BlackRock TCP Capital Corp. (TCPC) NASDAQ
$10.16 0.07 (0.69%)
Market Cap: $582.87M
As of 04/29/24 04:00 PM EDT. Market closed.
BlackRock TCP Capital Corp. (TCPC)
NASDAQ
$10.16
0.07 (0.69%)
Market Cap: $582.87M
As of 04/29/24 04:00 PM EDT. Market closed.
tcp capital corp.'s investment objective is to seek to achieve high total returns while minimizing losses. tcp capital corp. seeks to achieve its investment objective primarily through investments in debt securities of middle-market companies, which it typically defines as those with enterprise values between $100 million and $1.5 billion. tcp capital corp. is a publicly-traded [nasdaq: tcpc] ... read more
Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
Williams Karyn Leigh | Director | Nov 30, 2021 | Buy | $13.28 | 150 | 1,992 | 875 | Dec 03, 2021, 09:49 PM |
Vig Rajneesh | CEO | Dec 01, 2021 | Buy | $13.38 | 7,500 | 100,350 | 67,250 | Dec 01, 2021, 05:25 PM |
Cuellar Erik L. | CFO | Nov 22, 2021 | Buy | $13.63 | 250 | 3,407 | 250 | Nov 22, 2021, 04:53 PM |
Petro Andrea | Director | Nov 10, 2021 | Buy | $14.06 | 2,300 | 32,331 | 6,823 | Nov 12, 2021, 05:41 PM |
Petro Andrea | Director | Nov 16, 2020 | Buy | $11.16 | 3,200 | 35,712 | 4,523 | Nov 17, 2020, 05:07 PM |
LEVKOWITZ HOWARD | CEO | Nov 11, 2020 | Buy | $10.95 | 20,000 | 218,938 | 186,318 | Nov 12, 2020, 05:34 PM |
Petro Andrea | Director | Aug 28, 2020 | Buy | $9.91 | 1,323 | 13,110 | 1,323 | Aug 31, 2020, 05:06 PM |
CORBET KATHLEEN A | Director | Aug 27, 2020 | Buy | $9.82 | 1,000 | 9,823 | 10,000 | Aug 27, 2020, 04:51 PM |
Davis Paul L | CFO | Mar 16, 2020 | Buy | $7.95 | 3,000 | 23,851 | 28,500 | Mar 17, 2020, 08:09 AM |
Vig Rajneesh | COO | Mar 16, 2020 | Buy | $8.31 | 10,000 | 83,112 | 59,750 | Mar 16, 2020, 05:44 PM |
Davis Paul L | CFO | Mar 12, 2020 | Buy | $10.26 | 1,000 | 10,255 | 25,500 | Mar 12, 2020, 06:08 PM |
Davis Paul L | CFO | Mar 11, 2020 | Buy | $11.60 | 2,000 | 23,200 | 24,500 | Mar 11, 2020, 05:49 PM |
Davis Paul L | CFO | Mar 09, 2020 | Buy | $12.43 | 3,000 | 37,290 | 22,500 | Mar 10, 2020, 06:13 PM |
Davis Paul L | CFO | Feb 28, 2020 | Buy | $12.89 | 1,500 | 19,338 | 19,500 | Feb 28, 2020, 05:15 PM |
Wruble Brian F | Director | Feb 28, 2020 | Buy | $12.96 | 5,000 | 64,800 | 30,000 | Feb 28, 2020, 04:41 PM |
Wruble Brian F | Director | Feb 28, 2020 | Buy | $12.96 | 5,000 | 64,800 | 10,000 | Feb 28, 2020, 04:41 PM |
Leitner Michael E | Authorized Person | Sep 04, 2019 | Buy | $13.31 | 15,000 | 199,650 | 24,400 | Sep 06, 2019, 04:53 PM |
