| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CLBS | Caladrius Biosciences, Inc. | Pecora Andrew L | Director | Aug 27, 2015 | Option Exercise | $1.27 | 3,108 | 3,947 | 377,284 | Aug 27, 2015, 09:00 PM | |
| CLBS | Caladrius Biosciences, Inc. | Pecora Andrew L | Director | Aug 13, 2015 | Option Exercise | $1.40 | 2,831 | 3,963 | 374,176 | Aug 14, 2015, 09:00 PM | |
| CLBS | Caladrius Biosciences, Inc. | Pecora Andrew L | Director | Jul 30, 2015 | Option Exercise | $1.74 | 2,277 | 3,962 | 371,345 | Jul 30, 2015, 09:00 PM | |
| CLBS | Caladrius Biosciences, Inc. | Pecora Andrew L | Director | Jul 16, 2015 | Option Exercise | $1.90 | 2,086 | 3,963 | 369,068 | Jul 17, 2015, 09:00 PM | |
| TLOG | TETRALOGIC PHARMACEUTICALS CORP | Pecora Andrew L | Director | Jul 10, 2015 | Buy | $2.68 | 50,000 | 133,944 | 184,830 | Jul 14, 2015, 08:17 AM | |
| TLOG | TETRALOGIC PHARMACEUTICALS CORP | Pecora Andrew L | Director | Jul 09, 2015 | Buy | $2.40 | 50,000 | 120,090 | 134,830 | Jul 13, 2015, 10:48 AM | |
| CLBS | Caladrius Biosciences, Inc. | Pecora Andrew L | Director | Jun 30, 2015 | Option Exercise | $1.60 | 6,929 | 11,077 | 364,885 | Jul 02, 2015, 09:01 PM | |
| CLBS | Caladrius Biosciences, Inc. | Pecora Andrew L | Director | Jul 02, 2015 | Option Exercise | $1.89 | 2,097 | 3,963 | 366,982 | Jul 02, 2015, 09:01 PM | |
| CLBS | Caladrius Biosciences, Inc. | Pecora Andrew L | Director | Jun 18, 2015 | Option Exercise | $1.95 | 1,597 | 3,114 | 357,956 | Jun 18, 2015, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Director | Jun 04, 2015 | Option Exercise | $2.34 | 1,330 | 3,112 | 356,359 | Jun 04, 2015, 09:05 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Director | May 21, 2015 | Option Exercise | $2.30 | 1,354 | 3,114 | 345,029 | May 21, 2015, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Director | Apr 29, 2015 | Option Exercise | $2.87 | 3,917 | 11,242 | 341,442 | May 07, 2015, 09:02 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Director | May 07, 2015 | Option Exercise | $2.38 | 1,308 | 3,113 | 342,750 | May 07, 2015, 09:02 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Director | Apr 23, 2015 | Option Exercise | $2.88 | 1,081 | 3,113 | 345,359 | Apr 23, 2015, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Director | Apr 09, 2015 | Option Exercise | $3.10 | 899 | 2,787 | 344,278 | Apr 13, 2015, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Director | Mar 26, 2015 | Option Exercise | $3.08 | 848 | 2,612 | 343,379 | Mar 27, 2015, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Director | Mar 12, 2015 | Option Exercise | $3.80 | 688 | 2,614 | 342,531 | Mar 12, 2015, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Director | Feb 26, 2015 | Option Exercise | $3.89 | 7 | 27 | 341,843 | Feb 26, 2015, 09:01 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Director | Feb 12, 2015 | Option Exercise | $3.68 | 2,468 | 9,078 | 341,171 | Feb 12, 2015, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Director | Jan 29, 2015 | Option Exercise | $3.50 | 746 | 2,611 | 347,508 | Jan 29, 2015, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Jan 15, 2015 | Option Exercise | $3.82 | 684 | 2,613 | 348,780 | Jan 15, 2015, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Dec 31, 2014 | Option Exercise | $3.38 | 2,952 | 9,969 | 348,096 | Jan 02, 2015, 09:03 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Dec 18, 2014 | Option Exercise | $3.39 | 1,033 | 3,502 | 345,144 | Dec 18, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Dec 04, 2014 | Option Exercise | $3.93 | 891 | 3,502 | 344,111 | Dec 04, 2014, 09:01 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Nov 24, 2014 | Buy | $4.01 | 12,500 | 50,150 | 343,220 | Nov 25, 2014, 06:18 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Nov 20, 2014 | Option Exercise | $4.33 | 809 | 3,503 | 330,720 | Nov 20, 2014, 09:00 PM | |
