| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GLAE | GlassBridge Enterprises, Inc. | Hall George E. | See Explanation of Responses | Sep 25, 2023 | Sale | $164.95 | 7,578 | 1,250,000 | 0 | Sep 26, 2023, 05:33 PM | |
| GLA | GlassBridge Enterprises, Inc. | Hall George E. | Director | Mar 29, 2017 | Buy | $5.26 | 81,957 | 430,791 | 1,494,894 | Mar 30, 2017, 04:12 PM | |
| IMN | IMATION CORP | Hall George E. | Director | Dec 01, 2016 | Buy | $0.99 | 34,821 | 34,368 | 1,574,387 | Dec 05, 2016, 05:52 PM | |
| IMN | IMATION CORP | Hall George E. | Director | Dec 02, 2016 | Buy | $0.99 | 55,000 | 54,340 | 1,629,387 | Dec 05, 2016, 05:52 PM | |
| IMN | IMATION CORP | Hall George E. | Director | Nov 29, 2016 | Buy | $1.05 | 100,000 | 105,300 | 1,539,566 | Nov 30, 2016, 07:03 PM | |
| IMN | IMATION CORP | Hall George E. | Director | Nov 28, 2016 | Buy | $0.79 | 11,706 | 9,283 | 1,439,566 | Nov 30, 2016, 07:03 PM | |
| IMN | IMATION CORP | Hall George E. | 10% Owner | Jun 13, 2016 | Buy | $1.71 | 20,446 | 35,004 | 447,762 | Jun 15, 2016, 05:56 PM | |
| IMN | IMATION CORP | Hall George E. | 10% Owner | Jun 14, 2016 | Buy | $1.73 | 17,534 | 30,246 | 465,296 | Jun 15, 2016, 05:56 PM | |
| IMN | IMATION CORP | Hall George E. | Director | Mar 14, 2016 | Buy | $1.48 | 90,000 | 133,110 | 962,564 | Mar 16, 2016, 06:01 PM | |
| IMN | IMATION CORP | Hall George E. | Director | Dec 14, 2015 | Buy | $1.27 | 30,000 | 38,250 | 1,741,001 | Dec 15, 2015, 06:37 PM | |
| IMN | IMATION CORP | Hall George E. | Director | Dec 14, 2015 | Sale | $1.31 | 36,100 | 47,219 | 1,704,901 | Dec 15, 2015, 06:37 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks. | Dec 10, 2015 | Sale | $7.05 | 21,200 | 149,460 | 1,318,182 | Dec 14, 2015, 08:20 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks. | Dec 11, 2015 | Sale | $7.03 | 118,727 | 834,117 | 1,199,455 | Dec 14, 2015, 08:20 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks. | Dec 14, 2015 | Sale | $6.98 | 99,595 | 695,482 | 1,099,860 | Dec 14, 2015, 08:20 PM | |
| IMN | IMATION CORP | Hall George E. | Director | Dec 08, 2015 | Buy | $1.57 | 111,000 | 173,959 | 1,711,001 | Dec 09, 2015, 08:37 PM | |
| IMN | IMATION CORP | Hall George E. | Director | Dec 07, 2015 | Sale | $1.50 | 110,416 | 165,668 | 1,600,001 | Dec 09, 2015, 08:37 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks. | Nov 27, 2015 | Sale | $6.71 | 13,500 | 90,607 | 1,396,382 | Dec 01, 2015, 07:05 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks. | Nov 30, 2015 | Sale | $6.74 | 57,000 | 384,134 | 1,339,382 | Dec 01, 2015, 07:05 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks. | Nov 20, 2015 | Sale | $6.70 | 42,600 | 285,420 | 1,459,100 | Nov 24, 2015, 07:34 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks. | Nov 23, 2015 | Sale | $6.71 | 31,000 | 207,861 | 1,428,100 | Nov 24, 2015, 07:34 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks. | Nov 24, 2015 | Sale | $6.73 | 18,218 | 122,523 | 1,409,882 | Nov 24, 2015, 07:34 PM | |