LEVKOWITZ HOWARD | CEO | Sep 05, 2019 | Buy | $13.29 | 10,000 | 132,931 | 136,905 | Sep 05, 2019, 07:21 PM |
Vig Rajneesh | President and COO | Dec 21, 2018 | Buy | $12.92 | 10,000 | 129,200 | 49,750 | Dec 21, 2018, 04:24 PM |
DRAUT ERIC JOHN | Director | Dec 21, 2018 | Buy | $12.96 | 1,000 | 12,960 | 52,532 | Dec 21, 2018, 04:21 PM |
LEVKOWITZ HOWARD | CEO | Dec 21, 2018 | Buy | $12.88 | 5,000 | 64,400 | 124,144 | Dec 21, 2018, 04:17 PM |
Davis Paul L | CFO | Dec 21, 2018 | Buy | $12.88 | 3,000 | 38,628 | 18,000 | Dec 21, 2018, 04:05 PM |
Davis Paul L | CFO | Dec 07, 2018 | Buy | $14.24 | 2,000 | 28,480 | 15,000 | Dec 07, 2018, 04:58 PM |
CORBET KATHLEEN A | Director | Nov 30, 2018 | Buy | $14.36 | 3,000 | 43,080 | 9,000 | Nov 30, 2018, 04:11 PM |
Davis Paul L | CFO | Nov 16, 2018 | Buy | $13.89 | 4,000 | 55,568 | 13,000 | Nov 16, 2018, 05:34 PM |
Williams Karyn Leigh | Director | Nov 16, 2018 | Buy | $13.84 | 725 | 10,032 | 725 | Nov 16, 2018, 05:09 PM |
LEVKOWITZ HOWARD | CEO | Nov 16, 2018 | Buy | $13.89 | 5,000 | 69,428 | 119,144 | Nov 16, 2018, 05:05 PM |
Vig Rajneesh | President and COO | Nov 16, 2018 | Buy | $13.92 | 7,000 | 97,412 | 39,750 | Nov 16, 2018, 04:03 PM |
LEVKOWITZ HOWARD | CEO | Feb 09, 2018 | Buy | $14.47 | 5,000 | 72,373 | 111,657 | Feb 09, 2018, 05:02 PM |
HOLDSWORTH MARK | Authorized Person | Feb 06, 2018 | Buy | $14.61 | 5,000 | 73,039 | 77,451 | Feb 06, 2018, 05:23 PM |
DRAUT ERIC JOHN | Director | Feb 05, 2018 | Buy | $14.23 | 1,000 | 14,230 | 51,532 | Feb 05, 2018, 04:16 PM |
Vig Rajneesh | COO | Feb 02, 2018 | Buy | $15.06 | 5,000 | 75,321 | 32,750 | Feb 05, 2018, 10:39 AM |
Wruble Brian F | Director | Jan 31, 2018 | Buy | $15.26 | 5,000 | 76,300 | 25,000 | Jan 31, 2018, 04:09 PM |
LEVKOWITZ HOWARD | CEO | Jan 30, 2018 | Buy | $15.23 | 1,100 | 16,748 | 15,582 | Jan 30, 2018, 06:30 PM |
LEVKOWITZ HOWARD | CEO | Jan 30, 2018 | Buy | $15.28 | 7,900 | 120,716 | 106,657 | Jan 30, 2018, 06:30 PM |
CORBET KATHLEEN A | Director | Jan 30, 2018 | Buy | $15.22 | 2,500 | 38,042 | 6,000 | Jan 30, 2018, 05:14 PM |
Wruble Brian F | Director | Jun 23, 2017 | Buy | $16.62 | 5,000 | 83,105 | 25,000 | Jun 26, 2017, 05:21 PM |
Wruble Brian F | Director | Jun 23, 2017 | Buy | $16.64 | 5,000 | 83,185 | 20,000 | Jun 26, 2017, 05:21 PM |
CORBET KATHLEEN A | Director | Apr 20, 2017 | Buy | $16.54 | 3,500 | 57,890 | 3,500 | Apr 20, 2017, 04:09 PM |
