. (OTCQB:SRNE)
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As of 12/31/69 07:00 PM EST. Market closed.
. (OTCQB:SRNE)
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As of 12/31/69 07:00 PM EST. Market closed.
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INSIDER TRANSACTIONS FOR
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Ji Henry | See Remarks | Mar 17, 2023 | Option Exercise | $0.80 | 19,500 | 15,653 | 20,000 | Mar 20, 2023, 07:52 PM |
| Ji Henry | See Remarks | Dec 21, 2022 | Option Exercise | $5.50 | 300 | 1,650 | 500 | Dec 23, 2022, 02:28 PM |
| Ji Henry | See Remarks | Dec 02, 2022 | Option Exercise | $5.50 | 200 | 1,100 | 200 | Dec 23, 2022, 02:28 PM |
| Ji Henry | See Remarks | Sep 07, 2022 | Buy | $2.02 | 88,888 | 179,349 | 4,765,805 | Sep 07, 2022, 06:22 PM |
| Ji Henry | See Remarks | Sep 06, 2022 | Buy | $1.96 | 55,555 | 108,882 | 4,676,917 | Sep 06, 2022, 05:24 PM |
| Ji Henry | See Remarks | Aug 26, 2022 | Buy | $2.11 | 33,333 | 70,333 | 2,121,362 | Aug 26, 2022, 05:33 PM |
| Ji Henry | See Remarks | Aug 25, 2022 | Buy | $2.06 | 22,222 | 45,768 | 2,088,029 | Aug 25, 2022, 05:18 PM |
| Ji Henry | See Remarks | Jun 14, 2022 | Buy | $1.40 | 10,000 | 13,999 | 2,065,807 | Jun 14, 2022, 05:15 PM |
| Janda Kim | Director | Dec 27, 2021 | Option Exercise | $4.00 | 3,000 | 12,000 | 6,000 | Dec 27, 2021, 07:34 PM |
| Janda Kim | Director | Dec 27, 2021 | Sale | $5.88 | 3,000 | 17,640 | 3,000 | Dec 27, 2021, 07:34 PM |
| Ji Henry | See Remarks | Sep 29, 2021 | Option Exercise | $4.00 | 10,000 | 40,000 | 2,055,807 | Sep 29, 2021, 02:35 PM |
| Janda Kim | Director | Sep 27, 2021 | Option Exercise | $2.11 | 42,357 | 89,264 | 45,357 | Sep 28, 2021, 05:37 PM |
| Janda Kim | Director | Sep 27, 2021 | Sale | $8.02 | 42,357 | 339,720 | 3,000 | Sep 28, 2021, 05:37 PM |
| Janda Kim | Director | Sep 13, 2021 | Option Exercise | $3.50 | 8,000 | 28,000 | 11,000 | Sep 14, 2021, 05:00 PM |
| Janda Kim | Director | Sep 13, 2021 | Sale | $8.04 | 8,000 | 64,285 | 3,000 | Sep 14, 2021, 05:00 PM |
| Smith Robin L | Director | Sep 03, 2021 | Option Exercise | $4.49 | 175,000 | 785,250 | 235,000 | Sep 03, 2021, 05:36 PM |
| Janda Kim | Director | Apr 12, 2021 | Option Exercise | $3.50 | 1,900 | 6,650 | 4,900 | Apr 15, 2021, 06:43 PM |
| Janda Kim | Director | Apr 12, 2021 | Sale | $6.97 | 1,900 | 13,251 | 3,000 | Apr 15, 2021, 06:43 PM |
| Followwill Dorman | Director | Dec 16, 2020 | Sale | $7.14 | 1,000 | 7,135 | 2,130 | Jan 26, 2021, 05:24 PM |
| Smith Robin L | Director | Mar 05, 2020 | Buy | $2.27 | 40,000 | 90,896 | 60,000 | Mar 05, 2020, 01:58 PM |
