014 | Option Exercise | $70.57 | 2,005 | 141,493 | 84,151 | Jan 28, 2014, 04:51 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jan 26, 2014 | Option Exercise | $75.66 | 134,632 | 10,186,258 | 2,104,108 | Jan 28, 2014, 04:50 PM |
| LEROY PIERRE E | Director | Jan 24, 2014 | Option Exercise | $16.93 | 18,795 | 318,199 | 56,171 | Jan 27, 2014, 04:43 PM |
| LEROY PIERRE E | Director | Jan 24, 2014 | Sale | $71.29 | 18,795 | 1,339,896 | 37,376 | Jan 27, 2014, 04:43 PM |
| Witter Jonathan W. | President, Retail Banking | Jan 15, 2014 | Option Exercise | $77.03 | 26,180 | 2,016,645 | 77,419 | Jan 17, 2014, 04:40 PM |
| Alexander Robert M. | Chief Information Officer | Jan 02, 2014 | Option Exercise | $18.28 | 5,000 | 91,400 | 89,732 | Jan 02, 2014, 07:23 PM |
| Alexander Robert M. | Chief Information Officer | Jan 02, 2014 | Sale | $76.74 | 9,104 | 698,641 | 85,628 | Jan 02, 2014, 07:23 PM |
| Witter Jonathan W. | President, Retail Banking | Dec 29, 2013 | Option Exercise | $75.78 | 10,754 | 814,938 | 48,534 | Dec 31, 2013, 11:02 AM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 23, 2013 | Option Exercise | $18.28 | 72,108 | 1,318,134 | 182,544 | Dec 26, 2013, 04:39 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 23, 2013 | Sale | $75.00 | 72,108 | 5,408,100 | 110,436 | Dec 26, 2013, 04:39 PM |
| Alexander Robert M. | Chief Information Officer | Dec 19, 2013 | Option Exercise | $18.28 | 5,000 | 91,400 | 93,833 | Dec 20, 2013, 05:05 PM |
| Alexander Robert M. | Chief Information Officer | Dec 19, 2013 | Sale | $73.74 | 9,101 | 671,108 | 89,732 | Dec 20, 2013, 05:05 PM |
| Slocum Michael | President, Commercial Banking | Dec 15, 2013 | Option Exercise | $71.13 | 8,150 | 579,709 | 37,582 | Dec 16, 2013, 05:45 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 15, 2013 | Option Exercise | $71.13 | 10,974 | 780,581 | 63,397 | Dec 16, 2013, 05:45 PM |
| Alexander Robert M. | Chief Information Officer | Dec 15, 2013 | Option Exercise | $71.13 | 9,411 | 669,404 | 88,833 | Dec 16, 2013, 05:45 PM |
| CRAWFORD STEPHEN S | Chief Financial Officer | Dec 15, 2013 | Option Exercise | $71.13 | 18,092 | 1,286,884 | 174,000 | Dec 16, 2013, 05:45 PM |
| Schneider Ryan M. | President, Card | Dec 15, 2013 | Option Exercise | $71.13 | 14,613 | 1,039,423 | 157,584 | Dec 16, 2013, 05:45 PM |
| Witter Jonathan W. | President, Retail Banking | Dec 15, 2013 | Option Exercise | $71.13 | 11,719 | 833,572 | 38,086 | Dec 16, 2013, 05:45 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 15, 2013 | Option Exercise | $71.13 | 11,950 | 850,003 | 105,332 | Dec 16, 2013, 05:45 PM |
| Borgmann Kevin S. | Chief Risk Officer | Dec 15, 2013 | Option Exercise | $71.13 | 7,387 | 525,437 | 26,510 | Dec 16, 2013, 05:45 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 15, 2013 | Option Exercise | $71.13 | 10,494 | 746,438 | 38,297 | Dec 16, 2013, 05:44 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 15, 2013 | Option Exercise | $71.13 | 12,749 | 906,836 | 110,436 | Dec 16, 2013, 05:43 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 06, 2013 | Option Exercise | $18.28 | 51,348 | 938,641 | 161,784 | Dec 09, 2013, 04:48 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 06, 2013 | Sale | $73.00 | 51,348 | 3,748,404 | 110,436 | Dec 09, 2013, 04:48 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 02, 2013 | Option Exercise | $18.28 | 20,758 | 379,456 | 131,194 | Dec 04, 2013, 04:45 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 02, 2013 | Sale | $73.00 | 20,758 | 1,515,334 | 110,436 | Dec 04, 2013, 04:45 PM |
| Berson Jory A | Chief Human Resources Officer | Nov 29, 2013 | Option Exercise | $18.28 | 26,372 | 482,080 | 89,769 | Dec 02, 2013, 04:54 PM |
| Berson Jory A | Chief Human Resources Officer | Nov 29, 2013 | Sale | $72.00 | 26,372 | 1,898,784 | 63,397 | Dec 02, 2013, 04:54 PM |
| Berson Jory A | Chief Human Resources Officer | Nov 25, 2013 | Option Exercise | $18.28 | 25,000 | 457,000 | 98,397 | Nov 26, 2013, 09:11 PM |
| Berson Jory A | Chief Human Resources Officer | Nov 25, 2013 | Sale | $70.00 | 35,000 | 2,450,000 | 88,397 | Nov 26, 2013, 09:11 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 18, 2013 | Sale | $70.11 | 108,338 | 7,595,577 | 2,104,104 | Nov 20, 2013, 05:12 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 14, 2013 | Option Exercise | $56.28 | 360,000 | 20,260,800 | 3,014,104 | Nov 15, 2013, 07:11 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 15, 2013 | Sale | $70.45 | 300,000 | 21,134,999 | 2,212,442 | Nov 15, 2013, 07:11 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Nov 14, 2013 | Sale | $70.52 | 501,662 | 35,376,086 | 2,872,442 | Nov 15, 2013, 07:11 PM |
| Borgmann Kevin S. | Chief Risk Officer | Nov 13, 2013 | Option Exercise | $56.28 | 2,000 | 112,560 | 28,510 | Nov 14, 2013, 04:34 PM |
| Borgmann Kevin S. | Chief Risk Officer | Nov 13, 2013 | Sale | $69.28 | 2,000 | 138,560 | 26,510 | Nov 14, 2013, 04:34 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Oct 14, 2013 | Option Exercise | $18.28 | 30,000 | 548,400 | 68,297 | Oct 16, 2013, 04:46 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Oct 14, 2013 | Sale | $72.00 | 30,000 | 2,160,000 | 38,297 | Oct 16, 2013, 04:46 PM |
| Slocum Michael | President, Commercial Banking | Oct 04, 2013 | Option Exercise | $48.95 | 4,126 | 201,968 | 41,708 | Oct 07, 2013, 04:41 PM |
| Slocum Michael | President, Commercial Banking | Oct 04, 2013 | Sale | $70.00 | 4,126 | 288,820 | 37,582 | Oct 07, 2013, 04:41 PM |
| Slocum Michael | President, Commercial Banking | Oct 01, 2013 | Option Exercise | $48.95 | 11,614 | 568,505 | 49,196 | Oct 02, 2013, 05:13 PM |
| Slocum Michael | President, Commercial Banking | Oct 01, 2013 | Sale | $70.00 | 11,614 | 812,980 | 37,582 | Oct 02, 2013, 05:13 PM |
