| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GSVC | GSV Capital Corp. | Klein Mark D | CEO and President | Jun 10, 2019 | Buy | $6.46 | 20,993 | 135,615 | 120,000 | Jun 11, 2019, 05:50 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | CEO and President | Jun 11, 2019 | Buy | $6.40 | 9,007 | 57,645 | 129,007 | Jun 11, 2019, 05:50 PM | |
| GSVC | GSV Capital Corp. | LOTT RONALD M. | Director | Dec 20, 2018 | Buy | $5.67 | 100 | 567 | 100 | Dec 26, 2018, 11:41 AM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | Director | Jun 19, 2018 | Buy | $7.22 | 692 | 4,996 | 71,572 | Jun 19, 2018, 05:55 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | Director | Jun 12, 2018 | Buy | $6.79 | 736 | 4,994 | 70,880 | Jun 12, 2018, 08:58 PM | |
| GSVC | GSV Capital Corp. | POTTRUCK DAVID S | Director | May 11, 2018 | Buy | $6.85 | 15,000 | 102,710 | 25,000 | May 14, 2018, 04:15 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | Executive Chairman | Nov 21, 2017 | Buy | $6.33 | 789 | 4,994 | 70,144 | Nov 22, 2017, 04:24 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | Executive Chairman | Oct 20, 2017 | Buy | $5.90 | 847 | 4,998 | 69,355 | Oct 20, 2017, 05:57 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | CEO | Sep 27, 2017 | Buy | $5.02 | 10,000 | 50,212 | 97,340 | Sep 28, 2017, 04:24 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | CEO | Sep 20, 2017 | Buy | $5.36 | 10,000 | 53,579 | 87,340 | Sep 21, 2017, 04:20 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | Executive Chairman | Sep 20, 2017 | Buy | $5.41 | 925 | 5,000 | 68,508 | Sep 21, 2017, 04:09 PM | |
| GSVC | GSV Capital Corp. | POTTRUCK DAVID S | Director | Sep 15, 2017 | Buy | $5.37 | 10,000 | 53,678 | 10,000 | Sep 18, 2017, 04:27 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | CEO | Sep 13, 2017 | Buy | $5.11 | 10,000 | 51,132 | 77,340 | Sep 14, 2017, 04:40 PM | |
| GSVC | GSV Capital Corp. | Potter Leonard | Director | Sep 12, 2017 | Buy | $5.17 | 10,000 | 51,726 | 34,333 | Sep 13, 2017, 04:10 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | CEO | Sep 06, 2017 | Buy | $4.92 | 10,000 | 49,176 | 67,340 | Sep 07, 2017, 04:05 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | CEO | Aug 30, 2017 | Buy | $4.64 | 10,000 | 46,394 | 57,340 | Aug 31, 2017, 04:12 PM | |
| GSVC | GSV Capital Corp. | Mazur Marc | Director | Aug 14, 2017 | Buy | $4.45 | 6,000 | 26,700 | 6,000 | Aug 14, 2017, 08:26 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Dec 21, 2016 | Buy | $4.78 | 5,000 | 23,912 | 67,583 | Dec 22, 2016, 04:13 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Dec 01, 2016 | Buy | $4.85 | 1,030 | 4,995 | 62,583 | Dec 02, 2016, 04:19 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Nov 01, 2016 | Buy | $4.68 | 1,069 | 4,998 | 61,553 | Nov 01, 2016, 05:45 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Oct 03, 2016 | Buy | $4.77 | 1,048 | 4,997 | 60,484 | Oct 03, 2016, 08:01 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Sep 19, 2016 | Buy | $4.63 | 100 | 463 | 58,536 | Sep 20, 2016, 04:18 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Sep 20, 2016 | Buy | $4.72 | 900 | 4,252 | 59,436 | Sep 20, 2016, 04:18 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Sep 01, 2016 | Buy | $4.89 | 1,000 | 4,893 | 58,436 | Sep 02, 2016, 04:18 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Aug 29, 2016 | Buy | $4.94 | 11,301 | 55,835 | 57,436 | Aug 30, 2016, 04:08 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Aug 25, 2016 | Buy | $4.91 | 2,000 | 9,820 | 46,135 | Aug 26, 2016, 12:45 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Aug 09, 2016 | Buy | $5.60 | 10,000 | 55,971 | 43,875 | Aug 10, 2016, 04:52 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Aug 