. (JPMC*011)
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Market Cap: -
As of 12/31/69 07:00 PM EST. Market closed.
. (JPMC*011)
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As of 12/31/69 07:00 PM EST. Market closed.
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INSIDER TRANSACTIONS FOR
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| DIMON JAMES | Chairman & CEO | Apr 15, 2024 | Sale | $184.18 | 178,222 | 32,824,625 | 264,461 | Apr 15, 2024, 04:56 PM |
| NOVAKOVIC PHEBE N | Director | Mar 29, 2024 | Option Exercise | $200.30 | 187 | 37,456 | 9,840 | Apr 02, 2024, 04:51 PM |
| NEAL MICHAEL A | Director | Mar 29, 2024 | Option Exercise | $200.30 | 187 | 37,456 | 57,122 | Apr 02, 2024, 04:51 PM |
| Gorsky Alex | Director | Mar 29, 2024 | Option Exercise | $200.30 | 187 | 37,456 | 4,611 | Apr 02, 2024, 04:51 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 29, 2024 | Option Exercise | $200.30 | 225 | 45,068 | 60,359 | Apr 02, 2024, 04:51 PM |
| Rometty Virginia M | Director | Mar 29, 2024 | Option Exercise | $200.30 | 200 | 40,060 | 11,263 | Apr 02, 2024, 04:51 PM |
| BURKE STEPHEN B | Director | Mar 29, 2024 | Option Exercise | $200.30 | 306 | 61,292 | 177,214 | Apr 02, 2024, 04:51 PM |
| HOBSON MELLODY L | Director | Mar 29, 2024 | Option Exercise | $200.30 | 250 | 50,075 | 25,434 | Apr 02, 2024, 04:51 PM |
| Pinto Daniel E | President & COO | Mar 25, 2024 | Option Exercise | $195.65 | 59,178 | 11,578,175 | 638,760 | Mar 27, 2024, 04:17 PM |
| Leopold Robin | Head of Human Resources | Mar 25, 2024 | Option Exercise | $195.65 | 10,197 | 1,995,043 | 47,113 | Mar 27, 2024, 04:17 PM |
| Friedman Stacey | General Counsel | Mar 25, 2024 | Option Exercise | $195.65 | 21,850 | 4,274,952 | 77,117 | Mar 27, 2024, 04:17 PM |
| Piepszak Jennifer | Co-CEO CIB | Mar 25, 2024 | Option Exercise | $195.65 | 21,849 | 4,274,757 | 50,481 | Mar 27, 2024, 04:17 PM |
| Beer Lori A | Chief Information Officer | Mar 25, 2024 | Option Exercise | $195.65 | 13,110 | 2,564,971 | 51,673 | Mar 27, 2024, 04:17 PM |
| Lake Marianne | CEO CCB | Mar 25, 2024 | Option Exercise | $195.65 | 29,035 | 5,680,698 | 94,816 | Mar 27, 2024, 04:17 PM |
| Beer Lori A | Chief Information Officer | Mar 25, 2024 | Sale | $195.36 | 3,920 | 765,805 | 64,783 | Mar 27, 2024, 04:17 PM |
| Rohrbaugh Troy L | Co-CEO CIB | Mar 25, 2024 | Option Exercise | $195.65 | 39,329 | 7,694,719 | 198,079 | Mar 27, 2024, 04:17 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Mar 25, 2024 | Option Exercise | $195.65 | 39,329 | 7,694,719 | 601,793 | Mar 27, 2024, 04:16 PM |
| DIMON JAMES | Chairman & CEO | Mar 25, 2024 | Option Exercise | $195.65 | 161,845 | 31,664,973 | 442,683 | Mar 27, 2024, 04:16 PM |
| BACON ASHLEY | Chief Risk Officer | Mar 25, 2024 | Option Exercise | $195.65 | 20,922 | 4,093,389 | 222,437 | Mar 27, 2024, 04:16 PM |
| Rohrbaugh Troy L | Co-CEO Comm. & Invest. Bank | Feb 22, 2024 | Sale | $182.74 | 75,000 | 13,705,155 | 166,289 | Feb 22, 2024, 06:51 PM |
| Beer Lori A | Chief Information Officer | Feb 22, 2024 | Sale | $182.74 | 3,920 | 716,356 | 44,996 | Feb 22, 2024, 06:51 PM |
| Friedman Stacey | General Counsel | Feb 22, 2024 | Sale | $182.73 | 6,030 | 1,101,878 | 59,456 | Feb 22, 2024, 06:51 PM |
| DIMON JAMES | Chairman & CEO | Feb 22, 2024 | Sale | $182.73 | 361,137 | 65,992,120 | 3,210,285 | Feb 22, 2024, 05:51 PM |
| DIMON JAMES | Chairman & CEO | Feb 22, 2024 | Sale | $182.73 | 321,901 | 58,822,517 | 4,017,304 | Feb 22, 2024, 05:51 PM |
| DIMON JAMES | Chairman & CEO | Feb 22, 2024 | Sale | $182.73 | 138,740 | 25,352,584 | 595,316 | Feb 22, 2024, 05:51 PM |
| Scher Peter | Vice Chairman | Feb 16, 2024 | Sale | $178.96 | 1,810 | 323,915 | 44,956 | Feb 16, 2024, 07:36 PM |
| Piepszak Jennifer | Co-CEO CIB | Feb 16, 2024 | Sale | $178.96 | 1,648 | 294,918 | 32,819 | Feb 16, 2024, 07:36 PM |
| Petno Douglas B | CEO Commercial Banking | Feb 16, 2024 | Sale | $178.99 | 3,266 | 584,586 | 289,773 | Feb 16, 2024, 07:36 PM |
| Lake Marianne | CEO CCB | Feb 16, 2024 | Sale | $178.97 | 4,459 | 798,039 | 71,347 | Feb 16, 2024, 07:36 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Feb 16, 2024 | Sale | $178.99 | 4,814 | 861,665 | 570,003 | Feb 16, 2024, 07:36 PM |
| BACON ASHLEY | Chief Risk Officer | Feb 16, 2024 | Sale | $179.00 | 3,368 | 602,857 | 202,093 | Feb 16, 2024, 07:35 PM |
| WEINBERGER MARK A | Director | Jan 16, 2024 | Option Exercise | $166.20 | 1,595 | 265,081 | 2,095 | Jan 18, 2024, 04:33 PM |
| Rometty Virginia M | Director | Jan 16, 2024 | Option Exercise | $166.20 | 1,595 | 265,081 | 11,063 | Jan 18, 2024, 04:33 PM |
| NOVAKOVIC PHEBE N | Director | Jan 16, 2024 | Option Exercise | $166.20 | 1,595 | 265,081 | 9,653 | Jan 18, 2024, 04:33 PM |
| NEAL MICHAEL A | Director | Jan 16, 2024 | Option Exercise | $166.20 | 1,595 | 265,081 | 56,935 | Jan 18, 2024, 04:33 PM |
| HOBSON MELLODY L | Director | Jan 16, 2024 | Option Exercise | $166.20 | 1,595 | 265,081 | 25,184 | Jan 18, 2024, 04:33 PM |
| Gorsky Alex | Director | Jan 16, 2024 | Option Exercise | $166.20 | 1,595 | 265,081 | 4,424 | Jan 18, 2024, 04:33 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 16, 2024 | Option Exercise | $166.20 | 1,595 | 265,081 | 60,134 | Jan 18, 2024, 04:33 PM |
| Boler-Davis Alicia S | Director | Jan 16, 2024 | Option Exercise | $166.20 | 1,595 | 265,081 | 1,595 | Jan 18, 2024, 04:33 PM |
| Combs Todd A. | Director | Jan 16, 2024 | Option Exercise | $166.20 | 1,595 | 265,081 | 31,331 | Jan 18, 2024, 04:33 PM |
| BURKE STEPHEN B | Director | Jan 16, 2024 | Option Exercise | $166.20 | 1,595 | 265,081 | 176,908 | Jan 18, 2024, 04:33 PM |
| BAMMANN LINDA | Director | Jan 16, 2024 | Option Exercise | $166.20 | 1,595 | 265,081 | 99,529 | Jan 18, 2024, 04:33 PM |
| Korablina Elena A | Corporate Controller | Jan 13, 2024 | Option Exercise | $172.60 | 3,957 | 682,998 | 28,313 | Jan 16, 2024, 07:11 PM |
| Pinto Daniel E | President & COO, CEO CIB | Jan 13, 2024 | Option Exercise | $172.60 | 39,263 | 6,776,990 | 595,732 | Jan 16, 2024, 07:11 PM |
| Friedman Stacey | General Counsel | Jan 13, 2024 | Option Exercise | $172.60 | 13,034 | 2,249,734 | 65,486 | Jan 16, 2024, 07:10 PM |
| Beer Lori A | Chief Information Officer | Jan 13, 2024 | Option Exercise | $172.60 | 7,631 | 1,317,149 | 48,916 | Jan 16, 2024, 07:10 PM |
| Leopold Robin | Head of Human Resources | Jan 13, 2024 | Option Exercise | $172.60 | 6,224 | 1,074,293 | 38,166 | Jan 16, 2024, 07:10 PM |
| Barnum Jeremy | Chief Financial Officer | Jan 13, 2024 | Option Exercise | $172.60 | 9,071 | 1,565,700 | 34,744 | Jan 16, 2024, 07:10 PM |
| Scher Peter | Vice Chairman | Jan 13, 2024 | Option Exercise | $172.60 | 5,345 | 922,574 | 48,578 | Jan 16, 2024, 07:10 PM |
| Scher Peter | Vice Chairman | Jan 16, 2024 | Sale | $166.65 | 1,812 | 301,971 | 46,766 | Jan 16, 2024, 07:10 PM |
| Piepszak Jennifer | Co-CEO CCB | Jan 13, 2024 | Option Exercise | $172.60 | 14,353 | 2,477,400 | 36,116 | Jan 16, 2024, 07:10 PM |
| Piepszak Jennifer | Co-CEO CCB | Jan 16, 2024 | Sale | $166.59 | 1,649 | 274,709 | 34,467 | Jan 16, 2024, 07:10 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2024 | Option Exercise | $172.60 | 14,137 | 2,440,117 | 299,181 | Jan 16, 2024, 07:10 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 16, 2024 | Sale | $166.70 | 3,267 | 544,596 | 295,914 | Jan 16, 2024, 07:10 PM |
| Lake Marianne | Co-CEO CCB | Jan 13, 2024 | Option Exercise | $172.60 | 16,585 | 2,862,654 | 69,455 | Jan 16, 2024, 07:10 PM |
| Lake Marianne | Co-CEO CCB | Jan 16, 2024 | Sale | $166.72 | 4,459 | 743,422 | 64,996 | Jan 16, 2024, 07:10 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 13, 2024 | Option Exercise | $172.60 | 21,897 | 3,779,532 | 579,631 | Jan 16, 2024, 07:10 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 16, 2024 | Sale | $166.73 | 4,814 | 802,619 | 574,817 | Jan 16, 2024, 07:10 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2024 | Option Exercise | $172.60 | 12,161 | 2,099,049 | 208,829 | Jan 16, 2024, 07:10 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 16, 2024 | Sale | $166.73 | 3,368 | 561,551 | 205,461 | Jan 16, 2024, 07:10 PM |
| Lake Marianne | Co-CEO CCB | Dec 12, 2023 | Sale | $160.00 | 32,243 | 5,158,906 | 131,962 | Dec 12, 2023, 05:06 PM |
| Korablina Elena A | Corporate Controller | Oct 25, 2023 | Option Exercise | $140.35 | 969 | 135,994 | 25,138 | Oct 26, 2023, 04:34 PM |
| Rometty Virginia M | Director | Sep 30, 2023 | Option Exercise | $145.02 | 233 | 33,790 | 9,136 | Oct 02, 2023, 04:20 PM |
| NOVAKOVIC PHEBE N | Director | Sep 30, 2023 | Option Exercise | $145.02 | 224 | 32,484 | 7,769 | Oct 02, 2023, 04:19 PM |
| NEAL MICHAEL A | Director | Sep 30, 2023 | Option Exercise | $145.02 | 224 | 32,484 | 54,540 | Oct 02, 2023, 04:19 PM |
| HOBSON MELLODY L | Director | Sep 30, 2023 | Option Exercise | $145.02 | 259 | 37,560 | 23,098 | Oct 02, 2023, 04:18 PM |
| Gorsky Alex | Director | Sep 30, 2023 | Option Exercise | $145.02 | 224 | 32,484 | 2,603 | Oct 02, 2023, 04:17 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2023 | Option Exercise | $145.02 | 267 | 38,720 | 57,541 | Oct 02, 2023, 04:17 PM |
| BURKE STEPHEN B | Director | Sep 30, 2023 | Option Exercise | $145.02 | 353 | 51,192 | 173,042 | Oct 02, 2023, 04:16 PM |
| Friedman Stacey | General Counsel | Sep 06, 2023 | Sale | $144.86 | 4,310 | 624,335 | 53,425 | Sep 06, 2023, 06:17 PM |
| Friedman Stacey | General Counsel | Aug 07, 2023 | Sale | $157.16 | 4,310 | 677,343 | 57,735 | Aug 08, 2023, 04:20 PM |
| Rometty Virginia M | Director | Jun 30, 2023 | Option Exercise | $145.44 | 232 | 33,742 | 8,843 | Jul 03, 2023, 04:18 PM |
| NOVAKOVIC PHEBE N | Director | Jun 30, 2023 | Option Exercise | $145.44 | 223 | 32,433 | 7,496 | Jul 03, 2023, 04:18 PM |
| NEAL MICHAEL A | Director | Jun 30, 2023 | Option Exercise | $145.44 | 223 | 32,433 | 54,002 | Jul 03, 2023, 04:18 PM |
| HOBSON MELLODY L | Director | Jun 30, 2023 | Option Exercise | $145.44 | 258 | 37,524 | 22,718 | Jul 03, 2023, 04:17 PM |
| Gorsky Alex | Director | Jun 30, 2023 | Option Exercise | $145.44 | 223 | 32,433 | 2,363 | Jul 03, 2023, 04:17 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2023 | Option Exercise | $145.44 | 266 | 38,687 | 56,876 | Jul 03, 2023, 04:17 PM |
| BURKE STEPHEN B | Director | Jun 30, 2023 | Option Exercise | $145.44 | 352 | 51,195 | 171,776 | Jul 03, 2023, 04:16 PM |
| Petno Douglas B | CEO Commercial Banking | Jun 15, 2023 | Sale | $142.16 | 4,930 | 700,864 | 277,161 | Jun 15, 2023, 05:35 PM |
| Scher Peter | Vice Chairman | Jun 15, 2023 | Sale | $141.39 | 2,482 | 350,930 | 41,333 | Jun 15, 2023, 05:33 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jun 15, 2023 | Sale | $142.15 | 8,118 | 1,154,002 | 560,373 | Jun 15, 2023, 05:31 PM |
| Piepszak Jennifer | Co-CEO CCB | Jun 12, 2023 | Sale | $140.70 | 1,871 | 263,243 | 22,926 | Jun 12, 2023, 04:31 PM |
| Scher Peter | Vice Chairman | May 19, 2023 | Sale | $140.08 | 1,241 | 173,836 | 43,815 | May 19, 2023, 04:21 PM |
| BACON ASHLEY | Chief Risk Officer | May 15, 2023 | Sale | $135.00 | 16,766 | 2,263,462 | 195,356 | May 16, 2023, 04:34 PM |
| Beer Lori A | Chief Information Officer | May 15, 2023 | Sale | $135.00 | 15,926 | 2,150,066 | 41,196 | May 16, 2023, 04:34 PM |
| Scher Peter | Vice Chairman | May 15, 2023 | Sale | $135.02 | 1,240 | 167,421 | 45,056 | May 16, 2023, 04:34 PM |
| Petno Douglas B | CEO Commercial Banking | May 15, 2023 | Sale | $134.90 | 4,932 | 665,331 | 282,091 | May 16, 2023, 04:34 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | May 15, 2023 | Sale | $134.81 | 8,119 | 1,094,483 | 568,491 | May 16, 2023, 04:34 PM |
| Pinto Daniel E | President & COO, CEO CIB | May 11, 2023 | Sale | $135.93 | 113,640 | 15,446,790 | 566,665 | May 11, 2023, 06:32 PM |
| Piepszak Jennifer | Co-CEO CCB | May 11, 2023 | Sale | $135.97 | 1,871 | 254,405 | 24,797 | May 11, 2023, 06:31 PM |
| Gorsky Alex | Director | Mar 31, 2023 | Option Exercise | $130.31 | 255 | 33,229 | 2,124 | Apr 03, 2023, 04:16 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2023 | Option Exercise | $130.31 | 297 | 38,702 | 56,169 | Apr 03, 2023, 04:16 PM |
| HOBSON MELLODY L | Director | Mar 31, 2023 | Option Exercise | $130.31 | 288 | 37,529 | 22,328 | Apr 03, 2023, 04:16 PM |
| NEAL MICHAEL A | Director | Mar 31, 2023 | Option Exercise | $130.31 | 249 | 32,447 | 53,430 | Apr 03, 2023, 04:16 PM |
| Rometty Virginia M | Director | Mar 31, 2023 | Option Exercise | $130.31 | 259 | 33,750 | 8,546 | Apr 03, 2023, 04:16 PM |
| BURKE STEPHEN B | Director | Mar 31, 2023 | Option Exercise | $130.31 | 393 | 51,212 | 170,340 | Apr 03, 2023, 04:16 PM |
| NOVAKOVIC PHEBE N | Director | Mar 31, 2023 | Option Exercise | $130.31 | 249 | 32,447 | 7,219 | Apr 03, 2023, 04:16 PM |
| Lake Marianne | Co-CEO CCB | Mar 25, 2023 | Option Exercise | $124.39 | 28,966 | 3,603,225 | 86,465 | Mar 28, 2023, 04:18 PM |
| Piepszak Jennifer | Co-CEO CCB | Mar 25, 2023 | Option Exercise | $124.39 | 18,518 | 2,303,547 | 26,668 | Mar 28, 2023, 04:18 PM |
| Pinto Daniel E | President & COO, CEO CIB | Mar 25, 2023 | Option Exercise | $124.39 | 48,194 | 5,995,092 | 680,305 | Mar 28, 2023, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Mar 25, 2023 | Option Exercise | $124.39 | 165,331 | 20,566,349 | 658,043 | Mar 28, 2023, 04:17 PM |
| Scher Peter | Vice Chairman | Mar 25, 2023 | Option Exercise | $124.39 | 9,447 | 1,175,160 | 46,296 | Mar 28, 2023, 04:17 PM |
| Petno Douglas B | CEO Commercial Banking | Mar 25, 2023 | Option Exercise | $124.39 | 24,403 | 3,035,611 | 259,605 | Mar 28, 2023, 04:17 PM |
| Friedman Stacey | General Counsel | Mar 25, 2023 | Option Exercise | $124.39 | 21,329 | 2,653,221 | 65,551 | Mar 28, 2023, 04:17 PM |
| Leopold Robin | Head of Human Resources | Mar 25, 2023 | Option Exercise | $124.39 | 7,854 | 976,998 | 31,635 | Mar 28, 2023, 04:17 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Mar 25, 2023 | Option Exercise | $124.39 | 40,176 | 4,997,693 | 576,610 | Mar 28, 2023, 04:17 PM |
| Beer Lori A | Chief Information Officer | Mar 25, 2023 | Option Exercise | $124.39 | 13,393 | 1,666,022 | 57,122 | Mar 28, 2023, 04:17 PM |
| BACON ASHLEY | Chief Risk Officer | Mar 25, 2023 | Option Exercise | $124.39 | 21,063 | 2,620,132 | 212,122 | Mar 28, 2023, 04:17 PM |
| HOBSON MELLODY L | Director | Jan 19, 2023 | Buy | $134.53 | 375 | 50,448 | 22,040 | Jan 20, 2023, 04:18 PM |
| Rometty Virginia M | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 8,287 | Jan 19, 2023, 04:33 PM |
| NOVAKOVIC PHEBE N | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 6,970 | Jan 19, 2023, 04:32 PM |
| NEAL MICHAEL A | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 53,181 | Jan 19, 2023, 04:32 PM |
| HOBSON MELLODY L | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 21,665 | Jan 19, 2023, 04:30 PM |
| Gorsky Alex | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 1,869 | Jan 19, 2023, 04:30 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 55,872 | Jan 19, 2023, 04:30 PM |
| CROWN JAMES S | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 347,277 | Jan 19, 2023, 04:29 PM |
| BURKE STEPHEN B | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 169,946 | Jan 19, 2023, 04:28 PM |
| Combs Todd A. | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 29,273 | Jan 19, 2023, 04:28 PM |
| BAMMANN LINDA | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 97,051 | Jan 19, 2023, 04:26 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 13, 2023 | Option Exercise | $139.15 | 23,242 | 3,234,008 | 554,476 | Jan 17, 2023, 08:52 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 17, 2023 | Sale | $140.29 | 10,340 | 1,450,642 | 544,136 | Jan 17, 2023, 08:52 PM |
| Friedman Stacey | General Counsel | Jan 13, 2023 | Option Exercise | $139.15 | 12,152 | 1,690,890 | 71,459 | Jan 17, 2023, 08:52 PM |
| Friedman Stacey | General Counsel | Jan 17, 2023 | Sale | $140.31 | 23,148 | 3,247,803 | 48,311 | Jan 17, 2023, 08:52 PM |
| Lake Marianne | Co-CEO CCB | Jan 13, 2023 | Option Exercise | $139.15 | 16,670 | 2,319,547 | 96,864 | Jan 17, 2023, 08:52 PM |
| Lake Marianne | Co-CEO CCB | Jan 17, 2023 | Sale | $141.00 | 10,000 | 1,410,000 | 86,864 | Jan 17, 2023, 08:52 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2023 | Option Exercise | $139.15 | 13,668 | 1,901,834 | 254,373 | Jan 17, 2023, 08:52 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 17, 2023 | Sale | $140.30 | 11,644 | 1,633,697 | 242,729 | Jan 17, 2023, 08:52 PM |
| Piepszak Jennifer | Co-CEO CCB | Jan 13, 2023 | Option Exercise | $139.15 | 11,282 | 1,569,834 | 22,162 | Jan 17, 2023, 08:52 PM |
| Piepszak Jennifer | Co-CEO CCB | Jan 17, 2023 | Sale | $140.32 | 10,462 | 1,467,979 | 11,700 | Jan 17, 2023, 08:52 PM |
| Scher Peter | Vice Chairman | Jan 13, 2023 | Option Exercise | $139.15 | 4,769 | 663,583 | 40,768 | Jan 17, 2023, 08:51 PM |
| Scher Peter | Vice Chairman | Jan 17, 2023 | Sale | $140.32 | 4,399 | 617,252 | 36,369 | Jan 17, 2023, 08:51 PM |
| Korablina Elena A | Corporate Controller | Jan 13, 2023 | Option Exercise | $139.15 | 4,382 | 609,733 | 23,914 | Jan 17, 2023, 07:41 PM |
| Pinto Daniel E | President & COO, CEO CIB | Jan 13, 2023 | Option Exercise | $139.15 | 31,931 | 4,443,039 | 647,198 | Jan 17, 2023, 07:32 PM |
| Leopold Robin | Head of Human Resources | Jan 13, 2023 | Option Exercise | $139.15 | 4,488 | 624,483 | 24,520 | Jan 17, 2023, 07:21 PM |
| Beer Lori A | Chief Information Officer | Jan 13, 2023 | Option Exercise | $139.15 | 7,048 | 980,694 | 46,297 | Jan 17, 2023, 07:17 PM |
| Barnum Jeremy | Chief Financial Officer | Jan 13, 2023 | Option Exercise | $139.15 | 8,763 | 1,219,328 | 25,904 | Jan 17, 2023, 07:12 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2023 | Option Exercise | $139.15 | 11,874 | 1,652,208 | 191,927 | Jan 17, 2023, 07:08 PM |
| Rometty Virginia M | Director | Dec 31, 2022 | Option Exercise | $134.10 | 252 | 33,793 | 6,462 | Jan 04, 2023, 04:23 PM |
| NOVAKOVIC PHEBE N | Director | Dec 31, 2022 | Option Exercise | $134.10 | 242 | 32,452 | 5,155 | Jan 04, 2023, 04:22 PM |
| NEAL MICHAEL A | Director | Dec 31, 2022 | Option Exercise | $134.10 | 242 | 32,452 | 51,095 | Jan 04, 2023, 04:21 PM |
| HOBSON MELLODY L | Director | Dec 31, 2022 | Option Exercise | $134.10 | 261 | 35,000 | 19,777 | Jan 04, 2023, 04:20 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2022 | Option Exercise | $134.10 | 289 | 38,755 | 53,702 | Jan 04, 2023, 04:19 PM |
| BURKE STEPHEN B | Director | Dec 31, 2022 | Option Exercise | $134.10 | 382 | 51,226 | 167,186 | Jan 04, 2023, 04:18 PM |
| Petno Douglas B | CEO Commercial Banking | Nov 10, 2022 | Sale | $135.01 | 5,139 | 693,832 | 242,872 | Nov 14, 2022, 04:22 PM |
| Scher Peter | Vice Chairman | Nov 10, 2022 | Sale | $133.02 | 1,311 | 174,392 | 33,662 | Nov 14, 2022, 04:21 PM |
| Korablina Elena A | Corporate Controller | Oct 25, 2022 | Option Exercise | $122.08 | 999 | 121,958 | 20,218 | Oct 27, 2022, 05:12 PM |
| Scher Peter | Vice Chairman | Oct 26, 2022 | Sale | $125.02 | 1,310 | 163,772 | 34,973 | Oct 27, 2022, 05:00 PM |
| Petno Douglas B | CEO Commercial Banking | Oct 26, 2022 | Sale | $125.02 | 5,139 | 642,457 | 248,011 | Oct 27, 2022, 04:59 PM |
| Leopold Robin | Head of Human Resources | Oct 26, 2022 | Sale | $125.07 | 2,000 | 250,144 | 19,031 | Oct 27, 2022, 04:58 PM |
| Petno Douglas B | CEO Commercial Banking | Oct 18, 2022 | Sale | $120.05 | 5,140 | 617,057 | 253,150 | Oct 19, 2022, 04:17 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Oct 17, 2022 | Sale | $115.77 | 33,515 | 3,880,132 | 533,795 | Oct 18, 2022, 04:24 PM |
| Pinto Daniel E | President & COO, CEO CIB | Oct 17, 2022 | Option Exercise | $115.67 | 81,793 | 9,460,587 | 624,657 | Oct 18, 2022, 04:24 PM |
| Pinto Daniel E | President & COO, CEO CIB | Oct 17, 2022 | Option Exercise | $46.58 | 104,603 | 4,872,408 | 706,450 | Oct 18, 2022, 04:24 PM |
| Rometty Virginia M | Director | Sep 30, 2022 | Option Exercise | $104.50 | 299 | 31,246 | 6,156 | Oct 03, 2022, 04:20 PM |
| NOVAKOVIC PHEBE N | Director | Sep 30, 2022 | Option Exercise | $104.50 | 311 | 32,500 | 4,873 | Oct 03, 2022, 04:20 PM |
| NEAL MICHAEL A | Director | Sep 30, 2022 | Option Exercise | $104.50 | 311 | 32,500 | 50,470 | Oct 03, 2022, 04:20 PM |
| HOBSON MELLODY L | Director | Sep 30, 2022 | Option Exercise | $104.50 | 335 | 35,008 | 19,384 | Oct 03, 2022, 04:20 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2022 | Option Exercise | $104.50 | 371 | 38,770 | 52,923 | Oct 03, 2022, 04:20 PM |
| BURKE STEPHEN B | Director | Sep 30, 2022 | Option Exercise | $104.50 | 467 | 48,802 | 165,570 | Oct 03, 2022, 04:19 PM |
| BURKE STEPHEN B | Director | Jun 30, 2022 | Option Exercise | $112.61 | 411 | 46,283 | 163,925 | Jul 01, 2022, 04:18 PM |
| Rometty Virginia M | Director | Jun 30, 2022 | Option Exercise | $112.61 | 255 | 28,716 | 5,807 | Jul 01, 2022, 04:18 PM |
| NOVAKOVIC PHEBE N | Director | Jun 30, 2022 | Option Exercise | $112.61 | 289 | 32,544 | 4,526 | Jul 01, 2022, 04:17 PM |
| NEAL MICHAEL A | Director | Jun 30, 2022 | Option Exercise | $112.61 | 289 | 32,544 | 49,794 | Jul 01, 2022, 04:17 PM |
