| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SAR | SARATOGA INVESTMENT CORP. | GRISIUS MICHAEL J | President and Director | Jul 22, 2013 | Option Exercise | $18.00 | 2,950 | 53,100 | 21,078 | Jul 24, 2013, 06:37 PM | |
| SAR | SARATOGA INVESTMENT CORP. | GRISIUS MICHAEL J | President and Director | Jul 24, 2013 | Option Exercise | $18.37 | 8,550 | 157,064 | 29,628 | Jul 24, 2013, 06:37 PM |
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