| Berson Jory A | Chief Human Resources Officer | Sep 17, 2013 | Sale | $69.00 | 5,508 | 380,052 | 73,378 | Sep 19, 2013, 04:14 PM |
| Berson Jory A | Chief Human Resources Officer | Aug 26, 2013 | Option Exercise | $56.28 | 12,024 | 676,711 | 95,586 | Aug 28, 2013, 04:23 PM |
| Berson Jory A | Chief Human Resources Officer | Aug 26, 2013 | Sale | $66.54 | 16,767 | 1,115,724 | 90,843 | Aug 28, 2013, 04:23 PM |
| SHATTUCK MAYO A III | Director | Aug 01, 2013 | Option Exercise | $59.65 | 11,200 | 668,080 | 46,265 | Aug 05, 2013, 04:41 PM |
| SHATTUCK MAYO A III | Director | Aug 01, 2013 | Sale | $69.06 | 11,200 | 773,472 | 35,065 | Aug 05, 2013, 04:41 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Aug 01, 2013 | Option Exercise | $56.28 | 43,224 | 2,432,647 | 153,660 | Aug 05, 2013, 04:40 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Aug 01, 2013 | Sale | $69.21 | 43,224 | 2,991,533 | 110,436 | Aug 05, 2013, 04:40 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jul 30, 2013 | Sale | $69.00 | 20,000 | 1,380,000 | 63,333 | Aug 01, 2013, 04:36 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jul 31, 2013 | Sale | $69.50 | 21,650 | 1,504,675 | 41,683 | Aug 01, 2013, 04:36 PM |
| Blackley Richard Scott | Principal Accounting Officer | Jul 24, 2013 | Sale | $69.30 | 108 | 7,484 | 15,177 | Jul 25, 2013, 06:59 PM |
| Alexander Robert M. | Chief Information Officer | Jul 19, 2013 | Option Exercise | $40.72 | 29,123 | 1,185,968 | 126,664 | Jul 22, 2013, 04:15 PM |
| Alexander Robert M. | Chief Information Officer | Jul 19, 2013 | Sale | $68.87 | 37,847 | 2,606,658 | 121,940 | Jul 22, 2013, 04:15 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jul 19, 2013 | Option Exercise | $56.28 | 4,500 | 253,260 | 42,797 | Jul 22, 2013, 04:14 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jul 19, 2013 | Sale | $68.75 | 4,500 | 309,375 | 38,297 | Jul 22, 2013, 04:14 PM |
| Alexander Robert M. | Chief Information Officer | Jul 12, 2013 | Option Exercise | $18.28 | 10,000 | 182,800 | 107,541 | Jul 16, 2013, 05:04 PM |
| Alexander Robert M. | Chief Information Officer | Jul 12, 2013 | Sale | $66.74 | 10,000 | 667,400 | 97,541 | Jul 16, 2013, 05:04 PM |
| Slocum Michael | President, Commercial Banking | Jul 05, 2013 | Option Exercise | $48.95 | 15,000 | 734,250 | 52,582 | Jul 09, 2013, 04:32 PM |
| Slocum Michael | President, Commercial Banking | Jul 05, 2013 | Sale | $65.00 | 15,000 | 975,000 | 37,582 | Jul 09, 2013, 04:32 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jul 05, 2013 | Sale | $65.00 | 13,487 | 876,655 | 38,297 | Jul 09, 2013, 04:32 PM |
| HAY LEWIS III | Director | Jul 05, 2013 | Option Exercise | $59.65 | 11,200 | 668,080 | 45,598 | Jul 09, 2013, 04:32 PM |
| HAY LEWIS III | Director | Jul 05, 2013 | Sale | $65.00 | 11,200 | 728,000 | 34,398 | Jul 09, 2013, 04:32 PM |
| Berson Jory A | Chief Human Resources Officer | Jul 05, 2013 | Option Exercise | $18.28 | 25,000 | 457,000 | 126,529 | Jul 09, 2013, 04:32 PM |
| Berson Jory A | Chief Human Resources Officer | Jul 05, 2013 | Sale | $65.00 | 43,149 | 2,804,685 | 108,380 | Jul 09, 2013, 04:32 PM |
| Alexander Robert M. | Chief Information Officer | Jul 05, 2013 | Option Exercise | $18.28 | 10,000 | 182,800 | 111,541 | Jul 09, 2013, 04:31 PM |
| Alexander Robert M. | Chief Information Officer | Jul 08, 2013 | Sale | $66.14 | 4,000 | 264,560 | 97,541 | Jul 09, 2013, 04:31 PM |
| Alexander Robert M. | Chief Information Officer | Jul 05, 2013 | Sale | $64.74 | 10,000 | 647,400 | 101,541 | Jul 09, 2013, 04:31 PM |
| Alexander Robert M. | Chief Information Officer | Jul 01, 2013 | Sale | $63.74 | 3,614 | 230,356 | 101,541 | Jul 02, 2013, 04:16 PM |
| Alexander Robert M. | Chief Information Officer | Jun 10, 2013 | Option Exercise | $18.28 | 8,000 | 146,240 | 113,155 | Jun 11, 2013, 05:03 PM |
| Alexander Robert M. | Chief Information Officer | Jun 10, 2013 | Sale | $62.74 | 8,000 | 501,920 | 105,155 | Jun 11, 2013, 05:03 PM |
| Schneider Ryan M. | President, Card | May 30, 2013 | Option Exercise | $18.28 | 121,295 | 2,217,273 | 284,142 | May 31, 2013, 04:11 PM |
| Schneider Ryan M. | President, Card | May 30, 2013 | Sale | $62.21 | 127,050 | 7,903,320 | 278,387 | May 31, 2013, 04:11 PM |
| Witter Jonathan W. | President, Retail Banking | May 29, 2013 | Sale | $61.59 | 21,113 | 1,300,270 | 54,170 | May 30, 2013, 06:02 PM |
| PERLIN GARY L | Chief Financial Officer | May 22, 2013 | Option Exercise | $56.28 | 24,500 | 1,378,860 | 121,028 | May 23, 2013, 04:12 PM |
| PERLIN GARY L | Chief Financial Officer | May 22, 2013 | Sale | $63.50 | 24,500 | 1,555,750 | 96,528 | May 23, 2013, 04:12 PM |
| PERLIN GARY L | Chief Financial Officer | May 08, 2013 | Option Exercise | $59.84 | 5,355 | 320,443 | 96,528 | May 09, 2013, 05:09 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | May 03, 2013 | Sale | $59.00 | 22,259 | 1,313,281 | 51,784 | May 07, 2013, 05:08 PM |
| Blackley Richard Scott | Principal Accounting Officer | Apr 29, 2013 | Sale | $57.49 | 2,160 | 124,178 | 15,286 | Apr 30, 2013, 08:44 PM |
| RASKIND PETER E | Director | Apr 26, 2013 | Buy | $57.17 | 2,000 | 114,340 | 6,385 | Apr 30, 2013, 08:43 PM |
| JENKINS BENJAMIN P III | Director | Apr 26, 2013 | Buy | $56.82 | 2,192 | 124,549 | 2,993 | Apr 30, 2013, 08:42 PM |
| Borgmann Kevin S. | Chief Risk Officer | Apr 25, 2013 | Sale | $57.05 | 9,052 | 516,417 | 26,510 | Apr 29, 2013, 05:13 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Mar 11, 2013 | Option Exercise | $54.98 | 85,848 | 4,719,923 | 2,660,905 | Mar 12, 2013, 05:28 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 15, 2013 | Option Exercise | $54.03 | 16,050 | 867,181 | 57,845 | Feb 19, 2013, 05:34 PM |
