| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | CONN JAMES P | Director | Jun 30, 2022 | Option Exercise | $16.00 | 250 | 4,000 | 1,250 | Jun 30, 2022, 04:26 PM | |
| GUT | GABELLI UTILITY TRUST | CONN JAMES P | Director | Apr 25, 2022 | Option Exercise | $5.50 | 164 | 902 | 1,307 | Apr 26, 2022, 07:37 PM | |
| GGT | GABELLI MULTIMEDIA TRUST INC. | CONN JAMES P | Director | Aug 31, 2021 | Option Exercise | $9.50 | 2,350 | 22,325 | 3,350 | Sep 01, 2021, 06:23 PM | |
| GAB | GABELLI EQUITY TRUST INC | CONN JAMES P | Director | Jul 21, 2021 | Option Exercise | $5.50 | 100 | 550 | 1,100 | Jul 21, 2021, 12:31 PM | |
| GUT | GABELLI UTILITY TRUST | CONN JAMES P | Director | Apr 20, 2021 | Option Exercise | $5.50 | 143 | 787 | 1,143 | Apr 20, 2021, 02:18 PM | |
| GRX | Gabelli Healthcare & WellnessRx Trust | CONN JAMES P | Director | Nov 15, 2019 | Sale | $10.89 | 22,856 | 248,810 | 1,000 | Nov 19, 2019, 11:08 AM | |
| GRX | Gabelli Healthcare & WellnessRx Trust | CONN JAMES P | Director | Nov 11, 2019 | Sale | $10.71 | 1,282 | 13,730 | 44,147 | Nov 13, 2019, 05:45 PM | |
| GRX | Gabelli Healthcare & WellnessRx Trust | CONN JAMES P | Director | Nov 12, 2019 | Sale | $10.71 | 20,291 | 217,327 | 23,856 | Nov 13, 2019, 05:45 PM | |
| GRX | Gabelli Healthcare & WellnessRx Trust | CONN JAMES P | Director | Nov 07, 2019 | Sale | $10.63 | 14,507 | 154,233 | 45,429 | Nov 08, 2019, 06:19 PM | |
| GRX | Gabelli Healthcare & WellnessRx Trust | CONN JAMES P | Director | Sep 26, 2019 | Sale | $10.45 | 9,000 | 94,051 | 59,936 | Sep 30, 2019, 10:58 AM | |
| GRX | Gabelli Healthcare & WellnessRx Trust | CONN JAMES P | Director | Sep 20, 2019 | Sale | $10.60 | 4,200 | 44,525 | 73,144 | Sep 24, 2019, 10:48 AM | |
| GRX | Gabelli Healthcare & WellnessRx Trust | CONN JAMES P | Director | Sep 23, 2019 | Sale | $10.52 | 4,208 | 44,268 | 68,936 | Sep 24, 2019, 10:48 AM | |
| GRX | Gabelli Healthcare & WellnessRx Trust | CONN JAMES P | Director | Sep 19, 2019 | Sale | $10.57 | 2,000 | 21,144 | 77,344 | Sep 23, 2019, 09:59 AM | |
| GRX | Gabelli Healthcare & WellnessRx Trust | CONN JAMES P | Director | Sep 12, 2019 | Sale | $10.68 | 10,000 | 106,836 | 79,344 | Sep 13, 2019, 03:36 PM | |
| GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | CONN JAMES P | Director | Sep 09, 2019 | Sale | $17.93 | 3,731 | 66,889 | 1,000 | Sep 10, 2019, 10:29 AM | |
| GLU.B | GABELLI GLOBAL UTILITY & INCOME TRUST | CONN JAMES P | Director | Sep 06, 2019 | Sale | $52.60 | 1,000 | 52,602 | 0 | Sep 09, 2019, 04:19 PM | |
| GGN | GAMCO Global Gold, Natural Resources & Income Trust | CONN JAMES P | Director | Sep 06, 2019 | Sale | $4.46 | 4,000 | 17,840 | 1,000 | Sep 09, 2019, 03:36 PM | |
| GNT | GAMCO Natural Resources, Gold & Income Trust | CONN JAMES P | Director | Sep 06, 2019 | Sale | $5.60 | 2,000 | 11,206 | 1,000 | Sep 09, 2019, 02:55 PM | |
| GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | CONN JAMES P | Director | Sep 06, 2019 | Sale | $18.02 | 12,489 | 225,016 | 4,731 | Sep 09, 2019, 02:52 PM | |
| GGZ | Gabelli Global Small & Mid Cap Value Trust | CONN JAMES P | Director | Sep 06, 2019 | Sale | $10.89 | 13,938 | 151,836 | 1,000 | Sep 09, 2019, 02:49 PM | |