Wruble Brian F | Director | Mar 15, 2015 | Buy | $16.95 | 5,000 | 84,749 | 15,000 | Mar 15, 2017, 07:57 PM |
Davis Paul L | CFO of Issuer and Advisor | May 27, 2016 | Buy | $14.48 | 500 | 7,240 | 9,000 | May 31, 2016, 04:50 PM |
LEVKOWITZ HOWARD | CEO | May 20, 2016 | Buy | $14.54 | 5,000 | 72,709 | 95,339 | May 20, 2016, 07:51 PM |
DRAUT ERIC JOHN | Director | Jan 22, 2016 | Buy | $13.04 | 1,000 | 13,039 | 50,532 | Jan 25, 2016, 04:32 PM |
LEVKOWITZ HOWARD | CEO | Jan 22, 2016 | Buy | $12.87 | 5,000 | 64,368 | 89,841 | Jan 22, 2016, 08:25 PM |
Leitner Michael E | Officer of Advisor | Jan 22, 2016 | Buy | $12.77 | 4,000 | 51,080 | 9,400 | Jan 22, 2016, 07:45 PM |
Vig Rajneesh | President and COO | Jan 22, 2016 | Buy | $12.96 | 4,000 | 51,853 | 27,750 | Jan 22, 2016, 07:33 PM |
Wruble Brian F | Director | Jan 22, 2016 | Buy | $12.86 | 3,000 | 38,580 | 10,000 | Jan 22, 2016, 07:21 PM |
Schwab Peter E | Director | Dec 18, 2015 | Buy | $14.07 | 3,500 | 49,262 | 8,500 | Dec 18, 2015, 05:44 PM |
LEVKOWITZ HOWARD | Chairman & CEO | Dec 18, 2015 | Buy | $14.00 | 3,000 | 42,000 | 13,000 | Dec 18, 2015, 05:16 PM |
DRAUT ERIC JOHN | Director | Dec 11, 2015 | Buy | $14.41 | 1,000 | 14,415 | 49,532 | Dec 14, 2015, 04:05 PM |
LEVKOWITZ HOWARD | Chairman & CEO | Nov 16, 2015 | Buy | $15.25 | 5,000 | 76,270 | 10,000 | Nov 17, 2015, 08:56 AM |
Wruble Brian F | Director | Nov 11, 2015 | Buy | $15.14 | 6,000 | 90,840 | 7,000 | Nov 12, 2015, 04:22 PM |
DRAUT ERIC JOHN | Director | Sep 28, 2015 | Buy | $14.20 | 500 | 7,100 | 48,532 | Sep 28, 2015, 04:51 PM |
Davis Paul L | CFO of Issuer and Advisor | Sep 28, 2015 | Buy | $14.24 | 1,000 | 14,240 | 8,500 | Sep 28, 2015, 04:09 PM |
Vig Rajneesh | President and COO | Sep 14, 2015 | Buy | $14.90 | 3,750 | 55,875 | 23,750 | Sep 14, 2015, 04:53 PM |
DRAUT ERIC JOHN | Director | Aug 24, 2015 | Buy | $14.77 | 500 | 7,385 | 48,032 | Aug 24, 2015, 05:32 PM |
DRAUT ERIC JOHN | Director | Jun 29, 2015 | Buy | $15.32 | 500 | 7,660 | 47,532 | Jun 30, 2015, 04:11 PM |
LEVKOWITZ HOWARD | CEO/Afficer of Advisor | Jun 26, 2015 | Buy | $15.38 | 5,000 | 76,900 | 118,452 | Jun 26, 2015, 04:37 PM |
LEVKOWITZ HOWARD | CEO/Officer of Advisor | May 11, 2015 | Buy | $15.50 | 1,499 | 23,235 | 113,452 | May 13, 2015, 04:59 PM |
Schwab Peter E | Director | Oct 15, 2014 | Buy | $15.41 | 5,000 | 77,050 | 5,000 | Oct 27, 2014, 06:05 PM |
Schwab Peter E | Director | Oct 28, 2013 | Sale | $16.74 | 2,000 | 33,489 | 0 | Oct 27, 2014, 05:49 PM |
