| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OCSI | Oaktree Strategic Income Corp | Cohen Richard W. | Director | Dec 14, 2018 | Buy | $8.17 | 10,300 | 84,148 | 55,744 | Dec 14, 2018, 07:45 PM | |
| OCSI | Oaktree Strategic Income Corp | Cohen Richard W. | Director | Sep 13, 2018 | Buy | $8.46 | 2,299 | 19,450 | 43,944 | Sep 17, 2018, 06:49 PM | |
| OCSI | Oaktree Strategic Income Corp | Cohen Richard W. | Director | Sep 14, 2018 | Buy | $8.46 | 1,500 | 12,690 | 45,444 | Sep 17, 2018, 06:49 PM | |
| OCSI | Oaktree Strategic Income Corp | Cohen Richard W. | Director | Sep 06, 2018 | Buy | $8.61 | 5,000 | 43,070 | 41,645 | Sep 10, 2018, 08:44 PM | |
| OCSI | Oaktree Strategic Income Corp | Cohen Richard W. | Director | Aug 10, 2018 | Buy | $8.70 | 3 | 26 | 35,648 | Aug 14, 2018, 06:47 PM | |
| OCSI | Oaktree Strategic Income Corp | Cohen Richard W. | Director | Aug 13, 2018 | Buy | $8.73 | 997 | 8,704 | 36,645 | Aug 14, 2018, 06:47 PM | |
| OCSI | Oaktree Strategic Income Corp | Cohen Richard W. | Director | Feb 13, 2018 | Buy | $7.67 | 2,290 | 17,564 | 35,315 | Feb 15, 2018, 02:20 PM | |
| OCSI | Oaktree Strategic Income Corp | Cohen Richard W. | Director | Feb 14, 2018 | Buy | $7.69 | 330 | 2,537 | 35,645 | Feb 15, 2018, 02:20 PM | |
| OCSI | Oaktree Strategic Income Corp | Cohen Richard W. | Director | Dec 06, 2017 | Buy | $8.30 | 5,025 | 41,707 | 33,025 | Dec 07, 2017, 04:33 PM | |
| OCSI | Oaktree Strategic Income Corp | Cohen Richard W. | Director | Dec 05, 2017 | Buy | $8.33 | 15,000 | 124,972 | 28,000 | Dec 07, 2017, 04:33 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Cohen Richard W. | Director | Feb 10, 2017 | Buy | $8.86 | 2,000 | 17,720 | 13,000 | Feb 13, 2017, 05:29 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Cohen Richard W. | Director | Dec 22, 2016 | Buy | $8.78 | 1,000 | 8,780 | 10,000 | Dec 27, 2016, 05:11 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Cohen Richard W. | Director | Dec 23, 2016 | Buy | $8.75 | 1,000 | 8,750 | 11,000 | Dec 27, 2016, 05:11 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Cohen Richard W. | Director | Aug 31, 2016 | Buy | $8.81 | 2,000 | 17,620 | 9,000 | Sep 02, 2016, 03:38 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Cohen Richard W. | Director | Aug 24, 2016 | Buy | $8.65 | 2,000 | 17,297 | 7,000 | Aug 26, 2016, 09:40 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Cohen Richard W. | Director | Aug 22, 2016 | Buy | $8.54 | 3,000 | 25,629 | 3,000 | Aug 24, 2016, 04:48 PM | |
| FSFR | Fifth Street Senior Floating Rate Corp. | Cohen Richard W. | Director | Aug 23, 2016 | Buy | $8.62 | 2,000 | 17,240 | 5,000 | Aug 24, 2016, 04:48 PM | |
| XRDC | CROSSROADS CAPITAL, INC. | Cohen Richard W. | Director | Aug 22, 2016 | Sale | $1.89 | 6,300 | 11,886 | 16,534 | Aug 22, 2016, 06:45 PM | |
| XRDC | CROSSROADS CAPITAL, INC. | Cohen Richard W. | Director | Jun 02, 2016 | Buy | $2.12 | 2,578 | 5,465 | 17,334 | Jun 03, 2016, 08:15 AM | |
| XRDC | CROSSROADS CAPITAL, INC. | Cohen Richard W. | Director | Jun 01, 2016 | Buy | $2.12 | 12,109 | 25,671 | 14,756 | Jun 03, 2016, 08:15 AM | |
| XRDC | CROSSROADS CAPITAL, INC. | Cohen Richard W. | Director | Dec 31, 2015 | Buy | $3.17 | 731 | 2,317 | 878 | Jan 05, 2016, 10:39 AM | |
| XRDC | CROSSROADS CAPITAL, INC. | Cohen Richard W. | Director | Jan 04, 2016 | Buy | $3.17 | 1,769 | 5,608 | 2,647 | Jan 05, 2016, 10:39 AM | |
| BDCV | BDCA VENTURE, INC. | Cohen Richard W. | Director | Aug 19, 2015 | Buy | $4.95 | 147 | 728 | 147 | Aug 20, 2015, 02:11 PM |
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