| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GLT | Glatfelter Corp | Carlson Clint Duane | 10% Owner | Oct 24, 2023 | Buy | $1.54 | 75,000 | 115,320 | 7,101,000 | Oct 26, 2023, 07:06 PM | |
| GLT | Glatfelter Corp | Carlson Clint Duane | 10% Owner | Oct 25, 2023 | Buy | $1.55 | 25,000 | 38,697 | 7,126,000 | Oct 26, 2023, 07:06 PM | |
| GLT | Glatfelter Corp | Carlson Clint Duane | 10% Owner | Oct 26, 2023 | Buy | $1.60 | 50,000 | 80,000 | 7,176,000 | Oct 26, 2023, 07:06 PM | |
| GLT | Glatfelter Corp | Carlson Clint Duane | 10% Owner | Oct 10, 2023 | Buy | $1.80 | 236,000 | 424,800 | 7,026,000 | Oct 12, 2023, 05:48 PM | |
| GLT | Glatfelter Corp | Carlson Clint Duane | 10% Owner | Oct 02, 2023 | Buy | $1.95 | 250,000 | 488,425 | 6,715,000 | Oct 04, 2023, 04:05 PM | |
| GLT | Glatfelter Corp | Carlson Clint Duane | 10% Owner | Oct 03, 2023 | Buy | $1.90 | 75,000 | 142,500 | 6,790,000 | Oct 04, 2023, 04:05 PM | |
| GLT | Glatfelter Corp | Carlson Clint Duane | 10% Owner | Sep 05, 2023 | Buy | $1.92 | 200,000 | 384,340 | 6,365,000 | Sep 07, 2023, 05:02 PM | |
| GLT | Glatfelter Corp | Carlson Clint Duane | 10% Owner | Sep 06, 2023 | Buy | $2.00 | 100,000 | 200,040 | 6,465,000 | Sep 07, 2023, 05:02 PM | |
| GLT | Glatfelter Corp | Carlson Clint Duane | 10% Owner | Aug 16, 2023 | Buy | $2.00 | 65,000 | 129,955 | 6,165,000 | Aug 17, 2023, 05:41 PM | |
| GLT | Glatfelter Corp | Carlson Clint Duane | 10% Owner | Aug 15, 2023 | Buy | $2.00 | 185,000 | 370,129 | 6,100,000 | Aug 17, 2023, 05:41 PM | |
| TFFP | TFF Pharmaceuticals, Inc. | Carlson Clint Duane | 10% Owner | Aug 15, 2023 | Sale | $0.44 | 215,000 | 94,041 | 5,065,000 | Aug 17, 2023, 05:29 PM | |
| TFFP | TFF Pharmaceuticals, Inc. | Carlson Clint Duane | 10% Owner | Aug 16, 2023 | Sale | $0.39 | 1,000 | 392 | 5,064,000 | Aug 17, 2023, 05:29 PM | |
| GLT | Glatfelter Corp | Carlson Clint Duane | 10% Owner | Jan 20, 2023 | Option Exercise | $2.50 | 50,000 | 125,000 | 5,415,000 | Mar 31, 2023, 04:16 PM | |
| GLT | Glatfelter Corp | Carlson Clint Duane | 10% Owner | Mar 29, 2023 | Buy | $3.09 | 500,000 | 1,546,900 | 5,915,000 | Mar 31, 2023, 04:16 PM | |
| SWKH | SWK Holdings Corp | Carlson Clint Duane | Director | May 19, 2017 | Buy | $11.00 | 8,147 | 89,617 | 9,093,766 | May 22, 2017, 04:27 PM | |
| SWKH | SWK Holdings Corp | Carlson Clint Duane | Director | May 18, 2017 | Buy | $11.00 | 1,600 | 17,599 | 9,085,619 | May 22, 2017, 04:27 PM | |
| SWKH | SWK Holdings Corp | Carlson Clint Duane | Director | May 15, 2017 | Buy | $11.10 | 29,900 | 331,940 | 9,083,519 | May 17, 2017, 05:43 PM | |
| SWKH | SWK Holdings Corp | Carlson Clint Duane | Director | May 17, 2017 | Buy | $10.85 | 500 | 5,425 | 9,084,019 | May 17, 2017, 05:43 PM | |