| IMN | IMATION CORP | Hall George E. | Director | Nov 10, 2015 | Buy | $2.09 | 19,287 | 40,316 | 1,710,417 | Nov 12, 2015, 05:15 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks. | Nov 02, 2015 | Sale | $6.50 | 518,100 | 3,367,650 | 1,528,717 | Nov 04, 2015, 07:46 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks. | Nov 04, 2015 | Sale | $6.62 | 27,017 | 178,853 | 1,501,700 | Nov 04, 2015, 07:46 PM | |
| PMBC] | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks. | Oct 28, 2015 | Sale | $6.66 | 20,000 | 133,200 | 2,046,917 | Oct 29, 2015, 05:27 PM | |
| PMBC] | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks. | Oct 29, 2015 | Sale | $6.69 | 100 | 669 | 2,046,817 | Oct 29, 2015, 05:27 PM | |
| PMBC] | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks. | Oct 27, 2015 | Sale | $6.65 | 11,600 | 77,140 | 2,066,917 | Oct 29, 2015, 05:27 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks. | Sep 09, 2015 | Sale | $6.90 | 1,100 | 7,590 | 151,370 | Sep 16, 2015, 04:34 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks. | Sep 10, 2015 | Sale | $6.90 | 63,792 | 440,165 | 87,578 | Sep 16, 2015, 04:34 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks. | Sep 11, 2015 | Sale | $6.70 | 24,116 | 161,577 | 63,462 | Sep 16, 2015, 04:34 PM | |
| ROIQU | ROI Acquisition Corp. II | Hall George E. | Chief Investment Officer | Mar 06, 2015 | Sale | $0.00700 | 695,312 | 4,867 | 2,085,938 | Mar 09, 2015, 05:22 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | 10% Owner | Feb 03, 2015 | Buy | $7.04 | 10,404 | 73,244 | 110,894 | Feb 05, 2015, 05:56 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | 10% Owner | Feb 04, 2015 | Buy | $6.99 | 7,700 | 53,796 | 118,594 | Feb 05, 2015, 05:56 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | 10% Owner | Feb 05, 2015 | Buy | $7.00 | 9,130 | 63,910 | 127,724 | Feb 05, 2015, 05:56 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks | Dec 15, 2014 | Buy | $7.09 | 17,900 | 126,911 | 89,824 | Dec 16, 2014, 06:09 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks | Dec 16, 2014 | Buy | $7.01 | 10,666 | 74,756 | 100,490 | Dec 16, 2014, 06:09 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks | Dec 12, 2014 | Buy | $7.10 | 2,593 | 18,410 | 71,924 | Dec 12, 2014, 06:05 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks | Dec 10, 2014 | Buy | $7.08 | 17,701 | 125,323 | 48,294 | Dec 12, 2014, 06:05 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks | Dec 11, 2014 | Buy | $7.05 | 21,037 | 148,311 | 69,331 | Dec 12, 2014, 06:05 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks. | Dec 02, 2014 | Buy | $6.83 | 200 | 1,365 | 19,993 | Dec 04, 2014, 07:23 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks. | Dec 03, 2014 | Buy | $6.96 | 10,000 | 69,580 | 29,993 | Dec 04, 2014, 07:23 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See remarks. | Dec 04, 2014 | Buy | $6.92 | 600 | 4,152 | 30,593 | Dec 04, 2014, 07:23 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See Remarks | Oct 28, 2014 | Buy | $6.60 | 600 | 3,960 | 600 | Nov 07, 2014, 05:05 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See Remarks | Nov 03, 2014 | Buy | $6.80 | 5,000 | 34,000 | 5,600 | Nov 07, 2014, 05:05 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See Remarks | Nov 04, 2014 | Buy | $6.64 | 93 | 618 | 5,693 | Nov 07, 2014, 05:05 PM | |