Vig Rajneesh | President and COO | Oct 15, 2014 | Buy | $15.19 | 3,000 | 45,556 | 20,000 | Oct 15, 2014, 05:13 PM |
Schwab Peter E | Director | Oct 15, 2014 | Buy | $15.41 | 5,000 | 77,050 | 7,000 | Oct 15, 2014, 04:34 PM |
DRAUT ERIC JOHN | Director | Oct 15, 2014 | Buy | $15.21 | 1,000 | 15,210 | 47,032 | Oct 15, 2014, 04:25 PM |
Greenwood Elizabeth | CCO and Secretary | Oct 15, 2014 | Buy | $15.20 | 1,000 | 15,205 | 1,000 | Oct 15, 2014, 04:18 PM |
HOLDSWORTH MARK | Authorized Person | Oct 10, 2014 | Buy | $15.72 | 2,000 | 31,434 | 72,451 | Oct 14, 2014, 05:07 PM |
HOLDSWORTH MARK | Authorized Person | Oct 09, 2014 | Buy | $15.87 | 3,000 | 47,618 | 70,451 | Oct 14, 2014, 05:07 PM |
JOHNSON FRANKLIN | Director | May 13, 2014 | Buy | $15.92 | 265 | 4,219 | 18,866 | May 15, 2014, 05:31 PM |
HOLDSWORTH MARK | Authorized Person | May 14, 2014 | Buy | $15.88 | 5,000 | 79,384 | 67,451 | May 14, 2014, 06:54 PM |
HOLDSWORTH MARK | Authorized Person | May 13, 2014 | Buy | $15.85 | 5,000 | 79,245 | 62,451 | May 14, 2014, 06:54 PM |
Jaquez-Fissori Todd | Managing Director | May 13, 2014 | Buy | $15.81 | 1,200 | 18,972 | 1,200 | May 14, 2014, 04:56 PM |
LEVKOWITZ HOWARD | CEO/Officer of Advisor | May 12, 2014 | Buy | $15.90 | 5,000 | 79,480 | 80,448 | May 13, 2014, 05:22 PM |
Schwab Peter E | Director | Aug 19, 2013 | Buy | $15.15 | 2,000 | 30,292 | 2,000 | Aug 23, 2013, 07:42 PM |
DRAUT ERIC JOHN | Director | Aug 19, 2013 | Buy | $15.05 | 1,000 | 15,050 | 46,032 | Aug 19, 2013, 06:19 PM |
JOHNSON FRANKLIN | Director | Aug 16, 2013 | Buy | $15.23 | 3,280 | 49,954 | 17,387 | Aug 19, 2013, 04:36 PM |
LEVKOWITZ HOWARD | CEO/Officer of Advisor | Aug 13, 2013 | Buy | $15.25 | 5,000 | 76,250 | 74,751 | Aug 14, 2013, 05:24 PM |
LEVKOWITZ HOWARD | CEO/Officer of Advisor | Aug 12, 2013 | Buy | $15.30 | 5,000 | 76,500 | 69,751 | Aug 14, 2013, 05:24 PM |
JOHNSON FRANKLIN | Director | Jun 05, 2013 | Buy | $15.70 | 3,193 | 50,127 | 13,875 | Jun 14, 2013, 04:39 PM |
JOHNSON FRANKLIN | Director | Mar 12, 2013 | Buy | $15.93 | 682 | 10,862 | 10,682 | Mar 13, 2013, 02:09 PM |
LEVKOWITZ HOWARD | CEO/Officer of Advisor | Dec 17, 2012 | Buy | $14.72 | 2,300 | 33,864 | 64,751 | Dec 18, 2012, 07:03 PM |
HOLDSWORTH MARK | Authorized Person | Dec 12, 2012 | Buy | $14.81 | 2,702 | 40,004 | 57,451 | Dec 12, 2012, 04:29 PM |
HOLDSWORTH MARK | Authorized Person | Dec 11, 2012 | Buy | $14.83 | 7,298 | 108,232 | 54,749 | Dec 12, 2012, 04:29 PM |