| SWKH | SWK Holdings Corp | Carlson Clint Duane | Director | Aug 26, 2016 | Buy | $9.75 | 1,600 | 15,600 | 9,052,119 | Aug 30, 2016, 11:33 AM | |
| SWKH | SWK Holdings Corp | Carlson Clint Duane | Director | Aug 29, 2016 | Buy | $9.75 | 1,500 | 14,625 | 9,053,619 | Aug 30, 2016, 11:33 AM | |
| SWKH | SWK Holdings Corp | Carlson Clint Duane | Director | Aug 24, 2016 | Buy | $9.75 | 2,000 | 19,500 | 9,049,019 | Aug 26, 2016, 01:12 PM | |
| SWKH | SWK Holdings Corp | Carlson Clint Duane | Director | Aug 25, 2016 | Buy | $9.75 | 1,500 | 14,625 | 9,050,519 | Aug 26, 2016, 01:12 PM | |
| SWKH | SWK Holdings Corp | Carlson Clint Duane | Director | Dec 15, 2015 | Buy | $11.00 | 6,000 | 66,000 | 9,018,019 | Dec 17, 2015, 11:52 AM | |
| SWKH | SWK Holdings Corp | Carlson Clint Duane | Director | Dec 16, 2015 | Buy | $11.03 | 29,000 | 319,795 | 9,047,019 | Dec 17, 2015, 11:52 AM | |
| SWKH | SWK Holdings Corp | Carlson Clint Duane | 10% Owner | Dec 05, 2014 | Buy | $1.37 | 17,440,525 | 23,893,519 | 90,120,229 | Dec 05, 2014, 08:48 PM | |
| SWKH | SWK Holdings Corp | Carlson Clint Duane | Director | Aug 18, 2014 | Buy | $1.37 | 55,908,000 | 76,593,960 | 68,057,100 | Aug 26, 2014, 01:28 PM | |
| TPH | TRI Pointe Homes, Inc. | Carlson Clint Duane | 10% Owner | Jun 30, 2014 | Buy | $15.50 | 827,549 | 12,826,513 | 3,913,730 | Jul 10, 2014, 09:29 PM | |
| TPH | TRI Pointe Homes, Inc. | Carlson Clint Duane | 10% Owner | Jul 01, 2014 | Buy | $15.54 | 192,700 | 2,994,250 | 4,106,430 | Jul 10, 2014, 09:29 PM | |
| TPH | TRI Pointe Homes, Inc. | Carlson Clint Duane | 10% Owner | Jul 02, 2014 | Buy | $15.55 | 128,600 | 1,999,602 | 4,235,030 | Jul 10, 2014, 09:29 PM | |
| EPL | EPL OIL & GAS, INC. | Carlson Clint Duane | Director | May 08, 2013 | Sale | $33.85 | 50,000 | 1,692,535 | 2,515,673 | May 08, 2013, 05:14 PM | |
| EPL | EPL OIL & GAS, INC. | Carlson Clint Duane | Director | May 06, 2013 | Sale | $34.05 | 245,000 | 8,343,058 | 2,565,673 | May 08, 2013, 05:14 PM | |
| EPL | EPL OIL & GAS, INC. | Carlson Clint Duane | Director | Mar 19, 2013 | Sale | $27.67 | 10,000 | 276,664 | 2,810,673 | Mar 21, 2013, 06:36 PM | |
| EPL | EPL OIL & GAS, INC. | Carlson Clint Duane | Director | Mar 13, 2013 | Sale | $27.87 | 41,000 | 1,142,494 | 3,067,734 | Mar 15, 2013, 06:21 PM | |
| EPL | EPL OIL & GAS, INC. | Carlson Clint Duane | Director | Mar 14, 2013 | Sale | $28.10 | 147,061 | 4,133,032 | 2,920,673 | Mar 15, 2013, 06:21 PM | |
| EPL | EPL OIL & GAS, INC. | Carlson Clint Duane | Director | Mar 15, 2013 | Sale | $28.50 | 100,000 | 2,849,950 | 2,820,673 | Mar 15, 2013, 06:21 PM | |
| EPL | EPL OIL & GAS, INC. | Carlson Clint Duane | Director | Mar 08, 2013 | Sale | $27.76 | 87,190 | 2,420,323 | 3,338,275 | Mar 12, 2013, 09:40 PM | |