| PMBC | PACIFIC MERCANTILE BANCORP | Hall George E. | See Remarks | Nov 05, 2014 | Buy | $6.77 | 14,100 | 95,434 | 19,793 | Nov 07, 2014, 05:05 PM | |
| VVTV | VALUEVISION MEDIA INC | Hall George E. | 10% Owner | Dec 20, 2013 | Option Exercise | $5.00 | 122,500 | 612,500 | 2,740,909 | Dec 23, 2013, 08:07 PM | |
| VVTV | VALUEVISION MEDIA INC | Hall George E. | 10% Owner | Dec 19, 2013 | Sale | $6.74 | 53,161 | 358,169 | 3,064,649 | Dec 23, 2013, 08:07 PM | |
| VVTV | VALUEVISION MEDIA INC | Hall George E. | 10% Owner | Dec 19, 2013 | Sale | $6.80 | 25,000 | 170,000 | 3,078,046 | Dec 23, 2013, 08:07 PM | |
| VVTV | VALUEVISION MEDIA INC | Hall George E. | 10% Owner | Dec 20, 2013 | Sale | $6.59 | 211,476 | 1,393,966 | 3,028,846 | Dec 23, 2013, 08:07 PM | |
| VVTV | VALUEVISION MEDIA INC | Hall George E. | 10% Owner | Dec 03, 2013 | Option Exercise | $5.00 | 4,200 | 21,000 | 3,103,046 | Dec 05, 2013, 08:06 AM | |
| VVTV | VALUEVISION MEDIA INC | Hall George E. | 10% Owner | Nov 16, 2013 | Option Exercise | $5.00 | 87,100 | 435,500 | 3,107,246 | Nov 19, 2013, 05:40 PM | |
| OVRL | OVERLAND STORAGE INC | Hall George E. | 10% Owner | Nov 08, 2013 | Option Exercise | $1.30 | 769,230 | 999,999 | 3,721,379 | Nov 14, 2013, 09:45 PM | |
| OVRL | OVERLAND STORAGE INC | Hall George E. | 10% Owner | Sep 10, 2012 | Buy | $1.90 | 41,595 | 79,030 | 2,874,456 | Nov 14, 2013, 09:45 PM | |
| OVRL | OVERLAND STORAGE INC | Hall George E. | 10% Owner | Sep 11, 2012 | Buy | $1.94 | 5,262 | 10,208 | 2,879,718 | Nov 14, 2013, 09:45 PM | |
| OVRL | OVERLAND STORAGE INC | Hall George E. | 10% Owner | Sep 14, 2012 | Buy | $1.93 | 17,500 | 33,775 | 2,897,218 | Nov 14, 2013, 09:45 PM | |
| ROIQU | ROI Acquisition Corp. II | Hall George E. | Chief Investment Officer | Jun 28, 2013 | Option Exercise | $0.00700 | 3,593,750 | 25,156 | 3,593,750 | Sep 24, 2013, 04:09 PM | |
| ROIQU | ROI Acquisition Corp. II | Hall George E. | Chief Investment Officer | Aug 22, 2013 | Sale | $0.00700 | 343,750 | 2,406 | 3,250,000 | Sep 24, 2013, 04:09 PM | |
| EVRY | EveryWare Global, Inc. | Hall George E. | Chief Investment Officer | May 21, 2013 | Option Exercise | $10.00 | 1,650,000 | 16,500,000 | 2,913,000 | May 23, 2013, 02:23 PM | |
| EVRY | EveryWare Global, Inc. | Hall George E. | Chief Investment Officer | May 22, 2013 | Buy | $10.25 | 5,000 | 51,250 | 2,918,000 | May 23, 2013, 02:23 PM | |
| ROIQ | ROI Acquisition Corp. | Hall George E. | Chief Investment Officer | Apr 01, 2013 | Sale | $0.01 | 12,000 | 138 | 1,863,000 | Apr 01, 2013, 02:01 PM | |
| ROIQ | ROI Acquisition Corp. | Hall George E. | Chief Investment Officer | Jul 26, 2012 | Option Exercise | $0.01 | 1,875,000 | 22,500 | 1,875,000 | Jan 17, 2013, 03:13 PM |
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