| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Aug 20, 2024 | Buy | $3.84 | 12,000 | 46,080 | 1,088,666 | Aug 20, 2024, 06:41 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Feb 12, 2024 | Option Exercise | $3.54 | 41,273 | 146,106 | 1,076,666 | Feb 13, 2024, 08:35 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Feb 09, 2024 | Option Exercise | $3.39 | 32,285 | 109,446 | 1,117,939 | Feb 13, 2024, 08:35 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Dec 11, 2023 | Option Exercise | $4.27 | 21,272 | 90,831 | 1,050,224 | Dec 13, 2023, 04:46 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Dec 06, 2023 | Buy | $4.11 | 14,815 | 60,890 | 1,071,496 | Dec 06, 2023, 05:00 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Dec 01, 2023 | Buy | $4.00 | 11,885 | 47,540 | 1,018,681 | Dec 05, 2023, 05:18 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Dec 04, 2023 | Buy | $4.03 | 19,000 | 76,570 | 1,037,681 | Dec 05, 2023, 05:18 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Dec 05, 2023 | Buy | $4.02 | 19,000 | 76,380 | 1,056,681 | Dec 05, 2023, 05:18 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Nov 28, 2023 | Buy | $3.96 | 2,400 | 9,504 | 968,896 | Nov 30, 2023, 05:17 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Nov 29, 2023 | Buy | $4.00 | 19,000 | 76,000 | 987,896 | Nov 30, 2023, 05:17 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Nov 30, 2023 | Buy | $3.97 | 18,900 | 75,033 | 1,006,796 | Nov 30, 2023, 05:17 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Nov 17, 2023 | Buy | $3.90 | 9,000 | 35,100 | 966,496 | Nov 17, 2023, 03:47 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Feb 10, 2023 | Option Exercise | $3.86 | 40,781 | 157,415 | 957,496 | Feb 13, 2023, 07:24 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Feb 09, 2023 | Option Exercise | $3.83 | 31,900 | 122,177 | 998,277 | Feb 13, 2023, 07:24 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chariman, CEO and President | Feb 10, 2022 | Option Exercise | $11.88 | 40,929 | 486,237 | 921,848 | Jan 13, 2023, 06:48 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Dec 12, 2022 | Option Exercise | $3.76 | 21,271 | 79,979 | 1,030,814 | Dec 13, 2022, 05:44 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | See Remarks | Dec 07, 2022 | Buy | $3.69 | 21,521 | 79,412 | 1,030,051 | Dec 08, 2022, 04:25 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | See Remarks | Dec 08, 2022 | Buy | $3.77 | 22,034 | 83,068 | 1,052,085 | Dec 08, 2022, 04:25 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | See Remark | Dec 05, 2022 | Buy | $3.90 | 1,545 | 6,026 | 974,030 | Dec 07, 2022, 12:25 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | See Remark | Dec 06, 2022 | Buy | $3.70 | 34,500 | 127,650 | 1,008,530 | Dec 07, 2022, 12:25 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Nov 11, 2022 | Buy | $4.34 | 25,000 | 108,500 | 947,485 | Nov 14, 2022, 04:33 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Nov 14, 2022 | Buy | $4.18 | 25,000 | 104,500 | 972,485 | Nov 14, 2022, 04:33 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Feb 10, 2022 | Option Exercise | $11.88 | 40,929 | 486,237 | 922,485 | Feb 14, 2022, 09:40 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Dec 13, 2021 | Buy | $11.76 | 10,000 | 117,600 | 699,696 | Dec 14, 2021, 07:11 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Dec 14, 2021 | Buy | $11.37 | 11,600 | 131,892 | 711,296 | Dec 14, 2021, 07:11 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | Chairman, CEO and President | Aug 09, 2021 | Buy | $15.10 | 6,500 | 98,150 | 506,757 | Aug 09, 2021, 04:25 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | CEO and President | May 10, 2021 | Buy | $15.02 | 3,788 | 56,896 | 447,400 | May 11, 2021, 04:34 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | CEO and President | May 11, 2021 | Buy | $14.34 | 2,950 | 42,303 | 450,350 | May 11, 2021, 04:34 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | CEO and President | Dec 02, 2020 | Buy | $11.41 | 1,575 | 17,971 | 288,250 | Dec 03, 2020, 04:11 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | CEO and President | Dec 03, 2020 | Buy | $11.58 | 1,000 | 11,580 | 289,250 | Dec 03, 2020, 04:11 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | CEO and President | Nov 18, 2020 | Buy | $10.57 | 17,109 | 180,842 | 286,675 | Nov 18, 2020, 04:08 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | CEO and President | Nov 16, 2020 | Buy | $9.81 | 75,000 | 735,750 | 244,905 | Nov 17, 2020, 06:10 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | CEO and President | Nov 17, 2020 | Buy | $10.32 | 24,661 | 254,502 | 269,566 | Nov 17, 2020, 06:10 PM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | CEO and President | Nov 10, 2020 | Buy | $8.96 | 4,750 | 42,560 | 167,705 | Nov 12, 2020, 08:25 AM | |
| SSSS | SURO CAPITAL CORP. | Klein Mark D | CEO and President | Nov 11, 2020 | Buy | $9.65 | 2,200 | 21,230 | 169,905 | Nov 12, 2020, 08:25 AM | |