LEVKOWITZ HOWARD | CEO/Officer of Advisor | Dec 07, 2012 | Buy | $14.90 | 10,000 | 148,993 | 62,451 | Dec 07, 2012, 05:37 PM |
Vig Rajneesh | President | Nov 28, 2012 | Buy | $14.99 | 10,000 | 149,900 | 17,000 | Nov 28, 2012, 07:33 PM |
Davis Paul L | CFO of Issuer and Advisor | Jun 01, 2012 | Buy | $14.31 | 5,000 | 71,550 | 7,500 | Jun 05, 2012, 06:57 PM |
Davis Paul L | CFO of Issuer and Advisor | May 24, 2012 | Buy | $13.85 | 1,000 | 13,850 | 2,500 | May 30, 2012, 05:25 PM |
Davis Paul L | CFO of Issuer and Advisor | May 23, 2012 | Buy | $13.90 | 1,100 | 15,286 | 1,500 | May 25, 2012, 02:55 PM |
Davis Paul L | CFO of Issuer and Advisor | May 21, 2012 | Buy | $13.69 | 400 | 5,476 | 400 | May 23, 2012, 06:54 PM |
LEVKOWITZ HOWARD | CEO/Officer of Advisor | May 21, 2012 | Buy | $13.74 | 5,000 | 68,695 | 52,451 | May 22, 2012, 03:46 PM |
DRAUT ERIC JOHN | Director | May 21, 2012 | Buy | $13.63 | 1,000 | 13,630 | 45,032 | May 21, 2012, 07:16 PM |
DRAUT ERIC JOHN | Director | May 18, 2012 | Buy | $14.29 | 1,500 | 21,435 | 44,032 | May 18, 2012, 06:45 PM |
DRAUT ERIC JOHN | Director | May 17, 2012 | Buy | $14.31 | 1,851 | 26,488 | 42,532 | May 17, 2012, 06:54 PM |
Vig Rajneesh | President | May 17, 2012 | Buy | $14.69 | 6,900 | 101,361 | 7,000 | May 17, 2012, 05:21 PM |
Vig Rajneesh | President | May 16, 2012 | Buy | $14.40 | 100 | 1,440 | 100 | May 17, 2012, 05:21 PM |
Leitner Michael E | Officer of Advisor | Apr 10, 2012 | Buy | $14.75 | 5,400 | 79,650 | 5,400 | Apr 12, 2012, 05:14 PM |
JOHNSON FRANKLIN | Director | Apr 10, 2012 | Buy | $14.75 | 10,000 | 147,500 | 10,000 | Apr 12, 2012, 05:08 PM |
LEVKOWITZ HOWARD | CEO | Apr 10, 2012 | Buy | $14.75 | 47,451 | 699,902 | 47,451 | Apr 12, 2012, 05:01 PM |
LEVKOWITZ HOWARD | CEO | Apr 10, 2012 | Buy | $14.75 | 30,000 | 442,500 | 7,500 | Apr 12, 2012, 05:01 PM |
Owner | Relationship | Date | Value($) |
Williams Karyn Leigh | Director | 11/30/2021 | 1,992 |
Vig Rajneesh | CEO | 12/01/2021 | 100,350 |
Cuellar Erik L. | CFO | 11/22/2021 | 3,407 |
Petro Andrea | Director | 11/10/2021 | 32,331 |
Petro Andrea | Director | 11/16/2020 | 35,712 |
LEVKOWITZ HOWARD | CEO | 11/11/2020 | 218,938 |
Petro Andrea | Director | 08/28/2020 | 13,110 |
CORBET KATHLEEN A | Director | 08/27/2020 | 9,823 |
Davis Paul L | CFO | 03/16/2020 | 23,851 |
Vig Rajneesh | COO | 03/16/2020 | 83,112 |
Davis Paul L | CFO | 03/12/2020 | 10,255 |
Davis Paul L | CFO | 03/11/2020 | 23,200 |
Davis Paul L | CFO | 03/09/2020 | 37,290 |
Davis Paul L | CFO | 02/28/2020 | 19,338 |