| HOBSON MELLODY L | Director | Jun 30, 2022 | Option Exercise | $112.61 | 289 | 32,544 | 18,925 | Jul 01, 2022, 04:17 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2022 | Option Exercise | $112.61 | 344 | 38,738 | 52,087 | Jul 01, 2022, 04:17 PM |
| Korablina Elena A | Corporate Controller | Jan 18, 2022 | Option Exercise | $153.16 | 475 | 72,751 | 19,011 | May 02, 2022, 04:19 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 19, 2022 | Sale | $130.04 | 21,012 | 2,732,337 | 178,588 | Apr 19, 2022, 05:03 PM |
| Piepszak Jennifer | Co-CEO CCB | Apr 14, 2022 | Sale | $126.19 | 4,668 | 589,050 | 11,135 | Apr 14, 2022, 05:00 PM |
| Rometty Virginia M | Director | Mar 31, 2022 | Option Exercise | $136.32 | 229 | 31,217 | 5,512 | Apr 01, 2022, 04:16 PM |
| HOBSON MELLODY L | Director | Mar 31, 2022 | Option Exercise | $136.32 | 238 | 32,444 | 18,534 | Apr 01, 2022, 04:16 PM |
| NOVAKOVIC PHEBE N | Director | Mar 31, 2022 | Option Exercise | $136.32 | 238 | 32,444 | 4,209 | Apr 01, 2022, 04:16 PM |
| NEAL MICHAEL A | Director | Mar 31, 2022 | Option Exercise | $136.32 | 238 | 32,444 | 49,200 | Apr 01, 2022, 04:16 PM |
| BURKE STEPHEN B | Director | Mar 31, 2022 | Option Exercise | $136.32 | 358 | 48,803 | 162,523 | Apr 01, 2022, 04:16 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2022 | Option Exercise | $136.32 | 284 | 38,715 | 51,352 | Apr 01, 2022, 04:16 PM |
| Pinto Daniel E | President & COO, CEO CIB | Mar 25, 2022 | Option Exercise | $141.99 | 38,864 | 5,518,300 | 601,847 | Mar 29, 2022, 04:18 PM |
| Beer Lori A | Chief Information Officer | Mar 25, 2022 | Option Exercise | $141.99 | 16,875 | 2,396,081 | 38,703 | Mar 29, 2022, 04:18 PM |
| Friedman Stacey | General Counsel | Mar 25, 2022 | Option Exercise | $141.99 | 26,999 | 3,833,588 | 73,034 | Mar 29, 2022, 04:18 PM |
| Lake Marianne | Co-CEO CCB | Mar 25, 2022 | Option Exercise | $141.99 | 38,473 | 5,462,781 | 107,489 | Mar 29, 2022, 04:18 PM |
| Scher Peter | Vice Chairman | Mar 25, 2022 | Option Exercise | $141.99 | 12,533 | 1,779,561 | 36,283 | Mar 29, 2022, 04:18 PM |
| Leopold Robin | Head of Human Resources | Mar 25, 2022 | Option Exercise | $141.99 | 8,438 | 1,198,112 | 21,031 | Mar 29, 2022, 04:18 PM |
| Petno Douglas B | CEO Commercial Banking | Mar 25, 2022 | Option Exercise | $141.99 | 32,399 | 4,600,334 | 389,807 | Mar 29, 2022, 04:17 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Mar 25, 2022 | Option Exercise | $141.99 | 53,322 | 7,571,191 | 567,310 | Mar 29, 2022, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Mar 25, 2022 | Option Exercise | $141.99 | 220,486 | 31,306,808 | 1,166,561 | Mar 29, 2022, 04:17 PM |
| BACON ASHLEY | Chief Risk Officer | Mar 25, 2022 | Option Exercise | $141.99 | 28,403 | 4,032,942 | 199,600 | Mar 29, 2022, 04:17 PM |
| Korablina Elena A | Corporate Controller | Jan 18, 2022 | Option Exercise | $153.16 | 443 | 67,850 | 19,043 | Jan 20, 2022, 04:36 PM |
| Rometty Virginia M | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 5,283 | Jan 20, 2022, 04:36 PM |
| NOVAKOVIC PHEBE N | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 3,970 | Jan 20, 2022, 04:35 PM |
| NEAL MICHAEL A | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 48,962 | Jan 20, 2022, 04:35 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 51,068 | Jan 20, 2022, 04:35 PM |
| Combs Todd A. | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 27,024 | Jan 20, 2022, 04:35 PM |
| CROWN JAMES S | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 334,574 | Jan 20, 2022, 04:35 PM |
| BURKE STEPHEN B | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 162,113 | Jan 20, 2022, 04:35 PM |
| BAMMANN LINDA | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 94,322 | Jan 20, 2022, 04:35 PM |
| HOBSON MELLODY L | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 17,625 | Jan 20, 2022, 04:34 PM |
| HOBSON MELLODY L | Director | Jan 19, 2022 | Buy | $149.68 | 670 | 100,285 | 18,295 | Jan 20, 2022, 04:34 PM |
| Pinto Daniel E | President & COO, CEO CIB | Jan 13, 2022 | Option Exercise | $168.85 | 25,457 | 4,298,415 | 577,237 | Jan 14, 2022, 04:18 PM |
| Beer Lori A | Chief Information Officer | Jan 13, 2022 | Option Exercise | $168.85 | 8,380 | 1,414,963 | 25,064 | Jan 14, 2022, 04:17 PM |
| Korablina Elena A | Corporate Controller | Jan 13, 2022 | Option Exercise | $168.85 | 4,212 | 711,196 | 18,733 | Jan 14, 2022, 04:17 PM |
| Lake Marianne | Co-CEO CCB | Jan 13, 2022 | Option Exercise | $168.85 | 19,709 | 3,327,865 | 121,391 | Jan 14, 2022, 04:17 PM |
| Piepszak Jennifer | Co-CEO CCB | Jan 13, 2022 | Option Exercise | $168.85 | 13,840 | 2,336,884 | 15,803 | Jan 14, 2022, 04:17 PM |
| Scher Peter | Vice Chairman | Jan 13, 2022 | Option Exercise | $168.85 | 5,850 | 987,773 | 23,184 | Jan 14, 2022, 04:17 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2022 | Option Exercise | $168.85 | 16,406 | 2,770,153 | 363,620 | Jan 14, 2022, 04:17 PM |
| Leopold Robin | Head of Human Resources | Jan 13, 2022 | Option Exercise | $168.85 | 4,116 | 694,987 | 13,485 | Jan 14, 2022, 04:17 PM |
| Friedman Stacey | General Counsel | Jan 13, 2022 | Option Exercise | $168.85 | 13,889 | 2,345,158 | 51,211 | Jan 14, 2022, 04:17 PM |
| Barnum Jeremy | Chief Financial Officer | Jan 13, 2022 | Option Exercise | $168.85 | 10,474 | 1,768,535 | 16,953 | Jan 14, 2022, 04:17 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 13, 2022 | Option Exercise | $168.85 | 27,647 | 4,668,196 | 524,210 | Jan 14, 2022, 04:17 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2022 | Option Exercise | $168.85 | 14,273 | 2,409,996 | 172,745 | Jan 14, 2022, 04:16 PM |
| Korablina Elena A | Corporate Controller | Oct 25, 2021 | Option Exercise | $171.72 | 482 | 82,769 | 15,768 | Oct 26, 2021, 04:18 PM |
| Piepszak Jennifer | Co-CEO CCB | Oct 25, 2021 | Sale | $171.26 | 3,173 | 543,402 | 3,039 | Oct 25, 2021, 05:30 PM |
| Beer Lori A | Chief Information Officer | Oct 25, 2021 | Sale | $171.22 | 5,210 | 892,056 | 16,748 | Oct 25, 2021, 05:30 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 22, 2021 | Option Exercise | $170.90 | 47,663 | 8,145,369 | 560,544 | Oct 25, 2021, 04:16 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 22, 2021 | Option Exercise | $35.61 | 82,115 | 2,924,115 | 608,207 | Oct 25, 2021, 04:16 PM |
| Scher Peter | Executive Vice President | Oct 14, 2021 | Sale | $162.41 | 4,372 | 710,070 | 15,304 | Oct 15, 2021, 04:17 PM |
| Leopold Robin | Head of Human Resources | Oct 14, 2021 | Sale | $162.41 | 1,238 | 201,070 | 8,616 | Oct 15, 2021, 04:17 PM |
| Beer Lori A | Chief Information Officer | Oct 14, 2021 | Sale | $162.46 | 7,829 | 1,271,876 | 21,958 | Oct 15, 2021, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Oct 14, 2021 | Option Exercise | $162.04 | 375,403 | 60,828,426 | 536,783 | Oct 15, 2021, 04:16 PM |
| DIMON JAMES | Chairman & CEO | Oct 14, 2021 | Option Exercise | $35.61 | 562,430 | 20,028,133 | 912,186 | Oct 15, 2021, 04:16 PM |
| BURKE STEPHEN B | Director | Sep 30, 2021 | Option Exercise | $163.69 | 328 | 53,690 | 158,705 | Oct 01, 2021, 04:18 PM |
| NEAL MICHAEL A | Director | Sep 30, 2021 | Option Exercise | $163.69 | 199 | 32,574 | 46,672 | Oct 01, 2021, 04:18 PM |
| HOBSON MELLODY L | Director | Sep 30, 2021 | Option Exercise | $163.69 | 244 | 39,940 | 15,635 | Oct 01, 2021, 04:17 PM |
| Rometty Virginia M | Director | Sep 30, 2021 | Option Exercise | $163.69 | 221 | 36,175 | 3,415 | Oct 01, 2021, 04:17 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2021 | Option Exercise | $163.69 | 237 | 38,795 | 48,607 | Oct 01, 2021, 04:17 PM |
| Leopold Robin | Head of Human Resources | Jul 30, 2021 | Option Exercise | $152.43 | 2,947 | 449,226 | 9,854 | Aug 02, 2021, 04:20 PM |
| Leopold Robin | Head of Human Resources | Jul 30, 2021 | Option Exercise | $46.58 | 4,185 | 194,937 | 12,801 | Aug 02, 2021, 04:20 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jul 14, 2021 | Sale | $154.78 | 17,387 | 2,691,177 | 512,189 | Jul 14, 2021, 05:49 PM |
| NEAL MICHAEL A | Director | Jun 30, 2021 | Option Exercise | $155.54 | 209 | 32,508 | 46,255 | Jul 01, 2021, 04:25 PM |
| Rometty Virginia M | Director | Jun 30, 2021 | Option Exercise | $155.54 | 217 | 33,752 | 3,176 | Jul 01, 2021, 04:25 PM |
| HOBSON MELLODY L | Director | Jun 30, 2021 | Option Exercise | $155.54 | 241 | 37,485 | 15,327 | Jul 01, 2021, 04:25 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2021 | Option Exercise | $155.54 | 249 | 38,729 | 48,088 | Jul 01, 2021, 04:23 PM |
| BURKE STEPHEN B | Director | Jun 30, 2021 | Option Exercise | $155.54 | 329 | 51,173 | 157,640 | Jul 01, 2021, 04:23 PM |
| HOBSON MELLODY L | Director | Apr 19, 2021 | Buy | $153.12 | 660 | 101,059 | 15,086 | Apr 19, 2021, 04:16 PM |
| Petno Douglas B | CEO Commercial Banking | Apr 15, 2021 | Sale | $150.90 | 11,512 | 1,737,161 | 373,531 | Apr 15, 2021, 06:39 PM |
| Lake Marianne | Executive Vice President | Apr 15, 2021 | Sale | $150.90 | 13,047 | 1,968,845 | 103,897 | Apr 15, 2021, 06:39 PM |
| Friedman Stacey | General Counsel | Apr 15, 2021 | Sale | $150.90 | 16,965 | 2,560,018 | 56,212 | Apr 15, 2021, 06:39 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Apr 15, 2021 | Sale | $150.90 | 19,188 | 2,895,469 | 501,171 | Apr 15, 2021, 06:39 PM |
| Beer Lori A | Chief Information Officer | Apr 15, 2021 | Sale | $150.90 | 15,000 | 2,263,455 | 29,787 | Apr 15, 2021, 06:39 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 15, 2021 | Sale | $150.91 | 11,930 | 1,800,320 | 157,574 | Apr 15, 2021, 06:38 PM |
| Rometty Virginia M | Director | Mar 31, 2021 | Option Exercise | $152.23 | 189 | 28,771 | 2,943 | Apr 01, 2021, 04:18 PM |
| HOBSON MELLODY L | Director | Mar 31, 2021 | Option Exercise | $152.23 | 230 | 35,013 | 14,363 | Apr 01, 2021, 04:17 PM |
| NEAL MICHAEL A | Director | Mar 31, 2021 | Option Exercise | $152.23 | 213 | 32,425 | 45,829 | Apr 01, 2021, 04:17 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2021 | Option Exercise | $152.23 | 255 | 38,819 | 47,558 | Apr 01, 2021, 04:17 PM |
| BURKE STEPHEN B | Director | Mar 31, 2021 | Option Exercise | $152.23 | 320 | 48,714 | 156,576 | Apr 01, 2021, 04:17 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Mar 25, 2021 | Option Exercise | $151.15 | 18,816 | 2,844,038 | 526,092 | Mar 26, 2021, 04:27 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Mar 25, 2021 | Option Exercise | $151.15 | 43,081 | 6,511,693 | 508,751 | Mar 26, 2021, 04:23 PM |
| Petno Douglas B | CEO Commercial Banking | Mar 25, 2021 | Option Exercise | $151.15 | 26,195 | 3,959,374 | 385,043 | Mar 26, 2021, 04:23 PM |
| Scher Peter | Executive Vice President | Mar 25, 2021 | Option Exercise | $151.15 | 8,809 | 1,331,480 | 19,676 | Mar 26, 2021, 04:23 PM |
| Leopold Robin | Head of Human Resources | Mar 25, 2021 | Option Exercise | $151.15 | 4,270 | 645,410 | 8,616 | Mar 26, 2021, 04:23 PM |
| Lake Marianne | Executive Vice President | Mar 25, 2021 | Option Exercise | $151.15 | 29,689 | 4,487,492 | 116,944 | Mar 26, 2021, 04:23 PM |
| Friedman Stacey | General Counsel | Mar 25, 2021 | Option Exercise | $151.15 | 21,539 | 3,255,620 | 73,177 | Mar 26, 2021, 04:23 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Mar 25, 2021 | Option Exercise | $151.15 | 43,659 | 6,599,058 | 520,359 | Mar 26, 2021, 04:23 PM |
| DIMON JAMES | Chairman & CEO | Mar 25, 2021 | Option Exercise | $151.15 | 178,516 | 26,982,692 | 620,187 | Mar 26, 2021, 04:23 PM |
| Beer Lori A | Chief Information Officer | Mar 25, 2021 | Option Exercise | $151.15 | 8,733 | 1,319,993 | 44,787 | Mar 26, 2021, 04:23 PM |
| BACON ASHLEY | Chief Risk Officer | Mar 25, 2021 | Option Exercise | $151.15 | 23,814 | 3,599,486 | 169,504 | Mar 26, 2021, 04:23 PM |
| Friedman Stacey | General Counsel | Feb 05, 2021 | Option Exercise | $138.43 | 15,640 | 2,165,123 | 54,245 | Feb 08, 2021, 04:30 PM |
| Friedman Stacey | General Counsel | Feb 05, 2021 | Option Exercise | $42.50 | 23,139 | 983,515 | 69,885 | Feb 08, 2021, 04:30 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 29, 2021 | Sale | $129.84 | 22,011 | 2,857,842 | 362,018 | Jan 29, 2021, 05:23 PM |
| CROWN JAMES S | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 327,320 | Jan 21, 2021, 05:26 PM |
| Rometty Virginia M | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 2,750 | Jan 21, 2021, 04:55 PM |
| NOVAKOVIC PHEBE N | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 2,295 | Jan 21, 2021, 04:55 PM |
| NEAL MICHAEL A | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 45,380 | Jan 21, 2021, 04:55 PM |
| HOBSON MELLODY L | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 14,074 | Jan 21, 2021, 04:55 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 46,994 | Jan 21, 2021, 04:54 PM |
| Combs Todd A. | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 25,033 | Jan 21, 2021, 04:54 PM |
| BURKE STEPHEN B | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 155,424 | Jan 21, 2021, 04:54 PM |
| BAMMANN LINDA | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 91,901 | Jan 21, 2021, 04:54 PM |
| Giles Nicole | Corporate Controller | Jan 19, 2021 | Sale | $138.75 | 3,154 | 437,624 | 9,687 | Jan 21, 2021, 04:32 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jan 19, 2021 | Sale | $138.77 | 40,184 | 5,576,334 | 467,609 | Jan 21, 2021, 04:32 PM |
| Piepszak Jennifer | Chief Financial Officer | Jan 19, 2021 | Sale | $138.76 | 12,881 | 1,787,316 | 6,212 | Jan 21, 2021, 04:32 PM |
| Lake Marianne | Executive Vice President | Jan 19, 2021 | Sale | $138.75 | 9,481 | 1,315,527 | 81,665 | Jan 21, 2021, 04:31 PM |
| Friedman Stacey | General Counsel | Jan 19, 2021 | Sale | $138.77 | 16,652 | 2,310,765 | 46,746 | Jan 21, 2021, 04:31 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 19, 2021 | Sale | $138.77 | 13,270 | 1,841,491 | 481,983 | Jan 21, 2021, 04:31 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 19, 2021 | Sale | $138.76 | 8,400 | 1,165,559 | 145,644 | Jan 21, 2021, 04:31 PM |
| Giles Nicole | Corporate Controller | Jan 13, 2021 | Option Exercise | $139.45 | 3,178 | 443,156 | 12,841 | Jan 15, 2021, 04:20 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jan 13, 2021 | Option Exercise | $139.45 | 28,339 | 3,951,732 | 507,793 | Jan 15, 2021, 04:20 PM |
| Scher Peter | Executive Vice President | Jan 13, 2021 | Option Exercise | $139.45 | 5,330 | 743,242 | 10,255 | Jan 15, 2021, 04:19 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Jan 13, 2021 | Option Exercise | $139.45 | 11,954 | 1,666,926 | 504,877 | Jan 15, 2021, 04:19 PM |
| Piepszak Jennifer | Chief Financial Officer | Jan 13, 2021 | Option Exercise | $139.45 | 12,440 | 1,734,696 | 19,093 | Jan 15, 2021, 04:19 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2021 | Option Exercise | $139.45 | 16,494 | 2,300,006 | 384,029 | Jan 15, 2021, 04:19 PM |
| Leopold Robin | Head of Human Resources | Jan 13, 2021 | Option Exercise | $139.45 | 2,759 | 384,729 | 4,354 | Jan 15, 2021, 04:19 PM |
| Lake Marianne | Executive Vice President | Jan 13, 2021 | Option Exercise | $139.45 | 19,335 | 2,696,169 | 91,146 | Jan 15, 2021, 04:19 PM |
| Friedman Stacey | General Counsel | Jan 13, 2021 | Option Exercise | $139.45 | 13,483 | 1,880,137 | 63,398 | Jan 15, 2021, 04:19 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 13, 2021 | Option Exercise | $139.45 | 27,982 | 3,901,950 | 495,253 | Jan 15, 2021, 04:19 PM |
| Beer Lori A | Chief Information Officer | Jan 13, 2021 | Option Exercise | $139.45 | 6,594 | 919,500 | 37,112 | Jan 15, 2021, 04:19 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2021 | Option Exercise | $139.45 | 14,647 | 2,042,451 | 154,044 | Jan 15, 2021, 04:19 PM |
| Rometty Virginia M | Director | Dec 31, 2020 | Option Exercise | $127.07 | 226 | 28,718 | 955 | Jan 04, 2021, 04:20 PM |
| RAYMOND LEE R | Director | Dec 31, 2020 | Option Exercise | $127.07 | 374 | 47,524 | 265,309 | Jan 04, 2021, 04:19 PM |
| NEAL MICHAEL A | Director | Dec 31, 2020 | Option Exercise | $127.07 | 256 | 32,530 | 43,584 | Jan 04, 2021, 04:19 PM |
| HOBSON MELLODY L | Director | Dec 31, 2020 | Option Exercise | $127.07 | 315 | 40,027 | 12,279 | Jan 04, 2021, 04:19 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2020 | Option Exercise | $127.07 | 305 | 38,756 | 45,199 | Jan 04, 2021, 04:19 PM |
| BURKE STEPHEN B | Director | Dec 31, 2020 | Option Exercise | $127.07 | 364 | 46,253 | 153,629 | Jan 04, 2021, 04:19 PM |
| Lake Marianne | Executive Vice President | Nov 24, 2020 | Sale | $120.01 | 15,808 | 1,897,118 | 63,420 | Nov 24, 2020, 04:21 PM |
| Beer Lori A | Chief Information Officer | Oct 25, 2020 | Option Exercise | $103.69 | 5,928 | 614,674 | 29,369 | Oct 26, 2020, 05:32 PM |
| Piepszak Jennifer | Chief Financial Officer | Oct 25, 2020 | Option Exercise | $103.69 | 3,458 | 358,560 | 9,509 | Oct 26, 2020, 05:32 PM |
| Piepszak Jennifer | Chief Financial Officer | Oct 26, 2020 | Sale | $101.11 | 3,297 | 333,356 | 6,212 | Oct 26, 2020, 05:32 PM |
| Giles Nicole | Corporate Controller | Oct 25, 2020 | Option Exercise | $103.69 | 2,365 | 245,227 | 9,999 | Oct 26, 2020, 05:31 PM |
| Giles Nicole | Corporate Controller | Oct 26, 2020 | Sale | $100.98 | 2,281 | 230,326 | 7,718 | Oct 26, 2020, 05:31 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 14, 2020 | Option Exercise | $101.01 | 52,679 | 5,321,211 | 491,399 | Oct 16, 2020, 04:19 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 14, 2020 | Option Exercise | $44.29 | 75,000 | 3,321,750 | 544,078 | Oct 16, 2020, 04:19 PM |
| DIMON JAMES | Chairman & CEO | Oct 14, 2020 | Option Exercise | $101.01 | 276,725 | 27,952,546 | 553,925 | Oct 16, 2020, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Oct 14, 2020 | Option Exercise | $47.73 | 367,377 | 17,534,904 | 830,650 | Oct 16, 2020, 04:17 PM |
| Rometty Virginia M | Director | Sep 30, 2020 | Option Exercise | $96.27 | 299 | 28,785 | 724 | Oct 01, 2020, 04:22 PM |
| RAYMOND LEE R | Director | Sep 30, 2020 | Option Exercise | $96.27 | 519 | 49,964 | 262,542 | Oct 01, 2020, 04:22 PM |
| NEAL MICHAEL A | Director | Sep 30, 2020 | Option Exercise | $96.27 | 338 | 32,539 | 43,017 | Oct 01, 2020, 04:22 PM |
| HOBSON MELLODY L | Director | Sep 30, 2020 | Option Exercise | $96.27 | 441 | 42,455 | 11,889 | Oct 01, 2020, 04:22 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2020 | Option Exercise | $96.27 | 403 | 38,797 | 54,486 | Oct 01, 2020, 04:22 PM |
| BURKE STEPHEN B | Director | Sep 30, 2020 | Option Exercise | $96.27 | 506 | 48,713 | 152,163 | Oct 01, 2020, 04:22 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jul 15, 2020 | Sale | $99.52 | 24,554 | 2,443,717 | 468,712 | Jul 15, 2020, 06:41 PM |
| Rometty Virginia M | Director | Jun 30, 2020 | Option Exercise | $94.06 | 144 | 13,545 | 424 | Jul 02, 2020, 04:30 PM |
| RAYMOND LEE R | Director | Jun 30, 2020 | Option Exercise | $94.06 | 505 | 47,500 | 259,581 | Jul 02, 2020, 04:30 PM |
| NEAL MICHAEL A | Director | Jun 30, 2020 | Option Exercise | $94.06 | 346 | 32,545 | 42,364 | Jul 02, 2020, 04:29 PM |
| HOBSON MELLODY L | Director | Jun 30, 2020 | Option Exercise | $94.06 | 425 | 39,975 | 11,375 | Jul 02, 2020, 04:29 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2020 | Option Exercise | $94.06 | 398 | 37,436 | 53,669 | Jul 02, 2020, 04:28 PM |
| BURKE STEPHEN B | Director | Jun 30, 2020 | Option Exercise | $94.06 | 492 | 46,278 | 150,535 | Jul 02, 2020, 04:28 PM |
| BURKE STEPHEN B | Director | Apr 16, 2020 | Buy | $87.99 | 75,000 | 6,598,957 | 75,000 | Apr 16, 2020, 05:21 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 15, 2020 | Sale | $91.12 | 13,027 | 1,187,081 | 137,243 | Apr 15, 2020, 05:14 PM |
| RAYMOND LEE R | Director | Mar 31, 2020 | Option Exercise | $90.03 | 583 | 52,487 | 256,514 | Apr 02, 2020, 05:00 PM |
| NEAL MICHAEL A | Director | Mar 31, 2020 | Option Exercise | $90.03 | 361 | 32,501 | 41,690 | Apr 02, 2020, 04:40 PM |
| JACKSON LABAN | Director | Mar 31, 2020 | Option Exercise | $90.03 | 500 | 45,015 | 192,996 | Apr 02, 2020, 04:40 PM |
| HOBSON MELLODY L | Director | Mar 31, 2020 | Option Exercise | $90.03 | 500 | 45,015 | 10,878 | Apr 02, 2020, 04:39 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2020 | Option Exercise | $90.03 | 403 | 36,282 | 52,840 | Apr 02, 2020, 04:38 PM |
| BURKE STEPHEN B | Director | Mar 31, 2020 | Option Exercise | $90.03 | 569 | 51,227 | 148,868 | Apr 02, 2020, 04:37 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Mar 25, 2020 | Option Exercise | $89.85 | 53,696 | 4,824,317 | 462,178 | Mar 27, 2020, 04:17 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Mar 25, 2020 | Option Exercise | $89.85 | 9,640 | 866,106 | 469,078 | Mar 27, 2020, 04:17 PM |
| Petno Douglas B | CEO Commercial Banking | Mar 25, 2020 | Option Exercise | $89.85 | 31,378 | 2,819,156 | 343,397 | Mar 27, 2020, 04:17 PM |
| Lake Marianne | Executive Vice President | Mar 25, 2020 | Option Exercise | $89.85 | 35,971 | 3,231,815 | 81,597 | Mar 27, 2020, 04:17 PM |