01, 2016 | Buy | $5.45 | 916 | 4,996 | 33,875 | Aug 01, 2016, 08:11 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Aug 01, 2016 | Buy | $5.47 | 914 | 4,996 | 47,340 | Aug 01, 2016, 05:13 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Jun 24, 2016 | Sale | $4.95 | 11,103 | 55,015 | 0 | Jul 20, 2016, 05:55 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Jul 01, 2016 | Buy | $5.10 | 979 | 4,996 | 46,426 | Jul 05, 2016, 04:07 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Jul 01, 2016 | Buy | $5.10 | 979 | 4,996 | 32,959 | Jul 05, 2016, 08:06 AM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | May 17, 2016 | Buy | $5.10 | 1,000 | 5,099 | 45,447 | May 17, 2016, 04:07 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | May 16, 2016 | Buy | $5.15 | 1,000 | 5,150 | 31,980 | May 16, 2016, 07:39 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | May 16, 2016 | Buy | $5.15 | 1,000 | 5,150 | 44,447 | May 16, 2016, 04:20 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | May 02, 2016 | Buy | $5.71 | 875 | 4,995 | 43,447 | May 04, 2016, 04:29 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | May 02, 2016 | Buy | $5.71 | 875 | 4,995 | 30,980 | May 04, 2016, 04:25 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Apr 01, 2016 | Buy | $5.73 | 872 | 4,995 | 42,572 | Apr 04, 2016, 04:26 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Apr 01, 2016 | Buy | $5.73 | 872 | 4,995 | 30,105 | Apr 04, 2016, 04:24 PM | |
| GSVC | GSV Capital Corp. | Flynn Mark W. | President | Mar 24, 2016 | Buy | $5.69 | 5,000 | 28,453 | 5,000 | Mar 28, 2016, 04:11 PM | |
| GSVC | GSV Capital Corp. | Potter Leonard | Director | Mar 22, 2016 | Buy | $5.95 | 4,000 | 23,806 | 24,333 | Mar 23, 2016, 04:15 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Mar 22, 2016 | Buy | $6.04 | 3,138 | 18,940 | 41,700 | Mar 23, 2016, 04:11 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Mar 18, 2016 | Buy | $6.19 | 5,000 | 30,974 | 36,700 | Mar 22, 2016, 04:17 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Mar 21, 2016 | Buy | $6.10 | 1,862 | 11,358 | 38,562 | Mar 22, 2016, 04:17 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Mar 16, 2016 | Buy | $6.03 | 12,800 | 77,129 | 29,233 | Mar 18, 2016, 04:26 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Nov 17, 2015 | Buy | $10.18 | 1,000 | 10,180 | 16,245 | Nov 19, 2015, 04:53 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Nov 17, 2015 | Buy | $9.57 | 1,000 | 9,570 | 31,700 | Nov 18, 2015, 04:51 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Mar 19, 2015 | Buy | $9.47 | 1,000 | 9,468 | 8,589 | Aug 28, 2015, 03:15 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | May 23, 2012 | Buy | $11.91 | 1,946 | 23,176 | 1,946 | Aug 28, 2015, 03:15 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | May 30, 2012 | Buy | $10.84 | 860 | 9,322 | 2,806 | Aug 28, 2015, 03:15 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | May 31, 2012 | Buy | $10.45 | 436 | 4,556 | 3,242 | Aug 28, 2015, 03:15 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Nov 19, 2012 | Buy | $7.08 | 1,154 | 8,170 | 4,396 | Aug 28, 2015, 03:15 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Mar 18, 2014 | Buy | $11.78 | 3,193 | 37,617 | 7,589 | Aug 28, 2015, 03:15 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Aug 21, 2015 | Buy | $8.82 | 1,000 | 8,821 | 30,700 | Aug 24, 2015, 11:56 AM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | Aug 11, 2015 | Buy | $9.24 | 600 | 5,542 | 15,245 | Aug 12, 2015, 03:56 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Aug 11, 2015 | Buy | $9.28 | 2,500 | 23,204 | 29,700 | Aug 11, 2015, 02:57 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | CEO | May 19, 2015 | Buy | $10.34 | 1,500 | 15,509 | 14,645 | May 21, 2015, 05:02 PM | |
