| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NEWS | NewStar Financial, Inc. | Capital Z Partners Management, LLC | 10% Owner | Apr 24, 2017 | Option Exercise | $10.84 | 3,820 | 41,409 | 40,244 | Apr 26, 2017, 04:29 PM | |
| NEWS | NewStar Financial, Inc. | Capital Z Partners Management, LLC | 10% Owner | Apr 24, 2017 | Option Exercise | $8.28 | 5,000 | 41,400 | 44,064 | Apr 26, 2017, 04:29 PM | |
| NEWS | NewStar Financial, Inc. | Capital Z Partners Management, LLC | 10% Owner | Dec 16, 2016 | Sale | $9.21 | 7,216 | 66,459 | 38,667 | Dec 20, 2016, 11:49 AM | |
| NEWS | NewStar Financial, Inc. | Capital Z Partners Management, LLC | 10% Owner | Dec 19, 2016 | Sale | $9.17 | 6,030 | 55,295 | 32,637 | Dec 20, 2016, 11:49 AM | |
| NEWS | NewStar Financial, Inc. | Capital Z Partners Management, LLC | 10% Owner | Oct 21, 2016 | Sale | $8.93 | 2,000,000 | 17,860,001 | 3,528,286 | Oct 25, 2016, 04:36 PM | |
| NEWS | NewStar Financial, Inc. | Capital Z Partners Management, LLC | 10% Owner | Apr 26, 2016 | Option Exercise | $9.94 | 1,107 | 11,004 | 5,576,061 | Apr 28, 2016, 03:38 PM | |
| NEWS | NewStar Financial, Inc. | Capital Z Partners Management, LLC | 10% Owner | Apr 26, 2016 | Option Exercise | $2.20 | 5,000 | 11,000 | 5,577,168 | Apr 28, 2016, 03:38 PM | |
| NEWS | NewStar Financial, Inc. | Capital Z Partners Management, LLC | See Remarks Section | Jun 16, 2014 | Option Exercise | $10.90 | 83,576 | 910,978 | 101,789 | Jun 18, 2014, 05:41 PM | |
| NEWS | NewStar Financial, Inc. | Capital Z Partners Management, LLC | See Remarks Section | Jun 16, 2014 | Option Exercise | $13.82 | 157,881 | 2,181,915 | 5,547,091 | Jun 18, 2014, 05:41 PM | |
| NEWS | NewStar Financial, Inc. | Capital Z Partners Management, LLC | See Remarks Section | Jun 16, 2014 | Option Exercise | $10.90 | 200,174 | 2,181,897 | 5,704,972 | Jun 18, 2014, 05:41 PM | |
| NEWS | NewStar Financial, Inc. | Capital Z Partners Management, LLC | See Remarks Section | Jun 16, 2014 | Option Exercise | $13.82 | 65,918 | 910,987 | 35,871 | Jun 18, 2014, 05:41 PM | |
| UAM | UNIVERSAL AMERICAN CORP. | Capital Z Partners Management, LLC | 10% Owner | May 12, 2014 | Sale | $6.03 | 7,970,236 | 48,060,525 | 8,490,543 | May 13, 2014, 08:42 PM | |
| UAM | UNIVERSAL AMERICAN CORP. | Capital Z Partners Management, LLC | 10% Owner | May 13, 2014 | Sale | $6.03 | 6,000,000 | 36,180,001 | 2,490,543 | May 13, 2014, 08:42 PM |
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