| Friedman Stacey | General Counsel | Mar 25, 2020 | Option Exercise | $89.85 | 22,195 | 1,994,110 | 49,600 | Mar 27, 2020, 04:17 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Mar 25, 2020 | Option Exercise | $89.85 | 55,869 | 5,019,550 | 493,266 | Mar 27, 2020, 04:17 PM |
| BACON ASHLEY | Chief Risk Officer | Mar 25, 2020 | Option Exercise | $89.85 | 30,048 | 2,699,663 | 150,270 | Mar 27, 2020, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Mar 25, 2020 | Option Exercise | $89.85 | 219,392 | 19,711,275 | 631,998 | Mar 27, 2020, 04:17 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Feb 04, 2020 | Sale | $135.72 | 15,212 | 2,064,557 | 0 | Feb 04, 2020, 04:50 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 27, 2020 | Sale | $131.94 | 62,085 | 8,191,743 | 304,669 | Jan 27, 2020, 05:14 PM |
| RAYMOND LEE R | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 254,299 | Jan 23, 2020, 04:52 PM |
| NEAL MICHAEL A | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 41,132 | Jan 23, 2020, 04:52 PM |
| JACKSON LABAN | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 191,430 | Jan 23, 2020, 04:32 PM |
| HOBSON MELLODY L | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 10,347 | Jan 23, 2020, 04:32 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 52,175 | Jan 23, 2020, 04:32 PM |
| CROWN JAMES S | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 318,817 | Jan 23, 2020, 04:32 PM |
| Combs Todd A. | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 22,897 | Jan 23, 2020, 04:32 PM |
| BURKE STEPHEN B | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 147,559 | Jan 23, 2020, 04:32 PM |
| BELL JAMES A | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 33,675 | Jan 23, 2020, 04:32 PM |
| BAMMANN LINDA | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 89,286 | Jan 23, 2020, 04:31 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 15, 2020 | Buy | $100.00 | 51,000 | 5,100,000 | 51,000 | Jan 17, 2020, 04:22 PM |
| HOBSON MELLODY L | Director | Jan 15, 2020 | Buy | $136.39 | 14,600 | 1,991,250 | 124,155 | Jan 16, 2020, 04:24 PM |
| Leopold Robin | Head of Human Resources | Jan 13, 2020 | Option Exercise | $136.48 | 2,608 | 355,932 | 21,752 | Jan 15, 2020, 05:55 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Jan 13, 2020 | Option Exercise | $136.48 | 5,968 | 814,495 | 458,209 | Jan 15, 2020, 05:55 PM |
| Beer Lori A | Chief Information Officer | Jan 13, 2020 | Option Exercise | $136.48 | 7,765 | 1,059,744 | 24,159 | Jan 15, 2020, 05:55 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jan 13, 2020 | Option Exercise | $136.48 | 28,717 | 3,919,210 | 422,697 | Jan 15, 2020, 05:55 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jan 15, 2020 | Sale | $137.04 | 11,800 | 1,617,096 | 410,897 | Jan 15, 2020, 05:55 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jan 15, 2020 | Sale | $137.03 | 2,950 | 404,233 | 21,075 | Jan 15, 2020, 05:55 PM |
| Scher Peter | Executive Vice President | Jan 13, 2020 | Option Exercise | $136.48 | 7,960 | 1,086,357 | 24,133 | Jan 15, 2020, 05:55 PM |
| Scher Peter | Executive Vice President | Jan 15, 2020 | Sale | $137.11 | 21,949 | 3,009,405 | 2,184 | Jan 15, 2020, 05:55 PM |
| Piepszak Jennifer | Chief Financial Officer | Jan 13, 2020 | Option Exercise | $136.48 | 6,532 | 891,468 | 14,782 | Jan 15, 2020, 05:55 PM |
| Piepszak Jennifer | Chief Financial Officer | Jan 15, 2020 | Sale | $137.05 | 8,312 | 1,139,143 | 6,470 | Jan 15, 2020, 05:55 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2020 | Option Exercise | $136.48 | 16,652 | 2,272,615 | 354,425 | Jan 15, 2020, 05:55 PM |
| Lake Marianne | Executive Vice President | Jan 13, 2020 | Option Exercise | $136.48 | 19,128 | 2,610,532 | 59,395 | Jan 15, 2020, 05:55 PM |
| Lake Marianne | Executive Vice President | Jan 15, 2020 | Sale | $137.10 | 9,415 | 1,290,825 | 49,980 | Jan 15, 2020, 05:55 PM |
| Giles Nicole | Corporate Controller | Jan 15, 2020 | Option Exercise | $136.48 | 1,766 | 241,018 | 10,732 | Jan 15, 2020, 05:55 PM |
| Giles Nicole | Corporate Controller | Jan 15, 2020 | Sale | $137.10 | 3,015 | 413,366 | 7,717 | Jan 15, 2020, 05:55 PM |
| Friedman Stacey | General Counsel | Jan 13, 2020 | Option Exercise | $136.48 | 12,388 | 1,690,677 | 36,532 | Jan 15, 2020, 05:55 PM |
| Friedman Stacey | General Counsel | Jan 15, 2020 | Sale | $137.10 | 6,441 | 883,048 | 30,091 | Jan 15, 2020, 05:55 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 13, 2020 | Option Exercise | $136.48 | 29,567 | 4,035,216 | 488,255 | Jan 15, 2020, 05:55 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 15, 2020 | Sale | $137.11 | 29,597 | 4,058,163 | 458,658 | Jan 15, 2020, 05:55 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2020 | Option Exercise | $136.48 | 15,563 | 2,123,992 | 146,446 | Jan 15, 2020, 05:55 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 15, 2020 | Sale | $137.11 | 25,558 | 3,504,206 | 120,888 | Jan 15, 2020, 05:55 PM |
| RAYMOND LEE R | Director | Dec 31, 2019 | Option Exercise | $139.40 | 395 | 55,063 | 252,479 | Jan 02, 2020, 04:51 PM |
| NEAL MICHAEL A | Director | Dec 31, 2019 | Option Exercise | $139.40 | 233 | 32,480 | 39,312 | Jan 02, 2020, 04:51 PM |
| JACKSON LABAN | Director | Dec 31, 2019 | Option Exercise | $139.40 | 341 | 47,535 | 189,610 | Jan 02, 2020, 04:51 PM |
| HOBSON MELLODY L | Director | Dec 31, 2019 | Option Exercise | $139.40 | 341 | 47,535 | 8,527 | Jan 02, 2020, 04:51 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2019 | Option Exercise | $139.40 | 260 | 36,244 | 50,355 | Jan 02, 2020, 04:51 PM |
| BURKE STEPHEN B | Director | Dec 31, 2019 | Option Exercise | $139.40 | 386 | 53,808 | 145,739 | Jan 02, 2020, 04:51 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Nov 08, 2019 | Option Exercise | $129.82 | 72,849 | 9,457,621 | 460,273 | Nov 12, 2019, 04:16 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Nov 08, 2019 | Option Exercise | $46.58 | 104,063 | 4,847,255 | 533,122 | Nov 12, 2019, 04:16 PM |
| Petno Douglas B | CEO Commercial Banking | Nov 06, 2019 | Option Exercise | $129.21 | 52,564 | 6,791,795 | 337,794 | Nov 07, 2019, 04:16 PM |
| Petno Douglas B | CEO Commercial Banking | Nov 06, 2019 | Option Exercise | $46.58 | 75,000 | 3,493,500 | 390,358 | Nov 07, 2019, 04:16 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Nov 07, 2019 | Sale | $130.91 | 64,198 | 8,403,904 | 15,212 | Nov 07, 2019, 04:16 PM |
| BACON ASHLEY | Chief Risk Officer | Nov 05, 2019 | Option Exercise | $129.57 | 35,768 | 4,634,460 | 129,053 | Nov 06, 2019, 04:57 PM |
| BACON ASHLEY | Chief Risk Officer | Nov 05, 2019 | Option Exercise | $43.80 | 52,630 | 2,305,204 | 164,821 | Nov 06, 2019, 04:57 PM |
| RAYMOND LEE R | Director | Oct 30, 2019 | Option Exercise | $1000.00 | 458 | 458,000 | 977 | Oct 30, 2019, 04:16 PM |
| Scher Peter | Executive Vice President | Oct 25, 2019 | Option Exercise | $125.70 | 1,888 | 237,322 | 13,171 | Oct 28, 2019, 05:56 PM |
| Beer Lori A | Chief Information Officer | Oct 25, 2019 | Option Exercise | $125.70 | 5,928 | 745,150 | 15,340 | Oct 28, 2019, 05:56 PM |
| Leopold Robin | Head of Human Resources | Oct 25, 2019 | Option Exercise | $125.70 | 1,599 | 200,994 | 17,637 | Oct 28, 2019, 05:55 PM |
| Piepszak Jennifer | Chief Financial Officer | Oct 25, 2019 | Option Exercise | $125.70 | 4,861 | 611,028 | 14,388 | Oct 28, 2019, 05:55 PM |
| Piepszak Jennifer | Chief Financial Officer | Oct 28, 2019 | Sale | $126.78 | 4,594 | 582,427 | 6,470 | Oct 28, 2019, 05:55 PM |
| Giles Nicole | Corporate Controller | Oct 25, 2019 | Option Exercise | $125.70 | 2,365 | 297,280 | 9,861 | Oct 28, 2019, 05:55 PM |
| Giles Nicole | Corporate Controller | Oct 28, 2019 | Sale | $126.73 | 863 | 109,365 | 7,578 | Oct 28, 2019, 05:55 PM |
| HOBSON MELLODY L | Director | Oct 23, 2019 | Buy | $124.65 | 16,000 | 1,994,368 | 109,555 | Oct 24, 2019, 06:39 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 18, 2019 | Option Exercise | $120.44 | 56,109 | 6,757,768 | 451,481 | Oct 21, 2019, 04:17 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 18, 2019 | Option Exercise | $43.20 | 85,000 | 3,672,000 | 507,590 | Oct 21, 2019, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Oct 16, 2019 | Option Exercise | $120.00 | 394,837 | 47,380,440 | 439,156 | Oct 18, 2019, 02:02 PM |
| DIMON JAMES | Chairman & CEO | Oct 16, 2019 | Option Exercise | $43.20 | 563,562 | 24,345,879 | 833,993 | Oct 18, 2019, 02:02 PM |
| Scher Peter | Executive Vice President | Oct 16, 2019 | Option Exercise | $120.00 | 22,941 | 2,752,920 | 11,055 | Oct 18, 2019, 02:01 PM |
| Scher Peter | Executive Vice President | Oct 16, 2019 | Option Exercise | $46.58 | 33,996 | 1,583,534 | 33,996 | Oct 18, 2019, 02:01 PM |
| Petno Douglas B | CEO Commercial Banking | Oct 16, 2019 | Option Exercise | $120.00 | 53,534 | 6,424,080 | 316,970 | Oct 18, 2019, 02:01 PM |
| Petno Douglas B | CEO Commercial Banking | Oct 16, 2019 | Option Exercise | $46.58 | 75,000 | 3,493,500 | 370,504 | Oct 18, 2019, 02:01 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Oct 16, 2019 | Sale | $119.98 | 83,289 | 9,992,847 | 393,197 | Oct 17, 2019, 04:17 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 17, 2019 | Sale | $120.51 | 53,000 | 6,387,189 | 79,410 | Oct 17, 2019, 04:17 PM |
| RAYMOND LEE R | Director | Sep 30, 2019 | Option Exercise | $117.69 | 382 | 44,958 | 250,135 | Oct 02, 2019, 04:18 PM |
| NEAL MICHAEL A | Director | Sep 30, 2019 | Option Exercise | $117.69 | 276 | 32,482 | 38,845 | Oct 02, 2019, 04:18 PM |
| JACKSON LABAN | Director | Sep 30, 2019 | Option Exercise | $117.69 | 319 | 37,543 | 187,997 | Oct 02, 2019, 04:18 PM |
| HOBSON MELLODY L | Director | Sep 30, 2019 | Option Exercise | $117.69 | 319 | 37,543 | 8,151 | Oct 02, 2019, 04:17 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2019 | Option Exercise | $117.69 | 308 | 36,249 | 49,783 | Oct 02, 2019, 04:17 PM |
| BURKE STEPHEN B | Director | Sep 30, 2019 | Option Exercise | $117.69 | 329 | 38,720 | 144,471 | Oct 02, 2019, 04:17 PM |
| Petno Douglas B | CEO Commercial Banking | Sep 13, 2019 | Option Exercise | $119.57 | 53,583 | 6,407,187 | 295,504 | Sep 16, 2019, 04:07 PM |
| Petno Douglas B | CEO Commercial Banking | Sep 13, 2019 | Option Exercise | $46.58 | 75,000 | 3,493,500 | 349,087 | Sep 16, 2019, 04:07 PM |
| Petno Douglas B | CEO Commercial Banking | Sep 10, 2019 | Option Exercise | $116.50 | 53,944 | 6,284,422 | 274,087 | Sep 11, 2019, 04:16 PM |
| Petno Douglas B | CEO Commercial Banking | Sep 10, 2019 | Option Exercise | $46.58 | 75,000 | 3,493,500 | 328,031 | Sep 11, 2019, 04:16 PM |
| HOBSON MELLODY L | Director | Aug 08, 2019 | Buy | $109.91 | 18,200 | 2,000,362 | 93,555 | Aug 08, 2019, 05:11 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jul 23, 2019 | Option Exercise | $115.64 | 231,700 | 26,792,630 | 678,402 | Jul 24, 2019, 04:56 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jul 23, 2019 | Option Exercise | $44.56 | 331,125 | 14,754,052 | 708,186 | Jul 24, 2019, 04:56 PM |
| Scher Peter | Executive Vice President | Jul 18, 2019 | Sale | $115.00 | 10,816 | 1,243,862 | 0 | Jul 19, 2019, 04:14 PM |
| Beer Lori A | Chief Information Officer | Jul 17, 2019 | Sale | $114.28 | 13,341 | 1,524,596 | 10,130 | Jul 18, 2019, 05:11 PM |
| JACKSON LABAN | Director | Jun 30, 2019 | Option Exercise | $111.80 | 380 | 42,484 | 186,545 | Jul 02, 2019, 05:15 PM |
| RAYMOND LEE R | Director | Jun 30, 2019 | Option Exercise | $111.80 | 425 | 47,515 | 248,017 | Jul 02, 2019, 05:15 PM |
| NEAL MICHAEL A | Director | Jun 30, 2019 | Option Exercise | $111.80 | 291 | 32,534 | 38,362 | Jul 02, 2019, 05:15 PM |
| HOBSON MELLODY L | Director | Jun 30, 2019 | Option Exercise | $111.80 | 291 | 32,534 | 7,804 | Jul 02, 2019, 05:15 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2019 | Option Exercise | $111.80 | 347 | 38,795 | 49,199 | Jul 02, 2019, 05:15 PM |
| BURKE STEPHEN B | Director | Jun 30, 2019 | Option Exercise | $111.80 | 297 | 33,205 | 143,358 | Jul 02, 2019, 05:15 PM |
| Scher Peter | Executive Vice President | May 01, 2019 | Option Exercise | $116.06 | 23,180 | 2,690,155 | 10,816 | May 02, 2019, 04:26 PM |
| Scher Peter | Executive Vice President | May 01, 2019 | Option Exercise | $46.58 | 33,996 | 1,583,534 | 33,996 | May 02, 2019, 04:26 PM |
| HOBSON MELLODY L | Director | Apr 18, 2019 | Buy | $114.26 | 1,700 | 194,242 | 7,485 | Apr 18, 2019, 04:17 PM |
| HOBSON MELLODY L | Director | Apr 16, 2019 | Buy | $111.03 | 18,000 | 1,998,450 | 75,355 | Apr 17, 2019, 05:15 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Apr 15, 2019 | Sale | $109.92 | 72,340 | 7,951,613 | 464,320 | Apr 16, 2019, 05:41 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Apr 15, 2019 | Sale | $109.99 | 41,395 | 4,552,870 | 365,087 | Apr 16, 2019, 05:41 PM |
| Friedman Stacey | General Counsel | Apr 15, 2019 | Sale | $109.75 | 3,710 | 407,184 | 23,650 | Apr 16, 2019, 05:41 PM |
| Giles Nicole | Corporate Controller | Apr 15, 2019 | Sale | $110.43 | 3,230 | 356,686 | 6,159 | Apr 16, 2019, 05:41 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 15, 2019 | Sale | $109.75 | 20,145 | 2,210,974 | 112,191 | Apr 16, 2019, 05:41 PM |
| Petno Douglas B | CEO Commercial Banking | Apr 15, 2019 | Option Exercise | $110.06 | 57,285 | 6,304,787 | 183,798 | Apr 16, 2019, 05:41 PM |
| Petno Douglas B | CEO Commercial Banking | Apr 15, 2019 | Option Exercise | $46.58 | 78,452 | 3,654,294 | 259,386 | Apr 16, 2019, 05:41 PM |
| Petno Douglas B | CEO Commercial Banking | Apr 15, 2019 | Sale | $109.74 | 18,303 | 2,008,553 | 241,083 | Apr 16, 2019, 05:41 PM |
| Lake Marianne | Chief Financial Officer | Apr 15, 2019 | Sale | $109.75 | 115,415 | 12,666,796 | 46,120 | Apr 16, 2019, 05:41 PM |
| WELDON WILLIAM C | Director | Mar 31, 2019 | Option Exercise | $101.23 | 432 | 43,731 | 102,775 | Apr 02, 2019, 04:14 PM |
| RAYMOND LEE R | Director | Mar 31, 2019 | Option Exercise | $101.23 | 494 | 50,008 | 245,740 | Apr 02, 2019, 04:14 PM |
| NEAL MICHAEL A | Director | Mar 31, 2019 | Option Exercise | $101.23 | 321 | 32,495 | 37,852 | Apr 02, 2019, 04:14 PM |
| JACKSON LABAN | Director | Mar 31, 2019 | Option Exercise | $101.23 | 469 | 47,477 | 184,956 | Apr 02, 2019, 04:14 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2019 | Option Exercise | $101.23 | 407 | 41,201 | 48,559 | Apr 02, 2019, 04:14 PM |
| BURKE STEPHEN B | Director | Mar 31, 2019 | Option Exercise | $101.23 | 284 | 28,749 | 142,224 | Apr 02, 2019, 04:14 PM |
| HOBSON MELLODY L | Director | Mar 31, 2019 | Option Exercise | $101.23 | 321 | 32,495 | 5,785 | Apr 02, 2019, 12:00 AM |
| Smith Gordon | Co-President & COO, CEO CCB | Mar 25, 2019 | Option Exercise | $99.33 | 70,318 | 6,984,687 | 406,482 | Mar 27, 2019, 04:22 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Mar 25, 2019 | Option Exercise | $99.33 | 76,977 | 7,646,126 | 422,590 | Mar 27, 2019, 04:22 PM |
| Petno Douglas B | CEO Commercial Banking | Mar 25, 2019 | Option Exercise | $99.33 | 41,648 | 4,136,896 | 166,142 | Mar 27, 2019, 04:22 PM |
| Lake Marianne | Chief Financial Officer | Mar 25, 2019 | Option Exercise | $99.33 | 46,150 | 4,584,080 | 153,503 | Mar 27, 2019, 04:22 PM |
| Friedman Stacey | General Counsel | Mar 25, 2019 | Option Exercise | $99.33 | 16,884 | 1,677,088 | 27,360 | Mar 27, 2019, 04:22 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Mar 25, 2019 | Option Exercise | $99.33 | 77,665 | 7,714,465 | 536,660 | Mar 27, 2019, 04:22 PM |
| DIMON JAMES | Chairman & CEO | Mar 25, 2019 | Option Exercise | $99.33 | 307,660 | 30,559,868 | 790,446 | Mar 27, 2019, 04:22 PM |
| BACON ASHLEY | Chief Risk Officer | Mar 25, 2019 | Option Exercise | $99.33 | 38,126 | 3,787,056 | 132,336 | Mar 27, 2019, 04:22 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Feb 20, 2019 | Option Exercise | $105.34 | 104,520 | 11,009,927 | 339,327 | Feb 21, 2019, 04:16 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Feb 20, 2019 | Option Exercise | $43.20 | 149,179 | 6,444,533 | 443,847 | Feb 21, 2019, 04:16 PM |
| Lake Marianne | Chief Financial Officer | Feb 20, 2019 | Option Exercise | $105.34 | 252,643 | 26,612,908 | 112,938 | Feb 21, 2019, 12:00 AM |
| Lake Marianne | Chief Financial Officer | Feb 20, 2019 | Option Exercise | $46.58 | 341,842 | 15,923,001 | 365,581 | Feb 21, 2019, 12:00 AM |
| CROWN JAMES S | Director | Feb 05, 2019 | Buy | $103.79 | 5,000 | 518,950 | 26,303 | Feb 06, 2019, 04:13 PM |
| Scher Peter | Executive Vice President | Jan 29, 2019 | Sale | $105.00 | 18,679 | 1,961,332 | 0 | Jan 29, 2019, 04:14 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 29, 2019 | Sale | $105.00 | 11,659 | 1,224,207 | 129,535 | Jan 29, 2019, 04:14 PM |
| Friedman Stacey | General Counsel | Jan 29, 2019 | Sale | $105.00 | 3,022 | 317,310 | 12,519 | Jan 29, 2019, 04:14 PM |
| Beer Lori A | Chief Information Officer | Jan 29, 2019 | Sale | $105.00 | 13,341 | 1,400,805 | 23,471 | Jan 29, 2019, 04:14 PM |
| WELDON WILLIAM C | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 101,565 | Jan 17, 2019, 04:19 PM |
| RAYMOND LEE R | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 243,347 | Jan 17, 2019, 04:19 PM |
| NEAL MICHAEL A | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 37,327 | Jan 17, 2019, 04:19 PM |
| JACKSON LABAN | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 183,256 | Jan 17, 2019, 04:19 PM |
| HOBSON MELLODY L | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 5,456 | Jan 17, 2019, 04:19 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 47,870 | Jan 17, 2019, 04:19 PM |
| CROWN JAMES S | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 311,447 | Jan 17, 2019, 04:19 PM |
| Combs Todd A. | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 20,856 | Jan 17, 2019, 04:19 PM |
| BURKE STEPHEN B | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 141,094 | Jan 17, 2019, 04:19 PM |
| BELL JAMES A | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 30,928 | Jan 17, 2019, 04:19 PM |
| BAMMANN LINDA | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 86,844 | Jan 17, 2019, 04:19 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2019 | Option Exercise | $99.56 | 19,356 | 1,927,083 | 97,877 | Jan 16, 2019, 04:34 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 16, 2019 | Sale | $102.78 | 5,831 | 599,304 | 92,046 | Jan 16, 2019, 04:34 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jan 13, 2019 | Option Exercise | $99.56 | 36,945 | 3,678,244 | 294,668 | Jan 16, 2019, 04:18 PM |
| Scher Peter | Executive Vice President | Jan 13, 2019 | Option Exercise | $99.56 | 12,078 | 1,202,486 | 18,679 | Jan 16, 2019, 04:18 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Jan 13, 2019 | Option Exercise | $99.56 | 23,845 | 2,374,008 | 335,787 | Jan 16, 2019, 04:18 PM |
| Leopold Robin | Head of Human Resources | Jan 13, 2019 | Option Exercise | $99.56 | 3,978 | 396,050 | 16,233 | Jan 16, 2019, 04:18 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2019 | Option Exercise | $99.56 | 19,170 | 1,908,565 | 128,282 | Jan 16, 2019, 04:18 PM |
| Lake Marianne | Chief Financial Officer | Jan 13, 2019 | Option Exercise | $99.56 | 24,042 | 2,393,621 | 23,739 | Jan 16, 2019, 04:18 PM |
| Giles Nicole | Corporate Controller | Jan 13, 2019 | Option Exercise | $99.56 | 1,688 | 168,057 | 9,389 | Jan 16, 2019, 04:18 PM |
| Friedman Stacey | General Counsel | Jan 13, 2019 | Option Exercise | $99.56 | 10,643 | 1,059,617 | 15,541 | Jan 16, 2019, 04:18 PM |
| Erdoes Mary E. | CEO Asset Management | Jan 13, 2019 | Option Exercise | $99.56 | 39,893 | 3,971,747 | 468,393 | Jan 16, 2019, 04:18 PM |
| Beer Lori A | Chief Information Officer | Jan 13, 2019 | Option Exercise | $99.56 | 9,722 | 967,922 | 36,812 | Jan 16, 2019, 04:17 PM |
| JACKSON LABAN | Director | Dec 31, 2018 | Option Exercise | $97.62 | 461 | 45,003 | 180,770 | Jan 03, 2019, 04:16 PM |
| BURKE STEPHEN B | Director | Dec 31, 2018 | Option Exercise | $97.62 | 295 | 28,798 | 138,607 | Jan 03, 2019, 04:16 PM |
| RAYMOND LEE R | Director | Dec 31, 2018 | Option Exercise | $97.62 | 487 | 47,541 | 240,860 | Jan 03, 2019, 12:00 AM |
| HOBSON MELLODY L | Director | Dec 31, 2018 | Option Exercise | $97.62 | 333 | 32,507 | 2,969 | Jan 03, 2019, 12:00 AM |
| NEAL MICHAEL A | Director | Dec 31, 2018 | Option Exercise | $97.62 | 333 | 32,507 | 34,840 | Jan 03, 2019, 12:00 AM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2018 | Option Exercise | $97.62 | 448 | 43,734 | 45,384 | Jan 03, 2019, 12:00 AM |
| WELDON WILLIAM C | Director | Dec 31, 2018 | Option Exercise | $97.62 | 474 | 46,272 | 99,079 | Jan 03, 2019, 12:00 AM |
| Erdoes Mary E. | CEO Asset Management | Nov 09, 2018 | Option Exercise | $111.60 | 61,391 | 6,850,929 | 430,588 | Nov 13, 2018, 04:11 PM |
| Erdoes Mary E. | CEO Asset Management | Nov 09, 2018 | Option Exercise | $19.49 | 100,000 | 1,949,000 | 491,979 | Nov 13, 2018, 04:11 PM |
| RAYMOND LEE R | Director | Oct 30, 2018 | Option Exercise | $1000.00 | 565 | 565,000 | 1,435 | Nov 01, 2018, 04:04 PM |
| Beer Lori A | Chief Information Officer | Oct 25, 2018 | Option Exercise | $104.81 | 5,928 | 621,314 | 25,527 | Oct 26, 2018, 04:45 PM |
| Scher Peter | Executive Vice President | Oct 25, 2018 | Option Exercise | $104.81 | 1,887 | 197,776 | 2,117 | Oct 26, 2018, 04:06 PM |