Wruble Brian F | Director | 02/28/2020 | 64,800 |
Wruble Brian F | Director | 02/28/2020 | 64,800 |
Leitner Michael E | Authorized Person | 09/04/2019 | 199,650 |
LEVKOWITZ HOWARD | CEO | 09/05/2019 | 132,931 |
Vig Rajneesh | President and COO | 12/21/2018 | 129,200 |
DRAUT ERIC JOHN | Director | 12/21/2018 | 12,960 |
LEVKOWITZ HOWARD | CEO | 12/21/2018 | 64,400 |
Davis Paul L | CFO | 12/21/2018 | 38,628 |
Davis Paul L | CFO | 12/07/2018 | 28,480 |
CORBET KATHLEEN A | Director | 11/30/2018 | 43,080 |
Davis Paul L | CFO | 11/16/2018 | 55,568 |
Williams Karyn Leigh | Director | 11/16/2018 | 10,032 |
LEVKOWITZ HOWARD | CEO | 11/16/2018 | 69,428 |
Vig Rajneesh | President and COO | 11/16/2018 | 97,412 |
LEVKOWITZ HOWARD | CEO | 02/09/2018 | 72,373 |
HOLDSWORTH MARK | Authorized Person | 02/06/2018 | 73,039 |
DRAUT ERIC JOHN | Director | 02/05/2018 | 14,230 |
Vig Rajneesh | COO | 02/02/2018 | 75,321 |
Wruble Brian F | Director | 01/31/2018 | 76,300 |
LEVKOWITZ HOWARD | CEO | 01/30/2018 | 16,748 |
LEVKOWITZ HOWARD | CEO | 01/30/2018 | 120,716 |
CORBET KATHLEEN A | Director | 01/30/2018 | 38,042 |
Wruble Brian F | Director | 06/23/2017 | 83,105 |
Wruble Brian F | Director | 06/23/2017 | 83,185 |
CORBET KATHLEEN A | Director | 04/20/2017 | 57,890 |
Wruble Brian F | Director | 03/15/2015 | 84,749 |
Davis Paul L | CFO of Issuer and Advisor | 05/27/2016 | 7,240 |
LEVKOWITZ HOWARD | CEO | 05/20/2016 | 72,709 |
DRAUT ERIC JOHN | Director | 01/22/2016 | 13,039 |
LEVKOWITZ HOWARD | CEO | 01/22/2016 | 64,368 |
Leitner Michael E | Officer of Advisor | 01/22/2016 | 51,080 |
Vig Rajneesh | President and COO | 01/22/2016 | 51,853 |
Wruble Brian F | Director | 01/22/2016 | 38,580 |
Schwab Peter E | Director | 12/18/2015 | 49,262 |
LEVKOWITZ HOWARD | Chairman & CEO | 12/18/2015 | 42,000 |
DRAUT ERIC JOHN | Director | 12/11/2015 | 14,415 |
LEVKOWITZ HOWARD | Chairman & CEO | 11/16/2015 | 76,270 |
Wruble Brian F | Director | 11/11/2015 | 90,840 |
DRAUT ERIC JOHN | Director | 09/28/2015 | 7,100 |
Davis Paul L | CFO of Issuer and Advisor | 09/28/2015 | 14,240 |
Vig Rajneesh | President and COO | 09/14/2015 | 55,875 |
DRAUT ERIC JOHN | Director | 08/24/2015 | 7,385 |
DRAUT ERIC JOHN | Director | 06/29/2015 | 7,660 |
LEVKOWITZ HOWARD | CEO/Afficer of Advisor | 06/26/2015 | 76,900 |
LEVKOWITZ HOWARD | CEO/Officer of Advisor | 05/11/2015 | 23,235 |
Schwab Peter E | Director | 10/15/2014 | 77,050 |
Schwab Peter E | Director | 10/28/2013 | 33,489 |