| EPL | EPL OIL & GAS, INC. | Carlson Clint Duane | Director | Mar 11, 2013 | Sale | $28.23 | 140,000 | 3,952,592 | 3,193,483 | Mar 12, 2013, 09:40 PM | |
| EPL | EPL OIL & GAS, INC. | Carlson Clint Duane | Director | Mar 12, 2013 | Sale | $27.91 | 84,749 | 2,364,972 | 3,108,734 | Mar 12, 2013, 09:40 PM | |
| EPL | EPL OIL & GAS, INC. | Carlson Clint Duane | 10% Owner | Dec 21, 2012 | Sale | $23.05 | 266,100 | 6,132,487 | 3,421,173 | Dec 26, 2012, 08:33 PM | |
| EPL | EPL OIL & GAS, INC. | Carlson Clint Duane | 10% Owner | Dec 24, 2012 | Sale | $23.04 | 500 | 11,520 | 3,420,673 | Dec 26, 2012, 08:33 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Nov 29, 2012 | Sale | $14.35 | 206,200 | 2,958,143 | 5,949,358 | Nov 29, 2012, 08:35 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Nov 27, 2012 | Sale | $14.36 | 116,300 | 1,670,240 | 6,160,458 | Nov 29, 2012, 08:35 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Nov 28, 2012 | Sale | $14.32 | 201,500 | 2,884,938 | 6,065,558 | Nov 29, 2012, 08:35 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Nov 14, 2012 | Sale | $14.33 | 251,589 | 3,604,033 | 8,211,137 | Nov 16, 2012, 08:21 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Nov 15, 2012 | Sale | $14.29 | 558,000 | 7,974,293 | 7,958,048 | Nov 16, 2012, 08:21 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Nov 16, 2012 | Sale | $14.29 | 621,390 | 8,880,097 | 7,393,678 | Nov 16, 2012, 08:21 PM | |
| EPL | ENERGY PARTNERS LTD | Carlson Clint Duane | 10% Owner | Jun 26, 2012 | Sale | $16.11 | 100,000 | 1,611,400 | 4,138,224 | Jun 28, 2012, 07:44 PM | |
| EPL | ENERGY PARTNERS LTD | Carlson Clint Duane | 10% Owner | Jun 27, 2012 | Sale | $16.36 | 249,116 | 4,074,542 | 3,889,108 | Jun 28, 2012, 07:44 PM | |
| EPL | ENERGY PARTNERS LTD | Carlson Clint Duane | 10% Owner | Jun 28, 2012 | Sale | $16.23 | 201,835 | 3,276,186 | 3,687,273 | Jun 28, 2012, 07:44 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | May 04, 2012 | Buy | $6.68 | 100,000 | 668,025 | 8,193,053 | May 08, 2012, 05:16 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | May 07, 2012 | Buy | $6.78 | 26,484 | 179,621 | 8,219,537 | May 08, 2012, 05:16 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Apr 09, 2012 | Buy | $5.89 | 68,078 | 400,733 | 7,997,395 | Apr 11, 2012, 09:36 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Apr 11, 2012 | Buy | $5.94 | 95,658 | 568,092 | 8,093,053 | Apr 11, 2012, 09:36 PM | |
| [SRZ] | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Apr 02, 2012 | Buy | $6.48 | 77,600 | 502,538 | 7,896,435 | Apr 04, 2012, 09:43 PM | |