| Leopold Robin | Head of Human Resources | Oct 25, 2018 | Option Exercise | $104.81 | 1,599 | 167,591 | 9,998 | Oct 26, 2018, 04:05 PM |
| Giles Nicole | Corporate Controller | Oct 25, 2018 | Option Exercise | $104.81 | 2,365 | 247,876 | 6,374 | Oct 26, 2018, 04:05 PM |
| HOBSON MELLODY L | Director | Oct 19, 2018 | Buy | $108.94 | 1,150 | 125,281 | 2,632 | Oct 19, 2018, 04:17 PM |
| WELDON WILLIAM C | Director | Sep 30, 2018 | Option Exercise | $112.84 | 388 | 43,782 | 97,930 | Oct 02, 2018, 04:08 PM |
| RAYMOND LEE R | Director | Sep 30, 2018 | Option Exercise | $112.84 | 399 | 45,023 | 238,720 | Oct 02, 2018, 04:08 PM |
| JACKSON LABAN | Director | Sep 30, 2018 | Option Exercise | $112.84 | 377 | 42,541 | 179,238 | Oct 02, 2018, 04:08 PM |
| HOBSON MELLODY L | Director | Sep 30, 2018 | Option Exercise | $112.84 | 288 | 32,498 | 1,482 | Oct 02, 2018, 04:08 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2018 | Option Exercise | $112.84 | 366 | 41,299 | 44,693 | Oct 02, 2018, 04:07 PM |
| BURKE STEPHEN B | Director | Sep 30, 2018 | Option Exercise | $112.84 | 255 | 28,774 | 137,577 | Oct 02, 2018, 04:07 PM |
| NEAL MICHAEL A | Director | Sep 30, 2018 | Option Exercise | $112.84 | 288 | 32,498 | 34,330 | Oct 02, 2018, 12:00 AM |
| HOBSON MELLODY L | Director | Aug 15, 2018 | Option Exercise | $113.70 | 16,953 | 1,927,556 | 57,355 | Aug 16, 2018, 04:30 PM |
| HOBSON MELLODY L | Director | Aug 15, 2018 | Option Exercise | $41.62 | 46,308 | 1,927,524 | 74,308 | Aug 16, 2018, 04:30 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jul 23, 2018 | Sale | $114.01 | 30,725 | 3,503,019 | 238,929 | Jul 23, 2018, 05:07 PM |
| WELDON WILLIAM C | Director | Jun 30, 2018 | Option Exercise | $104.20 | 468 | 48,766 | 97,026 | Jul 03, 2018, 02:04 PM |
| RAYMOND LEE R | Director | Jun 30, 2018 | Option Exercise | $104.20 | 480 | 50,016 | 237,056 | Jul 03, 2018, 02:04 PM |
| NEAL MICHAEL A | Director | Jun 30, 2018 | Option Exercise | $104.20 | 312 | 32,510 | 33,909 | Jul 03, 2018, 02:04 PM |
| JACKSON LABAN | Director | Jun 30, 2018 | Option Exercise | $104.20 | 480 | 50,016 | 178,043 | Jul 03, 2018, 02:04 PM |
| HOBSON MELLODY L | Director | Jun 30, 2018 | Option Exercise | $104.20 | 328 | 34,178 | 1,192 | Jul 03, 2018, 02:04 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2018 | Option Exercise | $104.20 | 402 | 41,888 | 44,144 | Jul 03, 2018, 02:04 PM |
| BURKE STEPHEN B | Director | Jun 30, 2018 | Option Exercise | $104.20 | 276 | 28,759 | 136,759 | Jul 03, 2018, 02:04 PM |
| Combs Todd A. | Director | May 14, 2018 | Buy | $114.61 | 13,000 | 1,489,891 | 18,277 | May 16, 2018, 06:53 PM |
| HOBSON MELLODY L | Director | Apr 16, 2018 | Buy | $111.04 | 18,000 | 1,998,810 | 28,000 | Apr 17, 2018, 04:18 PM |
| WELDON WILLIAM C | Director | Mar 31, 2018 | Option Exercise | $109.97 | 443 | 48,717 | 96,072 | Apr 03, 2018, 04:07 PM |
| RAYMOND LEE R | Director | Mar 31, 2018 | Option Exercise | $109.97 | 455 | 50,036 | 235,377 | Apr 03, 2018, 04:06 PM |
| NEAL MICHAEL A | Director | Mar 31, 2018 | Option Exercise | $109.97 | 296 | 32,551 | 33,471 | Apr 03, 2018, 04:06 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2018 | Option Exercise | $109.97 | 341 | 37,500 | 43,569 | Apr 03, 2018, 04:06 PM |
| BURKE STEPHEN B | Director | Mar 31, 2018 | Option Exercise | $109.97 | 261 | 28,702 | 135,950 | Apr 03, 2018, 04:06 PM |
| BOWLES CRANDALL CLOSE | Director | Mar 31, 2018 | Option Exercise | $109.97 | 375 | 41,239 | 92,864 | Apr 03, 2018, 04:06 PM |
| JACKSON LABAN | Director | Mar 31, 2018 | Option Exercise | $109.97 | 409 | 44,978 | 176,788 | Apr 03, 2018, 12:00 AM |
| JACKSON LABAN | Director | Jan 19, 2018 | Option Exercise | $113.57 | 725 | 82,340 | 176,379 | Jan 22, 2018, 04:10 PM |
| JACKSON LABAN | Director | Jan 19, 2018 | Option Exercise | $44.55 | 1,346 | 59,964 | 177,104 | Jan 22, 2018, 04:10 PM |
| Scher Peter | Executive Vice President | Jan 19, 2018 | Sale | $113.42 | 26,532 | 3,009,366 | 0 | Jan 19, 2018, 04:53 PM |
| WELDON WILLIAM C | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 95,628 | Jan 18, 2018, 04:51 PM |
| RAYMOND LEE R | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 234,923 | Jan 18, 2018, 04:51 PM |
| NEAL MICHAEL A | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 33,176 | Jan 18, 2018, 04:51 PM |
| JACKSON LABAN | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 175,758 | Jan 18, 2018, 04:51 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 43,228 | Jan 18, 2018, 04:51 PM |
| Combs Todd A. | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 5,277 | Jan 18, 2018, 04:50 PM |
| BURKE STEPHEN B | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 135,688 | Jan 18, 2018, 04:50 PM |
| BOWLES CRANDALL CLOSE | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 92,490 | Jan 18, 2018, 04:50 PM |
| BELL JAMES A | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 27,952 | Jan 18, 2018, 04:50 PM |
| BAMMANN LINDA | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 84,040 | Jan 18, 2018, 04:50 PM |
| CROWN JAMES S | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 305,875 | Jan 18, 2018, 04:50 PM |
| CROWN JAMES S | Director | Jan 18, 2018 | Buy | $113.37 | 7,280 | 825,326 | 21,612 | Jan 18, 2018, 04:50 PM |
| Smith Gordon | Executive Vice President | Jan 13, 2018 | Option Exercise | $111.85 | 57,601 | 6,442,384 | 314,654 | Jan 17, 2018, 05:28 PM |
| Pinto Daniel E | Managing Director | Jan 13, 2018 | Option Exercise | $111.85 | 64,132 | 7,172,844 | 308,899 | Jan 17, 2018, 05:27 PM |
| Leopold Robin | Head of Human Resources | Jan 13, 2018 | Option Exercise | $111.85 | 5,176 | 578,910 | 8,594 | Jan 17, 2018, 05:24 PM |
| DIMON JAMES | Chairman & CEO | Jan 13, 2018 | Option Exercise | $111.85 | 51,786 | 5,792,005 | 47,487 | Jan 17, 2018, 05:23 PM |
| Beer Lori A | Chief Information Officer | Jan 13, 2018 | Option Exercise | $111.85 | 9,035 | 1,010,520 | 20,317 | Jan 17, 2018, 05:22 PM |
| Scher Peter | Executive Vice President | Jan 13, 2018 | Option Exercise | $111.85 | 13,234 | 1,480,157 | 17,057 | Jan 17, 2018, 05:20 PM |
| Scher Peter | Executive Vice President | Jan 16, 2018 | Option Exercise | $112.25 | 46,584 | 5,229,054 | 26,532 | Jan 17, 2018, 05:20 PM |
| Scher Peter | Executive Vice President | Jan 16, 2018 | Option Exercise | $35.61 | 73,116 | 2,603,661 | 90,173 | Jan 17, 2018, 05:20 PM |
| Scher Peter | Executive Vice President | Jan 16, 2018 | Sale | $112.20 | 17,057 | 1,913,795 | 73,116 | Jan 17, 2018, 05:20 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2018 | Option Exercise | $111.85 | 32,224 | 3,604,093 | 85,843 | Jan 17, 2018, 05:18 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 16, 2018 | Sale | $112.22 | 48,344 | 5,425,115 | 37,499 | Jan 17, 2018, 05:18 PM |
| Lake Marianne | Chief Financial Officer | Jan 13, 2018 | Option Exercise | $111.85 | 39,725 | 4,443,043 | 36,773 | Jan 17, 2018, 05:16 PM |
| Lake Marianne | Chief Financial Officer | Jan 16, 2018 | Sale | $112.22 | 9,194 | 1,031,723 | 27,579 | Jan 17, 2018, 05:16 PM |
| Giles Nicole | Corporate Controller | Jan 13, 2018 | Option Exercise | $111.85 | 2,056 | 229,953 | 7,876 | Jan 17, 2018, 05:14 PM |
| Giles Nicole | Corporate Controller | Jan 16, 2018 | Sale | $112.45 | 3,783 | 425,398 | 4,093 | Jan 17, 2018, 05:14 PM |
| Erdoes Mary E. | CEO Asset Management | Jan 13, 2018 | Option Exercise | $111.85 | 68,006 | 7,606,131 | 457,080 | Jan 17, 2018, 05:12 PM |
| Erdoes Mary E. | CEO Asset Management | Jan 16, 2018 | Sale | $112.25 | 65,101 | 7,307,457 | 391,979 | Jan 17, 2018, 05:12 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2018 | Option Exercise | $111.85 | 32,120 | 3,592,461 | 90,981 | Jan 17, 2018, 05:10 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 16, 2018 | Sale | $112.22 | 16,434 | 1,844,224 | 74,547 | Jan 17, 2018, 05:10 PM |
| Friedman Stacey | General Counsel | Jan 13, 2018 | Option Exercise | $111.85 | 9,910 | 1,108,384 | 21,177 | Jan 17, 2018, 05:08 PM |
| Friedman Stacey | General Counsel | Jan 16, 2018 | Sale | $112.23 | 7,202 | 808,288 | 13,975 | Jan 17, 2018, 05:08 PM |
| Friedman Stacey | General Counsel | Jan 17, 2018 | Sale | $112.40 | 10,527 | 1,183,203 | 3,448 | Jan 17, 2018, 05:08 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2017 | Option Exercise | $106.94 | 374 | 39,996 | 40,842 | Jan 03, 2018, 04:17 PM |
| BURKE STEPHEN B | Director | Dec 31, 2017 | Option Exercise | $106.94 | 269 | 28,767 | 132,940 | Jan 03, 2018, 04:17 PM |
| BOWLES CRANDALL CLOSE | Director | Dec 31, 2017 | Option Exercise | $106.94 | 409 | 43,738 | 89,831 | Jan 03, 2018, 04:17 PM |
| JACKSON LABAN | Director | Dec 31, 2017 | Option Exercise | $106.94 | 468 | 50,048 | 172,768 | Jan 03, 2018, 12:00 AM |
| NEAL MICHAEL A | Director | Dec 31, 2017 | Option Exercise | $106.94 | 304 | 32,510 | 30,836 | Jan 03, 2018, 12:00 AM |
| CROWN JAMES S | Director | Dec 31, 2017 | Option Exercise | $106.94 | 304 | 32,510 | 302,757 | Jan 03, 2018, 12:00 AM |
| WELDON WILLIAM C | Director | Dec 31, 2017 | Option Exercise | $106.94 | 432 | 46,198 | 92,927 | Jan 03, 2018, 12:00 AM |
| RAYMOND LEE R | Director | Dec 31, 2017 | Option Exercise | $106.94 | 468 | 50,048 | 231,508 | Jan 03, 2018, 12:00 AM |
| Erdoes Mary E. | CEO Asset Management | Nov 10, 2017 | Option Exercise | $97.92 | 207,277 | 20,296,563 | 395,366 | Nov 13, 2017, 04:16 PM |
| Erdoes Mary E. | CEO Asset Management | Nov 10, 2017 | Option Exercise | $42.87 | 275,765 | 11,823,075 | 602,643 | Nov 13, 2017, 04:16 PM |
| BACON ASHLEY | Chief Risk Officer | Nov 09, 2017 | Option Exercise | $97.51 | 17,621 | 1,718,268 | 54,763 | Nov 13, 2017, 12:00 AM |
| BACON ASHLEY | Chief Risk Officer | Nov 09, 2017 | Option Exercise | $43.20 | 25,000 | 1,080,000 | 72,384 | Nov 13, 2017, 12:00 AM |
| Beer Lori A | Chief Information Officer | Oct 25, 2017 | Option Exercise | $100.82 | 6,217 | 626,798 | 10,437 | Oct 26, 2017, 05:15 PM |
| Petno Douglas B | CEO Commercial Banking | Oct 24, 2017 | Option Exercise | $100.47 | 91,486 | 9,192,056 | 84,448 | Oct 26, 2017, 05:09 PM |
| Petno Douglas B | CEO Commercial Banking | Oct 24, 2017 | Option Exercise | $35.59 | 133,116 | 4,737,811 | 175,934 | Oct 26, 2017, 05:09 PM |
| Giles Nicole | Corporate Controller | Oct 25, 2017 | Option Exercise | $100.82 | 993 | 100,114 | 4,646 | Oct 26, 2017, 05:09 PM |
| Friedman Stacey | General Counsel | Oct 25, 2017 | Option Exercise | $100.82 | 2,653 | 267,475 | 12,626 | Oct 26, 2017, 05:09 PM |
| Friedman Stacey | General Counsel | Oct 26, 2017 | Sale | $101.96 | 2,099 | 214,020 | 10,527 | Oct 26, 2017, 05:09 PM |
| DIMON JAMES | Chairman & CEO | Oct 13, 2017 | Option Exercise | $95.83 | 1,483,634 | 142,184,063 | 1,205,043 | Oct 13, 2017, 05:12 PM |
| DIMON JAMES | Chairman & CEO | Oct 13, 2017 | Option Exercise | $39.83 | 2,000,000 | 79,660,004 | 2,688,677 | Oct 13, 2017, 05:12 PM |
| NEAL MICHAEL A | Director | Sep 30, 2017 | Option Exercise | $95.51 | 340 | 32,473 | 30,409 | Oct 03, 2017, 04:15 PM |
| JACKSON LABAN | Director | Sep 30, 2017 | Option Exercise | $95.51 | 524 | 50,047 | 171,456 | Oct 03, 2017, 04:15 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2017 | Option Exercise | $95.51 | 366 | 34,957 | 40,293 | Oct 03, 2017, 04:15 PM |
| CROWN JAMES S | Director | Sep 30, 2017 | Option Exercise | $95.51 | 340 | 32,473 | 301,466 | Oct 03, 2017, 04:15 PM |
| BURKE STEPHEN B | Director | Sep 30, 2017 | Option Exercise | $95.51 | 301 | 28,749 | 132,093 | Oct 03, 2017, 04:15 PM |
| BOWLES CRANDALL CLOSE | Director | Sep 30, 2017 | Option Exercise | $95.51 | 458 | 43,744 | 88,944 | Oct 03, 2017, 04:15 PM |
| RAYMOND LEE R | Director | Sep 30, 2017 | Option Exercise | $95.51 | 471 | 44,985 | 229,724 | Oct 03, 2017, 12:00 AM |
| WELDON WILLIAM C | Director | Sep 30, 2017 | Option Exercise | $95.51 | 537 | 51,289 | 91,970 | Oct 03, 2017, 12:00 AM |
| Friedman Stacey | General Counsel | Aug 21, 2017 | Sale | $90.55 | 9,968 | 902,608 | 10,527 | Aug 21, 2017, 05:13 PM |
| Giles Nicole | Corporate Controller | Jul 18, 2017 | Sale | $91.29 | 1,000 | 91,292 | 3,783 | Jul 18, 2017, 04:07 PM |
| Lake Marianne | Chief Financial Officer | Jul 17, 2017 | Sale | $91.58 | 17,596 | 1,611,412 | 0 | Jul 17, 2017, 04:40 PM |
| RAYMOND LEE R | Director | Jun 30, 2017 | Option Exercise | $91.40 | 492 | 44,969 | 228,042 | Jul 05, 2017, 05:47 PM |
| JACKSON LABAN | Director | Jun 30, 2017 | Option Exercise | $91.40 | 492 | 44,969 | 170,156 | Jul 05, 2017, 05:46 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2017 | Option Exercise | $91.40 | 383 | 35,006 | 39,767 | Jul 05, 2017, 05:46 PM |
| CROWN JAMES S | Director | Jun 30, 2017 | Option Exercise | $91.40 | 356 | 32,538 | 300,217 | Jul 05, 2017, 05:46 PM |
| BURKE STEPHEN B | Director | Jun 30, 2017 | Option Exercise | $91.40 | 315 | 28,791 | 131,261 | Jul 05, 2017, 05:46 PM |
| BOWLES CRANDALL CLOSE | Director | Jun 30, 2017 | Option Exercise | $91.40 | 451 | 41,221 | 88,048 | Jul 05, 2017, 05:46 PM |
| NEAL MICHAEL A | Director | Jun 30, 2017 | Option Exercise | $91.40 | 356 | 32,538 | 29,957 | Jul 05, 2017, 12:00 AM |
| WELDON WILLIAM C | Director | Jun 30, 2017 | Option Exercise | $91.40 | 506 | 46,248 | 90,953 | Jul 05, 2017, 12:00 AM |
| BACON ASHLEY | Chief Risk Officer | May 11, 2017 | Sale | $87.21 | 6,514 | 568,100 | 47,384 | May 12, 2017, 04:11 PM |
| Lake Marianne | Chief Financial Officer | May 05, 2017 | Option Exercise | $86.88 | 49,896 | 4,334,964 | 17,596 | May 08, 2017, 04:24 PM |
| Lake Marianne | Chief Financial Officer | May 05, 2017 | Option Exercise | $35.61 | 67,492 | 2,403,390 | 67,492 | May 08, 2017, 04:24 PM |
| CROWN JAMES S | Director | Apr 19, 2017 | Buy | $85.49 | 2,500 | 213,721 | 21,303 | Apr 20, 2017, 04:40 PM |
| CROWN JAMES S | Director | Apr 19, 2017 | Buy | $85.48 | 7,000 | 598,336 | 14,137 | Apr 20, 2017, 04:40 PM |
| CROWN JAMES S | Director | Apr 19, 2017 | Buy | $85.47 | 2,000 | 170,934 | 4,022 | Apr 20, 2017, 04:40 PM |
| Zames Matthew E | Chief Operating Officer | Apr 17, 2017 | Sale | $85.06 | 3,405 | 289,616 | 329,019 | Apr 18, 2017, 04:15 PM |
| Friedman Stacey | General Counsel | Apr 17, 2017 | Option Exercise | $85.22 | 72,057 | 6,141,058 | 20,495 | Apr 18, 2017, 04:15 PM |
| Friedman Stacey | General Counsel | Apr 17, 2017 | Option Exercise | $42.50 | 92,552 | 3,933,872 | 103,344 | Apr 18, 2017, 04:15 PM |
| Friedman Stacey | General Counsel | Apr 17, 2017 | Sale | $85.07 | 10,792 | 918,084 | 92,552 | Apr 18, 2017, 04:15 PM |
| RAYMOND LEE R | Director | Mar 31, 2017 | Option Exercise | $87.84 | 541 | 47,521 | 226,252 | Apr 04, 2017, 05:03 PM |
| NEAL MICHAEL A | Director | Mar 31, 2017 | Option Exercise | $87.84 | 370 | 32,501 | 29,483 | Apr 04, 2017, 04:08 PM |
| JACKSON LABAN | Director | Mar 31, 2017 | Option Exercise | $87.84 | 602 | 52,880 | 168,442 | Apr 04, 2017, 04:08 PM |
| CROWN JAMES S | Director | Mar 31, 2017 | Option Exercise | $87.84 | 432 | 37,947 | 298,888 | Apr 04, 2017, 04:08 PM |
| Zames Matthew E | Chief Operating Officer | Jan 26, 2017 | Option Exercise | $86.45 | 28,049 | 2,424,836 | 333,667 | Jan 30, 2017, 04:13 PM |
| Zames Matthew E | Chief Operating Officer | Jan 26, 2017 | Option Exercise | $41.76 | 37,344 | 1,559,323 | 361,716 | Jan 30, 2017, 04:13 PM |
| Donnelly John L | Director Human Resources | Jan 25, 2017 | Option Exercise | $85.67 | 20,871 | 1,788,019 | 129,481 | Jan 27, 2017, 12:17 PM |
| Donnelly John L | Director Human Resources | Jan 25, 2017 | Option Exercise | $39.81 | 27,334 | 1,088,121 | 150,352 | Jan 27, 2017, 12:17 PM |
| JACKSON LABAN | Director | Jan 19, 2017 | Option Exercise | $83.89 | 1,105 | 92,704 | 167,839 | Jan 23, 2017, 04:12 PM |
| JACKSON LABAN | Director | Jan 19, 2017 | Option Exercise | $28.49 | 2,105 | 59,971 | 168,944 | Jan 23, 2017, 04:12 PM |
| WELDON WILLIAM C | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 89,379 | Jan 19, 2017, 04:59 PM |
| RAYMOND LEE R | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 225,711 | Jan 19, 2017, 04:59 PM |
| NEAL MICHAEL A | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 29,113 | Jan 19, 2017, 04:59 PM |
| JACKSON LABAN | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 166,839 | Jan 19, 2017, 04:59 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 38,817 | Jan 19, 2017, 04:59 PM |
| Combs Todd A. | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 2,983 | Jan 19, 2017, 04:58 PM |
| BURKE STEPHEN B | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 130,051 | Jan 19, 2017, 04:58 PM |
| BOWLES CRANDALL CLOSE | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 86,631 | Jan 19, 2017, 04:58 PM |
| BELL JAMES A | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 25,167 | Jan 19, 2017, 04:58 PM |
| BAMMANN LINDA | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 81,468 | Jan 19, 2017, 04:58 PM |
| Smith Gordon | Executive Vice President | Jan 18, 2017 | Sale | $83.67 | 65,865 | 5,510,997 | 237,466 | Jan 19, 2017, 04:58 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 18, 2017 | Sale | $83.67 | 21,532 | 1,801,649 | 86,338 | Jan 19, 2017, 04:58 PM |
| Lake Marianne | Chief Financial Officer | Jan 18, 2017 | Sale | $83.68 | 13,072 | 1,093,822 | 44,711 | Jan 19, 2017, 04:58 PM |
| CROWN JAMES S | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 298,456 | Jan 19, 2017, 04:58 PM |
| Smith Gordon | Executive Vice President | Jan 13, 2017 | Option Exercise | $87.14 | 73,637 | 6,416,360 | 303,331 | Jan 18, 2017, 04:04 PM |
| Lake Marianne | Chief Financial Officer | Jan 13, 2017 | Option Exercise | $87.14 | 48,607 | 4,235,371 | 57,783 | Jan 18, 2017, 04:04 PM |
| Friedman Stacey | General Counsel | Jan 13, 2017 | Option Exercise | $87.14 | 9,962 | 868,039 | 10,792 | Jan 18, 2017, 04:04 PM |
| DIMON JAMES | Chairman & CEO | Jan 13, 2017 | Option Exercise | $87.14 | 142,988 | 12,459,260 | 1,087,730 | Jan 18, 2017, 04:04 PM |
| O'Donovan Mark | Corporate Controller | Jan 13, 2017 | Option Exercise | $87.14 | 6,230 | 542,851 | 8,904 | Jan 18, 2017, 04:04 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2017 | Option Exercise | $87.14 | 41,513 | 3,617,235 | 114,598 | Jan 18, 2017, 04:04 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 17, 2017 | Sale | $84.15 | 6,728 | 566,195 | 107,870 | Jan 18, 2017, 04:04 PM |
| Pinto Daniel E | Managing Director | Jan 13, 2017 | Option Exercise | $87.14 | 60,082 | 5,235,245 | 228,626 | Jan 18, 2017, 04:03 PM |
| Pinto Daniel E | Managing Director | Jan 17, 2017 | Option Exercise | $84.25 | 151,612 | 12,773,311 | 236,581 | Jan 18, 2017, 04:03 PM |
| Pinto Daniel E | Managing Director | Jan 17, 2017 | Option Exercise | $45.79 | 200,000 | 9,158,000 | 428,626 | Jan 18, 2017, 04:03 PM |
| Pinto Daniel E | Managing Director | Jan 17, 2017 | Sale | $84.15 | 40,433 | 3,402,506 | 388,193 | Jan 18, 2017, 04:03 PM |
| Erdoes Mary E. | CEO Asset Management | Jan 13, 2017 | Option Exercise | $87.14 | 86,786 | 7,562,098 | 362,677 | Jan 18, 2017, 04:03 PM |
| Erdoes Mary E. | CEO Asset Management | Jan 17, 2017 | Sale | $84.15 | 35,799 | 3,012,593 | 326,878 | Jan 18, 2017, 04:03 PM |
| Donnelly John L | Director Human Resources | Jan 13, 2017 | Option Exercise | $87.14 | 20,481 | 1,784,612 | 129,462 | Jan 18, 2017, 04:03 PM |
| Donnelly John L | Director Human Resources | Jan 17, 2017 | Sale | $84.16 | 6,444 | 542,313 | 123,018 | Jan 18, 2017, 04:03 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2017 | Option Exercise | $87.14 | 38,367 | 3,343,109 | 66,884 | Jan 18, 2017, 04:03 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 17, 2017 | Sale | $84.15 | 12,986 | 1,092,769 | 53,898 | Jan 18, 2017, 04:03 PM |
| Zames Matthew E | Chief Operating Officer | Jan 13, 2017 | Option Exercise | $87.14 | 87,265 | 7,603,836 | 366,455 | Jan 18, 2017, 04:03 PM |
| Zames Matthew E | Chief Operating Officer | Jan 17, 2017 | Sale | $84.16 | 42,083 | 3,541,545 | 324,372 | Jan 18, 2017, 04:03 PM |
| WELDON WILLIAM C | Director | Dec 31, 2016 | Option Exercise | $86.29 | 493 | 42,541 | 85,939 | Jan 04, 2017, 04:40 PM |
| Smith Gordon | Executive Vice President | Nov 10, 2016 | Option Exercise | $75.74 | 159,762 | 12,099,575 | 231,818 | Nov 14, 2016, 05:02 PM |
| Smith Gordon | Executive Vice President | Nov 10, 2016 | Option Exercise | $32.68 | 219,977 | 7,188,581 | 391,580 | Nov 14, 2016, 05:02 PM |
| Petno Douglas B | CEO Commercial Banking | Nov 09, 2016 | Option Exercise | $72.74 | 61,545 | 4,476,476 | 71,668 | Nov 14, 2016, 04:59 PM |
| Petno Douglas B | CEO Commercial Banking | Nov 09, 2016 | Option Exercise | $45.79 | 75,000 | 3,434,250 | 133,213 | Nov 14, 2016, 04:59 PM |
| JACKSON LABAN | Director | Oct 31, 2016 | Buy | $69.52 | 40 | 2,781 | 5,986 | Nov 02, 2016, 04:48 PM |
| O'Donovan Mark | Corporate Controller | Oct 25, 2016 | Option Exercise | $68.65 | 4,346 | 298,375 | 4,035 | Oct 27, 2016, 12:58 PM |
| O'Donovan Mark | Corporate Controller | Oct 26, 2016 | Sale | $69.05 | 4,035 | 278,621 | 0 | Oct 27, 2016, 12:58 PM |
| Friedman Stacey | General Counsel | Oct 25, 2016 | Option Exercise | $68.65 | 2,653 | 182,142 | 2,099 | Oct 27, 2016, 12:57 PM |