| Slocum Michael | President, Commercial Banking | Feb 10, 2013 | Option Exercise | $57.87 | 5,099 | 295,079 | 37,582 | Feb 12, 2013, 07:17 PM |
| Slocum Michael | President, Commercial Banking | Feb 10, 2013 | Option Exercise | $57.27 | 3,703 | 212,071 | 42,681 | Feb 12, 2013, 07:17 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 10, 2013 | Option Exercise | $57.87 | 6,951 | 402,254 | 40,856 | Feb 12, 2013, 07:17 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 10, 2013 | Option Exercise | $57.27 | 2,313 | 132,466 | 47,807 | Feb 12, 2013, 07:17 PM |
| Alexander Robert M. | Chief Information Officer | Feb 10, 2013 | Option Exercise | $57.87 | 6,304 | 364,812 | 105,144 | Feb 12, 2013, 07:17 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 10, 2013 | Option Exercise | $57.87 | 8,006 | 463,307 | 103,928 | Feb 12, 2013, 07:17 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 10, 2013 | Option Exercise | $57.87 | 8,104 | 468,978 | 100,437 | Feb 12, 2013, 07:17 PM |
| Alexander Robert M. | Chief Information Officer | Feb 10, 2013 | Option Exercise | $57.27 | 2,785 | 159,497 | 111,448 | Feb 12, 2013, 07:17 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 10, 2013 | Option Exercise | $57.27 | 3,577 | 204,855 | 111,934 | Feb 12, 2013, 07:17 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 10, 2013 | Option Exercise | $57.27 | 3,580 | 205,027 | 108,541 | Feb 12, 2013, 07:17 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 10, 2013 | Option Exercise | $57.87 | 2,459 | 142,302 | 38,021 | Feb 12, 2013, 07:17 PM |
| Borgmann Kevin S. | Chief Risk Officer | Feb 10, 2013 | Option Exercise | $57.27 | 1,009 | 57,785 | 40,480 | Feb 12, 2013, 07:17 PM |
| Blackley Richard Scott | Principal Accounting Officer | Feb 10, 2013 | Option Exercise | $57.27 | 957 | 54,807 | 17,445 | Feb 12, 2013, 07:17 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 10, 2013 | Option Exercise | $57.87 | 8,872 | 513,423 | 110,436 | Feb 12, 2013, 07:17 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 10, 2013 | Option Exercise | $57.27 | 3,472 | 198,841 | 119,308 | Feb 12, 2013, 07:17 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 10, 2013 | Option Exercise | $57.87 | 6,708 | 388,192 | 74,043 | Feb 12, 2013, 07:17 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 10, 2013 | Option Exercise | $57.27 | 2,948 | 168,832 | 80,751 | Feb 12, 2013, 07:17 PM |
| PERLIN GARY L | Chief Financial Officer | Feb 10, 2013 | Option Exercise | $57.87 | 13,131 | 759,891 | 101,883 | Feb 12, 2013, 07:17 PM |
| PERLIN GARY L | Chief Financial Officer | Feb 10, 2013 | Option Exercise | $57.27 | 5,830 | 333,884 | 115,014 | Feb 12, 2013, 07:17 PM |
| Schneider Ryan M. | President, Card | Feb 10, 2013 | Option Exercise | $57.87 | 9,521 | 550,980 | 161,990 | Feb 12, 2013, 07:17 PM |
| Schneider Ryan M. | President, Card | Feb 10, 2013 | Option Exercise | $57.27 | 4,893 | 280,222 | 171,511 | Feb 12, 2013, 07:17 PM |
| Slocum Michael | President, Commercial Banking | Jan 31, 2013 | Sale | $56.64 | 7,947 | 450,118 | 26,370 | Feb 01, 2013, 05:27 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 26, 2013 | Option Exercise | $59.86 | 11,744 | 702,996 | 83,074 | Jan 29, 2013, 05:27 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 27, 2013 | Option Exercise | $56.32 | 4,991 | 281,093 | 78,083 | Jan 29, 2013, 05:27 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 26, 2013 | Option Exercise | $56.32 | 3,723 | 209,679 | 94,818 | Jan 29, 2013, 05:27 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 26, 2013 | Option Exercise | $59.86 | 8,119 | 486,003 | 193,327 | Jan 29, 2013, 05:26 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 27, 2013 | Option Exercise | $56.32 | 4,184 | 235,643 | 189,143 | Jan 29, 2013, 05:26 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 26, 2013 | Option Exercise | $56.32 | 2,584 | 145,531 | 201,446 | Jan 29, 2013, 05:26 PM |
| Schneider Ryan M. | President, Card | Jan 26, 2013 | Option Exercise | $59.86 | 7,974 | 477,324 | 152,353 | Jan 29, 2013, 05:26 PM |
| Schneider Ryan M. | President, Card | Jan 27, 2013 | Option Exercise | $56.32 | 4,637 | 261,156 | 147,716 | Jan 29, 2013, 05:26 PM |
| Schneider Ryan M. | President, Card | Jan 26, 2013 | Option Exercise | $56.32 | 3,145 | 177,126 | 160,327 | Jan 29, 2013, 05:26 PM |
| Slocum Michael | President, Commercial Banking | Jan 26, 2013 | Option Exercise | $59.86 | 4,078 | 244,109 | 37,248 | Jan 29, 2013, 05:26 PM |
| Slocum Michael | President, Commercial Banking | Jan 26, 2013 | Option Exercise | $56.32 | 2,704 | 152,289 | 41,326 | Jan 29, 2013, 05:26 PM |
| Slocum Michael | President, Commercial Banking | Jan 27, 2013 | Option Exercise | $56.32 | 2,931 | 165,074 | 34,317 | Jan 29, 2013, 05:26 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 26, 2013 | Option Exercise | $59.86 | 6,706 | 401,421 | 87,963 | Jan 29, 2013, 05:26 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 26, 2013 | Option Exercise | $59.86 | 4,597 | 275,176 | 61,738 | Jan 29, 2013, 05:26 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 27, 2013 | Option Exercise | $56.32 | 2,228 | 125,481 | 59,510 | Jan 29, 2013, 05:26 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 26, 2013 | Option Exercise | $56.32 | 2,039 | 114,836 | 66,335 | Jan 29, 2013, 05:26 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jan 27, 2013 | Option Exercise | $59.86 | 136,799 | 8,188,788 | 2,566,779 | Jan 29, 2013, 05:26 PM |
| Alexander Robert M. | Chief Information Officer | Jan 26, 2013 | Option Exercise | $59.86 | 5,528 | 330,906 | 93,569 | Jan 29, 2013, 05:26 PM |
| Alexander Robert M. | Chief Information Officer | Jan 27, 2013 | Option Exercise | $56.32 | 2,071 | 116,639 | 91,498 | Jan 29, 2013, 05:26 PM |