| ABG Management Ltd | 10% Owner | Sep 13, 2018 | Sale | $4.94 | 107,814 | 532,625 | 1,091,697 | Sep 14, 2018, 04:12 PM |
| ABG Management Ltd | 10% Owner | Sep 12, 2018 | Sale | $5.06 | 189,754 | 960,098 | 1,120,834 | Sep 14, 2018, 04:12 PM |
| Ji Henry | See Remarks | Jul 20, 2018 | Option Exercise | $1.75 | 6,000 | 10,500 | 2,045,807 | Jul 23, 2018, 06:50 AM |
| Ng George K | See Remarks | Feb 28, 2018 | Buy | $9.95 | 90,000 | 895,500 | 101,453 | Feb 28, 2018, 07:04 PM |
| Ji Henry | See Remarks | Feb 28, 2018 | Buy | $9.95 | 64,600 | 642,770 | 1,906,177 | Feb 28, 2018, 07:04 PM |
| ABG Management Ltd | 10% Owner | Feb 07, 2018 | Sale | $7.19 | 150,000 | 1,077,975 | 1,328,529 | Feb 08, 2018, 08:17 AM |
| ABG Management Ltd | 10% Owner | Feb 06, 2018 | Sale | $6.75 | 512,912 | 3,464,259 | 1,478,529 | Feb 08, 2018, 08:17 AM |
| ABG Management Ltd | 10% Owner | Feb 05, 2018 | Sale | $8.00 | 16,265 | 130,182 | 1,310,588 | Feb 07, 2018, 08:35 AM |
| ABG Management Ltd | 10% Owner | Feb 05, 2018 | Sale | $8.00 | 16,973 | 135,849 | 1,408,027 | Feb 07, 2018, 08:35 AM |
| ABG Management Ltd | 10% Owner | Feb 05, 2018 | Sale | $8.00 | 37,483 | 300,006 | 3,041,759 | Feb 07, 2018, 08:35 AM |
| ABG Management Ltd | 10% Owner | Jan 29, 2018 | Sale | $7.61 | 17,214 | 130,935 | 1,380,639 | Jan 31, 2018, 09:09 AM |
| ABG Management Ltd | 10% Owner | Jan 30, 2018 | Sale | $7.65 | 57,037 | 436,487 | 1,425,000 | Jan 31, 2018, 09:09 AM |
| ABG Management Ltd | 10% Owner | Jan 29, 2018 | Sale | $7.61 | 17,963 | 136,632 | 1,482,037 | Jan 31, 2018, 09:09 AM |
| ABG Management Ltd | 10% Owner | Jan 30, 2018 | Sale | $7.65 | 124,333 | 951,483 | 3,079,242 | Jan 31, 2018, 09:09 AM |
| ABG Management Ltd | 10% Owner | Jan 29, 2018 | Sale | $7.61 | 39,667 | 301,719 | 3,203,575 | Jan 31, 2018, 09:09 AM |
| ABG Management Ltd | 10% Owner | Jan 30, 2018 | Sale | $7.65 | 53,786 | 411,608 | 1,326,853 | Jan 31, 2018, 09:09 AM |
| Asia Pacific MedTech (BVI) Ltd | 10% Owner | Jan 24, 2018 | Sale | $7.52 | 577,962 | 4,343,731 | 8,617,513 | Jan 25, 2018, 04:57 PM |
| Asia Pacific MedTech (BVI) Ltd | 10% Owner | Jan 23, 2018 | Sale | $7.82 | 106,326 | 831,958 | 9,195,475 | Jan 25, 2018, 04:57 PM |
| Ji Henry | President and CEO | Jun 15, 2017 | Buy | $1.81 | 29,001 | 52,562 | 29,001 | Jun 15, 2017, 04:20 PM |
| SHAH JAISIM | Director | Jun 15, 2017 | Buy | $1.79 | 10,002 | 17,904 | 112,633 | Jun 15, 2017, 04:13 PM |
| ABG Management Ltd | 10% Owner | Apr 19, 2017 | Buy | $2.00 | 550,000 | 1,100,000 | 1,991,441 | Apr 21, 2017, 07:16 AM |
| Ji Henry | President and CEO | Apr 19, 2017 | Buy | $2.00 | 100,000 | 200,000 | 139,776 | Apr 19, 2017, 04:12 PM |