| Friedman Stacey | General Counsel | Oct 26, 2016 | Sale | $69.03 | 2,099 | 144,904 | 0 | Oct 27, 2016, 12:57 PM |
| BACON ASHLEY | Chief Risk Officer | Oct 21, 2016 | Option Exercise | $68.11 | 41,315 | 2,814,171 | 23,623 | Oct 24, 2016, 04:47 PM |
| BACON ASHLEY | Chief Risk Officer | Oct 21, 2016 | Option Exercise | $45.79 | 50,000 | 2,289,500 | 64,938 | Oct 24, 2016, 04:47 PM |
| Lake Marianne | Chief Financial Officer | Oct 17, 2016 | Sale | $67.26 | 14,083 | 947,237 | 16,581 | Oct 18, 2016, 04:12 PM |
| Erdoes Mary E. | CEO Asset Management | Oct 17, 2016 | Sale | $67.26 | 25,542 | 1,717,894 | 291,080 | Oct 18, 2016, 04:12 PM |
| WELDON WILLIAM C | Director | Sep 30, 2016 | Option Exercise | $66.59 | 713 | 47,479 | 84,855 | Oct 04, 2016, 05:30 PM |
| RAYMOND LEE R | Director | Sep 30, 2016 | Option Exercise | $66.59 | 619 | 41,219 | 219,502 | Oct 04, 2016, 05:30 PM |
| NEAL MICHAEL A | Director | Sep 30, 2016 | Option Exercise | $66.59 | 394 | 26,236 | 25,629 | Oct 04, 2016, 05:30 PM |
| JACKSON LABAN | Director | Sep 30, 2016 | Option Exercise | $66.59 | 713 | 47,479 | 161,571 | Oct 04, 2016, 05:30 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2016 | Option Exercise | $66.59 | 507 | 33,761 | 35,195 | Oct 04, 2016, 05:30 PM |
| CROWN JAMES S | Director | Sep 30, 2016 | Option Exercise | $66.59 | 488 | 32,496 | 293,049 | Oct 04, 2016, 05:30 PM |
| BURKE STEPHEN B | Director | Sep 30, 2016 | Option Exercise | $66.59 | 338 | 22,507 | 125,635 | Oct 04, 2016, 05:30 PM |
| BOWLES CRANDALL CLOSE | Director | Sep 30, 2016 | Option Exercise | $66.59 | 563 | 37,490 | 82,263 | Oct 04, 2016, 05:30 PM |
| O'Donovan Mark | Corporate Controller | Aug 11, 2016 | Option Exercise | $65.46 | 810 | 53,023 | 0 | Aug 12, 2016, 04:04 PM |
| Erdoes Mary E. | CEO Asset Management | Aug 11, 2016 | Option Exercise | $65.36 | 228,347 | 14,923,619 | 316,622 | Aug 12, 2016, 04:04 PM |
| Erdoes Mary E. | CEO Asset Management | Aug 11, 2016 | Option Exercise | $38.31 | 279,430 | 10,705,351 | 544,969 | Aug 12, 2016, 04:04 PM |
| Petno Douglas B | CEO Commercial Banking | Aug 09, 2016 | Option Exercise | $65.87 | 2,434 | 160,328 | 0 | Aug 11, 2016, 05:47 PM |
| Lake Marianne | Chief Financial Officer | Jul 21, 2016 | Option Exercise | $63.90 | 74,917 | 4,787,571 | 30,664 | Jul 25, 2016, 10:49 AM |
| Lake Marianne | Chief Financial Officer | Jul 21, 2016 | Option Exercise | $41.01 | 89,000 | 3,650,210 | 105,581 | Jul 25, 2016, 10:49 AM |
| Zames Matthew E | Chief Operating Officer | Jul 15, 2016 | Sale | $63.91 | 3,991 | 255,059 | 282,287 | Jul 18, 2016, 03:44 PM |
| Smith Gordon | Executive Vice President | Jul 15, 2016 | Sale | $64.05 | 23,735 | 1,520,305 | 152,462 | Jul 18, 2016, 03:44 PM |
| BACON ASHLEY | Chief Risk Officer | Jul 15, 2016 | Sale | $63.97 | 15,521 | 992,830 | 14,938 | Jul 18, 2016, 03:44 PM |
| WELDON WILLIAM C | Director | Jun 30, 2016 | Option Exercise | $62.14 | 805 | 50,023 | 83,485 | Jul 05, 2016, 04:25 PM |
| RAYMOND LEE R | Director | Jun 30, 2016 | Option Exercise | $62.14 | 674 | 41,882 | 217,166 | Jul 05, 2016, 04:25 PM |
| NEAL MICHAEL A | Director | Jun 30, 2016 | Option Exercise | $62.14 | 392 | 24,359 | 25,107 | Jul 05, 2016, 04:25 PM |
| JACKSON LABAN | Director | Jun 30, 2016 | Option Exercise | $62.14 | 805 | 50,023 | 159,774 | Jul 05, 2016, 04:25 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2016 | Option Exercise | $62.14 | 513 | 31,878 | 34,492 | Jul 05, 2016, 04:25 PM |
| CROWN JAMES S | Director | Jun 30, 2016 | Option Exercise | $62.14 | 523 | 32,499 | 291,279 | Jul 05, 2016, 04:25 PM |
| BURKE STEPHEN B | Director | Jun 30, 2016 | Option Exercise | $62.14 | 332 | 20,630 | 124,560 | Jul 05, 2016, 04:25 PM |
| BOWLES CRANDALL CLOSE | Director | Jun 30, 2016 | Option Exercise | $62.14 | 573 | 35,606 | 81,103 | Jul 05, 2016, 04:25 PM |
| Donnelly John L | Director Human Resources | Apr 21, 2016 | Option Exercise | $64.00 | 36,062 | 2,307,968 | 137,202 | Apr 22, 2016, 04:10 PM |
| Donnelly John L | Director Human Resources | Apr 21, 2016 | Option Exercise | $41.42 | 42,718 | 1,769,476 | 146,405 | Apr 22, 2016, 04:10 PM |
| Smith Gordon | Executive Vice President | Apr 19, 2016 | Option Exercise | $63.01 | 452,531 | 28,516,241 | 176,197 | Apr 20, 2016, 05:23 PM |
| Smith Gordon | Executive Vice President | Apr 19, 2016 | Option Exercise | $50.59 | 500,000 | 25,295,000 | 628,728 | Apr 20, 2016, 05:23 PM |
| Zames Matthew E | Chief Operating Officer | Apr 15, 2016 | Option Exercise | $62.17 | 44,363 | 2,758,269 | 317,718 | Apr 18, 2016, 05:38 PM |
| Zames Matthew E | Chief Operating Officer | Apr 15, 2016 | Option Exercise | $42.48 | 52,344 | 2,223,673 | 330,641 | Apr 18, 2016, 05:38 PM |
| Pinto Daniel E | Managing Director | Apr 15, 2016 | Option Exercise | $62.17 | 86,886 | 5,402,137 | 160,875 | Apr 18, 2016, 05:38 PM |
| Pinto Daniel E | Managing Director | Apr 15, 2016 | Option Exercise | $46.79 | 100,000 | 4,679,000 | 247,761 | Apr 18, 2016, 05:38 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 15, 2016 | Option Exercise | $62.17 | 43,443 | 2,701,068 | 30,459 | Apr 18, 2016, 05:38 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 15, 2016 | Option Exercise | $46.79 | 50,000 | 2,339,500 | 73,902 | Apr 18, 2016, 05:38 PM |
| Lake Marianne | Chief Financial Officer | Apr 14, 2016 | Sale | $62.41 | 13,684 | 854,064 | 16,581 | Apr 14, 2016, 05:40 PM |
| Zames Matthew E | Chief Operating Officer | Apr 14, 2016 | Sale | $61.77 | 45,144 | 2,788,441 | 278,297 | Apr 14, 2016, 05:39 PM |
| Smith Gordon | Executive Vice President | Apr 14, 2016 | Sale | $62.01 | 32,096 | 1,990,421 | 128,728 | Apr 14, 2016, 05:39 PM |
| Pinto Daniel E | Managing Director | Apr 14, 2016 | Sale | $62.38 | 28,837 | 1,798,993 | 147,761 | Apr 14, 2016, 05:39 PM |
| RAYMOND LEE R | Director | Mar 31, 2016 | Option Exercise | $59.22 | 718 | 42,520 | 214,898 | Apr 04, 2016, 05:34 PM |
| WELDON WILLIAM C | Director | Mar 31, 2016 | Option Exercise | $59.22 | 887 | 52,528 | 82,076 | Apr 04, 2016, 05:20 PM |
| NEAL MICHAEL A | Director | Mar 31, 2016 | Option Exercise | $59.22 | 380 | 22,504 | 24,598 | Apr 04, 2016, 05:20 PM |
| JACKSON LABAN | Director | Mar 31, 2016 | Option Exercise | $59.22 | 887 | 52,528 | 157,966 | Apr 04, 2016, 05:20 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2016 | Option Exercise | $59.22 | 507 | 30,025 | 33,801 | Apr 04, 2016, 05:20 PM |
| CROWN JAMES S | Director | Mar 31, 2016 | Option Exercise | $59.22 | 549 | 32,512 | 289,566 | Apr 04, 2016, 05:20 PM |
| BURKE STEPHEN B | Director | Mar 31, 2016 | Option Exercise | $59.22 | 317 | 18,773 | 123,544 | Apr 04, 2016, 05:20 PM |
| BOWLES CRANDALL CLOSE | Director | Mar 31, 2016 | Option Exercise | $59.22 | 570 | 33,755 | 79,978 | Apr 04, 2016, 05:20 PM |
| DIMON JAMES | Chairman & CEO | Feb 11, 2016 | Buy | $53.13 | 40,000 | 2,125,236 | 115,800 | Feb 11, 2016, 06:14 PM |
| DIMON JAMES | Chairman & CEO | Feb 11, 2016 | Buy | $53.30 | 85,000 | 4,530,423 | 4,340,740 | Feb 11, 2016, 06:14 PM |
| DIMON JAMES | Chairman & CEO | Feb 11, 2016 | Buy | $53.30 | 45,000 | 2,398,459 | 567,743 | Feb 11, 2016, 06:14 PM |
| DIMON JAMES | Chairman & CEO | Feb 11, 2016 | Buy | $53.14 | 330,000 | 17,536,397 | 330,000 | Feb 11, 2016, 06:14 PM |
| CROWN JAMES S | Director | Feb 04, 2016 | Buy | $58.40 | 1 | 58 | 6,950 | Feb 04, 2016, 04:32 PM |
| CROWN JAMES S | Director | Feb 04, 2016 | Buy | $58.39 | 67 | 3,912 | 11,158 | Feb 04, 2016, 04:32 PM |
| CROWN JAMES S | Director | Feb 04, 2016 | Buy | $57.36 | 1 | 57 | 5,362 | Feb 04, 2016, 04:32 PM |
| CROWN JAMES S | Director | Feb 04, 2016 | Buy | $57.36 | 12 | 688 | 1,971 | Feb 04, 2016, 04:32 PM |
| Petno Douglas B | Managing Director | Jan 29, 2016 | Sale | $59.00 | 10,566 | 623,409 | 118,955 | Jan 29, 2016, 05:54 PM |
| Petno Douglas B | Managing Director | Jan 20, 2016 | Sale | $55.71 | 10,566 | 588,584 | 131,326 | Jan 21, 2016, 05:36 PM |
| Erdoes Mary E. | Managing Director | Jan 20, 2016 | Sale | $55.27 | 49,349 | 2,727,667 | 265,539 | Jan 21, 2016, 05:36 PM |
| WELDON WILLIAM C | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 80,660 | Jan 20, 2016, 05:09 PM |
| RAYMOND LEE R | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 212,730 | Jan 20, 2016, 05:09 PM |
| NEAL MICHAEL A | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 24,140 | Jan 20, 2016, 05:09 PM |
| JACKSON LABAN | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 156,168 | Jan 20, 2016, 05:09 PM |
| JACKSON LABAN | Director | Jan 15, 2016 | Option Exercise | $56.90 | 1,467 | 83,465 | 152,237 | Jan 20, 2016, 05:09 PM |
| JACKSON LABAN | Director | Jan 15, 2016 | Option Exercise | $23.76 | 2,525 | 59,994 | 153,704 | Jan 20, 2016, 05:09 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 33,160 | Jan 20, 2016, 05:09 PM |
| CROWN JAMES S | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 287,942 | Jan 20, 2016, 05:09 PM |
| BURKE STEPHEN B | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 122,621 | Jan 20, 2016, 05:09 PM |
| BOWLES CRANDALL CLOSE | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 78,927 | Jan 20, 2016, 05:09 PM |
| BELL JAMES A | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 21,469 | Jan 20, 2016, 05:09 PM |
| BAMMANN LINDA | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 78,098 | Jan 20, 2016, 05:09 PM |
| Lake Marianne | Chief Financial Officer | Jan 13, 2016 | Option Exercise | $58.29 | 26,354 | 1,536,241 | 30,265 | Jan 15, 2016, 06:00 PM |
| Zames Matthew E | Chief Operating Officer | Jan 13, 2016 | Option Exercise | $58.29 | 92,165 | 5,372,528 | 323,441 | Jan 15, 2016, 06:00 PM |
| Pinto Daniel E | Managing Director | Jan 13, 2016 | Option Exercise | $58.29 | 19,551 | 1,139,677 | 176,598 | Jan 15, 2016, 06:00 PM |
| Erdoes Mary E. | Managing Director | Jan 13, 2016 | Option Exercise | $58.29 | 82,837 | 4,828,776 | 314,888 | Jan 15, 2016, 06:00 PM |
| Petno Douglas B | Managing Director | Jan 13, 2016 | Option Exercise | $58.29 | 39,870 | 2,324,122 | 141,892 | Jan 15, 2016, 06:00 PM |
| Smith Gordon | Executive Vice President | Jan 13, 2016 | Option Exercise | $58.29 | 64,066 | 3,734,567 | 160,824 | Jan 15, 2016, 06:00 PM |
| DIMON JAMES | Chairman & CEO | Jan 13, 2016 | Option Exercise | $58.29 | 146,669 | 8,549,703 | 120,501 | Jan 15, 2016, 06:00 PM |
| CROWN JAMES S | Director | Jan 15, 2016 | Buy | $56.46 | 6,949 | 392,361 | 6,949 | Jan 15, 2016, 06:00 PM |
| CROWN JAMES S | Director | Jan 15, 2016 | Buy | $56.46 | 2,219 | 125,292 | 11,091 | Jan 15, 2016, 06:00 PM |
| CROWN JAMES S | Director | Jan 15, 2016 | Buy | $56.46 | 5,361 | 302,698 | 5,361 | Jan 15, 2016, 06:00 PM |
| CROWN JAMES S | Director | Jan 15, 2016 | Buy | $56.46 | 389 | 21,964 | 1,959 | Jan 15, 2016, 06:00 PM |
| O'Donovan Mark | Corporate Controller | Jan 13, 2016 | Option Exercise | $58.29 | 3,966 | 231,188 | 6,553 | Jan 15, 2016, 06:00 PM |
| O'Donovan Mark | Corporate Controller | Jan 15, 2016 | Sale | $56.82 | 6,553 | 372,322 | 0 | Jan 15, 2016, 06:00 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2016 | Option Exercise | $58.29 | 25,615 | 1,493,162 | 28,881 | Jan 15, 2016, 06:00 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 15, 2016 | Sale | $56.81 | 4,979 | 282,841 | 23,902 | Jan 15, 2016, 06:00 PM |
| Friedman Stacey | General Counsel | Jan 13, 2016 | Option Exercise | $58.29 | 5,249 | 305,977 | 7,296 | Jan 15, 2016, 06:00 PM |
| Friedman Stacey | General Counsel | Jan 15, 2016 | Sale | $56.81 | 7,296 | 414,474 | 0 | Jan 15, 2016, 06:00 PM |
| Donnelly John L | Director Human Resources | Jan 13, 2016 | Option Exercise | $58.29 | 19,046 | 1,110,239 | 110,780 | Jan 15, 2016, 06:00 PM |
| Donnelly John L | Director Human Resources | Jan 15, 2016 | Sale | $56.81 | 7,093 | 402,967 | 103,687 | Jan 15, 2016, 06:00 PM |
| WELDON WILLIAM C | Director | Dec 31, 2015 | Option Exercise | $66.03 | 719 | 47,476 | 76,729 | Jan 05, 2016, 06:09 PM |
| RAYMOND LEE R | Director | Dec 31, 2015 | Option Exercise | $66.03 | 530 | 34,996 | 208,800 | Jan 05, 2016, 06:09 PM |
| NEAL MICHAEL A | Director | Dec 31, 2015 | Option Exercise | $66.03 | 341 | 22,516 | 20,209 | Jan 05, 2016, 06:09 PM |
| JACKSON LABAN | Director | Dec 31, 2015 | Option Exercise | $66.03 | 833 | 55,003 | 151,179 | Jan 05, 2016, 06:09 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2015 | Option Exercise | $66.03 | 454 | 29,978 | 29,229 | Jan 05, 2016, 06:09 PM |
| CROWN JAMES S | Director | Dec 31, 2015 | Option Exercise | $66.03 | 606 | 40,014 | 284,011 | Jan 05, 2016, 06:09 PM |
| BURKE STEPHEN B | Director | Dec 31, 2015 | Option Exercise | $66.03 | 284 | 18,753 | 118,690 | Jan 05, 2016, 06:09 PM |
| BOWLES CRANDALL CLOSE | Director | Dec 31, 2015 | Option Exercise | $66.03 | 511 | 33,741 | 74,996 | Jan 05, 2016, 06:09 PM |
| Erdoes Mary E. | Managing Director | Nov 09, 2015 | Option Exercise | $67.90 | 171,228 | 11,626,381 | 244,962 | Nov 10, 2015, 04:39 PM |
| Erdoes Mary E. | Managing Director | Nov 09, 2015 | Option Exercise | $45.79 | 200,000 | 9,158,000 | 416,190 | Nov 10, 2015, 04:39 PM |
| Donnelly John L | Director Human Resources | Nov 09, 2015 | Option Exercise | $67.90 | 18,018 | 1,223,422 | 91,340 | Nov 10, 2015, 04:35 PM |
| Donnelly John L | Director Human Resources | Nov 09, 2015 | Option Exercise | $46.58 | 20,920 | 974,454 | 109,358 | Nov 10, 2015, 04:35 PM |
| DIMON JAMES | Chairman & CEO | Oct 26, 2015 | Buy | $63.62 | 400 | 25,448 | 75,800 | Oct 30, 2015, 04:18 PM |
| DIMON JAMES | Chairman & CEO | Oct 21, 2015 | Buy | $62.51 | 400 | 25,004 | 75,400 | Oct 30, 2015, 04:18 PM |
| O'Donovan Mark | Corporate Controller | Oct 25, 2015 | Option Exercise | $63.84 | 1,232 | 78,654 | 1,144 | Oct 26, 2015, 05:23 PM |
| O'Donovan Mark | Corporate Controller | Oct 26, 2015 | Sale | $63.68 | 1,144 | 72,846 | 0 | Oct 26, 2015, 05:23 PM |
| JACKSON LABAN | Director | Oct 21, 2015 | Sale | $1037.81 | 400 | 415,124 | 0 | Oct 22, 2015, 04:07 PM |
| Cutler Stephen M | General Counsel | Oct 14, 2015 | Sale | $60.63 | 7,217 | 437,532 | 223,138 | Oct 14, 2015, 05:07 PM |
| WELDON WILLIAM C | Director | Sep 30, 2015 | Option Exercise | $60.97 | 1,558 | 94,991 | 75,483 | Oct 02, 2015, 04:03 PM |
| RAYMOND LEE R | Director | Sep 30, 2015 | Option Exercise | $60.97 | 1,394 | 84,992 | 206,816 | Oct 02, 2015, 04:03 PM |
| NEAL MICHAEL A | Director | Sep 30, 2015 | Option Exercise | $60.97 | 738 | 44,996 | 19,793 | Oct 02, 2015, 04:03 PM |
| JACKSON LABAN | Director | Sep 30, 2015 | Option Exercise | $60.97 | 1,968 | 119,989 | 149,438 | Oct 02, 2015, 04:03 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2015 | Option Exercise | $60.97 | 984 | 59,994 | 28,643 | Oct 02, 2015, 04:03 PM |
| CROWN JAMES S | Director | Sep 30, 2015 | Option Exercise | $60.97 | 1,312 | 79,993 | 282,329 | Oct 02, 2015, 04:03 PM |
| BURKE STEPHEN B | Director | Sep 30, 2015 | Option Exercise | $60.97 | 616 | 37,558 | 117,798 | Oct 02, 2015, 04:03 PM |
| BOWLES CRANDALL CLOSE | Director | Sep 30, 2015 | Option Exercise | $60.97 | 1,108 | 67,555 | 74,005 | Oct 02, 2015, 04:03 PM |
| Pinto Daniel E | Managing Director | Jul 25, 2015 | Option Exercise | $69.12 | 19,795 | 1,368,230 | 154,553 | Jul 27, 2015, 05:08 PM |
| Pinto Daniel E | Managing Director | Jul 16, 2015 | Option Exercise | $69.68 | 36,728 | 2,559,207 | 132,231 | Jul 17, 2015, 04:18 PM |
| Pinto Daniel E | Managing Director | Jul 16, 2015 | Option Exercise | $34.78 | 50,000 | 1,739,000 | 168,959 | Jul 17, 2015, 04:18 PM |
| Cutler Stephen M | General Counsel | Jul 16, 2015 | Option Exercise | $69.68 | 32,639 | 2,274,286 | 230,355 | Jul 17, 2015, 04:18 PM |
| Cutler Stephen M | General Counsel | Jul 16, 2015 | Option Exercise | $43.20 | 40,000 | 1,728,000 | 262,994 | Jul 17, 2015, 04:18 PM |
| Lake Marianne | Chief Financial Officer | Jul 15, 2015 | Sale | $69.07 | 32,468 | 2,242,532 | 5,282 | Jul 15, 2015, 05:25 PM |
| Erdoes Mary E. | Managing Director | Jul 15, 2015 | Sale | $69.07 | 13,022 | 899,426 | 216,190 | Jul 15, 2015, 05:25 PM |
| Cutler Stephen M | General Counsel | Jul 15, 2015 | Sale | $69.07 | 5,376 | 371,347 | 222,994 | Jul 15, 2015, 05:25 PM |
| BACON ASHLEY | Chief Risk Officer | Jul 15, 2015 | Sale | $69.07 | 32,882 | 2,271,153 | 0 | Jul 15, 2015, 05:25 PM |
| WELDON WILLIAM C | Director | Jun 30, 2015 | Option Exercise | $67.76 | 738 | 50,007 | 74,227 | Jul 02, 2015, 04:21 PM |
| RAYMOND LEE R | Director | Jun 30, 2015 | Option Exercise | $67.76 | 590 | 39,978 | 204,793 | Jul 02, 2015, 04:21 PM |
| NEAL MICHAEL A | Director | Jun 30, 2015 | Option Exercise | $67.76 | 332 | 22,496 | 19,356 | Jul 02, 2015, 04:21 PM |
| JACKSON LABAN | Director | Jun 30, 2015 | Option Exercise | $67.76 | 812 | 55,021 | 147,628 | Jul 02, 2015, 04:21 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2015 | Option Exercise | $67.76 | 443 | 30,018 | 28,033 | Jul 02, 2015, 04:21 PM |
| CROWN JAMES S | Director | Jun 30, 2015 | Option Exercise | $67.76 | 553 | 37,471 | 280,692 | Jul 02, 2015, 04:21 PM |
| BURKE STEPHEN B | Director | Jun 30, 2015 | Option Exercise | $67.76 | 277 | 18,770 | 116,937 | Jul 02, 2015, 04:21 PM |
| BOWLES CRANDALL CLOSE | Director | Jun 30, 2015 | Option Exercise | $67.76 | 498 | 33,744 | 73,015 | Jul 02, 2015, 04:21 PM |
| Erdoes Mary E. | Managing Director | May 21, 2015 | Option Exercise | $66.35 | 173,957 | 11,541,177 | 229,212 | May 22, 2015, 03:25 PM |
| Erdoes Mary E. | Managing Director | May 21, 2015 | Option Exercise | $46.79 | 200,000 | 9,358,000 | 403,169 | May 22, 2015, 03:25 PM |
| Cutler Stephen M | General Counsel | May 21, 2015 | Option Exercise | $66.35 | 98,497 | 6,534,784 | 228,370 | May 22, 2015, 03:25 PM |
| Cutler Stephen M | General Counsel | May 21, 2015 | Option Exercise | $41.80 | 120,000 | 5,015,500 | 326,867 | May 22, 2015, 03:25 PM |
| Zames Matthew E | Chief Operating Officer | Apr 15, 2015 | Sale | $64.08 | 4,258 | 272,837 | 233,154 | Apr 15, 2015, 05:15 PM |
| Cutler Stephen M | General Counsel | Apr 15, 2015 | Sale | $64.09 | 18,617 | 1,193,089 | 206,867 | Apr 15, 2015, 05:15 PM |
| WELDON WILLIAM C | Director | Mar 31, 2015 | Option Exercise | $60.58 | 825 | 49,979 | 73,014 | Apr 02, 2015, 06:59 PM |
| RAYMOND LEE R | Director | Mar 31, 2015 | Option Exercise | $60.58 | 660 | 39,983 | 202,873 | Apr 02, 2015, 04:51 PM |
| NEAL MICHAEL A | Director | Mar 31, 2015 | Option Exercise | $60.58 | 371 | 22,475 | 18,959 | Apr 02, 2015, 04:43 PM |
| JACKSON LABAN | Director | Mar 31, 2015 | Option Exercise | $60.58 | 949 | 57,490 | 145,991 | Apr 02, 2015, 04:43 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2015 | Option Exercise | $60.58 | 495 | 29,987 | 27,474 | Apr 02, 2015, 04:43 PM |
| CROWN JAMES S | Director | Mar 31, 2015 | Option Exercise | $60.58 | 660 | 39,983 | 279,155 | Apr 02, 2015, 04:43 PM |
| BURKE STEPHEN B | Director | Mar 31, 2015 | Option Exercise | $60.58 | 310 | 18,780 | 116,104 | Apr 02, 2015, 04:43 PM |
| BOWLES CRANDALL CLOSE | Director | Mar 31, 2015 | Option Exercise | $60.58 | 557 | 33,743 | 72,082 | Apr 02, 2015, 04:43 PM |
| Lake Marianne | Chief Financial Officer | Feb 13, 2015 | Sale | $60.01 | 2,826 | 169,598 | 37,750 | Feb 17, 2015, 05:33 PM |
| Donnelly John L | Director Human Resources | Feb 06, 2015 | Option Exercise | $58.13 | 36,618 | 2,128,787 | 88,050 | Feb 09, 2015, 04:13 PM |
| Donnelly John L | Director Human Resources | Feb 06, 2015 | Option Exercise | $40.57 | 42,258 | 1,714,249 | 124,668 | Feb 09, 2015, 04:13 PM |
| Zames Matthew E | Chief Operating Officer | Jan 23, 2015 | Option Exercise | $57.26 | 60,828 | 3,483,315 | 237,412 | Jan 26, 2015, 04:09 PM |
| Zames Matthew E | Chief Operating Officer | Jan 23, 2015 | Option Exercise | $42.66 | 69,343 | 2,958,027 | 298,240 | Jan 26, 2015, 04:09 PM |
| Zames Matthew E | Chief Operating Officer | Jan 22, 2015 | Sale | $56.92 | 37,760 | 2,149,341 | 228,897 | Jan 23, 2015, 04:16 PM |
| Smith Gordon | Executive Vice President | Jan 22, 2015 | Sale | $56.92 | 29,238 | 1,664,259 | 173,143 | Jan 23, 2015, 04:16 PM |
| Pinto Daniel E | Managing Director | Jan 22, 2015 | Sale | $56.92 | 88,708 | 5,049,383 | 118,959 | Jan 23, 2015, 04:16 PM |
| Erdoes Mary E. | Managing Director | Jan 22, 2015 | Sale | $56.92 | 77,842 | 4,430,813 | 203,169 | Jan 23, 2015, 04:16 PM |
| WELDON WILLIAM C | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 71,737 | Jan 22, 2015, 04:16 PM |
| RAYMOND LEE R | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 200,890 | Jan 22, 2015, 04:16 PM |
| NEAL MICHAEL A | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 18,550 | Jan 22, 2015, 04:16 PM |
| JACKSON LABAN | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 144,245 | Jan 22, 2015, 04:16 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 26,892 | Jan 22, 2015, 04:16 PM |
| CROWN JAMES S | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 277,525 | Jan 22, 2015, 04:16 PM |
| BURKE STEPHEN B | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 115,258 | Jan 22, 2015, 04:16 PM |
| BOWLES CRANDALL CLOSE | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 71,112 | Jan 22, 2015, 04:16 PM |
| BELL JAMES A | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 17,102 | Jan 22, 2015, 04:16 PM |