| Alexander Robert M. | Chief Information Officer | Jan 26, 2013 | Option Exercise | $56.32 | 2,049 | 115,400 | 99,097 | Jan 29, 2013, 05:26 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 26, 2013 | Option Exercise | $59.86 | 7,250 | 433,985 | 88,247 | Jan 29, 2013, 05:26 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 27, 2013 | Option Exercise | $56.32 | 2,718 | 153,078 | 85,529 | Jan 29, 2013, 05:26 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 26, 2013 | Option Exercise | $56.32 | 2,318 | 130,550 | 95,497 | Jan 29, 2013, 05:26 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 26, 2013 | Option Exercise | $59.86 | 7,938 | 475,169 | 93,289 | Jan 29, 2013, 05:26 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 07, 2013 | Sale | $62.00 | 24,421 | 1,514,102 | 86,797 | Jan 09, 2013, 04:38 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 02, 2013 | Option Exercise | $38.16 | 119,884 | 4,574,264 | 238,938 | Jan 04, 2013, 06:17 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 02, 2013 | Sale | $60.00 | 150,975 | 9,058,500 | 235,204 | Jan 04, 2013, 06:17 PM |
| Witter Jonathan W. | President, Retail Banking | Dec 15, 2012 | Option Exercise | $57.73 | 13,115 | 757,129 | 22,620 | Dec 18, 2012, 05:13 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 15, 2012 | Option Exercise | $57.73 | 14,279 | 824,327 | 119,054 | Dec 18, 2012, 05:13 PM |
| Alexander Robert M. | Chief Information Officer | Dec 15, 2012 | Option Exercise | $57.73 | 11,033 | 636,935 | 95,618 | Dec 18, 2012, 05:13 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 15, 2012 | Option Exercise | $57.73 | 13,509 | 779,875 | 90,565 | Dec 18, 2012, 05:13 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 15, 2012 | Option Exercise | $57.73 | 15,230 | 879,228 | 93,290 | Dec 18, 2012, 05:13 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 15, 2012 | Option Exercise | $57.73 | 11,738 | 677,635 | 63,777 | Dec 18, 2012, 05:13 PM |
| Schneider Ryan M. | President, Card | Dec 15, 2012 | Option Exercise | $57.73 | 17,460 | 1,007,966 | 155,498 | Dec 18, 2012, 05:13 PM |
| PERLIN GARY L | Chief Financial Officer | Dec 15, 2012 | Option Exercise | $57.73 | 21,886 | 1,263,479 | 111,218 | Dec 18, 2012, 05:13 PM |
| SCHNALL PETER A | Chief Risk Officer | Dec 15, 2012 | Option Exercise | $57.73 | 15,591 | 900,068 | 195,911 | Dec 18, 2012, 05:13 PM |
| Slocum Michael | President, Commercial Banking | Dec 15, 2012 | Option Exercise | $57.73 | 8,809 | 508,544 | 39,952 | Dec 18, 2012, 05:13 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 03, 2012 | Option Exercise | $34.13 | 4,934 | 168,397 | 68,711 | Dec 05, 2012, 05:00 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 03, 2012 | Sale | $57.91 | 4,934 | 285,728 | 63,777 | Dec 05, 2012, 05:00 PM |
| Blackley Richard Scott | Principal Accounting Officer | Oct 15, 2012 | Sale | $57.27 | 42 | 2,405 | 10,312 | Dec 05, 2012, 04:58 PM |
| Blackley Richard Scott | Principal Accounting Officer | Nov 15, 2012 | Sale | $55.34 | 63 | 3,486 | 10,249 | Dec 05, 2012, 04:58 PM |
| Slocum Michael | President, Commercial Banking | Nov 30, 2012 | Sale | $58.10 | 4,822 | 280,158 | 39,952 | Dec 03, 2012, 05:18 PM |
| Blackley Richard Scott | Principal Accounting Officer | Nov 05, 2012 | Option Exercise | $60.70 | 213 | 12,929 | 0 | Nov 07, 2012, 07:18 PM |
| PERLIN GARY L | Chief Financial Officer | Nov 02, 2012 | Option Exercise | $18.28 | 53,910 | 985,475 | 165,128 | Nov 05, 2012, 05:20 PM |
| PERLIN GARY L | Chief Financial Officer | Nov 02, 2012 | Sale | $61.50 | 53,910 | 3,315,465 | 111,218 | Nov 05, 2012, 05:20 PM |
| PERLIN GARY L | Chief Financial Officer | Nov 01, 2012 | Sale | $60.50 | 28,314 | 1,712,997 | 111,218 | Nov 05, 2012, 05:20 PM |
| PERLIN GARY L | Chief Financial Officer | Oct 26, 2012 | Sale | $59.48 | 10,707 | 636,852 | 139,532 | Oct 30, 2012, 05:16 PM |
| Alexander Robert M. | Chief Information Officer | Oct 22, 2012 | Option Exercise | $18.28 | 12,000 | 219,360 | 115,616 | Oct 24, 2012, 05:29 PM |
| Alexander Robert M. | Chief Information Officer | Oct 22, 2012 | Sale | $61.26 | 20,000 | 1,225,200 | 110,616 | Oct 24, 2012, 05:29 PM |
| Berson Jory A | Chief Human Resources Officer | Oct 19, 2012 | Option Exercise | $31.44 | 25,046 | 787,529 | 133,477 | Oct 23, 2012, 04:59 PM |
| Berson Jory A | Chief Human Resources Officer | Oct 19, 2012 | Sale | $60.00 | 42,915 | 2,574,900 | 115,608 | Oct 23, 2012, 04:59 PM |
| PERLIN GARY L | Chief Financial Officer | Sep 17, 2012 | Option Exercise | $38.06 | 153,910 | 5,858,475 | 304,149 | Sep 19, 2012, 04:41 PM |
| PERLIN GARY L | Chief Financial Officer | Sep 17, 2012 | Sale | $58.97 | 153,910 | 9,076,612 | 250,239 | Sep 19, 2012, 04:41 PM |
| Alexander Robert M. | Chief Information Officer | Sep 13, 2012 | Option Exercise | $18.28 | 5,000 | 91,400 | 122,802 | Sep 17, 2012, 04:55 PM |
| Alexander Robert M. | Chief Information Officer | Sep 13, 2012 | Sale | $59.00 | 19,186 | 1,131,974 | 114,616 | Sep 17, 2012, 04:55 PM |
| ING GROEP NV | Director | Sep 10, 2012 | Sale | $55.25 | 54,028,086 | 2,984,954,472 | 802,639 | Sep 10, 2012, 05:23 PM |
| Berson Jory A | Chief Human Resources Officer | Aug 27, 2012 | Option Exercise | $18.28 | 10,000 | 182,800 | 128,691 | Aug 29, 2012, 04:35 PM |
| Berson Jory A | Chief Human Resources Officer | Aug 27, 2012 | Sale | $56.64 | 20,386 | 1,154,663 | 108,305 | Aug 29, 2012, 04:35 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Aug 14, 2012 | Sale | $55.10 | 90,635 | 4,993,988 | 0 | Aug 16, 2012, 04:28 PM |
| ING GROEP NV | Director | Jul 23, 2012 | Buy | $54.82 | 39,948 | 2,189,949 | 54,830,725 | Jul 25, 2012, 12:37 PM |
| Alexander Robert M. | Chief Information Officer | Mar 26, 2012 | Option Exercise | $34.13 | 12,000 | 409,560 | 138,798 | Mar 28, 2012, 05:20 PM |