Vig Rajneesh | President and COO | 10/15/2014 | 45,556 |
Schwab Peter E | Director | 10/15/2014 | 77,050 |
DRAUT ERIC JOHN | Director | 10/15/2014 | 15,210 |
Greenwood Elizabeth | CCO and Secretary | 10/15/2014 | 15,205 |
HOLDSWORTH MARK | Authorized Person | 10/10/2014 | 31,434 |
HOLDSWORTH MARK | Authorized Person | 10/09/2014 | 47,618 |
JOHNSON FRANKLIN | Director | 05/13/2014 | 4,219 |
HOLDSWORTH MARK | Authorized Person | 05/14/2014 | 79,384 |
HOLDSWORTH MARK | Authorized Person | 05/13/2014 | 79,245 |
Jaquez-Fissori Todd | Managing Director | 05/13/2014 | 18,972 |
LEVKOWITZ HOWARD | CEO/Officer of Advisor | 05/12/2014 | 79,480 |
Schwab Peter E | Director | 08/19/2013 | 30,292 |
DRAUT ERIC JOHN | Director | 08/19/2013 | 15,050 |
JOHNSON FRANKLIN | Director | 08/16/2013 | 49,954 |
LEVKOWITZ HOWARD | CEO/Officer of Advisor | 08/13/2013 | 76,250 |
LEVKOWITZ HOWARD | CEO/Officer of Advisor | 08/12/2013 | 76,500 |
JOHNSON FRANKLIN | Director | 06/05/2013 | 50,127 |
JOHNSON FRANKLIN | Director | 03/12/2013 | 10,862 |
LEVKOWITZ HOWARD | CEO/Officer of Advisor | 12/17/2012 | 33,864 |
HOLDSWORTH MARK | Authorized Person | 12/12/2012 | 40,004 |
HOLDSWORTH MARK | Authorized Person | 12/11/2012 | 108,232 |
LEVKOWITZ HOWARD | CEO/Officer of Advisor | 12/07/2012 | 148,993 |
Vig Rajneesh | President | 11/28/2012 | 149,900 |
Davis Paul L | CFO of Issuer and Advisor | 06/01/2012 | 71,550 |
Davis Paul L | CFO of Issuer and Advisor | 05/24/2012 | 13,850 |
Davis Paul L | CFO of Issuer and Advisor | 05/23/2012 | 15,286 |
Davis Paul L | CFO of Issuer and Advisor | 05/21/2012 | 5,476 |
LEVKOWITZ HOWARD | CEO/Officer of Advisor | 05/21/2012 | 68,695 |
DRAUT ERIC JOHN | Director | 05/21/2012 | 13,630 |
DRAUT ERIC JOHN | Director | 05/18/2012 | 21,435 |
DRAUT ERIC JOHN | Director | 05/17/2012 | 26,488 |
Vig Rajneesh | President | 05/17/2012 | 101,361 |
Vig Rajneesh | President | 05/16/2012 | 1,440 |
Leitner Michael E | Officer of Advisor | 04/10/2012 | 79,650 |
JOHNSON FRANKLIN | Director | 04/10/2012 | 147,500 |
LEVKOWITZ HOWARD | CEO | 04/10/2012 | 699,902 |
LEVKOWITZ HOWARD | CEO | 04/10/2012 | 442,500 |
Fund | # Shares Owned | % of Portfolio | % Change | Investing Style |
---|---|---|---|---|
BLACKROCK INC. | 195,736 | 0.00006% | -36.85% | Other |
TUDOR INVESTMENT CORP ET AL | 109,633 | 0.01% | 118.8% | Event Driven, Other |
D. E. SHAW & CO., INC. | 68,456 | 0.00069% | 25.37% | Other |
Period of Report: 12/31/2023
10-K/10-Q Filings: View