| BAMMANN LINDA | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 73,977 | Jan 22, 2015, 04:16 PM |
| JACKSON LABAN | Director | Jan 15, 2015 | Option Exercise | $55.56 | 1,590 | 88,332 | 140,221 | Jan 16, 2015, 04:50 PM |
| JACKSON LABAN | Director | Jan 15, 2015 | Option Exercise | $19.25 | 3,117 | 60,002 | 141,811 | Jan 16, 2015, 04:50 PM |
| NEAL MICHAEL A | Director | Jan 15, 2015 | Buy | $55.07 | 9,050 | 498,383 | 14,525 | Jan 16, 2015, 04:50 PM |
| DIMON JAMES | Chairman & CEO | Jan 15, 2015 | Option Exercise | $55.56 | 514,120 | 28,561,937 | 3,148,451 | Jan 16, 2015, 04:49 PM |
| DIMON JAMES | Chairman & CEO | Jan 15, 2015 | Option Exercise | $37.47 | 600,481 | 22,500,024 | 3,662,571 | Jan 16, 2015, 04:49 PM |
| Pinto Daniel E | Managing Director | Jan 13, 2015 | Option Exercise | $59.03 | 27,333 | 1,613,604 | 207,667 | Jan 15, 2015, 07:03 PM |
| Lake Marianne | Chief Financial Officer | Jan 13, 2015 | Option Exercise | $59.03 | 8,870 | 523,640 | 40,576 | Jan 15, 2015, 07:03 PM |
| Erdoes Mary E. | Managing Director | Jan 13, 2015 | Option Exercise | $59.03 | 96,900 | 5,720,491 | 281,011 | Jan 15, 2015, 07:03 PM |
| DIMON JAMES | Chairman & CEO | Jan 13, 2015 | Option Exercise | $59.03 | 151,551 | 8,946,813 | 3,062,090 | Jan 15, 2015, 07:03 PM |
| Smith Gordon | Executive Vice President | Jan 13, 2015 | Option Exercise | $59.03 | 57,974 | 3,422,495 | 202,381 | Jan 15, 2015, 07:03 PM |
| Zames Matthew E | Chief Operating Officer | Jan 13, 2015 | Option Exercise | $59.03 | 114,140 | 6,738,255 | 284,214 | Jan 15, 2015, 07:03 PM |
| Zames Matthew E | Chief Operating Officer | Jan 15, 2015 | Sale | $55.37 | 17,557 | 972,184 | 266,657 | Jan 15, 2015, 07:03 PM |
| Petno Douglas B | Managing Director | Jan 13, 2015 | Option Exercise | $59.03 | 41,344 | 2,440,743 | 193,846 | Jan 15, 2015, 07:03 PM |
| Petno Douglas B | Managing Director | Jan 15, 2015 | Sale | $55.37 | 17,378 | 962,244 | 176,468 | Jan 15, 2015, 07:03 PM |
| O'Donovan Mark | Corporate Controller | Jan 13, 2015 | Option Exercise | $59.03 | 2,977 | 175,747 | 4,808 | Jan 15, 2015, 07:03 PM |
| O'Donovan Mark | Corporate Controller | Jan 15, 2015 | Sale | $55.35 | 4,808 | 266,146 | 0 | Jan 15, 2015, 07:03 PM |
| Donnelly John L | Director Human Resources | Jan 13, 2015 | Option Exercise | $59.03 | 21,567 | 1,273,208 | 87,806 | Jan 15, 2015, 07:03 PM |
| Donnelly John L | Director Human Resources | Jan 15, 2015 | Sale | $55.35 | 5,396 | 298,680 | 82,410 | Jan 15, 2015, 07:03 PM |
| Cutler Stephen M | General Counsel | Jan 13, 2015 | Option Exercise | $59.03 | 58,671 | 3,463,642 | 248,511 | Jan 15, 2015, 07:03 PM |
| Cutler Stephen M | General Counsel | Jan 15, 2015 | Sale | $55.37 | 23,027 | 1,274,961 | 225,484 | Jan 15, 2015, 07:03 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2015 | Option Exercise | $59.03 | 9,292 | 548,553 | 37,742 | Jan 15, 2015, 07:03 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 15, 2015 | Sale | $55.35 | 4,860 | 269,023 | 32,882 | Jan 15, 2015, 07:03 PM |
| WELDON WILLIAM C | Director | Dec 31, 2014 | Option Exercise | $62.58 | 799 | 50,001 | 67,713 | Jan 05, 2015, 05:27 PM |
| RAYMOND LEE R | Director | Dec 31, 2014 | Option Exercise | $62.58 | 599 | 37,485 | 196,865 | Jan 05, 2015, 05:27 PM |
| NEAL MICHAEL A | Director | Dec 31, 2014 | Option Exercise | $62.58 | 360 | 22,529 | 5,475 | Jan 05, 2015, 05:27 PM |
| JACKSON LABAN | Director | Dec 31, 2014 | Option Exercise | $62.58 | 879 | 55,008 | 138,694 | Jan 05, 2015, 05:27 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2014 | Option Exercise | $62.58 | 479 | 29,976 | 22,867 | Jan 05, 2015, 05:27 PM |
| CROWN JAMES S | Director | Dec 31, 2014 | Option Exercise | $62.58 | 599 | 37,485 | 273,501 | Jan 05, 2015, 05:27 PM |
| BURKE STEPHEN B | Director | Dec 31, 2014 | Option Exercise | $62.58 | 300 | 18,774 | 111,234 | Jan 05, 2015, 05:27 PM |
| BOWLES CRANDALL CLOSE | Director | Dec 31, 2014 | Option Exercise | $62.58 | 539 | 33,731 | 67,088 | Jan 05, 2015, 05:27 PM |
| O'Donovan Mark | Corporate Controller | Oct 31, 2014 | Sale | $60.26 | 1,144 | 68,933 | 0 | Oct 31, 2014, 05:14 PM |
| O'Donovan Mark | Corporate Controller | Oct 25, 2014 | Option Exercise | $58.39 | 1,232 | 71,933 | 1,144 | Oct 27, 2014, 04:20 PM |
| Donnelly John L | Director Human Resources | Oct 15, 2014 | Sale | $55.89 | 6,540 | 365,495 | 66,326 | Oct 15, 2014, 05:37 PM |
| WELDON WILLIAM C | Director | Sep 30, 2014 | Option Exercise | $60.24 | 789 | 47,529 | 66,480 | Oct 02, 2014, 04:47 PM |
| RAYMOND LEE R | Director | Sep 30, 2014 | Option Exercise | $60.24 | 623 | 37,530 | 194,982 | Oct 02, 2014, 04:47 PM |
| NEAL MICHAEL A | Director | Sep 30, 2014 | Option Exercise | $60.24 | 374 | 22,530 | 5,082 | Oct 02, 2014, 04:47 PM |
| JACKSON LABAN | Director | Sep 30, 2014 | Option Exercise | $60.24 | 955 | 57,529 | 137,045 | Oct 02, 2014, 04:47 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2014 | Option Exercise | $60.24 | 498 | 30,000 | 22,306 | Oct 02, 2014, 04:47 PM |
| CROWN JAMES S | Director | Sep 30, 2014 | Option Exercise | $60.24 | 706 | 42,529 | 271,962 | Oct 02, 2014, 04:47 PM |
| BURKE STEPHEN B | Director | Sep 30, 2014 | Option Exercise | $60.24 | 311 | 18,735 | 110,413 | Oct 02, 2014, 04:47 PM |
| BOWLES CRANDALL CLOSE | Director | Sep 30, 2014 | Option Exercise | $60.24 | 560 | 33,734 | 66,150 | Oct 02, 2014, 04:47 PM |
| Pinto Daniel E | Managing Director | Jul 25, 2014 | Option Exercise | $59.06 | 19,550 | 1,154,525 | 152,018 | Jul 29, 2014, 04:17 PM |
| BACON ASHLEY | Chief Risk Officer | Jul 25, 2014 | Option Exercise | $59.06 | 7,950 | 469,487 | 27,265 | Jul 29, 2014, 04:17 PM |
| Cutler Stephen M | General Counsel | Jul 23, 2014 | Option Exercise | $58.85 | 84,345 | 4,964,125 | 188,748 | Jul 25, 2014, 04:09 PM |
| Cutler Stephen M | General Counsel | Jul 23, 2014 | Option Exercise | $39.83 | 100,000 | 3,983,000 | 273,093 | Jul 25, 2014, 04:09 PM |
| Cutler Stephen M | General Counsel | Jul 16, 2014 | Sale | $58.74 | 43,997 | 2,584,247 | 173,093 | Jul 18, 2014, 03:19 PM |
| WELDON WILLIAM C | Director | Jun 30, 2014 | Option Exercise | $57.62 | 824 | 47,479 | 65,242 | Jul 02, 2014, 05:58 PM |
| BURKE STEPHEN B | Director | Jun 30, 2014 | Option Exercise | $57.62 | 325 | 18,726 | 109,559 | Jul 02, 2014, 05:58 PM |
| RAYMOND LEE R | Director | Jun 30, 2014 | Option Exercise | $57.62 | 651 | 37,511 | 193,020 | Jul 02, 2014, 05:58 PM |
| NEAL MICHAEL A | Director | Jun 30, 2014 | Option Exercise | $57.62 | 390 | 22,472 | 4,676 | Jul 02, 2014, 05:58 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2014 | Option Exercise | $57.62 | 521 | 30,020 | 21,726 | Jul 02, 2014, 05:58 PM |
| CROWN JAMES S | Director | Jun 30, 2014 | Option Exercise | $57.62 | 781 | 45,001 | 270,276 | Jul 02, 2014, 05:58 PM |
| BOWLES CRANDALL CLOSE | Director | Jun 30, 2014 | Option Exercise | $57.62 | 586 | 33,765 | 65,177 | Jul 02, 2014, 05:58 PM |
| JACKSON LABAN | Director | Jun 30, 2014 | Option Exercise | $57.62 | 1,041 | 59,982 | 135,291 | Jul 02, 2014, 05:58 PM |
| Smith Gordon | Executive Vice President | May 05, 2014 | Buy | $54.11 | 40 | 2,164 | 40 | May 07, 2014, 03:26 PM |
| Zames Matthew E | Chief Operating Officer | Apr 14, 2014 | Sale | $54.91 | 97,581 | 5,357,968 | 173,580 | Apr 16, 2014, 04:46 PM |
| Smith Gordon | Executive Vice President | Apr 14, 2014 | Sale | $54.91 | 71,952 | 3,950,798 | 143,905 | Apr 16, 2014, 04:46 PM |
| Pinto Daniel E | Managing Director | Apr 14, 2014 | Sale | $54.92 | 98,910 | 5,431,672 | 129,973 | Apr 16, 2014, 04:46 PM |
| Petno Douglas B | Managing Director | Apr 14, 2014 | Sale | $54.91 | 21,110 | 1,159,133 | 150,283 | Apr 16, 2014, 04:46 PM |
| O'Donovan Mark | Corporate Controller | Apr 14, 2014 | Sale | $54.90 | 4,790 | 262,973 | 0 | Apr 16, 2014, 04:46 PM |
| Lake Marianne | Chief Financial Officer | Apr 14, 2014 | Sale | $54.89 | 4,879 | 267,818 | 29,280 | Apr 16, 2014, 04:46 PM |
| Erdoes Mary E. | Managing Director | Apr 14, 2014 | Sale | $54.89 | 60,000 | 3,293,220 | 200,010 | Apr 16, 2014, 04:46 PM |
| Donnelly John L | Director Human Resources | Apr 14, 2014 | Sale | $54.92 | 9,851 | 541,023 | 72,661 | Apr 16, 2014, 04:46 PM |
| Cutler Stephen M | General Counsel | Apr 14, 2014 | Sale | $54.91 | 43,997 | 2,415,800 | 217,090 | Apr 16, 2014, 04:46 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 14, 2014 | Sale | $54.90 | 3,050 | 167,454 | 18,301 | Apr 16, 2014, 04:46 PM |
| WELDON WILLIAM C | Director | Mar 31, 2014 | Option Exercise | $60.71 | 782 | 47,475 | 64,019 | Apr 02, 2014, 04:25 PM |
| RAYMOND LEE R | Director | Mar 31, 2014 | Option Exercise | $60.71 | 618 | 37,519 | 191,166 | Apr 02, 2014, 04:25 PM |
| NEAL MICHAEL A | Director | Mar 31, 2014 | Option Exercise | $60.71 | 371 | 22,523 | 4,258 | Apr 02, 2014, 04:25 PM |
| JACKSON LABAN | Director | Mar 31, 2014 | Option Exercise | $60.71 | 906 | 55,003 | 133,536 | Apr 02, 2014, 04:25 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2014 | Option Exercise | $60.71 | 494 | 29,991 | 21,135 | Apr 02, 2014, 04:25 PM |
| CROWN JAMES S | Director | Mar 31, 2014 | Option Exercise | $60.71 | 618 | 37,519 | 268,618 | Apr 02, 2014, 04:25 PM |
| BURKE STEPHEN B | Director | Mar 31, 2014 | Option Exercise | $60.71 | 309 | 18,759 | 108,747 | Apr 02, 2014, 04:25 PM |
| BOWLES CRANDALL CLOSE | Director | Mar 31, 2014 | Option Exercise | $60.71 | 556 | 33,755 | 64,223 | Apr 02, 2014, 04:25 PM |
| CROWN JAMES S | Director | Jan 30, 2014 | Buy | $56.00 | 5,000 | 280,000 | 3,031,854 | Feb 03, 2014, 04:21 PM |
| CROWN JAMES S | Director | Jan 31, 2014 | Buy | $55.41 | 240,000 | 13,297,560 | 933,905 | Feb 03, 2014, 04:21 PM |
| CROWN JAMES S | Director | Jan 30, 2014 | Buy | $56.00 | 60,000 | 3,360,000 | 693,905 | Feb 03, 2014, 04:21 PM |
| CROWN JAMES S | Director | Jan 31, 2014 | Buy | $55.41 | 3,000 | 166,220 | 18,803 | Feb 03, 2014, 04:21 PM |
| CROWN JAMES S | Director | Jan 31, 2014 | Buy | $55.41 | 80,000 | 4,432,520 | 1,834,723 | Feb 03, 2014, 04:21 PM |
| CROWN JAMES S | Director | Jan 31, 2014 | Buy | $55.41 | 60,000 | 3,324,390 | 6,423,649 | Feb 03, 2014, 04:21 PM |
| CROWN JAMES S | Director | Jan 30, 2014 | Buy | $56.00 | 20,000 | 1,120,000 | 1,754,723 | Feb 03, 2014, 04:21 PM |
| CROWN JAMES S | Director | Jan 30, 2014 | Buy | $56.00 | 15,000 | 840,000 | 6,363,649 | Feb 03, 2014, 04:21 PM |
| CROWN JAMES S | Director | Jan 31, 2014 | Buy | $55.41 | 17,000 | 941,911 | 3,048,854 | Feb 03, 2014, 04:21 PM |
| Zames Matthew E | Chief Operating Officer | Jan 27, 2014 | Sale | $55.25 | 76,000 | 4,199,068 | 271,161 | Jan 29, 2014, 06:02 PM |
| Smith Gordon | Executive Vice President | Jan 27, 2014 | Sale | $55.26 | 71,953 | 3,975,857 | 215,857 | Jan 29, 2014, 06:02 PM |
| Petno Douglas B | Managing Director | Jan 27, 2014 | Sale | $55.26 | 21,110 | 1,166,446 | 171,370 | Jan 29, 2014, 06:02 PM |
| Lake Marianne | Chief Financial Officer | Jan 27, 2014 | Sale | $55.26 | 4,880 | 269,661 | 34,154 | Jan 29, 2014, 06:02 PM |
| Erdoes Mary E. | Managing Director | Jan 27, 2014 | Sale | $55.25 | 63,802 | 3,524,818 | 261,536 | Jan 29, 2014, 06:02 PM |
| Donnelly John L | Director Human Resources | Jan 27, 2014 | Sale | $55.26 | 9,851 | 544,369 | 82,352 | Jan 29, 2014, 06:02 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 27, 2014 | Sale | $55.26 | 3,051 | 168,588 | 21,351 | Jan 29, 2014, 06:02 PM |
| Pinto Daniel E | Managing Director | Jan 29, 2014 | Sale | $55.35 | 63,718 | 3,527,084 | 228,883 | Jan 29, 2014, 06:02 PM |
| JACKSON LABAN | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 131,942 | Jan 24, 2014, 05:29 PM |
| WELDON WILLIAM C | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 62,864 | Jan 24, 2014, 05:29 PM |
| RAYMOND LEE R | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 189,366 | Jan 24, 2014, 05:29 PM |
| NEAL MICHAEL A | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 3,888 | Jan 24, 2014, 05:29 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 20,597 | Jan 24, 2014, 05:29 PM |
| CROWN JAMES S | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 267,145 | Jan 24, 2014, 05:29 PM |
| BOWLES CRANDALL CLOSE | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 63,325 | Jan 24, 2014, 05:29 PM |
| BURKE STEPHEN B | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 107,974 | Jan 24, 2014, 05:29 PM |
| BELL JAMES A | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 12,766 | Jan 24, 2014, 05:29 PM |
| BAMMANN LINDA | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 69,874 | Jan 24, 2014, 05:29 PM |
| Cutler Stephen M | General Counsel | Jan 22, 2014 | Option Exercise | $57.88 | 152,780 | 8,842,143 | 261,087 | Jan 24, 2014, 11:58 AM |
| Cutler Stephen M | General Counsel | Jan 22, 2014 | Option Exercise | $29.66 | 200,000 | 5,932,000 | 413,867 | Jan 24, 2014, 11:58 AM |
| Pinto Daniel E | Managing Director | Jan 22, 2014 | Option Exercise | $57.88 | 56,156 | 3,250,029 | 318,995 | Jan 24, 2014, 11:57 AM |
| Pinto Daniel E | Managing Director | Jan 22, 2014 | Option Exercise | $57.88 | 26,394 | 1,527,553 | 292,601 | Jan 24, 2014, 11:57 AM |
| O'Donovan Mark | Corporate Controller | Jan 22, 2014 | Option Exercise | $57.88 | 10,210 | 590,904 | 11,911 | Jan 24, 2014, 11:57 AM |
| O'Donovan Mark | Corporate Controller | Jan 22, 2014 | Option Exercise | $19.49 | 15,000 | 292,350 | 22,121 | Jan 24, 2014, 11:57 AM |
| O'Donovan Mark | Corporate Controller | Jan 23, 2014 | Sale | $56.51 | 7,121 | 402,386 | 4,790 | Jan 24, 2014, 11:57 AM |
| Donnelly John L | Director Human Resources | Jan 21, 2014 | Option Exercise | $58.01 | 143,798 | 8,341,722 | 92,203 | Jan 22, 2014, 05:36 PM |
| Donnelly John L | Director Human Resources | Jan 21, 2014 | Option Exercise | $37.97 | 169,694 | 6,443,352 | 236,001 | Jan 22, 2014, 05:36 PM |
| Pinto Daniel E | Managing Director | Jan 21, 2014 | Option Exercise | $58.01 | 64,807 | 3,759,454 | 262,839 | Jan 22, 2014, 05:36 PM |
| Pinto Daniel E | Managing Director | Jan 21, 2014 | Option Exercise | $19.49 | 100,000 | 1,949,000 | 327,646 | Jan 22, 2014, 05:36 PM |
| Zames Matthew E | Chief Operating Officer | Jan 21, 2014 | Option Exercise | $58.01 | 109,601 | 6,357,954 | 347,161 | Jan 22, 2014, 05:36 PM |
| Zames Matthew E | Chief Operating Officer | Jan 17, 2014 | Option Exercise | $58.63 | 18,850 | 1,105,176 | 308,339 | Jan 22, 2014, 05:36 PM |
| Zames Matthew E | Chief Operating Officer | Jan 21, 2014 | Option Exercise | $26.50 | 148,423 | 3,932,573 | 456,762 | Jan 22, 2014, 05:36 PM |
| Zames Matthew E | Chief Operating Officer | Jan 17, 2014 | Option Exercise | $46.58 | 20,920 | 974,454 | 327,189 | Jan 22, 2014, 05:36 PM |
| Petno Douglas B | Managing Director | Jan 17, 2014 | Option Exercise | $58.63 | 54,136 | 3,173,994 | 192,480 | Jan 22, 2014, 05:36 PM |
| Petno Douglas B | Managing Director | Jan 17, 2014 | Option Exercise | $19.49 | 80,000 | 1,559,200 | 246,616 | Jan 22, 2014, 05:36 PM |
| Cutler Stephen M | General Counsel | Jan 16, 2014 | Option Exercise | $59.28 | 440,599 | 26,118,708 | 213,867 | Jan 17, 2014, 04:28 PM |
| Cutler Stephen M | General Counsel | Jan 16, 2014 | Option Exercise | $44.74 | 500,000 | 22,369,000 | 654,466 | Jan 17, 2014, 04:28 PM |
| JACKSON LABAN | Director | Jan 15, 2014 | Option Exercise | $58.69 | 833 | 48,889 | 128,054 | Jan 16, 2014, 03:23 PM |
| JACKSON LABAN | Director | Jan 15, 2014 | Option Exercise | $21.20 | 1,597 | 33,856 | 128,887 | Jan 16, 2014, 03:23 PM |
| DIMON JAMES | Chairman & CEO | Jan 13, 2014 | Option Exercise | $58.10 | 161,762 | 9,398,372 | 2,460,691 | Jan 15, 2014, 04:21 PM |
| O'Donovan Mark | Corporate Controller | Jan 13, 2014 | Option Exercise | $58.10 | 2,839 | 164,946 | 7,121 | Jan 15, 2014, 04:21 PM |
| Zames Matthew E | Chief Operating Officer | Jan 13, 2014 | Option Exercise | $58.10 | 119,811 | 6,961,019 | 306,269 | Jan 15, 2014, 04:21 PM |
| Smith Gordon | Executive Vice President | Jan 13, 2014 | Option Exercise | $58.10 | 51,632 | 2,999,819 | 287,810 | Jan 15, 2014, 04:21 PM |
| Petno Douglas B | Managing Director | Jan 13, 2014 | Option Exercise | $58.10 | 38,597 | 2,242,486 | 166,616 | Jan 15, 2014, 04:21 PM |
| Pinto Daniel E | Managing Director | Jan 13, 2014 | Option Exercise | $58.10 | 22,965 | 1,334,266 | 227,646 | Jan 15, 2014, 04:20 PM |
| Lake Marianne | Chief Financial Officer | Jan 13, 2014 | Option Exercise | $58.10 | 7,110 | 413,091 | 39,034 | Jan 15, 2014, 04:20 PM |
| Erdoes Mary E. | Managing Director | Jan 13, 2014 | Option Exercise | $58.10 | 96,304 | 5,595,262 | 325,338 | Jan 15, 2014, 04:20 PM |
| Donnelly John L | Director Human Resources | Jan 13, 2014 | Option Exercise | $58.10 | 21,323 | 1,238,866 | 66,307 | Jan 15, 2014, 04:20 PM |
| Cutler Stephen M | General Counsel | Jan 13, 2014 | Option Exercise | $58.10 | 60,925 | 3,539,742 | 154,466 | Jan 15, 2014, 04:20 PM |
| Cavanagh Michael J | Executive Vice President | Jan 13, 2014 | Option Exercise | $58.10 | 58,753 | 3,413,549 | 302,686 | Jan 15, 2014, 04:20 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2014 | Option Exercise | $58.10 | 8,252 | 479,441 | 24,402 | Jan 15, 2014, 04:20 PM |
| RAYMOND LEE R | Director | Dec 31, 2013 | Option Exercise | $58.48 | 598 | 34,971 | 185,478 | Jan 03, 2014, 04:52 PM |
| JACKSON LABAN | Director | Dec 31, 2013 | Option Exercise | $58.48 | 1,026 | 60,000 | 127,290 | Jan 03, 2014, 04:52 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2013 | Option Exercise | $58.48 | 513 | 30,000 | 16,710 | Jan 03, 2014, 04:52 PM |
| CROWN JAMES S | Director | Dec 31, 2013 | Option Exercise | $58.48 | 684 | 40,000 | 263,258 | Jan 03, 2014, 04:52 PM |
| BURKE STEPHEN B | Director | Dec 31, 2013 | Option Exercise | $58.48 | 321 | 18,772 | 104,087 | Jan 03, 2014, 04:52 PM |
| BAMMANN LINDA | Director | Dec 31, 2013 | Option Exercise | $50.00 | 17,500 | 875,000 | 65,986 | Jan 02, 2014, 01:17 PM |
| BAMMANN LINDA | Director | Dec 20, 2013 | Option Exercise | $47.00 | 15,000 | 705,000 | 83,486 | Dec 23, 2013, 09:53 AM |
| Cavanagh Michael J | Executive Vice President | Nov 18, 2013 | Sale | $55.33 | 22,500 | 1,245,011 | 242,771 | Nov 18, 2013, 05:19 PM |
| Pinto Daniel E | Managing Director | Jul 15, 2013 | Sale | $55.46 | 73,247 | 4,062,279 | 433,986 | Oct 24, 2013, 04:10 PM |
| Pinto Daniel E | Managing Director | Apr 29, 2013 | Sale | $48.82 | 73,000 | 3,563,801 | 107,233 | Oct 24, 2013, 04:10 PM |
| Petno Douglas B | Managing Director | Oct 21, 2013 | Option Exercise | $54.37 | 6,545 | 355,852 | 125,601 | Oct 22, 2013, 06:32 PM |
| Petno Douglas B | Managing Director | Oct 21, 2013 | Option Exercise | $39.96 | 7,508 | 300,020 | 132,146 | Oct 22, 2013, 06:32 PM |
| Cavanagh Michael J | Executive Vice President | Oct 14, 2013 | Sale | $51.93 | 22,500 | 1,168,396 | 265,271 | Oct 15, 2013, 11:15 AM |
| CROWN JAMES S | Director | Sep 30, 2013 | Option Exercise | $51.69 | 739 | 38,199 | 261,628 | Oct 02, 2013, 07:00 PM |
| JACKSON LABAN | Director | Sep 30, 2013 | Option Exercise | $51.69 | 990 | 51,173 | 125,506 | Oct 02, 2013, 06:47 PM |
| RAYMOND LEE R | Director | Sep 30, 2013 | Option Exercise | $51.69 | 725 | 37,475 | 183,568 | Oct 02, 2013, 06:47 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2013 | Option Exercise | $51.69 | 422 | 21,813 | 16,152 | Oct 02, 2013, 06:47 PM |
| BURKE STEPHEN B | Director | Sep 30, 2013 | Option Exercise | $51.69 | 363 | 18,763 | 103,253 | Oct 02, 2013, 06:47 PM |
| BOWLES CRANDALL CLOSE | Director | Sep 30, 2013 | Option Exercise | $51.69 | 649 | 33,547 | 58,526 | Oct 02, 2013, 06:47 PM |
| JACKSON LABAN | Director | Sep 01, 2013 | Option Exercise | $25.00 | 15,000 | 375,000 | 0 | Sep 04, 2013, 03:40 PM |
| Cavanagh Michael J | Executive Vice President | Aug 08, 2013 | Option Exercise | $54.93 | 55,004 | 3,021,232 | 287,771 | Aug 09, 2013, 04:02 PM |
| Cavanagh Michael J | Executive Vice President | Aug 08, 2013 | Option Exercise | $19.49 | 80,000 | 1,559,200 | 342,775 | Aug 09, 2013, 04:02 PM |
| O'Donovan Mark | Corporate Controller | Aug 08, 2013 | Sale | $54.91 | 3,434 | 188,561 | 2,547 | Aug 09, 2013, 04:02 PM |
| Smith Gordon | Executive Vice President | Aug 02, 2013 | Option Exercise | $56.26 | 530,542 | 29,850,945 | 235,147 | Aug 05, 2013, 04:39 PM |
| Smith Gordon | Executive Vice President | Aug 02, 2013 | Option Exercise | $46.30 | 580,000 | 26,854,200 | 765,689 | Aug 05, 2013, 04:39 PM |
| O'Donovan Mark | Corporate Controller | Aug 01, 2013 | Option Exercise | $56.49 | 36,566 | 2,065,613 | 5,981 | Aug 05, 2013, 04:39 PM |
| O'Donovan Mark | Corporate Controller | Aug 01, 2013 | Option Exercise | $46.42 | 40,000 | 1,856,600 | 42,547 | Aug 05, 2013, 04:39 PM |
| Pinto Daniel E | Managing Director | Jul 25, 2013 | Option Exercise | $56.19 | 27,333 | 1,535,978 | 347,998 | Jul 26, 2013, 04:25 PM |
| BACON ASHLEY | Chief Risk Officer | Jul 25, 2013 | Option Exercise | $56.19 | 9,291 | 522,108 | 15,097 | Jul 26, 2013, 04:25 PM |
| Lake Marianne | Chief Financial Officer | Jul 23, 2013 | Option Exercise | $56.68 | 165,642 | 9,389,002 | 29,016 | Jul 25, 2013, 02:40 PM |
| Lake Marianne | Chief Financial Officer | Jul 23, 2013 | Option Exercise | $38.57 | 192,873 | 7,438,488 | 194,658 | Jul 25, 2013, 02:40 PM |