| Alexander Robert M. | Chief Information Officer | Mar 26, 2012 | Sale | $57.00 | 21,000 | 1,197,000 | 133,798 | Mar 28, 2012, 05:20 PM |
| GROSS PATRICK W | Director | Mar 16, 2012 | Option Exercise | $31.76 | 992 | 31,511 | 35,940 | Mar 20, 2012, 05:04 PM |
| GROSS PATRICK W | Director | Mar 19, 2012 | Option Exercise | $31.76 | 29,008 | 921,439 | 63,956 | Mar 20, 2012, 05:04 PM |
| GROSS PATRICK W | Director | Mar 16, 2012 | Sale | $55.00 | 992 | 54,560 | 34,948 | Mar 20, 2012, 05:04 PM |
| GROSS PATRICK W | Director | Mar 19, 2012 | Sale | $55.00 | 29,008 | 1,595,440 | 34,948 | Mar 20, 2012, 05:04 PM |
| Slocum Michael | President, Commercial Banking | Mar 19, 2012 | Option Exercise | $18.28 | 11,655 | 213,053 | 56,429 | Mar 20, 2012, 05:04 PM |
| Slocum Michael | President, Commercial Banking | Mar 16, 2012 | Option Exercise | $18.28 | 150 | 2,742 | 44,924 | Mar 20, 2012, 05:04 PM |
| Slocum Michael | President, Commercial Banking | Mar 19, 2012 | Sale | $55.00 | 11,655 | 641,025 | 44,774 | Mar 20, 2012, 05:04 PM |
| Slocum Michael | President, Commercial Banking | Mar 16, 2012 | Sale | $55.00 | 150 | 8,250 | 44,774 | Mar 20, 2012, 05:04 PM |
| Alexander Robert M. | Chief Information Officer | Mar 19, 2012 | Sale | $55.00 | 7,000 | 385,000 | 131,798 | Mar 20, 2012, 05:04 PM |
| Alexander Robert M. | Chief Information Officer | Mar 15, 2012 | Sale | $53.00 | 2,165 | 114,745 | 133,798 | Mar 16, 2012, 05:07 PM |
| Alexander Robert M. | Chief Information Officer | Mar 14, 2012 | Sale | $53.00 | 100 | 5,300 | 135,963 | Mar 16, 2012, 05:07 PM |
| Witter Jonathan W. | President, Retail Banking | Mar 15, 2012 | Sale | $52.12 | 29,519 | 1,538,530 | 21,378 | Mar 16, 2012, 05:04 PM |
| GROSS PATRICK W | Director | Mar 09, 2012 | Option Exercise | $31.76 | 30,000 | 952,950 | 64,948 | Mar 13, 2012, 05:19 PM |
| GROSS PATRICK W | Director | Mar 09, 2012 | Sale | $50.00 | 30,000 | 1,500,000 | 34,948 | Mar 13, 2012, 05:19 PM |
| Witter Jonathan W. | President, Retail Banking | Feb 15, 2012 | Option Exercise | $49.18 | 20,827 | 1,024,272 | 50,749 | Feb 17, 2012, 05:17 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2012 | Option Exercise | $18.28 | 11,805 | 215,795 | 56,912 | Feb 17, 2012, 05:17 PM |
| Slocum Michael | President, Commercial Banking | Feb 15, 2012 | Sale | $50.00 | 12,138 | 606,900 | 44,774 | Feb 17, 2012, 05:17 PM |
| DIETZ W RONALD | Director | Feb 14, 2012 | Option Exercise | $31.76 | 35,000 | 1,111,775 | 67,660 | Feb 16, 2012, 04:33 PM |
| DIETZ W RONALD | Director | Feb 14, 2012 | Sale | $47.99 | 35,000 | 1,679,650 | 32,660 | Feb 16, 2012, 04:33 PM |
| Slocum Michael | President, Commercial Banking | Feb 06, 2012 | Sale | $48.18 | 3,862 | 186,071 | 45,107 | Feb 06, 2012, 05:11 PM |
| Slocum Michael | President, Commercial Banking | Feb 02, 2012 | Sale | $46.77 | 16,820 | 786,671 | 48,969 | Feb 06, 2012, 05:11 PM |
| Alexander Robert M. | Chief Information Officer | Jan 31, 2012 | Option Exercise | $45.75 | 7,795 | 356,621 | 136,061 | Feb 02, 2012, 05:19 PM |
| Schneider Ryan M. | President, Card | Jan 31, 2012 | Option Exercise | $45.75 | 11,321 | 517,936 | 153,780 | Feb 02, 2012, 05:19 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 31, 2012 | Option Exercise | $45.75 | 3,199 | 146,354 | 117,360 | Feb 02, 2012, 05:19 PM |
| Slocum Michael | President, Commercial Banking | Jan 31, 2012 | Option Exercise | $45.75 | 4,886 | 223,535 | 65,789 | Feb 02, 2012, 05:19 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 31, 2012 | Option Exercise | $45.75 | 3,509 | 160,537 | 63,777 | Feb 02, 2012, 05:19 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 31, 2012 | Option Exercise | $45.75 | 13,251 | 606,233 | 117,140 | Feb 02, 2012, 05:19 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 31, 2012 | Option Exercise | $45.75 | 13,381 | 612,181 | 195,911 | Feb 02, 2012, 05:19 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 31, 2012 | Option Exercise | $45.75 | 18,906 | 864,950 | 150,239 | Feb 02, 2012, 05:19 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 31, 2012 | Option Exercise | $45.75 | 14,872 | 680,394 | 274,560 | Feb 02, 2012, 05:19 PM |
| FAIRBANK RICHARD D | Chairman, CEO and President | Jan 31, 2012 | Option Exercise | $45.75 | 60,268 | 2,757,261 | 2,566,775 | Feb 02, 2012, 05:18 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 26, 2012 | Option Exercise | $45.81 | 7,249 | 332,077 | 93,326 | Jan 30, 2012, 07:59 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 26, 2012 | Option Exercise | $45.61 | 2,224 | 101,437 | 100,575 | Jan 30, 2012, 07:59 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 29, 2012 | Option Exercise | $46.05 | 14,149 | 651,561 | 76,477 | Jan 30, 2012, 07:59 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 27, 2012 | Option Exercise | $46.05 | 2,700 | 124,335 | 90,626 | Jan 30, 2012, 07:59 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 26, 2012 | Option Exercise | $45.81 | 4,597 | 210,589 | 51,152 | Jan 30, 2012, 07:59 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 29, 2012 | Option Exercise | $46.05 | 8,647 | 398,194 | 40,338 | Jan 30, 2012, 07:59 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 27, 2012 | Option Exercise | $46.05 | 2,167 | 99,790 | 48,985 | Jan 30, 2012, 07:59 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 26, 2012 | Option Exercise | $45.61 | 1,943 | 88,620 | 55,749 | Jan 30, 2012, 07:59 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 26, 2012 | Option Exercise | $45.81 | 7,938 | 363,640 | 228,151 | Jan 30, 2012, 07:59 PM |
| Alexander Robert M. | Chief Information Officer | Jan 26, 2012 | Option Exercise | $45.81 | 5,527 | 253,192 | 118,781 | Jan 30, 2012, 07:59 PM |