| ABG Management Ltd | 10% Owner | Apr 13, 2017 | Buy | $2.00 | 1,500,000 | 3,000,000 | 1,500,000 | Apr 17, 2017, 09:59 PM |
| ABG Management Ltd | 10% Owner | Apr 13, 2017 | Buy | $2.00 | 1,000,000 | 2,000,000 | 1,397,853 | Apr 17, 2017, 09:59 PM |
| Ji Henry | President and CEO | Feb 22, 2017 | Buy | $5.60 | 2,000 | 11,200 | 39,776 | Feb 22, 2017, 05:08 PM |
| Ji Henry | President and CEO | Feb 10, 2017 | Buy | $5.15 | 20,000 | 103,000 | 37,776 | Feb 10, 2017, 07:43 PM |
| Wu Yue Alexander | Director | Feb 03, 2017 | Buy | $5.15 | 5,000 | 25,750 | 5,000 | Feb 03, 2017, 07:51 PM |
| Janda Kim | Director | Feb 03, 2017 | Buy | $5.15 | 3,000 | 15,450 | 3,000 | Feb 03, 2017, 07:50 PM |
| Su Jeffrey | Executive VP and COO | Feb 03, 2017 | Buy | $5.15 | 4,000 | 20,600 | 13,000 | Feb 03, 2017, 07:49 PM |
| Herde Kevin | Executive VP and CFO | Feb 03, 2017 | Buy | $5.15 | 3,000 | 15,450 | 7,000 | Feb 03, 2017, 07:48 PM |
| Ji Henry | President and CEO | Feb 03, 2017 | Buy | $5.15 | 20,000 | 103,000 | 37,776 | Feb 03, 2017, 07:47 PM |
| Ng George K | See Remarks | Feb 03, 2017 | Sale | $5.15 | 40,000 | 206,000 | 49,338 | Feb 03, 2017, 07:46 PM |
| SHAH JAISIM | Director | Feb 03, 2017 | Buy | $5.15 | 10,000 | 51,500 | 102,631 | Feb 03, 2017, 07:44 PM |
| ZELDIS JEROME B | See Remarks | Feb 03, 2017 | Buy | $5.15 | 10,000 | 51,500 | 10,000 | Feb 03, 2017, 07:43 PM |
| SOON-SHIONG PATRICK | 10% Owner | Jun 29, 2016 | Sale | $5.82 | 3,400 | 19,785 | 7,157,924 | Jul 01, 2016, 05:51 PM |
| SOON-SHIONG PATRICK | 10% Owner | Jun 23, 2016 | Sale | $5.85 | 6,901 | 40,398 | 7,161,324 | Jun 24, 2016, 09:14 PM |
| SOON-SHIONG PATRICK | 10% Owner | Jun 15, 2016 | Sale | $5.87 | 19,836 | 116,477 | 7,168,225 | Jun 17, 2016, 05:17 PM |
| SOON-SHIONG PATRICK | 10% Owner | Jun 14, 2016 | Sale | $6.11 | 15,972 | 97,653 | 720,174 | Jun 15, 2016, 05:27 PM |
| SOON-SHIONG PATRICK | 10% Owner | Jun 13, 2016 | Sale | $6.14 | 37,792 | 232,232 | 736,146 | Jun 15, 2016, 05:27 PM |
| SOON-SHIONG PATRICK | 10% Owner | Mar 07, 2016 | Sale | $6.17 | 85,300 | 526,301 | 773,938 | Mar 08, 2016, 08:47 PM |
| SOON-SHIONG PATRICK | 10% Owner | Mar 04, 2016 | Sale | $6.34 | 14,700 | 93,198 | 859,238 | Mar 08, 2016, 08:47 PM |
| SOON-SHIONG PATRICK | 10% Owner | Dec 09, 2015 | Option Exercise | $7.93 | 39,764 | 315,293 | 873,938 | Dec 10, 2015, 09:00 PM |
| SOON-SHIONG PATRICK | 10% Owner | Dec 08, 2015 | Option Exercise | $8.01 | 14,000 | 112,154 | 834,174 | Dec 09, 2015, 04:56 PM |
| SOON-SHIONG PATRICK | 10% Owner | Dec 07, 2015 | Option Exercise | $7.89 | 100,000 | 789,090 | 820,174 | Dec 09, 2015, 04:56 PM |
| Ji Henry | President and CEO | Aug 26, 2015 | Buy | $0.95 | 500 | 474 | 500 | Aug 26, 2015, 06:29 PM |