| Zames Matthew E | Chief Operating Officer | Jul 23, 2013 | Sale | $56.64 | 3,412 | 193,268 | 190,289 | Jul 23, 2013, 04:53 PM |
| Erdoes Mary E. | Managing Director | Jul 19, 2013 | Sale | $56.31 | 29,000 | 1,633,100 | 246,735 | Jul 19, 2013, 04:39 PM |
| BACON ASHLEY | Chief Risk Officer | Jul 19, 2013 | Sale | $56.44 | 16,693 | 942,153 | 4,620 | Jul 19, 2013, 04:39 PM |
| Pinto Daniel E | Managing Director | Jul 15, 2013 | Option Exercise | $55.05 | 263,057 | 14,481,288 | 317,176 | Jul 17, 2013, 04:14 PM |
| Pinto Daniel E | Managing Director | Jul 15, 2013 | Option Exercise | $19.49 | 400,000 | 7,796,000 | 580,233 | Jul 17, 2013, 04:14 PM |
| Cavanagh Michael J | Executive Vice President | Jul 15, 2013 | Sale | $54.65 | 20,000 | 1,092,982 | 262,775 | Jul 17, 2013, 04:14 PM |
| Lake Marianne | Chief Financial Officer | Jul 16, 2013 | Option Exercise | $55.10 | 8,049 | 443,460 | 10,725 | Jul 17, 2013, 04:14 PM |
| Lake Marianne | Chief Financial Officer | Jul 16, 2013 | Option Exercise | $39.96 | 9,160 | 366,034 | 18,774 | Jul 17, 2013, 04:14 PM |
| Lake Marianne | Chief Financial Officer | Jul 16, 2013 | Sale | $55.13 | 8,940 | 492,885 | 1,785 | Jul 17, 2013, 04:14 PM |
| Hogan John James | Chairman of Risk | Jul 17, 2013 | Sale | $55.12 | 18,934 | 1,043,642 | 103,082 | Jul 17, 2013, 04:14 PM |
| JACKSON LABAN | Director | Jun 30, 2013 | Option Exercise | $52.79 | 852 | 44,977 | 123,789 | Jul 02, 2013, 05:19 PM |
| RAYMOND LEE R | Director | Jun 30, 2013 | Option Exercise | $52.79 | 729 | 38,484 | 181,578 | Jul 02, 2013, 05:19 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2013 | Option Exercise | $52.79 | 355 | 18,740 | 15,690 | Jul 02, 2013, 05:19 PM |
| CROWN JAMES S | Director | Jun 30, 2013 | Option Exercise | $52.79 | 568 | 29,985 | 259,977 | Jul 02, 2013, 05:19 PM |
| COTE DAVID M | Director | Jun 30, 2013 | Option Exercise | $52.79 | 355 | 18,740 | 57,248 | Jul 02, 2013, 05:19 PM |
| BURKE STEPHEN B | Director | Jun 30, 2013 | Option Exercise | $52.79 | 355 | 18,740 | 102,395 | Jul 02, 2013, 05:19 PM |
| BOWLES CRANDALL CLOSE | Director | Jun 30, 2013 | Option Exercise | $52.79 | 616 | 32,519 | 57,517 | Jul 02, 2013, 05:19 PM |
| Cutler Stephen M | General Counsel | May 15, 2013 | Sale | $51.00 | 15,000 | 765,000 | 92,509 | May 15, 2013, 07:07 PM |
| Erdoes Mary E. | Managing Director | May 14, 2013 | Option Exercise | $50.04 | 378,639 | 18,947,096 | 275,735 | May 15, 2013, 07:07 PM |
| Erdoes Mary E. | Managing Director | May 14, 2013 | Option Exercise | $22.55 | 500,000 | 11,274,000 | 654,374 | May 15, 2013, 07:07 PM |
| Zames Matthew E | Chief Operating Officer | May 14, 2013 | Option Exercise | $50.04 | 234,476 | 11,733,179 | 193,701 | May 15, 2013, 07:06 PM |
| Zames Matthew E | Chief Operating Officer | May 14, 2013 | Option Exercise | $44.60 | 247,423 | 11,035,223 | 428,177 | May 15, 2013, 07:06 PM |
| CROWN JAMES S | Director | May 03, 2013 | Buy | $47.29 | 124,077 | 5,867,055 | 6,348,649 | May 07, 2013, 05:30 PM |
| CROWN JAMES S | Director | May 03, 2013 | Buy | $47.29 | 30,200 | 1,428,025 | 3,026,854 | May 07, 2013, 05:30 PM |
| CROWN JAMES S | Director | May 03, 2013 | Buy | $47.29 | 57,300 | 2,709,465 | 633,905 | May 07, 2013, 05:30 PM |
| CROWN JAMES S | Director | May 03, 2013 | Buy | $47.29 | 89,900 | 4,250,975 | 1,734,723 | May 07, 2013, 05:30 PM |
| O'Donovan Mark | Corporate Controller | May 07, 2013 | Sale | $48.99 | 668 | 32,728 | 2,547 | May 07, 2013, 05:29 PM |
| Erdoes Mary E. | Managing Director | Apr 25, 2013 | Sale | $49.08 | 5,000 | 245,415 | 154,374 | Apr 25, 2013, 07:11 PM |
| Bisignano Frank | Co-Chief Operating Officer | Apr 24, 2013 | Option Exercise | $48.54 | 147,397 | 7,154,651 | 296,305 | Apr 25, 2013, 02:31 PM |
| Bisignano Frank | Co-Chief Operating Officer | Apr 24, 2013 | Option Exercise | $46.79 | 150,000 | 7,018,500 | 443,702 | Apr 25, 2013, 02:31 PM |
| Bisignano Frank | Co-Chief Operating Officer | Apr 23, 2013 | Option Exercise | $47.81 | 120,501 | 5,761,755 | 293,702 | Apr 24, 2013, 04:03 PM |
| Bisignano Frank | Co-Chief Operating Officer | Apr 23, 2013 | Option Exercise | $43.09 | 126,519 | 5,451,775 | 414,203 | Apr 24, 2013, 04:03 PM |
| Bisignano Frank | Co-Chief Operating Officer | Apr 22, 2013 | Sale | $47.38 | 40,000 | 1,895,176 | 287,684 | Apr 24, 2013, 04:03 PM |
| Cutler Stephen M | General Counsel | Apr 23, 2013 | Sale | $48.00 | 15,000 | 720,000 | 107,509 | Apr 23, 2013, 06:39 PM |
| CROWN JAMES S | Director | Apr 22, 2013 | Buy | $46.98 | 91,375 | 4,292,816 | 6,224,572 | Apr 23, 2013, 06:39 PM |
| CROWN JAMES S | Director | Apr 19, 2013 | Buy | $46.99 | 29,200 | 1,372,015 | 1,576,323 | Apr 23, 2013, 06:39 PM |
| CROWN JAMES S | Director | Apr 19, 2013 | Buy | $46.99 | 113,384 | 5,327,551 | 6,133,197 | Apr 23, 2013, 06:39 PM |
| CROWN JAMES S | Director | Apr 22, 2013 | Buy | $46.98 | 58,100 | 2,729,550 | 2,996,654 | Apr 23, 2013, 06:39 PM |
| CROWN JAMES S | Director | Apr 19, 2013 | Buy | $46.99 | 54,400 | 2,556,082 | 2,938,554 | Apr 23, 2013, 06:39 PM |
| CROWN JAMES S | Director | Apr 22, 2013 | Buy | $46.98 | 6,400 | 300,673 | 576,605 | Apr 23, 2013, 06:39 PM |
| CROWN JAMES S | Director | Apr 19, 2013 | Buy | $46.99 | 10,500 | 493,361 | 570,205 | Apr 23, 2013, 06:39 PM |
| CROWN JAMES S | Director | Apr 19, 2013 | Buy | $46.99 | 5,000 | 234,934 | 15,803 | Apr 23, 2013, 06:39 PM |
| CROWN JAMES S | Director | Apr 22, 2013 | Buy | $46.98 | 68,500 | 3,218,144 | 1,644,823 | Apr 23, 2013, 06:39 PM |
| Cutler Stephen M | General Counsel | Apr 18, 2013 | Sale | $46.77 | 15,000 | 701,550 | 122,509 | Apr 18, 2013, 05:59 PM |
| RAYMOND LEE R | Director | Mar 31, 2013 | Option Exercise | $47.46 | 474 | 22,496 | 179,735 | Apr 02, 2013, 05:09 PM |
| JACKSON LABAN | Director | Mar 31, 2013 | Option Exercise | $47.46 | 685 | 32,510 | 122,299 | Apr 02, 2013, 05:09 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2013 | Option Exercise | $47.46 | 395 | 18,747 | 15,301 | Apr 02, 2013, 05:09 PM |
| CROWN JAMES S | Director | Mar 31, 2013 | Option Exercise | $47.46 | 632 | 29,995 | 258,607 | Apr 02, 2013, 05:09 PM |
| COTE DAVID M | Director | Mar 31, 2013 | Option Exercise | $47.46 | 395 | 18,747 | 56,626 | Apr 02, 2013, 05:09 PM |
| BURKE STEPHEN B | Director | Mar 31, 2013 | Option Exercise | $47.46 | 395 | 18,747 | 101,605 | Apr 02, 2013, 05:09 PM |
| BOWLES CRANDALL CLOSE | Director | Mar 31, 2013 | Option Exercise | $47.46 | 527 | 25,011 | 56,586 | Apr 02, 2013, 05:09 PM |
| Donnelly John L | Director Human Resources | Feb 15, 2013 | Sale | $49.34 | 11,000 | 542,762 | 44,584 | Feb 15, 2013, 03:53 PM |
| Hogan John James | Chief Risk Officer | Feb 12, 2013 | Option Exercise | $48.96 | 228,809 | 11,201,345 | 122,007 | Feb 14, 2013, 03:52 PM |
| Hogan John James | Chief Risk Officer | Feb 12, 2013 | Option Exercise | $45.87 | 236,000 | 10,826,280 | 350,816 | Feb 14, 2013, 03:52 PM |
| Bisignano Frank | Co-Chief Operating Officer | Feb 07, 2013 | Option Exercise | $48.33 | 365,292 | 17,652,736 | 335,504 | Feb 08, 2013, 12:19 PM |
| Bisignano Frank | Co-Chief Operating Officer | Feb 07, 2013 | Option Exercise | $39.62 | 400,000 | 15,846,500 | 700,796 | Feb 08, 2013, 12:19 PM |
| Bisignano Frank | Co-Chief Operating Officer | Feb 06, 2013 | Sale | $48.57 | 20,000 | 971,400 | 300,796 | Feb 08, 2013, 12:19 PM |
| O'Donovan Mark | Corporate Controller | Feb 01, 2013 | Sale | $47.80 | 3,000 | 143,400 | 3,217 | Feb 01, 2013, 08:34 PM |
| Erdoes Mary E. | Managing Director | Jan 31, 2013 | Sale | $47.02 | 15,000 | 705,300 | 159,374 | Jan 31, 2013, 06:00 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 29, 2013 | Buy | $46.93 | 6,750 | 316,778 | 14,898 | Jan 30, 2013, 10:09 AM |
| Smith Gordon | Executive Vice President | Jan 25, 2013 | Sale | $46.83 | 21,140 | 990,052 | 185,689 | Jan 25, 2013, 03:36 PM |
| Donnelly John L | Director Human Resources | Jan 18, 2013 | Option Exercise | $46.39 | 70,970 | 3,292,298 | 55,518 | Jan 23, 2013, 06:11 PM |
| Donnelly John L | Director Human Resources | Jan 18, 2013 | Option Exercise | $31.97 | 83,540 | 2,671,191 | 126,488 | Jan 23, 2013, 06:11 PM |
| Hogan John James | Chief Risk Officer | Jan 22, 2013 | Option Exercise | $46.34 | 42,962 | 1,990,859 | 150,786 | Jan 23, 2013, 06:11 PM |
| Hogan John James | Chief Risk Officer | Jan 22, 2013 | Option Exercise | $21.68 | 57,874 | 1,254,893 | 157,778 | Jan 23, 2013, 06:11 PM |
| Bisignano Frank | Co-Chief Operating Officer | Jan 18, 2013 | Option Exercise | $46.39 | 44,406 | 2,059,994 | 312,737 | Jan 23, 2013, 06:10 PM |
| Bisignano Frank | Co-Chief Operating Officer | Jan 22, 2013 | Option Exercise | $46.34 | 28,841 | 1,336,492 | 320,796 | Jan 23, 2013, 06:10 PM |
| Bisignano Frank | Co-Chief Operating Officer | Jan 18, 2013 | Option Exercise | $35.61 | 50,000 | 1,780,500 | 357,143 | Jan 23, 2013, 06:10 PM |
| Bisignano Frank | Co-Chief Operating Officer | Jan 22, 2013 | Option Exercise | $19.49 | 40,000 | 779,600 | 349,637 | Jan 23, 2013, 06:10 PM |
| Zames Matthew E | Co-Chief Operating Officer | Jan 22, 2013 | Option Exercise | $46.34 | 72,102 | 3,341,207 | 180,358 | Jan 23, 2013, 06:10 PM |
| Zames Matthew E | Co-Chief Operating Officer | Jan 22, 2013 | Option Exercise | $19.49 | 100,000 | 1,949,000 | 284,210 | Jan 23, 2013, 06:10 PM |
| Zames Matthew E | Co-Chief Operating Officer | Jan 22, 2013 | Sale | $46.42 | 31,750 | 1,473,854 | 252,460 | Jan 23, 2013, 06:10 PM |
| Pinto Daniel E | Managing Director | Jan 17, 2013 | Option Exercise | $46.58 | 69,773 | 3,250,026 | 216,515 | Jan 18, 2013, 07:23 PM |
| Pinto Daniel E | Managing Director | Jan 17, 2013 | Option Exercise | $46.58 | 36,282 | 1,690,016 | 180,233 | Jan 18, 2013, 07:23 PM |
| Zames Matthew E | Co-Chief Operating Officer | Jan 17, 2013 | Sale | $46.45 | 23,695 | 1,100,633 | 184,210 | Jan 18, 2013, 07:02 PM |
| WELDON WILLIAM C | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 57,452 | Jan 18, 2013, 07:02 PM |
| BELL JAMES A | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 8,669 | Jan 18, 2013, 07:02 PM |
| RAYMOND LEE R | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 178,119 | Jan 18, 2013, 07:02 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 8,148 | Jan 18, 2013, 07:02 PM |
| FUTTER ELLEN V | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 74,782 | Jan 18, 2013, 07:02 PM |
| CROWN JAMES S | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 257,162 | Jan 18, 2013, 07:02 PM |
| COTE DAVID M | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 55,977 | Jan 18, 2013, 07:02 PM |
| BURKE STEPHEN B | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 100,780 | Jan 18, 2013, 07:02 PM |
| BOWLES CRANDALL CLOSE | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 55,756 | Jan 18, 2013, 07:02 PM |
| JACKSON LABAN | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 120,252 | Jan 18, 2013, 07:02 PM |
| JACKSON LABAN | Director | Jan 17, 2013 | Option Exercise | $46.58 | 1,475 | 68,706 | 120,973 | Jan 18, 2013, 07:02 PM |
| JACKSON LABAN | Director | Jan 17, 2013 | Option Exercise | $26.18 | 2,196 | 57,491 | 122,448 | Jan 18, 2013, 07:02 PM |
| Bisignano Frank | Co-Chief Operating Officer | Jan 17, 2013 | Option Exercise | $46.58 | 460,694 | 21,459,127 | 307,143 | Jan 18, 2013, 07:02 PM |
| Bisignano Frank | Co-Chief Operating Officer | Jan 17, 2013 | Option Exercise | $38.97 | 500,000 | 19,487,499 | 767,837 | Jan 18, 2013, 07:02 PM |
| Smith Gordon | Executive Vice President | Jan 13, 2013 | Option Exercise | $45.81 | 39,387 | 1,804,319 | 206,829 | Jan 16, 2013, 06:44 PM |
| O'Donovan Mark | Corporate Controller | Jan 13, 2013 | Option Exercise | $45.81 | 2,333 | 106,875 | 6,217 | Jan 16, 2013, 06:44 PM |
| Pinto Daniel E | Managing Director | Jan 13, 2013 | Option Exercise | $45.81 | 69,646 | 3,190,483 | 146,742 | Jan 16, 2013, 06:44 PM |
| Zames Matthew E | Co-Chief Operating Officer | Jan 13, 2013 | Option Exercise | $45.81 | 123,033 | 5,636,142 | 207,905 | Jan 16, 2013, 06:44 PM |
| Petno Douglas B | Managing Director | Jan 13, 2013 | Option Exercise | $45.81 | 36,997 | 1,694,833 | 124,572 | Jan 16, 2013, 06:44 PM |
| Lake Marianne | Chief Financial Officer | Jan 13, 2013 | Option Exercise | $45.81 | 6,329 | 289,931 | 9,605 | Jan 16, 2013, 06:44 PM |
| Hogan John James | Chief Risk Officer | Jan 13, 2013 | Option Exercise | $45.81 | 40,759 | 1,867,170 | 99,904 | Jan 16, 2013, 06:44 PM |
| Erdoes Mary E. | Managing Director | Jan 13, 2013 | Option Exercise | $45.81 | 72,510 | 3,321,683 | 174,374 | Jan 16, 2013, 06:43 PM |
| Donnelly John L | Director Human Resources | Jan 13, 2013 | Option Exercise | $45.81 | 23,662 | 1,083,956 | 42,948 | Jan 16, 2013, 06:43 PM |
| DIMON JAMES | Chairman & CEO | Jan 13, 2013 | Option Exercise | $45.81 | 121,648 | 5,572,695 | 1,928,064 | Jan 16, 2013, 06:43 PM |
| Cutler Stephen M | General Counsel | Jan 13, 2013 | Option Exercise | $45.81 | 47,481 | 2,175,105 | 137,509 | Jan 16, 2013, 06:43 PM |
| Cavanagh Michael J | Executive Vice President | Jan 13, 2013 | Option Exercise | $45.81 | 47,367 | 2,169,882 | 284,775 | Jan 16, 2013, 06:43 PM |
| Bisignano Frank | Co-Chief Operating Officer | Jan 13, 2013 | Option Exercise | $45.81 | 47,642 | 2,182,480 | 267,837 | Jan 16, 2013, 06:43 PM |
| WELDON WILLIAM C | Director | Dec 31, 2012 | Option Exercise | $43.97 | 512 | 22,513 | 53,802 | Jan 03, 2013, 05:53 PM |
| BURKE STEPHEN B | Director | Dec 31, 2012 | Option Exercise | $43.97 | 426 | 18,731 | 97,130 | Jan 03, 2013, 05:53 PM |
| RAYMOND LEE R | Director | Dec 31, 2012 | Option Exercise | $43.97 | 512 | 22,513 | 174,469 | Jan 03, 2013, 05:53 PM |
| JACKSON LABAN | Director | Dec 31, 2012 | Option Exercise | $43.97 | 739 | 32,494 | 116,603 | Jan 03, 2013, 05:53 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2012 | Option Exercise | $43.97 | 426 | 18,731 | 4,498 | Jan 03, 2013, 05:53 PM |
| CROWN JAMES S | Director | Dec 31, 2012 | Option Exercise | $43.97 | 682 | 29,988 | 253,512 | Jan 03, 2013, 05:53 PM |
| COTE DAVID M | Director | Dec 31, 2012 | Option Exercise | $43.97 | 426 | 18,731 | 52,328 | Jan 03, 2013, 05:53 PM |
| BOWLES CRANDALL CLOSE | Director | Dec 31, 2012 | Option Exercise | $43.97 | 569 | 25,019 | 52,107 | Jan 03, 2013, 05:53 PM |
| JACKSON LABAN | Director | Nov 08, 2012 | Option Exercise | $40.95 | 4,533 | 185,626 | 115,177 | Nov 09, 2012, 11:15 AM |
| JACKSON LABAN | Director | Nov 08, 2012 | Option Exercise | $23.91 | 6,589 | 157,543 | 119,710 | Nov 09, 2012, 11:15 AM |
| Erdoes Mary E. | Managing Director | Oct 19, 2012 | Sale | $42.46 | 40,000 | 1,698,548 | 112,616 | Oct 23, 2012, 03:04 PM |
| Donnelly John L | Director Human Resources | Oct 17, 2012 | Sale | $43.29 | 25,000 | 1,082,137 | 25,362 | Oct 18, 2012, 11:29 AM |
| Smith Gordon | Executive Vice President | Oct 15, 2012 | Option Exercise | $42.07 | 56,608 | 2,381,499 | 164,260 | Oct 16, 2012, 03:41 PM |
| Smith Gordon | Executive Vice President | Oct 15, 2012 | Option Exercise | $19.49 | 80,000 | 1,559,200 | 249,202 | Oct 16, 2012, 03:41 PM |
| Smith Gordon | Executive Vice President | Oct 15, 2012 | Sale | $42.33 | 28,334 | 1,199,268 | 220,868 | Oct 16, 2012, 03:41 PM |
| Bisignano Frank | Co-Chief Operating Officer | Oct 15, 2012 | Option Exercise | $42.07 | 56,964 | 2,396,475 | 219,725 | Oct 16, 2012, 03:33 PM |
| Bisignano Frank | Co-Chief Operating Officer | Oct 15, 2012 | Option Exercise | $19.49 | 80,000 | 1,559,200 | 296,689 | Oct 16, 2012, 03:33 PM |
| Bisignano Frank | Co-Chief Operating Officer | Oct 15, 2012 | Sale | $42.25 | 20,000 | 844,942 | 276,689 | Oct 16, 2012, 03:33 PM |
| Cavanagh Michael J | Executive Vice President | Oct 15, 2012 | Sale | $42.00 | 40,000 | 1,679,948 | 234,765 | Oct 15, 2012, 04:56 PM |
| BURKE STEPHEN B | Director | Sep 30, 2012 | Option Exercise | $40.48 | 463 | 18,742 | 96,242 | Oct 02, 2012, 05:23 PM |
| WELDON WILLIAM C | Director | Sep 30, 2012 | Option Exercise | $40.48 | 556 | 22,507 | 52,910 | Oct 02, 2012, 05:23 PM |
| RAYMOND LEE R | Director | Sep 30, 2012 | Option Exercise | $40.48 | 556 | 22,507 | 172,729 | Oct 02, 2012, 05:23 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2012 | Option Exercise | $40.48 | 463 | 18,742 | 4,066 | Oct 02, 2012, 05:23 PM |
| CROWN JAMES S | Director | Sep 30, 2012 | Option Exercise | $40.48 | 803 | 32,505 | 251,956 | Oct 02, 2012, 05:23 PM |
| COTE DAVID M | Director | Sep 30, 2012 | Option Exercise | $40.48 | 463 | 18,742 | 51,631 | Oct 02, 2012, 05:23 PM |
| BOWLES CRANDALL CLOSE | Director | Sep 30, 2012 | Option Exercise | $40.48 | 618 | 25,017 | 51,215 | Oct 02, 2012, 05:23 PM |
| JACKSON LABAN | Director | Sep 30, 2012 | Option Exercise | $40.48 | 865 | 35,015 | 113,121 | Oct 02, 2012, 05:22 PM |
| Petno Douglas B | Managing Director | Sep 14, 2012 | Sale | $42.00 | 15,337 | 644,188 | 83,778 | Sep 14, 2012, 03:17 PM |
| Petno Douglas B | Managing Director | Sep 12, 2012 | Sale | $40.04 | 15,337 | 614,058 | 99,115 | Sep 12, 2012, 05:22 PM |
| Petno Douglas B | Managing Director | Aug 21, 2012 | Sale | $38.00 | 15,337 | 582,827 | 114,425 | Aug 21, 2012, 03:04 PM |
| STALEY JAMES E | Managing Director | Aug 15, 2012 | Sale | $37.26 | 30,000 | 1,117,914 | 74,886 | Aug 15, 2012, 04:56 PM |
| Petno Douglas B | Managing Director | Aug 06, 2012 | Sale | $36.24 | 15,338 | 555,878 | 129,762 | Aug 06, 2012, 04:35 PM |
| DIMON JAMES | Chairman & CEO | Jul 19, 2012 | Buy | $34.45 | 75,000 | 2,584,117 | 75,000 | Jul 20, 2012, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Jul 20, 2012 | Buy | $34.02 | 250,000 | 8,504,475 | 3,226,153 | Jul 20, 2012, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Jul 19, 2012 | Buy | $34.43 | 110,000 | 3,787,212 | 2,976,153 | Jul 20, 2012, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Jul 20, 2012 | Buy | $34.02 | 15,000 | 510,268 | 971,459 | Jul 20, 2012, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Jul 19, 2012 | Buy | $34.43 | 50,000 | 1,721,460 | 956,459 | Jul 20, 2012, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Jul 19, 2012 | Sale | $1110.00 | 1,851 | 2,054,610 | 0 | Jul 20, 2012, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Jul 19, 2012 | Sale | $1110.00 | 1,494 | 1,658,340 | 0 | Jul 20, 2012, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Jul 19, 2012 | Sale | $1110.00 | 4,234 | 4,699,740 | 0 | Jul 20, 2012, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Jul 19, 2012 | Sale | $1110.00 | 1,770 | 1,964,700 | 0 | Jul 20, 2012, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Jul 19, 2012 | Sale | $1110.00 | 2,793 | 3,100,230 | 0 | Jul 20, 2012, 04:17 PM |
| Bisignano Frank | Chief Administrative Officer; | Jul 17, 2012 | Sale | $35.40 | 3,000 | 106,200 | 221,012 | Jul 17, 2012, 12:58 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2012 | Option Exercise | $35.73 | 350 | 12,505 | 3,600 | Jul 03, 2012, 03:59 PM |
| WELDON WILLIAM C | Director | Jun 30, 2012 | Option Exercise | $35.73 | 630 | 22,510 | 51,895 | Jul 03, 2012, 03:59 PM |
| RAYMOND LEE R | Director | Jun 30, 2012 | Option Exercise | $35.73 | 630 | 22,510 | 170,679 | Jul 03, 2012, 03:58 PM |
| JACKSON LABAN | Director | Jun 30, 2012 | Option Exercise | $35.73 | 1,050 | 37,516 | 111,427 | Jul 03, 2012, 03:58 PM |
| CROWN JAMES S | Director | Jun 30, 2012 | Option Exercise | $35.73 | 910 | 32,514 | 250,096 | Jul 03, 2012, 03:58 PM |
| COTE DAVID M | Director | Jun 30, 2012 | Option Exercise | $35.73 | 525 | 18,758 | 50,841 | Jul 03, 2012, 03:58 PM |
| BURKE STEPHEN B | Director | Jun 30, 2012 | Option Exercise | $35.73 | 525 | 18,758 | 95,221 | Jul 03, 2012, 03:58 PM |
| BOWLES CRANDALL CLOSE | Director | Jun 30, 2012 | Option Exercise | $35.73 | 700 | 25,011 | 50,209 | Jul 03, 2012, 03:58 PM |
| Donnelly John L | Director Human Resources | Apr 16, 2012 | Option Exercise | $43.32 | 56,487 | 2,447,017 | 62,778 | Apr 20, 2012, 03:48 PM |
| Donnelly John L | Director Human Resources | Apr 16, 2012 | Option Exercise | $31.06 | 66,666 | 2,070,313 | 119,265 | Apr 20, 2012, 03:48 PM |
| Bisignano Frank | Chief Administrative Officer; | Apr 17, 2012 | Sale | $43.83 | 15,000 | 657,379 | 226,883 | Apr 17, 2012, 05:05 PM |
| STALEY JAMES E | Managing Director | Apr 16, 2012 | Option Exercise | $43.32 | 37,702 | 1,633,251 | 131,883 | Apr 17, 2012, 04:56 PM |
| STALEY JAMES E | Managing Director | Apr 16, 2012 | Option Exercise | $21.87 | 50,000 | 1,093,500 | 169,585 | Apr 17, 2012, 04:56 PM |
| Maclin Samuel Todd | Executive Vice President | Apr 16, 2012 | Sale | $43.06 | 49,000 | 2,109,720 | 258,316 | Apr 16, 2012, 04:58 PM |
| WELDON WILLIAM C | Director | Mar 31, 2012 | Option Exercise | $45.98 | 408 | 18,760 | 50,921 | Apr 02, 2012, 07:35 PM |
| RAYMOND LEE R | Director | Mar 31, 2012 | Option Exercise | $45.98 | 489 | 22,484 | 168,919 | Apr 02, 2012, 07:34 PM |
| NOVAK DAVID C | Director | Mar 31, 2012 | Option Exercise | $45.98 | 489 | 22,484 | 180,869 | Apr 02, 2012, 07:34 PM |
| JACKSON LABAN | Director | Mar 31, 2012 | Option Exercise | $45.98 | 870 | 40,003 | 109,754 | Apr 02, 2012, 07:34 PM |
| CROWN JAMES S | Director | Mar 31, 2012 | Option Exercise | $45.98 | 816 | 37,520 | 248,389 | Apr 02, 2012, 07:34 PM |