| Alexander Robert M. | Chief Information Officer | Jan 29, 2012 | Option Exercise | $46.05 | 8,895 | 409,615 | 107,872 | Jan 30, 2012, 07:59 PM |
| Alexander Robert M. | Chief Information Officer | Jan 27, 2012 | Option Exercise | $46.05 | 2,014 | 92,745 | 116,767 | Jan 30, 2012, 07:59 PM |
| Alexander Robert M. | Chief Information Officer | Jan 26, 2012 | Option Exercise | $45.61 | 1,950 | 88,940 | 124,308 | Jan 30, 2012, 07:59 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 26, 2012 | Option Exercise | $45.81 | 11,743 | 537,947 | 114,693 | Jan 30, 2012, 07:59 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 26, 2012 | Option Exercise | $45.61 | 3,761 | 171,539 | 126,436 | Jan 30, 2012, 07:59 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 29, 2012 | Option Exercise | $46.05 | 21,058 | 969,721 | 88,342 | Jan 30, 2012, 07:59 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 27, 2012 | Option Exercise | $46.05 | 5,293 | 243,743 | 109,400 | Jan 30, 2012, 07:59 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 26, 2012 | Option Exercise | $45.81 | 8,119 | 371,931 | 170,636 | Jan 30, 2012, 07:59 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 27, 2012 | Option Exercise | $46.05 | 4,049 | 186,456 | 166,587 | Jan 30, 2012, 07:59 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 26, 2012 | Option Exercise | $45.61 | 2,490 | 113,569 | 178,755 | Jan 30, 2012, 07:59 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 29, 2012 | Option Exercise | $46.05 | 14,221 | 654,877 | 152,366 | Jan 30, 2012, 07:59 PM |
| Schneider Ryan M. | President, Card | Jan 26, 2012 | Option Exercise | $45.81 | 7,974 | 365,289 | 127,483 | Jan 30, 2012, 07:59 PM |
| Schneider Ryan M. | President, Card | Jan 29, 2012 | Option Exercise | $46.05 | 11,907 | 548,317 | 111,073 | Jan 30, 2012, 07:59 PM |
| Schneider Ryan M. | President, Card | Jan 27, 2012 | Option Exercise | $46.05 | 4,503 | 207,363 | 122,980 | Jan 30, 2012, 07:59 PM |
| Schneider Ryan M. | President, Card | Jan 26, 2012 | Option Exercise | $45.61 | 3,092 | 141,026 | 135,457 | Jan 30, 2012, 07:59 PM |
| Slocum Michael | President, Commercial Banking | Jan 26, 2012 | Option Exercise | $45.81 | 4,077 | 186,767 | 56,182 | Jan 30, 2012, 07:59 PM |
| Slocum Michael | President, Commercial Banking | Jan 29, 2012 | Option Exercise | $46.05 | 12,245 | 563,882 | 41,070 | Jan 30, 2012, 07:59 PM |
| Slocum Michael | President, Commercial Banking | Jan 27, 2012 | Option Exercise | $46.05 | 2,867 | 132,025 | 53,315 | Jan 30, 2012, 07:59 PM |
| Slocum Michael | President, Commercial Banking | Jan 26, 2012 | Option Exercise | $45.61 | 2,610 | 119,042 | 60,259 | Jan 30, 2012, 07:59 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 26, 2012 | Option Exercise | $45.81 | 6,705 | 307,156 | 86,208 | Jan 30, 2012, 07:59 PM |
| Blackley Richard Scott | Principal Accounting Officer | Jan 27, 2012 | Sale | $45.86 | 988 | 45,310 | 2,129 | Jan 30, 2012, 07:59 PM |
| Carter Lynn Ann | President, Banking | Dec 15, 2011 | Option Exercise | $43.41 | 19,160 | 831,736 | 117,744 | Dec 19, 2011, 05:03 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 15, 2011 | Option Exercise | $43.41 | 12,645 | 548,919 | 86,208 | Dec 19, 2011, 05:03 PM |
| Witter Jonathan W. | President, Retail Banking | Dec 15, 2011 | Option Exercise | $43.41 | 10,875 | 472,084 | 1,600 | Dec 19, 2011, 05:03 PM |
| Slocum Michael | President, Commercial Banking | Dec 15, 2011 | Option Exercise | $43.41 | 7,996 | 347,106 | 58,792 | Dec 19, 2011, 05:03 PM |
| Schneider Ryan M. | President, Card | Dec 15, 2011 | Option Exercise | $43.41 | 17,730 | 769,659 | 130,575 | Dec 19, 2011, 05:03 PM |
| SCHNALL PETER A | Chief Risk Officer | Dec 15, 2011 | Option Exercise | $43.41 | 17,756 | 770,788 | 173,151 | Dec 19, 2011, 05:03 PM |
| PERLIN GARY L | Chief Financial Officer | Dec 15, 2011 | Option Exercise | $43.41 | 33,063 | 1,435,265 | 118,454 | Dec 19, 2011, 05:03 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 15, 2011 | Option Exercise | $43.41 | 10,595 | 459,929 | 53,095 | Dec 19, 2011, 05:03 PM |
| Alexander Robert M. | Chief Information Officer | Dec 15, 2011 | Option Exercise | $43.41 | 12,651 | 549,180 | 120,441 | Dec 19, 2011, 05:03 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 15, 2011 | Option Exercise | $43.41 | 18,155 | 788,109 | 228,151 | Dec 19, 2011, 05:03 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 15, 2011 | Option Exercise | $43.41 | 16,426 | 713,053 | 95,265 | Dec 19, 2011, 05:03 PM |
| Sanjiv Yajnik | President, Financial Services | Sep 05, 2011 | Option Exercise | $42.28 | 21,849 | 923,776 | 100,075 | Sep 07, 2011, 05:07 PM |
| Berson Jory A | Chief Human Resources Officer | Aug 15, 2011 | Option Exercise | $45.40 | 6,266 | 284,476 | 6,266 | Aug 17, 2011, 05:00 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | May 12, 2011 | Sale | $53.05 | 14,366 | 762,116 | 53,095 | May 16, 2011, 04:47 PM |
| SCHNALL PETER A | Chief Risk Officer | Apr 27, 2011 | Option Exercise | $49.06 | 2,038 | 99,994 | 175,189 | Apr 29, 2011, 05:10 PM |
| SCHNALL PETER A | Chief Risk Officer | Apr 27, 2011 | Sale | $55.00 | 2,038 | 112,090 | 173,151 | Apr 29, 2011, 05:10 PM |
| Alexander Robert M. | Chief Information Officer | Apr 27, 2011 | Option Exercise | $18.28 | 10,000 | 182,800 | 135,360 | Apr 29, 2011, 05:10 PM |
| Alexander Robert M. | Chief Information Officer | Apr 27, 2011 | Sale | $55.00 | 14,926 | 820,930 | 120,434 | Apr 29, 2011, 05:10 PM |
| Carter Lynn Ann | President, Banking | Apr 27, 2011 | Option Exercise | $18.28 | 90,595 | 1,656,077 | 216,140 | Apr 29, 2011, 05:09 PM |
| Carter Lynn Ann | President, Banking | Apr 27, 2011 | Sale | $55.52 | 90,595 | 5,029,834 | 125,545 | Apr 29, 2011, 05:09 PM |