| TLOG | TETRALOGIC PHARMACEUTICALS CORP | Pecora Andrew L | Director | Nov 17, 2014 | Buy | $4.53 | 20,000 | 90,640 | 84,830 | Nov 19, 2014, 12:36 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Nov 06, 2014 | Option Exercise | $5.01 | 699 | 3,502 | 329,911 | Nov 06, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Oct 23, 2014 | Option Exercise | $5.23 | 670 | 3,504 | 329,212 | Oct 23, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Oct 09, 2014 | Option Exercise | $5.27 | 665 | 3,505 | 328,542 | Oct 09, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Sep 25, 2014 | Option Exercise | $5.33 | 657 | 3,502 | 327,877 | Sep 25, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Sep 11, 2014 | Option Exercise | $5.53 | 633 | 3,500 | 327,220 | Sep 11, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Aug 28, 2014 | Option Exercise | $5.80 | 604 | 3,503 | 326,587 | Aug 28, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Aug 14, 2014 | Option Exercise | $5.96 | 588 | 3,504 | 325,983 | Aug 14, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Jul 31, 2014 | Option Exercise | $6.22 | 564 | 3,508 | 275,395 | Aug 01, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Jul 17, 2014 | Option Exercise | $5.90 | 606 | 3,575 | 274,831 | Jul 17, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Jul 03, 2014 | Option Exercise | $6.47 | 553 | 3,578 | 274,225 | Jul 03, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Jun 30, 2014 | Option Exercise | $5.54 | 3,247 | 17,995 | 273,672 | Jul 01, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Jun 19, 2014 | Option Exercise | $7.01 | 378 | 2,650 | 270,425 | Jun 19, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Jun 05, 2014 | Option Exercise | $6.87 | 386 | 2,652 | 270,047 | Jun 05, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | May 22, 2014 | Option Exercise | $5.94 | 446 | 2,649 | 269,661 | May 22, 2014, 09:01 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | May 08, 2014 | Option Exercise | $5.64 | 470 | 2,651 | 269,215 | May 09, 2014, 09:09 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Apr 24, 2014 | Option Exercise | $6.90 | 384 | 2,650 | 268,745 | Apr 25, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Apr 10, 2014 | Option Exercise | $6.96 | 447 | 3,111 | 268,361 | Apr 11, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Mar 27, 2014 | Option Exercise | $6.93 | 310 | 2,148 | 267,914 | Mar 28, 2014, 09:01 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Mar 13, 2014 | Option Exercise | $7.81 | 275 | 2,148 | 267,604 | Mar 13, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Feb 27, 2014 | Option Exercise | $7.26 | 296 | 2,149 | 267,329 | Feb 27, 2014, 09:01 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Feb 13, 2014 | Option Exercise | $7.00 | 307 | 2,149 | 267,033 | Feb 14, 2014, 09:01 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Jan 02, 2014 | Option Exercise | $7.77 | 4,402 | 34,204 | 266,420 | Feb 14, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Jan 30, 2014 | Option Exercise | $7.03 | 306 | 2,151 | 266,726 | Feb 14, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Jan 16, 2014 | Option Exercise | $6.83 | 315 | 2,151 | 270,822 | Jan 17, 2014, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Dec 31, 2013 | Option Exercise | $4.84 | 3,608 | 17,481 | 223,216 | Jan 03, 2014, 09:03 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Jan 02, 2014 | Option Exercise | $7.77 | 315 | 2,448 | 223,531 | Jan 03, 2014, 09:03 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Dec 19, 2013 | Option Exercise | $6.10 | 423 | 2,580 | 219,608 | Dec 19, 2013, 09:00 PM | |
| TLOG | TETRALOGIC PHARMACEUTICALS CORP | Pecora Andrew L | Director | Dec 17, 2013 | Option Exercise | $7.00 | 32,599 | 228,097 | 64,830 | Dec 19, 2013, 12:51 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Dec 05, 2013 | Option Exercise | $6.27 | 411 | 2,577 | 219,185 | Dec 05, 2013, 09:01 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Nov 21, 2013 | Option Exercise | $6.06 | 434 | 2,630 | 218,774 | Nov 22, 2013, 09:00 PM | |
