| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GIGA | GIGA TRONICS INC | Steffens John | 10% Owner | Aug 27, 2020 | Sale | $3.86 | 62,715 | 242,080 | 0 | Aug 31, 2020, 06:40 PM | |
| CLNS | Colony NorthStar, Inc. | Steffens John | Director | Mar 06, 2018 | Buy | $5.94 | 10,000 | 59,392 | 61,690 | Mar 07, 2018, 06:00 PM | |
| CICN | CICERO INC | Steffens John | Director | Dec 22, 2017 | Buy | $0.00200 | 8,000,000 | 16,000 | 120,932,501 | Dec 27, 2017, 04:06 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Oct 05, 2016 | Option Exercise | $0.20 | 246,727 | 49,666 | 1,947,370 | Oct 06, 2016, 04:18 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Oct 05, 2016 | Option Exercise | $0.20 | 577,901 | 116,331 | 5,077,704 | Oct 06, 2016, 04:18 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Oct 05, 2016 | Option Exercise | $0.20 | 496,763 | 99,998 | 4,123,095 | Oct 06, 2016, 04:18 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jul 05, 2016 | Option Exercise | $0.14 | 833,931 | 116,333 | 4,499,803 | Jul 12, 2016, 11:15 AM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jul 05, 2016 | Option Exercise | $0.14 | 716,846 | 100,000 | 3,626,332 | Jul 12, 2016, 11:15 AM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jul 05, 2016 | Option Exercise | $0.14 | 356,034 | 49,667 | 1,781,781 | Jul 12, 2016, 11:15 AM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Apr 06, 2016 | Option Exercise | $0.14 | 246,548 | 33,333 | 1,542,832 | Apr 14, 2016, 04:39 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Apr 06, 2016 | Option Exercise | $0.14 | 981,262 | 132,667 | 3,665,872 | Apr 14, 2016, 04:39 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Apr 06, 2016 | Option Exercise | $0.14 | 739,644 | 100,000 | 2,909,486 | Apr 14, 2016, 04:39 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jan 07, 2016 | Option Exercise | $0.12 | 847,457 | 100,000 | 2,169,842 | Jan 08, 2016, 04:03 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jan 07, 2016 | Option Exercise | $0.12 | 282,486 | 33,333 | 1,296,284 | Jan 08, 2016, 04:03 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jan 07, 2016 | Option Exercise | $0.12 | 1,124,293 | 132,667 | 2,805,419 | Jan 08, 2016, 04:03 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Oct 07, 2015 | Option Exercise | $0.30 | 167,397 | 49,667 | 1,819,544 | Oct 07, 2015, 01:06 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Oct 07, 2015 | Option Exercise | $0.30 | 112,347 | 33,333 | 1,322,385 | Oct 07, 2015, 01:06 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Oct 07, 2015 | Option Exercise | $0.30 | 112,347 | 33,333 | 1,013,798 | Oct 07, 2015, 01:06 PM | |
| CICN | CICERO INC | Steffens John | Director | Sep 11, 2015 | Option Exercise | $0.15 | 6,414,832 | 960,593 | 112,932,501 | Oct 02, 2015, 02:50 PM | |
| CICN | CICERO INC | Steffens John | Director | Jul 15, 2015 | Buy | $0.04 | 4,750,000 | 190,000 | 106,517,669 | Jul 17, 2015, 03:56 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jul 08, 2015 | Option Exercise | $0.15 | 324,826 | 49,666 | 1,652,147 | Jul 10, 2015, 03:55 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jul 08, 2015 | Option Exercise | $0.15 | 218,005 | 33,333 | 1,210,038 | Jul 10, 2015, 03:55 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jul 08, 2015 | Option Exercise | $0.15 | 218,005 | 33,333 | 901,451 | Jul 10, 2015, 03:55 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Apr 03, 2015 | Option Exercise | $0.24 | 139,938 | 33,333 | 683,446 | Apr 07, 2015, 12:11 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Apr 03, 2015 | Option Exercise | $0.24 | 208,908 | 49,762 | 1,327,321 | Apr 07, 2015, 12:11 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Apr 03, 2015 | Option Exercise | $0.24 | 139,938 | 33,333 | 992,033 | Apr 07, 2015, 12:11 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jan 06, 2015 | Option Exercise | $0.30 | 166,330 | 49,666 | 1,118,413 | Jan 07, 2015, 06:30 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jan 06, 2015 | Option Exercise | $0.30 | 111,631 | 33,333 | 852,095 | Jan 07, 2015, 06:30 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jan 06, 2015 | Option Exercise | $0.30 | 111,631 | 33,333 | 543,508 | Jan 07, 2015, 06:30 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Oct 08, 2014 | Option Exercise | $0.60 | 55,611 | 33,333 | 431,877 | Oct 08, 2014, 03:07 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Oct 08, 2014 | Option Exercise | $0.60 | 82,860 | 49,666 | 952,083 | Oct 08, 2014, 03:07 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Oct 08, 2014 | Option Exercise | $0.60 | 55,611 | 33,333 | 740,464 | Oct 08, 2014, 03:07 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jul 01, 2014 | Option Exercise | $1.43 | 47,680 | 68,201 | 684,853 | Jul 03, 2014, 10:41 AM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jul 01, 2014 | Option Exercise | $1.43 | 47,680 | 68,201 | 376,266 | Jul 03, 2014, 10:41 AM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jul 01, 2014 | Option Exercise | $1.43 | 71,043 | 101,620 | 869,223 | Jul 03, 2014, 10:41 AM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Apr 01, 2014 | Option Exercise | $1.19 | 28,032 | 33,333 | 328,586 | Apr 03, 2014, 04:43 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Apr 01, 2014 | Option Exercise | $1.19 | 41,768 | 49,666 | 798,180 | Apr 03, 2014, 04:43 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Apr 01, 2014 | Option Exercise | $1.19 | 28,032 | 33,333 | 637,173 | Apr 03, 2014, 04:43 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jan 02, 2014 | Option Exercise | $0.66 | 50,782 | 33,516 | 300,554 | Jan 07, 2014, 04:56 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jan 02, 2014 | Option Exercise | $0.66 | 75,665 | 49,939 | 756,412 | Jan 07, 2014, 04:56 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jan 02, 2014 | Option Exercise | $0.66 | 50,782 | 33,516 | 609,141 | Jan 07, 2014, 04:56 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Oct 01, 2013 | Option Exercise | $0.75 | 44,659 | 33,333 | 249,772 | Oct 04, 2013, 12:47 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Oct 01, 2013 | Option Exercise | $0.75 | 66,542 | 49,667 | 680,747 | Oct 04, 2013, 12:47 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Oct 01, 2013 | Option Exercise | $0.75 | 44,659 | 33,333 | 558,359 | Oct 04, 2013, 12:47 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jul 10, 2013 | Option Exercise | $0.66 | 50,821 | 33,333 | 205,113 | Jul 16, 2013, 11:03 AM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jul 10, 2013 | Option Exercise | $0.66 | 75,723 | 49,667 | 614,205 | Jul 16, 2013, 11:03 AM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Jul 10, 2013 | Option Exercise | $0.66 | 50,821 | 33,333 | 513,700 | Jul 16, 2013, 11:03 AM | |
| OTC:CICN | CICERO INC | Steffens John | Director | Mar 21, 2013 | Option Exercise | $0.05 | 6,000,000 | 300,000 | 32,262,529 | Apr 25, 2013, 08:04 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Mar 31, 2013 | Option Exercise | $0.68 | 112,241 | 76,111 | 462,879 | Apr 11, 2013, 05:51 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Mar 31, 2013 | Option Exercise | $0.68 | 97,276 | 65,963 | 246,870 | Apr 11, 2013, 05:51 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Mar 31, 2013 | Option Exercise | $0.68 | 130,573 | 88,542 | 538,482 | Apr 11, 2013, 05:51 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Sep 30, 2012 | Option Exercise | $0.54 | 120,104 | 65,000 | 111,805 | Oct 02, 2012, 04:13 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Sep 30, 2012 | Option Exercise | $0.54 | 161,216 | 87,250 | 243,874 | Oct 02, 2012, 04:13 PM | |
| APGI | AMERICAN POWER GROUP Corp | Steffens John | Director | Sep 30, 2012 | Option Exercise | $0.54 | 138,581 | 75,000 | 209,634 | Oct 02, 2012, 04:13 PM | |
| GMTI | GREENMAN TECHNOLOGIES INC | Steffens John | Director | Jun 30, 2012 | Option Exercise | $0.70 | 61,579 | 43,333 | 37,895 | Jul 19, 2012, 04:27 PM | |
| GMTI | GREENMAN TECHNOLOGIES INC | Steffens John | Director | Jun 30, 2012 | Option Exercise | $0.70 | 153,711 | 108,166 | 82,658 | Jul 19, 2012, 04:27 PM | |
| GMTI | GREENMAN TECHNOLOGIES INC | Steffens John | Director | Jun 30, 2012 | Option Exercise | $0.71 | 65,183 | 46,280 | 40,113 | Jul 03, 2012, 04:08 PM | |
| GMTI | GREENMAN TECHNOLOGIES INC | Steffens John | Director | Jun 30, 2012 | Option Exercise | $0.71 | 87,495 | 62,121 | 87,495 | Jul 03, 2012, 04:08 PM | |
| GMTI | GREENMAN TECHNOLOGIES INC | Steffens John | Director | Jun 30, 2012 | Option Exercise | $0.71 | 75,211 | 53,400 | 75,211 | Jul 03, 2012, 04:08 PM | |
| CICN | CICERO INC | Steffens John | Director | Mar 20, 2012 | Option Exercise | $0.15 | 21,102,222 | 3,165,333 | 26,262,529 | Apr 18, 2012, 11:36 AM | |
| CLNY | Colony Financial, Inc. | Steffens John | Director | Apr 15, 2011 | Buy | $18.36 | 3,000 | 55,080 | 11,000 | Apr 19, 2011, 01:13 PM |
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