| Berson Jory A | Chief Human Resources Officer | Apr 21, 2011 | Option Exercise | $31.73 | 31,072 | 985,878 | 144,364 | Apr 25, 2011, 04:33 PM |
| Berson Jory A | Chief Human Resources Officer | Apr 21, 2011 | Sale | $53.00 | 50,072 | 2,653,816 | 94,292 | Apr 25, 2011, 04:33 PM |
| PERLIN GARY L | Chief Financial Officer | Apr 21, 2011 | Sale | $53.50 | 35,584 | 1,903,744 | 118,454 | Apr 25, 2011, 04:33 PM |
| Alexander Robert M. | Chief Information Officer | Mar 30, 2011 | Option Exercise | $18.28 | 10,000 | 182,800 | 140,358 | Apr 04, 2011, 03:23 PM |
| Alexander Robert M. | Chief Information Officer | Mar 30, 2011 | Sale | $52.50 | 15,000 | 787,500 | 135,358 | Apr 04, 2011, 03:23 PM |
| SCHNALL PETER A | Chief Risk Officer | Mar 30, 2011 | Sale | $52.04 | 16,000 | 832,640 | 173,151 | Apr 01, 2011, 03:32 PM |
| PERLIN GARY L | Chief Financial Officer | Mar 18, 2011 | Sale | $52.00 | 54,194 | 2,818,088 | 154,038 | Mar 22, 2011, 05:27 PM |
| PERLIN GARY L | Chief Financial Officer | Mar 15, 2011 | Sale | $50.50 | 32,003 | 1,616,152 | 208,232 | Mar 16, 2011, 08:48 PM |
| SCHNALL PETER A | Chief Risk Officer | Mar 15, 2011 | Sale | $48.76 | 16,000 | 780,160 | 189,151 | Mar 16, 2011, 08:48 PM |
| PERLIN GARY L | Chief Financial Officer | Feb 28, 2011 | Option Exercise | $18.28 | 161,631 | 2,954,615 | 412,289 | Mar 02, 2011, 06:42 PM |
| PERLIN GARY L | Chief Financial Officer | Feb 28, 2011 | Sale | $50.17 | 172,054 | 8,632,156 | 401,866 | Mar 02, 2011, 06:42 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 28, 2011 | Option Exercise | $18.28 | 32,500 | 594,100 | 178,792 | Mar 02, 2011, 06:41 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 28, 2011 | Sale | $50.25 | 65,500 | 3,291,375 | 146,292 | Mar 02, 2011, 06:41 PM |
| Alexander Robert M. | Chief Information Officer | Feb 28, 2011 | Option Exercise | $18.28 | 24,923 | 455,592 | 160,281 | Mar 02, 2011, 06:40 PM |
| Alexander Robert M. | Chief Information Officer | Feb 28, 2011 | Sale | $50.23 | 29,923 | 1,503,132 | 155,281 | Mar 02, 2011, 06:40 PM |
| SCHNALL PETER A | Chief Risk Officer | Feb 21, 2011 | Option Exercise | $52.69 | 4,383 | 230,940 | 205,151 | Feb 23, 2011, 04:35 PM |
| Sanjiv Yajnik | President, Financial Services | Feb 21, 2011 | Option Exercise | $52.69 | 2,172 | 114,443 | 106,301 | Feb 23, 2011, 04:35 PM |
| Schneider Ryan M. | President, Card | Feb 21, 2011 | Option Exercise | $52.69 | 3,223 | 169,820 | 129,116 | Feb 23, 2011, 04:34 PM |
| PERLIN GARY L | Chief Financial Officer | Feb 21, 2011 | Option Exercise | $52.69 | 7,883 | 415,355 | 250,658 | Feb 23, 2011, 04:34 PM |
| Berson Jory A | Chief Human Resources Officer | Feb 21, 2011 | Option Exercise | $52.69 | 5,128 | 270,194 | 146,292 | Feb 23, 2011, 04:34 PM |
| Carter Lynn Ann | President, Banking | Feb 21, 2011 | Option Exercise | $52.69 | 3,478 | 183,256 | 128,993 | Feb 23, 2011, 04:34 PM |
| Carter Lynn Ann | President, Banking | Feb 23, 2011 | Sale | $50.77 | 3,448 | 175,055 | 125,545 | Feb 23, 2011, 04:34 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 21, 2011 | Option Exercise | $52.69 | 2,011 | 105,960 | 67,461 | Feb 23, 2011, 04:34 PM |
| Alexander Robert M. | Chief Information Officer | Feb 21, 2011 | Option Exercise | $52.69 | 2,995 | 157,807 | 135,356 | Feb 23, 2011, 04:34 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 14, 2011 | Sale | $52.57 | 13,781 | 724,467 | 69,472 | Feb 16, 2011, 04:51 PM |
| Alexander Robert M. | Chief Information Officer | Feb 08, 2011 | Sale | $50.00 | 4,588 | 229,400 | 143,277 | Feb 10, 2011, 04:43 PM |
| Alexander Robert M. | Chief Information Officer | Feb 01, 2011 | Sale | $49.86 | 6,596 | 328,877 | 0 | Feb 03, 2011, 05:19 PM |
| Carter Lynn Ann | President, Banking | Feb 02, 2011 | Sale | $49.36 | 19,538 | 964,396 | 132,471 | Feb 02, 2011, 04:46 PM |
| SCHNALL PETER A | Chief Risk Officer | Feb 01, 2011 | Option Exercise | $18.28 | 77,118 | 1,409,717 | 286,652 | Feb 02, 2011, 04:46 PM |
| SCHNALL PETER A | Chief Risk Officer | Feb 01, 2011 | Sale | $49.16 | 77,118 | 3,791,179 | 279,652 | Feb 02, 2011, 04:46 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 29, 2011 | Option Exercise | $48.24 | 3,007 | 145,058 | 108,473 | Jan 31, 2011, 04:42 PM |
| Sanjiv Yajnik | President, Financial Services | Jan 27, 2011 | Option Exercise | $48.40 | 2,324 | 112,482 | 111,480 | Jan 31, 2011, 04:42 PM |
| Schneider Ryan M. | President, Card | Jan 29, 2011 | Option Exercise | $48.24 | 11,919 | 574,973 | 132,071 | Jan 31, 2011, 04:42 PM |
| Schneider Ryan M. | President, Card | Jan 27, 2011 | Option Exercise | $48.40 | 5,019 | 242,920 | 143,990 | Jan 31, 2011, 04:42 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 29, 2011 | Option Exercise | $48.24 | 14,221 | 686,021 | 209,534 | Jan 31, 2011, 04:42 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 27, 2011 | Option Exercise | $48.40 | 4,646 | 224,866 | 223,755 | Jan 31, 2011, 04:42 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 27, 2011 | Option Exercise | $48.40 | 5,262 | 254,681 | 279,475 | Jan 31, 2011, 04:42 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 29, 2011 | Option Exercise | $48.24 | 20,934 | 1,009,856 | 258,541 | Jan 31, 2011, 04:42 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 29, 2011 | Option Exercise | $48.24 | 3,786 | 182,637 | 83,253 | Jan 31, 2011, 04:42 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 27, 2011 | Option Exercise | $48.40 | 2,435 | 117,854 | 87,039 | Jan 31, 2011, 04:42 PM |
| Carter Lynn Ann | President, Banking | Jan 29, 2011 | Option Exercise | $48.24 | 19,712 | 950,907 | 157,115 | Jan 31, 2011, 04:42 PM |
| Carter Lynn Ann | President, Banking | Jan 27, 2011 | Option Exercise | $48.40 | 5,153 | 249,405 | 176,827 | Jan 31, 2011, 04:42 PM |