| [SRZ] | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Apr 04, 2012 | Buy | $6.00 | 32,882 | 197,250 | 7,929,317 | Apr 04, 2012, 09:43 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Mar 22, 2012 | Buy | $7.13 | 50,000 | 356,325 | 7,818,835 | Mar 26, 2012, 08:57 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Mar 06, 2012 | Buy | $7.29 | 50,000 | 364,415 | 7,768,835 | Mar 06, 2012, 07:01 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Mar 02, 2012 | Buy | $7.67 | 100,000 | 767,025 | 7,718,835 | Mar 06, 2012, 07:01 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Jan 25, 2012 | Buy | $6.85 | 27,420 | 187,909 | 7,618,835 | Jan 27, 2012, 02:51 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Jan 09, 2012 | Buy | $6.17 | 61,500 | 379,560 | 7,502,915 | Jan 11, 2012, 05:47 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Jan 10, 2012 | Buy | $6.10 | 88,500 | 539,446 | 7,591,415 | Jan 11, 2012, 05:47 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Dec 28, 2011 | Buy | $6.09 | 50,000 | 304,487 | 7,353,415 | Dec 30, 2011, 04:41 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Dec 22, 2011 | Buy | $5.93 | 100,000 | 592,613 | 7,260,727 | Dec 27, 2011, 08:45 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Dec 23, 2011 | Buy | $6.02 | 42,688 | 256,788 | 7,303,415 | Dec 27, 2011, 08:45 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Dec 27, 2011 | Buy | $6.03 | 88,000 | 530,552 | 7,391,415 | Dec 27, 2011, 08:45 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Dec 21, 2011 | Buy | $5.28 | 12,500 | 66,037 | 7,154,927 | Dec 21, 2011, 09:53 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Dec 21, 2011 | Buy | $5.43 | 369,200 | 2,003,402 | 7,160,727 | Dec 21, 2011, 09:53 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Dec 19, 2011 | Buy | $4.83 | 978,500 | 4,723,184 | 6,445,127 | Dec 21, 2011, 09:53 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Dec 19, 2011 | Buy | $4.89 | 21,500 | 105,092 | 5,466,627 | Dec 21, 2011, 09:53 PM | |
| SRZ | SUNRISE SENIOR LIVING INC | Carlson Clint Duane | 10% Owner | Dec 20, 2011 | Buy | $280.41 | 333,900 | 93,629,137 | 6,787,527 | Dec 21, 2011, 09:53 PM | |
| EPL | ENERGY PARTNERS LTD | Carlson Clint Duane | 10% Owner | Mar 16, 2011 | Buy | $14.16 | 42,100 | 596,136 | 4,080,324 | Mar 18, 2011, 04:42 PM | |
| EPL | ENERGY PARTNERS LTD | Carlson Clint Duane | 10% Owner | Mar 16, 2011 | Buy | $14.18 | 57,900 | 821,022 | 4,138,224 | Mar 18, 2011, 04:42 PM | |
| EPL | ENERGY PARTNERS LTD | Carlson Clint Duane | 10% Owner | Mar 17, 2011 | Buy | $14.86 | 100,000 | 1,486,000 | 4,238,224 | Mar 18, 2011, 04:42 PM | |
| CFW | CANO PETROLEUM, INC | Carlson Clint Duane | 10% Owner | Mar 03, 2011 | Sale | $0.64 | 624,220 | 399,501 | 4,181,598 | Mar 04, 2011, 11:31 AM | |
| CFW | CANO PETROLEUM, INC | Carlson Clint Duane | 10% Owner | Oct 18, 2010 | Buy | $0.46 | 800,000 | 366,000 | 4,805,818 | Oct 20, 2010, 05:52 PM |
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