| GSVC | GSV Capital Corp. | Tanona William F. | CFO, Treasurer and Secretary | Nov 13, 2014 | Buy | $9.70 | 10,000 | 97,000 | 10,000 | Nov 13, 2014, 07:18 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Sep 02, 2014 | Buy | $10.76 | 500 | 5,380 | 28,867 | Sep 03, 2014, 06:18 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Nov 26, 2013 | Buy | $10.94 | 700 | 7,658 | 28,367 | Nov 27, 2013, 02:03 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Nov 26, 2013 | Buy | $10.54 | 700 | 7,378 | 28,367 | Nov 26, 2013, 06:11 PM | |
| GSVC | GSV Capital Corp. | Crowder David V. | EXECUTIVE VICE PRESIDENT | Nov 19, 2013 | Buy | $11.73 | 275 | 3,226 | 13,825 | Nov 19, 2013, 12:57 PM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | President & CEO | Nov 14, 2013 | Buy | $13.15 | 545 | 7,167 | 13,145 | Nov 15, 2013, 02:41 PM | |
| GSVC | GSV Capital Corp. | Crowder David V. | EXECUTIVE VICE PRESIDENT | Nov 29, 2012 | Buy | $7.95 | 5,000 | 39,733 | 13,500 | Dec 03, 2012, 06:40 AM | |
| GSVC | GSV Capital Corp. | Potter Leonard | Director | Nov 20, 2012 | Buy | $7.25 | 5,300 | 38,425 | 20,333 | Nov 23, 2012, 02:37 PM | |
| GSVC | GSV Capital Corp. | Potter Leonard | Director | Nov 19, 2012 | Buy | $7.18 | 1,700 | 12,206 | 15,033 | Nov 23, 2012, 02:37 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Nov 12, 2012 | Buy | $7.05 | 5,000 | 35,247 | 27,617 | Nov 14, 2012, 10:23 AM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | President & CEO | Nov 12, 2012 | Buy | $6.98 | 1,000 | 6,980 | 12,600 | Nov 14, 2012, 10:08 AM | |
| GSVC | GSV Capital Corp. | Crowder David V. | EXECUTIVE VICE PRESIDENT | Nov 12, 2012 | Buy | $7.01 | 1,400 | 9,814 | 8,500 | Nov 14, 2012, 10:06 AM | |
| GSVC | GSV Capital Corp. | Moe Michael T. | President and CEO | Sep 05, 2012 | Buy | $8.77 | 11,500 | 100,850 | 11,600 | Sep 07, 2012, 05:58 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Aug 30, 2012 | Buy | $8.75 | 2,500 | 21,875 | 22,667 | Aug 31, 2012, 01:56 PM | |
| GSVC | GSV Capital Corp. | Klein Mark D | Director | Aug 22, 2012 | Buy | $8.63 | 2,500 | 21,575 | 20,167 | Aug 24, 2012, 11:23 AM | |
| GSVC | NeXt Innovation Corp. | SPRENG R DAVID | Director | May 03, 2011 | Buy | $15.00 | 1,666 | 24,990 | 1,666 | May 04, 2011, 02:14 PM | |
| GSVC | NeXt Innovation Corp. | Lapping Paul | Chief Operating Officer | May 03, 2011 | Buy | $15.00 | 15,300 | 229,500 | 15,300 | May 04, 2011, 02:13 PM | |
| GSVC | NeXt Innovation Corp. | Lapping Paul | Chief Operating Officer | May 03, 2011 | Buy | $15.00 | 1,367 | 20,505 | 1,367 | May 04, 2011, 02:13 PM | |
| GSVC | NeXt Innovation Corp. | Klein Mark D | Director | May 03, 2011 | Buy | $15.00 | 1,667 | 25,005 | 1,667 | May 04, 2011, 02:12 PM | |
| GSVC | NeXt Innovation Corp. | Klein Mark D | Director | May 03, 2011 | Buy | $15.00 | 16,000 | 240,000 | 16,000 | May 04, 2011, 02:12 PM | |
| GSVC | NeXt Innovation Corp. | Potter Leonard | Director | May 03, 2011 | Buy | $15.00 | 13,333 | 199,995 | 13,333 | May 04, 2011, 02:11 PM | |
| GSVC | NeXt Innovation Corp. | Bard Stephen D. | CFO, CCO, Treasurer & Secretar | May 03, 2011 | Buy | $15.00 | 6,668 | 100,020 | 3,334 | May 04, 2011, 02:10 PM | |
| GSVC | NeXt Innovation Corp. | Bard Stephen D. | CFO, CCO, Treasurer & Secretar | May 03, 2011 | Buy | $15.00 | 22,334 | 335,010 | 22,334 | May 04, 2011, 02:10 PM | |
| GSVC | NeXt Innovation Corp. | Bard Stephen D. | CFO, CCO, Treasurer & Secretar | May 03, 2011 | Buy | $15.00 | 867 | 13,005 | 867 | May 04, 2011, 02:10 PM | |
| GSVC | NeXt Innovation Corp. | Bard Stephen D. | CFO, CCO, Treasurer & Secretar | May 03, 2011 | Buy | $15.00 | 31,667 | 475,005 | 31,667 | May 04, 2011, 02:10 PM |
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