| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Jun 10, 2020 | Option Exercise | $36.02 | 757,864 | 27,299,711 | 1,350,824 | Jun 12, 2020, 12:36 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Jun 10, 2020 | Sale | $49.98 | 648,178 | 32,395,936 | 702,646 | Jun 12, 2020, 12:36 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Jun 09, 2020 | Option Exercise | $31.46 | 20,603 | 648,170 | 609,594 | Jun 11, 2020, 05:09 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Jun 09, 2020 | Sale | $50.04 | 16,634 | 832,365 | 592,960 | Jun 11, 2020, 05:09 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Jun 08, 2020 | Option Exercise | $31.46 | 276,536 | 8,699,822 | 812,247 | Jun 10, 2020, 04:54 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Jun 08, 2020 | Sale | $50.04 | 223,256 | 11,171,730 | 588,991 | Jun 10, 2020, 04:54 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Apr 30, 2020 | Option Exercise | $49.77 | 14,892 | 741,175 | 535,711 | May 04, 2020, 02:00 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Apr 13, 2020 | Option Exercise | $49.13 | 26,589 | 1,306,318 | 580,758 | Apr 15, 2020, 01:29 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Mar 31, 2020 | Sale | $48.74 | 22,871 | 1,114,733 | 551,872 | Apr 01, 2020, 06:04 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Mar 31, 2020 | Option Exercise | $23.72 | 34,847 | 826,571 | 574,743 | Apr 01, 2020, 06:04 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Sr. Executive Vice President | May 16, 2019 | Option Exercise | $33.99 | 27,418 | 931,938 | 566,025 | May 17, 2019, 01:47 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Sr. Executive Vice President | May 16, 2019 | Sale | $36.18 | 26,470 | 957,685 | 539,555 | May 17, 2019, 01:47 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Apr 30, 2019 | Option Exercise | $33.52 | 1,800 | 60,336 | 466,776 | May 02, 2019, 04:14 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Apr 15, 2019 | Option Exercise | $32.69 | 7,059 | 230,723 | 480,277 | Apr 17, 2019, 01:50 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Sr. Executive Vice President | May 16, 2018 | Sale | $38.81 | 31,336 | 1,216,060 | 495,258 | May 17, 2018, 05:16 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Sr. Executive Vice President | May 16, 2018 | Option Exercise | $33.25 | 34,626 | 1,151,315 | 496,558 | May 17, 2018, 05:16 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | May 01, 2018 | Option Exercise | $39.60 | 1,471 | 58,252 | 385,176 | May 02, 2018, 02:26 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | May 01, 2017 | Option Exercise | $37.98 | 4,413 | 167,606 | 350,346 | May 02, 2017, 03:20 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Feb 16, 2017 | Option Exercise | $27.45 | 35,000 | 960,750 | 387,156 | Feb 17, 2017, 12:37 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Feb 16, 2017 | Sale | $36.06 | 29,744 | 1,072,569 | 357,412 | Feb 17, 2017, 12:37 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | May 02, 2016 | Option Exercise | $32.66 | 9,498 | 310,205 | 298,535 | May 03, 2016, 01:54 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Feb 01, 2016 | Option Exercise | $14.81 | 70,822 | 1,048,874 | 360,811 | Feb 02, 2016, 02:55 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Feb 01, 2016 | Sale | $29.70 | 53,418 | 1,586,515 | 307,393 | Feb 02, 2016, 02:55 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Jan 26, 2016 | Buy | $29.81 | 25,000 | 745,250 | 289,989 | Jan 26, 2016, 04:39 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Apr 30, 2015 | Option Exercise | $53.14 | 9,083 | 482,671 | 226,317 | May 04, 2015, 03:07 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | President & CEO | Apr 30, 2014 | Option Exercise | $46.54 | 13,656 | 635,550 | 305,514 | May 02, 2014, 11:29 AM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | President & CEO | Mar 31, 2014 | Option Exercise | $49.05 | 55,836 | 2,738,756 | 319,058 | Apr 02, 2014, 01:30 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | President & CEO | Apr 30, 2013 | Option Exercise | $31.42 | 11,987 | 376,632 | 363,427 | May 01, 2013, 04:51 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Sr. Executive Vice President | Apr 30, 2012 | Option Exercise | $26.14 | 8,565 | 223,889 | 225,102 | May 02, 2012, 02:07 PM |
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