| GGT | GABELLI MULTIMEDIA TRUST INC. | CONN JAMES P | Director | Sep 06, 2019 | Sale | $8.52 | 26,120 | 222,665 | 1,000 | Sep 09, 2019, 02:45 PM | |
| GGT | GABELLI MULTIMEDIA TRUST INC. | CONN JAMES P | Director | Aug 30, 2019 | Sale | $8.22 | 6,000 | 49,328 | 27,120 | Sep 04, 2019, 10:26 AM | |
| GRX | Gabelli Healthcare & WellnessRx Trust | CONN JAMES P | Director | Aug 29, 2019 | Sale | $10.40 | 6,173 | 64,230 | 89,344 | Sep 03, 2019, 11:27 AM | |
| GLU.B | GABELLI GLOBAL UTILITY & INCOME TRUST | CONN JAMES P | Director | Aug 29, 2019 | Sale | $52.50 | 1,703 | 89,408 | 1,000 | Sep 03, 2019, 10:55 AM | |
| GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | CONN JAMES P | Director | Aug 28, 2019 | Sale | $17.95 | 1,240 | 22,258 | 17,220 | Aug 30, 2019, 10:38 AM | |
| GAB | GABELLI EQUITY TRUST INC | CONN JAMES P | Director | Aug 27, 2019 | Sale | $5.98 | 53,679 | 320,839 | 1,000 | Aug 29, 2019, 04:46 PM | |
| GAB | GABELLI EQUITY TRUST INC | CONN JAMES P | Director | Aug 23, 2019 | Sale | $5.97 | 24,001 | 143,310 | 59,679 | Aug 27, 2019, 02:11 PM | |
| GAB | GABELLI EQUITY TRUST INC | CONN JAMES P | Director | Aug 26, 2019 | Sale | $6.01 | 5,000 | 30,050 | 54,679 | Aug 27, 2019, 02:11 PM | |
| GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | CONN JAMES P | Director | Aug 23, 2019 | Sale | $18.00 | 400 | 7,200 | 18,460 | Aug 27, 2019, 12:20 PM | |
| GLU.B | GABELLI GLOBAL UTILITY & INCOME TRUST | CONN JAMES P | Director | Aug 23, 2019 | Sale | $52.39 | 2,823 | 147,898 | 2,703 | Aug 27, 2019, 12:03 PM | |
| GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | CONN JAMES P | Director | Dec 20, 2018 | Option Exercise | $17.50 | 5,526 | 96,705 | 18,860 | Dec 26, 2018, 02:42 PM | |
| GLU.B | GABELLI GLOBAL UTILITY & INCOME TRUST | CONN JAMES P | Director | Dec 20, 2018 | Option Exercise | $50.00 | 5,526 | 276,300 | 5,526 | Dec 26, 2018, 02:15 PM | |
| GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | CONN JAMES P | Director | Dec 20, 2018 | Option Exercise | $17.50 | 5,536 | 96,880 | 18,860 | Dec 26, 2018, 01:02 PM | |
| GDV | GABELLI DIVIDEND & INCOME TRUST | CONN JAMES P | Director | Nov 01, 2018 | Sale | $20.80 | 5,000 | 104,008 | 0 | Nov 05, 2018, 10:21 AM | |
| GUTRT | GABELLI UTILITY TRUST | CONN JAMES P | Director | May 22, 2018 | Sale | $0.04 | 1,000 | 40 | 0 | May 23, 2018, 02:17 PM | |
| GAB | GABELLI EQUITY TRUST INC | CONN JAMES P | Director | Dec 21, 2017 | Option Exercise | $5.50 | 16,656 | 91,608 | 83,680 | Dec 21, 2017, 04:49 PM | |
| GGZ | Gabelli Global Small & Mid Cap Value Trust | CONN JAMES P | Director | Dec 14, 2017 | Option Exercise | $11.50 | 4,938 | 56,787 | 14,938 | Dec 14, 2017, 04:28 PM | |
| GGT.B | GABELLI MULTIMEDIA TRUST INC. | CONN JAMES P | Director | Jun 16, 2016 | Sale | $25.98 | 818 | 21,251 | 0 | Jun 17, 2016, 06:10 PM | |
| GLU.A | GABELLI GLOBAL UTILITY & INCOME TRUST | CONN JAMES P | Director | Jun 16, 2016 | Sale | $50.81 | 1,667 | 84,704 | 0 | Jun 17, 2016, 05:54 PM | |
| GGZ | Gabelli Global Small & Mid Cap Value Trust | CONN JAMES P | Director | Apr 26, 2016 | Buy | $10.58 | 9,500 | 100,466 | 10,000 | Apr 28, 2016, 02:08 PM | |
