| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Jun 10, 2020 | Sale | $42.46 | 1,406,042 | 59,695,647 | 1,350,824 | Jun 12, 2020, 12:36 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Jun 09, 2020 | Sale | $39.76 | 37,237 | 1,480,536 | 609,594 | Jun 11, 2020, 05:09 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Jun 08, 2020 | Option Exercise | $39.76 | 499,792 | 19,871,553 | 812,247 | Jun 10, 2020, 04:54 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Apr 30, 2020 | Option Exercise | $49.77 | 14,892 | 741,175 | 535,711 | May 04, 2020, 02:00 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Apr 13, 2020 | Option Exercise | $49.13 | 26,589 | 1,306,318 | 580,758 | Apr 15, 2020, 01:29 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Mar 31, 2020 | Option Exercise | $33.63 | 57,718 | 1,941,303 | 574,743 | Apr 01, 2020, 06:04 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Sr. Executive Vice President | May 16, 2019 | Option Exercise | $35.07 | 53,888 | 1,889,622 | 566,025 | May 17, 2019, 01:47 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Apr 30, 2019 | Option Exercise | $33.52 | 1,800 | 60,336 | 466,776 | May 02, 2019, 04:14 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Apr 15, 2019 | Option Exercise | $32.69 | 7,059 | 230,723 | 480,277 | Apr 17, 2019, 01:50 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Sr. Executive Vice President | May 16, 2018 | Sale | $35.89 | 65,962 | 2,367,375 | 496,558 | May 17, 2018, 05:16 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | May 01, 2018 | Option Exercise | $39.60 | 1,471 | 58,252 | 385,176 | May 02, 2018, 02:26 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | May 01, 2017 | Option Exercise | $37.98 | 4,413 | 167,606 | 350,346 | May 02, 2017, 03:20 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Feb 16, 2017 | Sale | $31.41 | 64,744 | 2,033,319 | 387,156 | Feb 17, 2017, 12:37 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | May 02, 2016 | Option Exercise | $32.66 | 9,498 | 310,205 | 298,535 | May 03, 2016, 01:54 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Feb 01, 2016 | Option Exercise | $21.21 | 124,240 | 2,635,388 | 360,811 | Feb 02, 2016, 02:55 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Jan 26, 2016 | Buy | $29.81 | 25,000 | 745,250 | 289,989 | Jan 26, 2016, 04:39 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Chairman, President & CEO | Apr 30, 2015 | Option Exercise | $53.14 | 9,083 | 482,671 | 226,317 | May 04, 2015, 03:07 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | President & CEO | Apr 30, 2014 | Option Exercise | $46.54 | 13,656 | 635,550 | 305,514 | May 02, 2014, 11:29 AM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | President & CEO | Mar 31, 2014 | Option Exercise | $49.05 | 55,836 | 2,738,756 | 319,058 | Apr 02, 2014, 01:30 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | President & CEO | Apr 30, 2013 | Option Exercise | $31.42 | 11,987 | 376,632 | 363,427 | May 01, 2013, 04:51 PM | |
| LM | LEGG MASON, INC. | SULLIVAN JOSEPH A | Sr. Executive Vice President | Apr 30, 2012 | Option Exercise | $26.14 | 8,565 | 223,889 | 225,102 | May 02, 2012, 02:07 PM |
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