| Ji Henry | President and CEO | Aug 24, 2015 | Buy | $12.84 | 8,888 | 114,149 | 17,776 | Aug 24, 2015, 02:31 PM |
| Ng George K | See Remarks | Aug 21, 2015 | Buy | $13.50 | 2,664 | 35,969 | 888 | Aug 21, 2015, 03:39 PM |
| Ji Henry | President and CEO | Aug 21, 2015 | Buy | $13.08 | 8,888 | 116,219 | 14,888 | Aug 21, 2015, 11:27 AM |
| SHAH JAISIM | Director | Aug 03, 2015 | Buy | $11.50 | 27,189 | 312,674 | 92,631 | Aug 05, 2015, 05:01 PM |
| Ng George K | See Remarks | Aug 03, 2015 | Buy | $11.50 | 11,453 | 131,710 | 14,901 | Aug 05, 2015, 05:00 PM |
| Ji Henry | President and CEO | Jan 02, 2015 | Option Exercise | $10.16 | 10,000 | 101,600 | 2,043,162 | Jan 05, 2015, 08:28 AM |
| Ji Henry | President and CEO | Dec 31, 2014 | Option Exercise | $10.07 | 15,000 | 151,050 | 2,053,162 | Jan 05, 2015, 08:28 AM |
| Ji Henry | President and CEO | Nov 10, 2014 | Buy | $4.83 | 5,999 | 28,947 | 16,999 | Nov 10, 2014, 12:30 PM |
| Ji Henry | President and CEO | Nov 07, 2014 | Buy | $4.56 | 4,000 | 18,250 | 11,000 | Nov 07, 2014, 12:01 PM |
| Ji Henry | President and CEO | Nov 06, 2014 | Buy | $4.53 | 3,000 | 13,600 | 7,000 | Nov 06, 2014, 03:47 PM |
| Ji Henry | President and CEO | Dec 05, 2013 | Buy | $8.91 | 1,000 | 8,915 | 1,728,162 | Dec 05, 2013, 03:54 PM |
| Ji Henry | President and CEO | Dec 04, 2013 | Buy | $8.54 | 1,000 | 8,536 | 1,727,162 | Dec 05, 2013, 09:05 AM |
| Opko Health, Inc. | 10% Owner | Nov 26, 2013 | Sale | $8.54 | 8,714 | 74,418 | 2,153,045 | Nov 27, 2013, 06:30 PM |
| Opko Health, Inc. | 10% Owner | Nov 25, 2013 | Sale | $8.54 | 12,100 | 103,345 | 2,161,759 | Nov 27, 2013, 06:30 PM |
| SHAH JAISIM | Director | Nov 25, 2013 | Buy | $8.65 | 1,000 | 8,650 | 65,442 | Nov 26, 2013, 06:00 AM |
| Opko Health, Inc. | 10% Owner | Nov 22, 2013 | Sale | $8.50 | 8,471 | 71,995 | 2,173,859 | Nov 25, 2013, 10:30 AM |
| Uy George | Chief Commercial Officer | Oct 30, 2013 | Option Exercise | $7.25 | 4,842 | 35,105 | 179,307 | Nov 22, 2013, 08:21 PM |
| Ji Henry | President and CEO | Nov 22, 2013 | Buy | $8.47 | 1,000 | 8,466 | 1,726,162 | Nov 22, 2013, 02:50 PM |
| Uy George | Chief Commercial Officer | Nov 21, 2013 | Buy | $8.36 | 3,000 | 25,070 | 184,338 | Nov 22, 2013, 02:48 PM |
| Uy George | Chief Commercial Officer | Oct 30, 2013 | Option Exercise | $7.50 | 4,842 | 36,315 | 179,307 | Nov 22, 2013, 02:45 PM |
| Opko Health, Inc. | 10% Owner | Nov 21, 2013 | Sale | $8.53 | 4,269 | 36,404 | 2,182,330 | Nov 22, 2013, 01:02 PM |
| Opko Health, Inc. | 10% Owner | Nov 20, 2013 | Sale | $8.75 | 16,962 | 148,418 | 2,186,599 | Nov 21, 2013, 10:09 AM |
| Opko Health, Inc. | 10% Owner | Nov 19, 2013 | Sale | $8.75 | 100 | 875 | 2,203,561 | Nov 21, 2013, 10:09 AM |