| CCXX | MultiPlan Corp | Klein Mark D | Director | Oct 07, 2020 | Buy | $10.30 | 261,711 | 2,694,760 | 481,711 | Oct 08, 2020, 06:11 PM | |
| CCXX | MultiPlan Corp | Klein Mark D | Director | Oct 06, 2020 | Buy | $10.31 | 220,000 | 2,268,200 | 220,000 | Oct 08, 2020, 06:11 PM | |
| SSSS | SUTTER ROCK CAPITAL CORP. | Klein Mark D | CEO and President | May 14, 2020 | Buy | $6.05 | 1,940 | 11,737 | 162,955 | May 14, 2020, 06:15 PM | |
| SSSS | SUTTER ROCK CAPITAL CORP. | Klein Mark D | CEO and President | May 13, 2020 | Buy | $6.11 | 8,500 | 51,935 | 161,015 | May 13, 2020, 06:10 PM | |
| SSSS | SUTTER ROCK CAPITAL CORP. | Klein Mark D | CEO and President | Jan 08, 2020 | Buy | $6.65 | 5,085 | 33,815 | 139,092 | Jan 09, 2020, 04:41 PM | |
| SSSS | SUTTER ROCK CAPITAL CORP. | Klein Mark D | CEO and President | Jan 09, 2020 | Buy | $6.79 | 13,423 | 91,142 | 152,515 | Jan 09, 2020, 04:41 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | CEO and President | Jun 17, 2019 | Buy | $6.68 | 5,000 | 33,400 | 134,007 | Jun 17, 2019, 05:43 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | CEO and President | Jun 10, 2019 | Buy | $6.46 | 20,993 | 135,615 | 120,000 | Jun 11, 2019, 05:50 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | CEO and President | Jun 11, 2019 | Buy | $6.40 | 9,007 | 57,645 | 129,007 | Jun 11, 2019, 05:50 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | CEO | Sep 27, 2017 | Buy | $5.02 | 10,000 | 50,212 | 97,340 | Sep 28, 2017, 04:24 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | CEO | Sep 20, 2017 | Buy | $5.36 | 10,000 | 53,579 | 87,340 | Sep 21, 2017, 04:20 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | CEO | Sep 13, 2017 | Buy | $5.11 | 10,000 | 51,132 | 77,340 | Sep 14, 2017, 04:40 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | CEO | Sep 06, 2017 | Buy | $4.92 | 10,000 | 49,176 | 67,340 | Sep 07, 2017, 04:05 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | CEO | Aug 30, 2017 | Buy | $4.64 | 10,000 | 46,394 | 57,340 | Aug 31, 2017, 04:12 PM | |
| AAPC | Atlantic Alliance Partnership Corp. | Klein Mark D | Director | Nov 01, 2016 | Option Exercise | $10.32 | 68,610 | 707,993 | 344,259 | Nov 03, 2016, 05:56 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Aug 01, 2016 | Buy | $5.47 | 914 | 4,996 | 47,340 | Aug 01, 2016, 05:13 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Jul 01, 2016 | Buy | $5.10 | 979 | 4,996 | 46,426 | Jul 05, 2016, 04:07 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | May 17, 2016 | Buy | $5.10 | 1,000 | 5,099 | 45,447 | May 17, 2016, 04:07 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | May 16, 2016 | Buy | $5.15 | 1,000 | 5,150 | 44,447 | May 16, 2016, 04:20 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | May 02, 2016 | Buy | $5.71 | 875 | 4,995 | 43,447 | May 04, 2016, 04:29 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Apr 01, 2016 | Buy | $5.73 | 872 | 4,995 | 42,572 | Apr 04, 2016, 04:26 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Mar 22, 2016 | Buy | $6.04 | 3,138 | 18,940 | 41,700 | Mar 23, 2016, 04:11 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Mar 18, 2016 | Buy | $6.19 | 5,000 | 30,974 | 36,700 | Mar 22, 2016, 04:17 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Mar 21, 2016 | Buy | $6.10 | 1,862 | 11,358 | 38,562 | Mar 22, 2016, 04:17 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Nov 17, 2015 | Buy | $9.57 | 1,000 | 9,570 | 31,700 | Nov 18, 2015, 04:51 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Aug 21, 2015 | Buy | $8.82 | 1,000 | 8,821 | 30,700 | Aug 24, 2015, 11:56 AM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Aug 11, 2015 | Buy | $9.28 | 2,500 | 23,204 | 29,700 | Aug 11, 2015, 02:57 PM | |
| AAPC | Atlantic Alliance Partnership Corp. | Klein Mark D | Director | May 04, 2015 | Option Exercise | $10.00 | 75,000 | 750,000 | 297,194 | May 06, 2015, 05:08 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Sep 02, 2014 | Buy | $10.76 | 500 | 5,380 | 28,867 | Sep 03, 2014, 06:18 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Nov 26, 2013 | Buy | $10.94 | 700 | 7,658 | 28,367 | Nov 27, 2013, 02:03 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Nov 26, 2013 | Buy | $10.54 | 700 | 7,378 | 28,367 | Nov 26, 2013, 06:11 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Aug 30, 2012 | Buy | $8.75 | 2,500 | 21,875 | 22,667 | Aug 31, 2012, 01:56 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Aug 22, 2012 | Buy | $8.63 | 2,500 | 21,575 | 20,167 | Aug 24, 2012, 11:23 AM | |
| GAMR | Great American Group, Inc. | Klein Mark D | Director | Jul 15, 2011 | Option Exercise | $0.30 | 14,000 | 4,200 | 278,630 | Jul 20, 2011, 06:06 AM | |
| GSVC | NeXt Innovation Corp. | Klein Mark D | Director | May 03, 2011 | Buy | $15.00 | 16,000 | 240,000 | 16,000 | May 04, 2011, 02:12 PM | |
| GSVC | NeXt Innovation Corp. | Klein Mark D | Director | May 03, 2011 | Buy | $15.00 | 1,667 | 25,005 | 1,667 | May 04, 2011, 02:12 PM |
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