| Carter Lynn Ann | President, Banking | Jan 31, 2011 | Sale | $48.47 | 5,106 | 247,464 | 155,009 | Jan 31, 2011, 04:42 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 27, 2011 | Option Exercise | $48.40 | 3,464 | 167,658 | 165,569 | Jan 31, 2011, 04:42 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 29, 2011 | Option Exercise | $48.24 | 14,149 | 682,548 | 151,420 | Jan 31, 2011, 04:42 PM |
| Alexander Robert M. | Chief Information Officer | Jan 29, 2011 | Option Exercise | $48.24 | 9,291 | 448,198 | 147,865 | Jan 31, 2011, 04:42 PM |
| Alexander Robert M. | Chief Information Officer | Jan 27, 2011 | Option Exercise | $48.40 | 2,639 | 127,728 | 157,156 | Jan 31, 2011, 04:42 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 26, 2011 | Option Exercise | $48.28 | 42,293 | 2,041,906 | 260,033 | Jan 28, 2011, 05:14 PM |
| Alexander Robert M. | Chief Information Officer | Jan 26, 2011 | Option Exercise | $48.28 | 17,119 | 826,505 | 159,795 | Jan 28, 2011, 05:14 PM |
| PERLIN GARY L | Chief Financial Officer | Jan 26, 2011 | Option Exercise | $48.28 | 36,399 | 1,757,344 | 284,737 | Jan 28, 2011, 05:14 PM |
| Berson Jory A | Chief Human Resources Officer | Jan 26, 2011 | Option Exercise | $48.28 | 23,483 | 1,133,759 | 169,033 | Jan 28, 2011, 05:14 PM |
| Carter Lynn Ann | President, Banking | Jan 26, 2011 | Option Exercise | $48.28 | 28,321 | 1,367,338 | 181,980 | Jan 28, 2011, 05:14 PM |
| SCHNALL PETER A | Chief Risk Officer | Jan 26, 2011 | Option Exercise | $48.28 | 22,206 | 1,072,106 | 228,401 | Jan 28, 2011, 05:14 PM |
| Schneider Ryan M. | President, Card | Jan 26, 2011 | Option Exercise | $48.28 | 18,583 | 897,187 | 149,009 | Jan 28, 2011, 05:14 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 14, 2011 | Option Exercise | $18.28 | 72,105 | 1,318,079 | 250,409 | Jan 18, 2011, 05:19 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 14, 2011 | Sale | $48.12 | 72,105 | 3,470,053 | 214,357 | Jan 18, 2011, 05:19 PM |
| SCHNALL PETER A | Chief Risk Officer | Dec 31, 2010 | Option Exercise | $41.23 | 15,541 | 640,755 | 170,026 | Jan 04, 2011, 07:37 PM |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 31, 2010 | Option Exercise | $41.23 | 6,150 | 253,564 | 71,376 | Jan 04, 2011, 07:36 PM |
| Sanjiv Yajnik | President, Financial Services | Dec 31, 2010 | Option Exercise | $41.23 | 10,580 | 436,213 | 93,686 | Jan 04, 2011, 07:33 PM |
| Carter Lynn Ann | President, Banking | Dec 31, 2010 | Option Exercise | $41.23 | 20,520 | 846,040 | 124,009 | Jan 04, 2011, 07:32 PM |
| Berson Jory A | Chief Human Resources Officer | Dec 31, 2010 | Option Exercise | $41.23 | 10,944 | 451,221 | 111,402 | Jan 04, 2011, 07:32 PM |
| Schneider Ryan M. | President, Card | Dec 31, 2010 | Option Exercise | $41.23 | 14,775 | 609,173 | 96,085 | Jan 04, 2011, 07:30 PM |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 31, 2010 | Option Exercise | $41.23 | 14,583 | 601,257 | 178,304 | Jan 04, 2011, 07:29 PM |
| Alexander Robert M. | Chief Information Officer | Dec 31, 2010 | Option Exercise | $41.23 | 8,003 | 329,964 | 113,110 | Jan 04, 2011, 07:27 PM |
| PERLIN GARY L | Chief Financial Officer | Dec 31, 2010 | Option Exercise | $41.23 | 34,693 | 1,430,392 | 196,988 | Jan 04, 2011, 07:21 PM |
| Schneider Ryan M. | President, Card | Feb 26, 2010 | Sale | $37.28 | 9,544 | 355,800 | 96,822 | Dec 23, 2010, 01:12 PM |
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Option Exercise
| Owner | Relationship | Date | Value($) |
| Blinde Neal | President, Commercial Banking | 01/31/2023 | 2,888,368 |
| FAIRBANK RICHARD D | Chairman and CEO | 01/26/2023 | 100,052 |
| FAIRBANK RICHARD D | Chairman and CEO | 01/26/2023 | 100,052 |
| Blinde Neal | President, Commercial Banking | 05/23/2022 | 3,691 |
| Blinde Neal | President, Commercial Banking | 05/25/2022 | 3,687 |
| West Kara | Chief Audit Officer | 11/14/2022 | 69,466 |
| Alexander Robert M. | Chief Information Officer | 11/11/2022 | 903,555 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/11/2022 | 706,084 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/10/2022 | 706,084 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/14/2022 | 706,084 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/10/2022 | 1,357,847 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/14/2022 | 1,438,871 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/11/2022 | 1,450,184 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/08/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/09/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/09/2022 | 1,295,425 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/08/2022 | 1,312,946 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/07/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/04/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/07/2022 | 1,294,094 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/04/2022 | 1,264,583 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/02/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/03/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/02/2022 | 1,330,533 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/03/2022 | 1,255,143 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/01/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 10/31/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 11/01/2022 | 1,343,843 |
| FAIRBANK RICHARD D | Chairman and CEO | 10/31/2022 | 1,332,073 |
| Mouadeb Mark Daniel | President, U.S. Card | 10/28/2022 | 98,700 |
| Mouadeb Mark Daniel | President, U.S. Card | 09/15/2022 | 60,564 |
| Golden Timothy P | Controller | 08/29/2022 | 35,050 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/10/2022 | 706,140 |
| FAIRBANK RICHARD D | Chairman and CEO | 08/12/2022 |