| Ji Henry | President and CEO | Nov 19, 2013 | Buy | $8.59 | 2,000 | 17,189 | 1,725,162 | Nov 20, 2013, 05:49 PM |
| Uy George | Chief Commercial Officer | Nov 19, 2013 | Buy | $8.61 | 2,031 | 17,484 | 181,338 | Nov 20, 2013, 05:44 PM |
| SHAH JAISIM | Director | Nov 19, 2013 | Buy | $9.00 | 1,000 | 9,000 | 64,442 | Nov 20, 2013, 05:37 PM |
| Opko Health, Inc. | 10% Owner | Nov 15, 2013 | Sale | $8.75 | 2,710 | 23,713 | 2,203,661 | Nov 18, 2013, 04:30 PM |
| Opko Health, Inc. | 10% Owner | Nov 14, 2013 | Sale | $8.75 | 1,900 | 16,625 | 2,206,371 | Nov 15, 2013, 04:10 PM |
| Opko Health, Inc. | 10% Owner | Nov 08, 2013 | Sale | $8.75 | 2,000 | 17,500 | 2,221,728 | Nov 12, 2013, 07:35 AM |
| Opko Health, Inc. | 10% Owner | Nov 06, 2013 | Sale | $9.03 | 114,962 | 1,038,107 | 2,229,146 | Nov 08, 2013, 01:18 PM |
| Opko Health, Inc. | 10% Owner | Nov 07, 2013 | Sale | $9.07 | 5,418 | 49,153 | 2,223,728 | Nov 08, 2013, 01:18 PM |
| Opko Health, Inc. | 10% Owner | Sep 04, 2013 | Sale | $7.75 | 9,355 | 72,516 | 2,344,163 | Sep 04, 2013, 04:09 PM |
| Opko Health, Inc. | 10% Owner | Aug 29, 2013 | Sale | $7.75 | 100 | 775 | 2,353,463 | Aug 30, 2013, 12:40 PM |
| Opko Health, Inc. | 10% Owner | Aug 28, 2013 | Sale | $7.75 | 641 | 4,968 | 2,353,563 | Aug 28, 2013, 05:24 PM |
| Opko Health, Inc. | 10% Owner | Aug 26, 2013 | Sale | $8.00 | 1,615 | 12,920 | 2,354,204 | Aug 28, 2013, 05:24 PM |
| Opko Health, Inc. | 10% Owner | Aug 20, 2013 | Sale | $7.78 | 1,560 | 12,135 | 2,355,819 | Aug 21, 2013, 04:06 PM |
| Opko Health, Inc. | 10% Owner | Aug 14, 2013 | Sale | $8.95 | 2,900 | 25,955 | 2,357,379 | Aug 16, 2013, 02:20 PM |
| Opko Health, Inc. | 10% Owner | Aug 07, 2013 | Sale | $8.50 | 331 | 2,814 | 2,360,279 | Aug 15, 2013, 04:41 PM |
| Ji Henry | Interim CEO and CSO | May 15, 2012 | Buy | $0.16 | 6,250,000 | 1,000,000 | 6,250,000 | May 16, 2012, 07:21 PM |
| AFTING ERNST-GUENTER | Director | Dec 21, 2010 | Buy | $0.14 | 360,000 | 50,400 | 917,930 | Feb 18, 2011, 06:23 PM |
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Buy
Sale
Option Exercise
| Owner | Relationship | Date | Value($) |
| Ji Henry | See Remarks | 03/17/2023 | 15,653 |
| Ji Henry | See Remarks | 12/21/2022 | 1,650 |
| Ji Henry | See Remarks | 12/02/2022 | 1,100 |
| Ji Henry | See Remarks | 09/07/2022 | 179,349 |
| Ji Henry | See Remarks | 09/06/2022 | 108,882 |
| Ji Henry | See Remarks | 08/26/2022 | 70,333 |
| Ji Henry | See Remarks | 08/25/2022 | 45,768 |
| Ji Henry | See Remarks | 06/14/2022 | 13,999 |
| Janda Kim | Director | 12/27/2021 | 12,000 |
| Janda Kim | Director | 12/27/2021 | 17,640 |