| GRX.A | Gabelli Healthcare & WellnessRx Trust | CONN JAMES P | Director | Jan 02, 2015 | Sale | $25.65 | 1,000 | 25,650 | 0 | Mar 09, 2015, 05:24 PM | |
| GAB | GABELLI EQUITY TRUST INC | CONN JAMES P | Director | Oct 27, 2014 | Option Exercise | $5.75 | 8,378 | 48,174 | 67,024 | Oct 29, 2014, 11:57 AM | |
| GUT | GABELLI UTILITY TRUST | CONN JAMES P | Director | Aug 04, 2014 | Sale | $7.11 | 5,652 | 40,191 | 1,000 | Aug 06, 2014, 10:25 AM | |
| GGZ | Gabelli Global Small & Mid Cap Value Trust | CONN JAMES P | Director | Aug 04, 2014 | Buy | $10.51 | 500 | 5,255 | 500 | Aug 05, 2014, 05:35 PM | |
| GGZ | Gabelli Global Small & Mid Cap Value Trust | CONN JAMES P | Director | Aug 04, 2014 | Sale | $10.51 | 500 | 5,255 | 0 | Aug 05, 2014, 05:35 PM | |
| GGT | GABELLI MULTIMEDIA TRUST INC. | CONN JAMES P | Director | Jul 29, 2014 | Option Exercise | $9.00 | 11,805 | 106,245 | 33,120 | Jul 30, 2014, 04:15 PM | |
| GRX | Gabelli Healthcare & WellnessRx Trust | CONN JAMES P | Director | Jul 18, 2014 | Option Exercise | $9.00 | 37,309 | 335,781 | 74,109 | Jul 21, 2014, 03:51 PM | |
| GLU.A | GABELLI GLOBAL UTILITY & INCOME TRUST | CONN JAMES P | Director | May 30, 2014 | Sale | $50.78 | 1,000 | 50,780 | 1,667 | Jun 03, 2014, 11:27 AM | |
| GUT.A | GABELLI UTILITY TRUST | CONN JAMES P | Director | May 30, 2014 | Sale | $25.32 | 1,000 | 25,320 | 0 | Jun 03, 2014, 10:56 AM | |
| GLU.A | GABELLI GLOBAL UTILITY & INCOME TRUST | CONN JAMES P | Director | Dec 31, 2013 | Sale | $50.55 | 667 | 33,717 | 2,667 | Jan 02, 2014, 05:19 PM | |
| GRX | Gabelli Healthcare & WellnessRx Trust | CONN JAMES P | Director | Jul 29, 2013 | Option Exercise | $9.00 | 23,838 | 214,542 | 58,208 | Jul 31, 2013, 12:10 PM | |
| GLU.A | GABELLI GLOBAL UTILITY & INCOME TRUST | CONN JAMES P | Director | Jun 21, 2013 | Option Exercise | $50.00 | 3,334 | 166,700 | 3,334 | Jun 24, 2013, 03:28 PM | |
| GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | CONN JAMES P | Director | Jun 21, 2013 | Option Exercise | $18.50 | 3,334 | 61,679 | 13,334 | Jun 24, 2013, 03:19 PM | |
| GUT | GABELLI UTILITY TRUST | CONN JAMES P | Director | Dec 26, 2012 | Option Exercise | $6.00 | 1,109 | 6,654 | 6,652 | Dec 26, 2012, 02:15 PM | |
| GRX | Gabelli Healthcare & WellnessRx Trust | CONN JAMES P | Director | Nov 23, 2011 | Buy | $6.55 | 4,600 | 30,130 | 7,703 | Nov 28, 2011, 03:49 PM | |
| GNT | Gabelli Natural Resources, Gold & Income Trust | CONN JAMES P | Director | Jun 14, 2011 | Buy | $17.30 | 3,000 | 51,900 | 3,000 | Jun 16, 2011, 01:07 PM | |
| GGT | GABELLI GLOBAL MULTIMEDIA TRUST INC | CONN JAMES P | Director | May 04, 2011 | Option Exercise | $7.00 | 5,329 | 37,303 | 21,315 | May 05, 2011, 05:49 PM | |
| GRX | Gabelli Healthcare & WellnessRx Trust | CONN JAMES P | Director | Apr 20, 2011 | Option Exercise | $6.50 | 7,443 | 48,380 | 29,770 | Apr 25, 2011, 03:37 PM | |
| GRX.A | Gabelli Healthcare & WellnessRx Trust | CONN JAMES P | Director | Aug 20, 2010 | Buy | $25.00 | 1,000 | 25,000 | 1,000 | Aug 24, 2010, 11:57 AM |
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