| CGIX | CANCER GENETICS, INC | Pecora Andrew L | Director | Nov 18, 2013 | Sale | $14.27 | 50,000 | 713,349 | 52,091 | Nov 20, 2013, 08:47 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Nov 06, 2013 | Option Exercise | $6.53 | 406 | 2,651 | 218,340 | Nov 07, 2013, 09:01 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Oct 24, 2013 | Option Exercise | $6.93 | 383 | 2,654 | 217,934 | Oct 28, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Oct 10, 2013 | Option Exercise | $6.78 | 391 | 2,651 | 217,551 | Oct 10, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Sep 26, 2013 | Option Exercise | $8.94 | 297 | 2,655 | 217,160 | Sep 26, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Sep 12, 2013 | Option Exercise | $8.64 | 307 | 2,652 | 216,863 | Sep 12, 2013, 09:01 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Aug 29, 2013 | Option Exercise | $7.26 | 365 | 2,650 | 216,556 | Aug 29, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Visionary Officer | Aug 15, 2013 | Option Exercise | $7.46 | 355 | 2,648 | 216,191 | Aug 15, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Aug 01, 2013 | Option Exercise | $7.05 | 401 | 2,827 | 215,836 | Aug 01, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Jul 18, 2013 | Option Exercise | $6.00 | 464 | 2,784 | 215,434 | Jul 19, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Jul 03, 2013 | Option Exercise | $0.56 | 4,150 | 2,324 | 2,149,700 | Jul 03, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Jun 20, 2013 | Option Exercise | $0.53 | 6,671 | 3,536 | 2,145,550 | Jun 20, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Jun 06, 2013 | Option Exercise | $0.54 | 6,547 | 3,535 | 2,138,879 | Jun 06, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | May 23, 2013 | Option Exercise | $0.58 | 6,096 | 3,536 | 2,132,332 | May 23, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | May 09, 2013 | Option Exercise | $0.54 | 6,547 | 3,535 | 2,126,236 | May 09, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Apr 25, 2013 | Option Exercise | $0.63 | 5,612 | 3,536 | 2,119,689 | Apr 25, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Apr 11, 2013 | Option Exercise | $0.68 | 5,199 | 3,535 | 2,114,077 | Apr 11, 2013, 09:01 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Mar 28, 2013 | Option Exercise | $0.69 | 5,124 | 3,536 | 2,108,878 | Mar 28, 2013, 09:01 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Mar 14, 2013 | Option Exercise | $0.64 | 5,524 | 3,535 | 2,103,754 | Mar 14, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Feb 28, 2013 | Option Exercise | $0.60 | 5,893 | 3,536 | 2,098,230 | Mar 01, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Jan 14, 2013 | Option Exercise | $0.62 | 5,703 | 3,536 | 2,092,337 | Feb 20, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Jan 31, 2013 | Option Exercise | $0.64 | 5,524 | 3,535 | 2,086,634 | Feb 01, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Jan 17, 2013 | Option Exercise | $0.61 | 5,796 | 3,536 | 2,083,777 | Jan 18, 2013, 09:03 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Jan 03, 2013 | Option Exercise | $0.61 | 5,703 | 3,479 | 2,077,981 | Jan 04, 2013, 09:00 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Dec 20, 2012 | Option Exercise | $0.61 | 7,226 | 4,408 | 2,072,278 | Dec 20, 2012, 08:01 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Dec 06, 2012 | Option Exercise | $0.64 | 6,887 | 4,408 | 2,065,052 | Dec 14, 2012, 08:01 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Nov 26, 2012 | Option Exercise | $0.69 | 11,720 | 8,036 | 2,058,175 | Nov 26, 2012, 08:01 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Nov 08, 2012 | Option Exercise | $0.63 | 6,362 | 4,008 | 2,046,445 | Nov 13, 2012, 08:12 AM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Oct 25, 2012 | Option Exercise | $0.71 | 6,771 | 4,807 | 2,040,083 | Oct 26, 2012, 07:02 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Sep 27, 2012 | Option Exercise | $0.69 | 11,794 | 8,138 | 2,033,312 | Oct 01, 2012, 09:01 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Apr 26, 2012 | Option Exercise | $0.36 | 7,536 | 2,713 | 2,021,518 | Apr 30, 2012, 06:32 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Apr 12, 2012 | Option Exercise | $0.32 | 8,478 | 2,713 | 2,013,982 | Apr 16, 2012, 05:07 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Dec 14, 2011 | Buy | $0.59 | 40,000 | 23,600 | 1,995,504 | Dec 15, 2011, 04:05 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | Chief Medical Officer | Dec 15, 2011 | Buy | $0.60 | 10,000 | 6,000 | 2,005,504 | Dec 15, 2011, 04:05 PM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | See Remarks | Oct 17, 2011 | Option Exercise | $1.47 | 32,852 | 48,161 | 1,955,504 | Oct 27, 2011, 09:09 AM | |
| NBS | NeoStem, Inc. | Pecora Andrew L | See Remarks | Mar 03, 2011 | Buy | $1.28 | 78,125 | 100,000 | 1,922,652 | Mar 04, 2011, 05:17 PM |
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