| Ji Henry | See Remarks | 09/29/2021 | 40,000 |
| Janda Kim | Director | 09/27/2021 | 89,264 |
| Janda Kim | Director | 09/27/2021 | 339,720 |
| Janda Kim | Director | 09/13/2021 | 28,000 |
| Janda Kim | Director | 09/13/2021 | 64,285 |
| Smith Robin L | Director | 09/03/2021 | 785,250 |
| Janda Kim | Director | 04/12/2021 | 6,650 |
| Janda Kim | Director | 04/12/2021 | 13,251 |
| Followwill Dorman | Director | 12/16/2020 | 7,135 |
| Smith Robin L | Director | 03/05/2020 | 90,896 |
| ABG Management Ltd | 10% Owner | 09/13/2018 | 532,625 |
| ABG Management Ltd | 10% Owner | 09/12/2018 | 960,098 |
| Ji Henry | See Remarks | 07/20/2018 | 10,500 |
| Ng George K | See Remarks | 02/28/2018 | 895,500 |
| Ji Henry | See Remarks | 02/28/2018 | 642,770 |
| ABG Management Ltd | 10% Owner | 02/07/2018 | 1,077,975 |
| ABG Management Ltd | 10% Owner | 02/06/2018 | 3,464,259 |
| ABG Management Ltd | 10% Owner | 02/05/2018 | 130,182 |
| ABG Management Ltd | 10% Owner | 02/05/2018 | 135,849 |
| ABG Management Ltd | 10% Owner | 02/05/2018 | 300,006 |
| ABG Management Ltd | 10% Owner | 01/29/2018 | 130,935 |
| ABG Management Ltd | 10% Owner | 01/30/2018 | 436,487 |
| ABG Management Ltd | 10% Owner | 01/29/2018 | 136,632 |
| ABG Management Ltd | 10% Owner | 01/30/2018 | 951,483 |
| ABG Management Ltd | 10% Owner | 01/29/2018 | 301,719 |
| ABG Management Ltd | 10% Owner | 01/30/2018 | 411,608 |
| Asia Pacific MedTech (BVI) Ltd | 10% Owner | 01/24/2018 | 4,343,731 |
| Asia Pacific MedTech (BVI) Ltd | 10% Owner | 01/23/2018 | 831,958 |
| Ji Henry | President and CEO | 06/15/2017 | 52,562 |
| SHAH JAISIM | Director | 06/15/2017 | 17,904 |
| ABG Management Ltd | 10% Owner | 04/19/2017 | 1,100,000 |
| Ji Henry | President and CEO | 04/19/2017 | 200,000 |
| ABG Management Ltd | 10% Owner | 04/13/2017 | 3,000,000 |
| ABG Management Ltd | 10% Owner | 04/13/2017 | 2,000,000 |
| Ji Henry | President and CEO | 02/22/2017 | 11,200 |
| Ji Henry | President and CEO | 02/10/2017 | 103,000 |
| Wu Yue Alexander | Director | 02/03/2017 | 25,750 |
| Janda Kim | Director | 02/03/2017 | 15,450 |
| Su Jeffrey | Executive VP and COO | 02/03/2017 | 20,600 |
| Herde Kevin | Executive VP and CFO | 02/03/2017 | 15,450 |
| Ji Henry | President and CEO | 02/03/2017 | 103,000 |
| Ng George K | See Remarks | 02/03/2017 | 206,000 |
| SHAH JAISIM | Director | 02/03/2017 | 51,500 |
| ZELDIS JEROME B | See Remarks | 02/03/2017 | 51,500 |
| SOON-SHIONG PATRICK | 10% Owner | 06/29/2016 | 19,785 |
| SOON-SHIONG PATRICK | 10% Owner | 06/23/2016 | 40,398 |
| SOON-SHIONG PATRICK | 10% Owner | 06/15/2016 | 116,477 |
| SOON-SHIONG PATRICK | 10% Owner | 06/14/2016 | 97,653 |
| SOON-SHIONG PATRICK | 10% Owner | 06/13/2016 | 232,232 |
| SOON-SHIONG PATRICK | 10% Owner | 03/07/2016 | 526,301 |
| SOON-SHIONG PATRICK | 10% Owner | 03/04/2016 | 93,198 |
| SOON-SHIONG PATRICK | 10% Owner | 12/09/2015 | 315,293 |
| SOON-SHIONG PATRICK | 10% Owner | 12/08/2015 | 112,154 |
| SOON-SHIONG PATRICK | 10% Owner | 12/07/2015 | 789,090 |
| Ji Henry | President and CEO | 08/26/2015 | 474 |
| Ji Henry | President and CEO | 08/24/2015 | 114,149 |
| Ng George K | See Remarks | 08/21/2015 | 35,969 |
| Ji Henry | President and CEO | 08/21/2015 | 116,219 |
| SHAH JAISIM | Director | 08/03/2015 | 312,674 |
| Ng George K | See Remarks | 08/03/2015 | 131,710 |
| Ji Henry | President and CEO | 01/02/2015 | 101,600 |
| Ji Henry | President and CEO | 12/31/2014 | 151,050 |
| Ji Henry | President and CEO | 11/10/2014 | 28,947 |
| Ji Henry | President and CEO | 11/07/2014 | 18,250 |
| Ji Henry | President and CEO | 11/06/2014 | 13,600 |
| Ji Henry | President and CEO | 12/05/2013 | 8,915 |
| Ji Henry | President and CEO | 12/04/2013 | 8,536 |
| Opko Health, Inc. | 10% Owner | 11/26/2013 | 74,418 |
| Opko Health, Inc. | 10% Owner | 11/25/2013 | 103,345 |
| SHAH JAISIM | Director | 11/25/2013 | 8,650 |
| Opko Health, Inc. | 10% Owner | 11/22/2013 | 71,995 |
| Uy George | Chief Commercial Officer | 10/30/2013 | 35,105 |
| Ji Henry | President and CEO | 11/22/2013 | 8,466 |
| Uy George | Chief Commercial Officer | 11/21/2013 | 25,070 |
| Uy George | Chief Commercial Officer | 10/30/2013 | 36,315 |
| Opko Health, Inc. | 10% Owner | 11/21/2013 | 36,404 |
| Opko Health, Inc. | 10% Owner | 11/20/2013 | 148,418 |
| Opko Health, Inc. | 10% Owner | 11/19/2013 | 875 |
| Ji Henry | President and CEO | 11/19/2013 | 17,189 |
| Uy George | Chief Commercial Officer | 11/19/2013 | 17,484 |
| SHAH JAISIM | Director | 11/19/2013 | 9,000 |
| Opko Health, Inc. | 10% Owner | 11/15/2013 | 23,713 |
| Opko Health, Inc. | 10% Owner | 11/14/2013 | 16,625 |
| Opko Health, Inc. | 10% Owner | 11/08/2013 | 17,500 |
| Opko Health, Inc. | 10% Owner | 11/06/2013 | 1,038,107 |
| Opko Health, Inc. | 10% Owner | 11/07/2013 | 49,153 |
| Opko Health, Inc. | 10% Owner | 09/04/2013 | 72,516 |
| Opko Health, Inc. | 10% Owner | 08/29/2013 | 775 |
| Opko Health, Inc. | 10% Owner | 08/28/2013 | 4,968 |
| Opko Health, Inc. | 10% Owner | 08/26/2013 | 12,920 |
| Opko Health, Inc. | 10% Owner | 08/20/2013 | 12,135 |
| Opko Health, Inc. | 10% Owner | 08/14/2013 | 25,955 |
| Opko Health, Inc. | 10% Owner | 08/07/2013 | 2,814 |
| Ji Henry | Interim CEO and CSO | 05/15/2012 | 1,000,000 |
| AFTING ERNST-GUENTER | Director | 12/21/2010 | 50,400 |
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