| COTE DAVID M | Director | Mar 31, 2012 | Option Exercise | $45.98 | 408 | 18,760 | 50,073 | Apr 02, 2012, 07:34 PM |
| BURKE STEPHEN B | Director | Mar 31, 2012 | Option Exercise | $45.98 | 408 | 18,760 | 94,275 | Apr 02, 2012, 07:34 PM |
| BOWLES CRANDALL CLOSE | Director | Mar 31, 2012 | Option Exercise | $45.98 | 544 | 25,013 | 49,218 | Apr 02, 2012, 07:34 PM |
| Hogan John James | Chief Risk Officer | Jan 25, 2012 | Option Exercise | $37.47 | 37,061 | 1,388,676 | 96,378 | Mar 06, 2012, 03:32 PM |
| Hogan John James | Chief Risk Officer | Jan 25, 2012 | Option Exercise | $19.49 | 50,000 | 974,500 | 133,439 | Mar 06, 2012, 03:32 PM |
| DIMON JAMES | Chairman & CEO | Mar 02, 2012 | Option Exercise | $40.56 | 409,167 | 16,593,768 | 2,866,153 | Mar 05, 2012, 05:57 PM |
| DIMON JAMES | Chairman & CEO | Mar 02, 2012 | Option Exercise | $31.22 | 462,000 | 14,423,640 | 3,275,320 | Mar 05, 2012, 05:57 PM |
| NOVAK DAVID C | Director | Feb 13, 2012 | Option Exercise | $38.06 | 2,166 | 82,435 | 179,912 | Feb 15, 2012, 02:46 PM |
| NOVAK DAVID C | Director | Feb 13, 2012 | Option Exercise | $31.22 | 2,640 | 82,421 | 182,078 | Feb 15, 2012, 02:46 PM |
| JACKSON LABAN | Director | Jan 27, 2012 | Option Exercise | $37.40 | 2,313 | 86,518 | 108,277 | Jan 31, 2012, 11:00 AM |
| JACKSON LABAN | Director | Jan 27, 2012 | Option Exercise | $31.22 | 2,640 | 82,421 | 110,590 | Jan 31, 2012, 11:00 AM |
| Hogan John James | Chief Risk Officer | Jan 25, 2012 | Sale | $37.50 | 40,797 | 1,529,888 | 42,642 | Jan 25, 2012, 05:25 PM |
| Cutler Stephen M | General Counsel | Jan 23, 2012 | Sale | $37.42 | 12,500 | 467,750 | 86,894 | Jan 23, 2012, 05:03 PM |
| Bisignano Frank | Chief Administrative Officer | Jan 20, 2012 | Sale | $37.09 | 10,000 | 370,946 | 242,537 | Jan 20, 2012, 06:03 PM |
| CROWN JAMES S | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 244,145 | Jan 20, 2012, 05:39 PM |
| CROWN JAMES S | Director | Jan 19, 2012 | Option Exercise | $31.22 | 2,640 | 82,421 | 246,785 | Jan 20, 2012, 05:39 PM |
| NOVAK DAVID C | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 179,433 | Jan 20, 2012, 05:39 PM |
| BURKE STEPHEN B | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 93,468 | Jan 20, 2012, 05:38 PM |
| RAYMOND LEE R | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 167,293 | Jan 20, 2012, 05:38 PM |
| WELDON WILLIAM C | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 50,193 | Jan 20, 2012, 05:38 PM |
| JACKSON LABAN | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 107,950 | Jan 20, 2012, 05:38 PM |
| GRAY III WILLIAM H | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 88,415 | Jan 20, 2012, 05:38 PM |
| FUTTER ELLEN V | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 68,622 | Jan 20, 2012, 05:38 PM |
| COTE DAVID M | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 49,448 | Jan 20, 2012, 05:38 PM |
| BOWLES CRANDALL CLOSE | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 48,411 | Jan 20, 2012, 05:38 PM |
| BELL JAMES A | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 4,775 | Jan 20, 2012, 05:38 PM |
| Smith Gordon | Executive Vice President | Jan 19, 2012 | Sale | $37.00 | 40,000 | 1,480,016 | 169,202 | Jan 19, 2012, 03:18 PM |
| Smith Gordon | Executive Vice President | Jan 13, 2012 | Option Exercise | $35.53 | 37,075 | 1,317,089 | 209,202 | Jan 18, 2012, 05:45 PM |
| DIMON JAMES | Chairman & CEO | Jan 13, 2012 | Option Exercise | $35.53 | 46,481 | 1,651,238 | 2,813,320 | Jan 18, 2012, 05:44 PM |
| ZUBROW BARRY L | Executive Vice President | Jan 13, 2012 | Option Exercise | $35.53 | 34,190 | 1,214,600 | 71,755 | Jan 18, 2012, 05:43 PM |
| Maclin Samuel Todd | Executive Vice President | Jan 13, 2012 | Option Exercise | $35.53 | 34,768 | 1,235,133 | 307,077 | Jan 18, 2012, 05:41 PM |
| Donnelly John L | Director Human Resources | Jan 13, 2012 | Option Exercise | $35.53 | 18,025 | 640,338 | 52,599 | Jan 18, 2012, 05:38 PM |
| Cavanagh Michael J | Executive Vice President | Jan 13, 2012 | Option Exercise | $35.53 | 39,487 | 1,402,776 | 274,765 | Jan 18, 2012, 05:38 PM |
| Erdoes Mary E. | Managing Director | Jan 13, 2012 | Option Exercise | $35.53 | 67,565 | 2,400,247 | 157,891 | Jan 18, 2012, 05:36 PM |
| DREW INA R | Chief Investment Officer | Jan 13, 2012 | Option Exercise | $35.53 | 72,036 | 2,559,079 | 246,479 | Jan 18, 2012, 05:35 PM |
| Hogan John James | Chief Risk Officer | Jan 13, 2012 | Option Exercise | $35.53 | 38,398 | 1,364,089 | 83,439 | Jan 18, 2012, 05:33 PM |
| Petno Douglas B | Managing Director | Jan 13, 2012 | Option Exercise | $35.53 | 36,572 | 1,299,220 | 145,055 | Jan 18, 2012, 05:29 PM |
| Cutler Stephen M | General Counsel | Jan 13, 2012 | Option Exercise | $35.53 | 36,633 | 1,301,387 | 99,394 | Jan 18, 2012, 05:28 PM |
| Bisignano Frank | Chief Administrative Officer | Jan 13, 2012 | Option Exercise | $35.53 | 39,743 | 1,411,870 | 252,537 | Jan 18, 2012, 05:26 PM |
| STALEY JAMES E | Managing Director | Jan 13, 2012 | Option Exercise | $35.53 | 58,369 | 2,073,559 | 174,585 | Jan 18, 2012, 05:24 PM |
| STALEY JAMES E | Managing Director | Jan 17, 2012 | Sale | $35.21 | 55,000 | 1,936,792 | 119,585 | Jan 18, 2012, 05:24 PM |
| Cutler Stephen M | General Counsel | Mar 24, 2009 | Sale | $27.65 | 66 | 1,825 | 69,044 | Jan 18, 2012, 05:12 PM |
| Cutler Stephen M | General Counsel | May 30, 2008 | Option Exercise | $43.43 | 66 | 2,866 | 69,110 | Jan 18, 2012, 05:12 PM |
| Warren Shannon S | Corporate Controller | Jan 13, 2012 | Option Exercise | $35.53 | 4,594 | 163,202 | 44,087 | Jan 18, 2012, 05:11 PM |
| Braunstein Douglas L | Chief Financial Officer | Jan 13, 2012 | Option Exercise | $35.53 | 92,149 | 3,273,593 | 603,836 | Jan 18, 2012, 05:10 PM |
| CROWN JAMES S | Director | Dec 31, 2011 | Option Exercise | $33.25 | 977 | 32,485 | 239,370 | Jan 04, 2012, 06:09 PM |
| BOWLES CRANDALL CLOSE | Director | Dec 31, 2011 | Option Exercise | $33.25 | 752 | 25,004 | 43,636 | Jan 04, 2012, 06:09 PM |
| WELDON WILLIAM C | Director | Dec 31, 2011 | Option Exercise | $33.25 | 564 | 18,753 | 45,418 | Jan 04, 2012, 06:09 PM |
| RAYMOND LEE R | Director | Dec 31, 2011 | Option Exercise | $33.25 | 677 | 22,510 | 162,519 | Jan 04, 2012, 06:09 PM |
| NOVAK DAVID C | Director | Dec 31, 2011 | Option Exercise | $33.25 | 677 | 22,510 | 174,659 | Jan 04, 2012, 06:09 PM |
| JACKSON LABAN | Director | Dec 31, 2011 | Option Exercise | $33.25 | 1,053 | 35,012 | 103,176 | Jan 04, 2012, 06:09 PM |
| COTE DAVID M | Director | Dec 31, 2011 | Option Exercise | $33.25 | 564 | 18,753 | 44,673 | Jan 04, 2012, 06:09 PM |
| BURKE STEPHEN B | Director | Dec 31, 2011 | Option Exercise | $33.25 | 564 | 18,753 | 88,693 | Jan 04, 2012, 06:09 PM |
| RAYMOND LEE R | Director | Oct 31, 2011 | Sale | $27.37 | 80,000 | 2,189,736 | 0 | Nov 01, 2011, 11:02 AM |
| WELDON WILLIAM C | Director | Sep 30, 2011 | Option Exercise | $30.12 | 623 | 18,765 | 44,511 | Oct 04, 2011, 05:20 PM |
| RAYMOND LEE R | Director | Sep 30, 2011 | Option Exercise | $30.12 | 747 | 22,500 | 160,616 | Oct 04, 2011, 05:12 PM |
| NOVAK DAVID C | Director | Sep 30, 2011 | Option Exercise | $30.12 | 747 | 22,500 | 173,475 | Oct 04, 2011, 05:04 PM |
| JACKSON LABAN | Director | Sep 30, 2011 | Option Exercise | $30.12 | 1,909 | 57,499 | 101,473 | Oct 04, 2011, 04:49 PM |
| CROWN JAMES S | Director | Sep 30, 2011 | Option Exercise | $30.12 | 1,743 | 52,499 | 237,546 | Oct 04, 2011, 04:22 PM |
| COTE DAVID M | Director | Sep 30, 2011 | Option Exercise | $30.12 | 623 | 18,765 | 43,879 | Oct 04, 2011, 03:33 PM |
| BURKE STEPHEN B | Director | Sep 30, 2011 | Option Exercise | $30.12 | 623 | 18,765 | 87,700 | Oct 04, 2011, 03:21 PM |
| BOWLES CRANDALL CLOSE | Director | Sep 30, 2011 | Option Exercise | $30.12 | 706 | 21,265 | 42,604 | Oct 04, 2011, 03:02 PM |
| CROWN JAMES S | Director | Aug 10, 2011 | Buy | $34.50 | 3,500 | 120,750 | 10,803 | Aug 12, 2011, 06:12 PM |
| CROWN JAMES S | Director | Aug 11, 2011 | Buy | $35.08 | 176,609 | 6,194,720 | 559,705 | Aug 12, 2011, 06:12 PM |
| CROWN JAMES S | Director | Aug 10, 2011 | Buy | $34.50 | 3,500 | 120,750 | 5,813 | Aug 12, 2011, 06:12 PM |
| CROWN JAMES S | Director | Aug 10, 2011 | Buy | $34.50 | 3,500 | 120,750 | 12,256 | Aug 12, 2011, 06:12 PM |
| CROWN JAMES S | Director | Aug 10, 2011 | Buy | $34.50 | 3,500 | 120,750 | 3,500 | Aug 12, 2011, 06:12 PM |
| CROWN JAMES S | Director | Aug 10, 2011 | Buy | $34.50 | 3,500 | 120,750 | 16,571 | Aug 12, 2011, 06:12 PM |
| JACKSON LABAN | Director | Aug 09, 2011 | Buy | $35.40 | 1,292 | 45,737 | 5,165 | Aug 11, 2011, 12:33 PM |
| DREW INA R | Chief Investment Officer | Aug 08, 2011 | Buy | $992.50 | 492 | 488,310 | 492 | Aug 09, 2011, 06:17 PM |
| Smith Gordon | Executive Vice President | Jul 25, 2011 | Option Exercise | $41.60 | 22,289 | 927,222 | 160,419 | Jul 26, 2011, 01:15 PM |
| BURKE STEPHEN B | Director | Jul 22, 2011 | Buy | $42.18 | 25,000 | 1,054,418 | 86,741 | Jul 25, 2011, 10:24 AM |
| MILLER HEIDI | Executive Vice President | Jul 21, 2011 | Option Exercise | $41.89 | 45,436 | 1,903,314 | 311,227 | Jul 22, 2011, 04:59 PM |
| MILLER HEIDI | Executive Vice President | Jul 21, 2011 | Option Exercise | $34.78 | 50,000 | 1,739,000 | 356,663 | Jul 22, 2011, 04:59 PM |
| MILLER HEIDI | Executive Vice President | Jul 19, 2011 | Option Exercise | $40.10 | 92,866 | 3,723,926 | 306,663 | Jul 20, 2011, 03:34 PM |
| MILLER HEIDI | Executive Vice President | Jul 19, 2011 | Option Exercise | $34.78 | 100,000 | 3,478,000 | 399,529 | Jul 20, 2011, 03:34 PM |
| Maclin Samuel Todd | Executive Vice President | Jul 15, 2011 | Sale | $39.79 | 20,000 | 795,730 | 249,545 | Jul 15, 2011, 04:25 PM |
| Cutler Stephen M | General Counsel | Jul 15, 2011 | Sale | $40.58 | 10,000 | 405,800 | 50,618 | Jul 15, 2011, 10:18 AM |
| DIMON JAMES | Chairman & CEO | Sep 04, 2007 | Buy | $45.02 | 666 | 29,983 | 666 | Jul 07, 2011, 03:51 PM |
| RAYMOND LEE R | Director | Jun 30, 2011 | Option Exercise | $40.94 | 550 | 22,517 | 158,901 | Jul 05, 2011, 05:00 PM |
| WELDON WILLIAM C | Director | Jun 30, 2011 | Option Exercise | $40.94 | 458 | 18,751 | 43,620 | Jul 05, 2011, 05:00 PM |
| NOVAK DAVID C | Director | Jun 30, 2011 | Option Exercise | $40.94 | 550 | 22,517 | 172,319 | Jul 05, 2011, 05:00 PM |
| JACKSON LABAN | Director | Jun 30, 2011 | Option Exercise | $40.94 | 611 | 25,014 | 99,062 | Jul 05, 2011, 05:00 PM |
| GRAY III WILLIAM H | Director | Jun 30, 2011 | Option Exercise | $40.94 | 32 | 1,310 | 83,128 | Jul 05, 2011, 05:00 PM |
| CROWN JAMES S | Director | Jun 30, 2011 | Option Exercise | $40.94 | 550 | 22,517 | 235,142 | Jul 05, 2011, 05:00 PM |
| COTE DAVID M | Director | Jun 30, 2011 | Option Exercise | $40.94 | 458 | 18,751 | 43,077 | Jul 05, 2011, 05:00 PM |
| BURKE STEPHEN B | Director | Jun 30, 2011 | Option Exercise | $40.94 | 458 | 18,751 | 61,741 | Jul 05, 2011, 05:00 PM |
| BOWLES CRANDALL CLOSE | Director | Jun 30, 2011 | Option Exercise | $40.94 | 519 | 21,248 | 41,680 | Jul 05, 2011, 05:00 PM |
| Bisignano Frank | Chief Administrative Officer | May 02, 2011 | Sale | $45.60 | 5,000 | 228,000 | 202,882 | May 02, 2011, 06:55 PM |
| Bisignano Frank | Chief Administrative Officer | Apr 29, 2011 | Sale | $45.65 | 5,000 | 228,265 | 207,882 | Apr 29, 2011, 04:53 PM |
| Maclin Samuel Todd | Executive Vice President | Apr 28, 2011 | Sale | $45.58 | 10,000 | 455,800 | 269,334 | Apr 28, 2011, 03:55 PM |
| MANDELBAUM JAY | Executive Vice President | Apr 25, 2011 | Sale | $45.00 | 10,000 | 450,000 | 376,686 | Apr 25, 2011, 05:27 PM |
| RAYMOND LEE R | Director | Apr 20, 2011 | Buy | $1106.25 | 2,000 | 2,212,500 | 2,000 | Apr 21, 2011, 05:13 PM |
| RAYMOND LEE R | Director | Mar 31, 2011 | Option Exercise | $46.10 | 488 | 22,497 | 157,535 | Apr 04, 2011, 05:27 PM |
| NOVAK DAVID C | Director | Mar 31, 2011 | Option Exercise | $46.10 | 488 | 22,497 | 171,425 | Apr 04, 2011, 05:27 PM |
| JACKSON LABAN | Director | Mar 31, 2011 | Option Exercise | $46.10 | 542 | 24,986 | 98,028 | Apr 04, 2011, 05:27 PM |
| CROWN JAMES S | Director | Mar 31, 2011 | Option Exercise | $46.10 | 488 | 22,497 | 234,035 | Apr 04, 2011, 05:27 PM |
| COTE DAVID M | Director | Mar 31, 2011 | Option Exercise | $46.10 | 407 | 18,763 | 42,470 | Apr 04, 2011, 05:27 PM |
| BURKE STEPHEN B | Director | Mar 31, 2011 | Option Exercise | $46.10 | 407 | 18,763 | 61,000 | Apr 04, 2011, 05:27 PM |
| BOWLES CRANDALL CLOSE | Director | Mar 31, 2011 | Option Exercise | $46.10 | 461 | 21,252 | 40,979 | Apr 04, 2011, 05:27 PM |
| WELDON WILLIAM C | Director | Mar 31, 2011 | Option Exercise | $46.10 | 407 | 18,763 | 42,936 | Apr 04, 2011, 05:27 PM |
| SCHARF CHARLES W | Executive Vice President | Jan 25, 2011 | Option Exercise | $44.85 | 136,301 | 6,112,419 | 1,015,930 | Jan 26, 2011, 05:10 PM |
| SCHARF CHARLES W | Executive Vice President | Jan 25, 2011 | Option Exercise | $42.22 | 140,730 | 5,941,621 | 1,152,231 | Jan 26, 2011, 05:10 PM |
| NOVAK DAVID C | Director | Jan 21, 2011 | Option Exercise | $45.19 | 4,700 | 212,416 | 169,071 | Jan 24, 2011, 06:10 PM |
| NOVAK DAVID C | Director | Jan 21, 2011 | Option Exercise | $27.84 | 6,600 | 183,744 | 173,771 | Jan 24, 2011, 06:10 PM |
| NOVAK DAVID C | Director | Jan 20, 2011 | Buy | $44.66 | 20,000 | 893,200 | 20,000 | Jan 24, 2011, 06:10 PM |
| NOVAK DAVID C | Director | Jan 24, 2011 | Buy | $45.21 | 1,800 | 81,376 | 170,871 | Jan 24, 2011, 06:10 PM |
| NOVAK DAVID C | Director | Jan 21, 2011 | Buy | $45.12 | 20,000 | 902,464 | 167,171 | Jan 24, 2011, 06:10 PM |
| NOVAK DAVID C | Director | Jan 24, 2011 | Buy | $45.21 | 1,500 | 67,813 | 49,500 | Jan 24, 2011, 06:10 PM |
| NOVAK DAVID C | Director | Jan 20, 2011 | Buy | $44.68 | 40,000 | 1,787,220 | 147,171 | Jan 24, 2011, 06:10 PM |
| NOVAK DAVID C | Director | Jan 21, 2011 | Buy | $45.12 | 28,000 | 1,263,371 | 48,000 | Jan 24, 2011, 06:10 PM |
| MILLER HEIDI | Executive Vice President | Jan 20, 2011 | Option Exercise | $44.30 | 55,905 | 2,476,591 | 312,849 | Jan 21, 2011, 04:56 PM |
| MILLER HEIDI | Executive Vice President | Jan 20, 2011 | Option Exercise | $19.49 | 80,000 | 1,559,200 | 368,754 | Jan 21, 2011, 04:56 PM |
| DIMON JAMES | Chairman & CEO | Jan 19, 2011 | Option Exercise | $44.28 | 227,410 | 10,070,852 | 2,714,336 | Jan 21, 2011, 04:56 PM |
| DIMON JAMES | Chairman & CEO | Jan 19, 2011 | Option Exercise | $42.62 | 231,725 | 9,876,119 | 2,941,746 | Jan 21, 2011, 04:56 PM |
| WELDON WILLIAM C | Director | Jan 19, 2011 | Option Exercise | $44.28 | 3,839 | 170,010 | 42,486 | Jan 20, 2011, 06:02 PM |
| RAYMOND LEE R | Director | Jan 19, 2011 | Option Exercise | $44.28 | 3,839 | 170,010 | 156,877 | Jan 20, 2011, 06:02 PM |
| JACKSON LABAN | Director | Jan 19, 2011 | Option Exercise | $44.28 | 3,839 | 170,010 | 97,393 | Jan 20, 2011, 06:02 PM |
| JACKSON LABAN | Director | Jan 18, 2011 | Option Exercise | $44.96 | 5,448 | 244,942 | 93,554 | Jan 20, 2011, 06:02 PM |
| JACKSON LABAN | Director | Jan 18, 2011 | Option Exercise | $27.70 | 7,649 | 211,889 | 99,002 | Jan 20, 2011, 06:02 PM |
| GRAY III WILLIAM H | Director | Jan 19, 2011 | Option Exercise | $44.28 | 3,839 | 170,010 | 82,574 | Jan 20, 2011, 06:02 PM |
| FUTTER ELLEN V | Director | Jan 19, 2011 | Option Exercise | $44.28 | 3,839 | 170,010 | 63,070 | Jan 20, 2011, 06:02 PM |
| COTE DAVID M | Director | Jan 19, 2011 | Option Exercise | $44.28 | 3,839 | 170,010 | 42,036 | Jan 20, 2011, 06:02 PM |
| CROWN JAMES S | Director | Jan 19, 2011 | Option Exercise | $44.28 | 3,839 | 170,010 | 233,433 | Jan 20, 2011, 06:02 PM |
| CROWN JAMES S | Director | Jan 18, 2011 | Option Exercise | $27.70 | 7,649 | 211,889 | 229,594 | Jan 20, 2011, 06:02 PM |
| BOWLES CRANDALL CLOSE | Director | Jan 19, 2011 | Option Exercise | $44.28 | 3,839 | 170,010 | 40,484 | Jan 20, 2011, 06:02 PM |
| BURKE STEPHEN B | Director | Jan 19, 2011 | Option Exercise | $44.28 | 3,839 | 170,010 | 60,537 | Jan 20, 2011, 06:02 PM |
| STALEY JAMES E | Managing Director | Jan 13, 2011 | Option Exercise | $44.57 | 82,732 | 3,687,365 | 114,548 | Jan 18, 2011, 07:14 PM |
| Cavanagh Michael J | Executive Vice President | Jan 13, 2011 | Option Exercise | $44.57 | 43,319 | 1,930,728 | 222,638 | Jan 18, 2011, 07:14 PM |
| ZUBROW BARRY L | Chief Risk Officer | Jan 13, 2011 | Option Exercise | $44.57 | 18,594 | 828,735 | 26,312 | Jan 18, 2011, 07:14 PM |
| Smith Gordon | Executive Vice President | Jan 13, 2011 | Option Exercise | $44.57 | 37,455 | 1,669,369 | 182,708 | Jan 18, 2011, 07:14 PM |
| SCHARF CHARLES W | Executive Vice President | Jan 13, 2011 | Option Exercise | $44.57 | 54,923 | 2,447,918 | 1,011,501 | Jan 18, 2011, 07:13 PM |
| Rauchenberger Louis | Corporate Controller | Jan 13, 2011 | Option Exercise | $44.57 | 11,834 | 527,441 | 83,538 | Jan 18, 2011, 07:13 PM |
| MILLER HEIDI | Executive Vice President | Jan 13, 2011 | Option Exercise | $44.57 | 43,319 | 1,930,728 | 358,052 | Jan 18, 2011, 07:13 PM |
| MILLER HEIDI | Executive Vice President | Jan 18, 2011 | Sale | $44.97 | 69,298 | 3,116,269 | 288,754 | Jan 18, 2011, 07:13 PM |
| Maclin Samuel Todd | Executive Vice President | Jan 13, 2011 | Option Exercise | $44.57 | 37,891 | 1,688,802 | 279,334 | Jan 18, 2011, 07:13 PM |
| Erdoes Mary E. | Managing Director | Jan 13, 2011 | Option Exercise | $44.57 | 62,344 | 2,778,672 | 224,858 | Jan 18, 2011, 07:13 PM |
| Erdoes Mary E. | Managing Director | Jan 18, 2011 | Sale | $45.05 | 53,000 | 2,387,695 | 213,704 | Jan 18, 2011, 07:13 PM |
| DREW INA R | Chief Investment Officer | Jan 13, 2011 | Option Exercise | $44.57 | 49,411 | 2,202,248 | 726,189 | Jan 18, 2011, 07:13 PM |
| DIMON JAMES | Chairman & CEO | Jan 13, 2011 | Option Exercise | $44.57 | 89,686 | 3,997,305 | 2,710,021 | Jan 18, 2011, 07:13 PM |
| Donnelly John L | Director Human Resources | Jan 13, 2011 | Option Exercise | $44.57 | 8,753 | 390,121 | 49,209 | Jan 18, 2011, 07:13 PM |
| Cutler Stephen M | General Counsel | Jan 13, 2011 | Option Exercise | $44.57 | 34,550 | 1,539,893 | 60,618 | Jan 18, 2011, 07:13 PM |
| Braunstein Douglas L | Chief Financial Officer | Jan 13, 2011 | Option Exercise | $44.57 | 151,966 | 6,773,125 | 695,985 | Jan 18, 2011, 07:13 PM |
| Bisignano Frank | Chief Administrative Officer | Jan 13, 2011 | Option Exercise | $44.57 | 43,319 | 1,930,728 | 214,655 | Jan 18, 2011, 07:13 PM |
| MANDELBAUM JAY | Executive Vice President | Jan 13, 2011 | Option Exercise | $44.57 | 44,263 | 1,972,802 | 386,686 | Jan 18, 2011, 07:13 PM |
| DALEY WILLIAM M | Vice Chairman | Jan 06, 2011 | Option Exercise | $44.53 | 140,649 | 6,262,397 | 175,678 | Jan 10, 2011, 05:16 PM |
| DALEY WILLIAM M | Vice Chairman | Jan 06, 2011 | Option Exercise | $34.78 | 100,000 | 3,478,000 | 214,414 | Jan 10, 2011, 05:16 PM |
| WELDON WILLIAM C | Director | Dec 31, 2010 | Option Exercise | $42.42 | 442 | 18,750 | 38,647 | Jan 04, 2011, 04:17 PM |
| RAYMOND LEE R | Director | Dec 31, 2010 | Option Exercise | $42.42 | 530 | 22,483 | 153,038 | Jan 04, 2011, 04:17 PM |
| NOVAK DAVID C | Director | Dec 31, 2010 | Option Exercise | $42.42 | 530 | 22,483 | 103,332 | Jan 04, 2011, 04:17 PM |
| JACKSON LABAN | Director | Dec 31, 2010 | Option Exercise | $42.42 | 589 | 24,985 | 91,353 | Jan 04, 2011, 04:17 PM |
| CROWN JAMES S | Director | Dec 31, 2010 | Option Exercise | $42.42 | 530 | 22,483 | 221,945 | Jan 04, 2011, 04:17 PM |
| COTE DAVID M | Director | Dec 31, 2010 | Option Exercise | $42.42 | 442 | 18,750 | 38,197 | Jan 04, 2011, 04:16 PM |
| BURKE STEPHEN B | Director | Dec 31, 2010 | Option Exercise | $42.42 | 442 | 18,750 | 56,698 | Jan 04, 2011, 04:16 PM |
| BOWLES CRANDALL CLOSE | Director | Dec 31, 2010 | Option Exercise | $42.42 | 501 | 21,252 | 36,645 | Jan 04, 2011, 04:16 PM |
| CROWN JAMES S | Director | Nov 09, 2010 | Sale | $40.36 | 22,800 | 920,192 | 168,305 | Nov 09, 2010, 04:39 PM |
| ZUBROW BARRY L | Chief Risk Officer | Oct 14, 2010 | Buy | $28.50 | 200 | 5,700 | 200 | Oct 15, 2010, 11:28 AM |
| CROWN JAMES S | Director | Sep 30, 2010 | Option Exercise | $38.06 | 591 | 22,493 | 221,288 | Oct 04, 2010, 04:10 PM |
| WELDON WILLIAM C | Director | Sep 30, 2010 | Option Exercise | $38.06 | 493 | 18,764 | 38,158 | Oct 04, 2010, 03:18 PM |
| WELDON WILLIAM C | Director | Sep 30, 2010 | Option Exercise | $38.06 | 493 | 18,764 | 38,158 | Oct 04, 2010, 03:18 PM |
| NOVAK DAVID C | Director | Sep 30, 2010 | Option Exercise | $38.06 | 591 | 22,493 | 102,728 | Oct 04, 2010, 03:18 PM |
| NOVAK DAVID C | Director | Sep 30, 2010 | Option Exercise | $38.06 | 591 | 22,493 | 102,728 | Oct 04, 2010, 03:18 PM |
| JACKSON LABAN | Director | Sep 30, 2010 | Option Exercise | $38.06 | 657 | 25,005 | 90,661 | Oct 04, 2010, 03:18 PM |
| RAYMOND LEE R | Director | Sep 30, 2010 | Option Exercise | $38.06 | 591 | 22,493 | 152,319 | Oct 04, 2010, 03:18 PM |
| COTE DAVID M | Director | Sep 30, 2010 | Option Exercise | $38.06 | 493 | 18,764 | 37,725 | Oct 04, 2010, 03:18 PM |
| BURKE STEPHEN B | Director | Sep 30, 2010 | Option Exercise | $38.06 | 493 | 18,764 | 56,195 | Oct 04, 2010, 03:18 PM |
| BOWLES CRANDALL CLOSE | Director | Sep 30, 2010 | Option Exercise | $38.06 | 558 | 21,237 | 36,107 | Oct 04, 2010, 03:18 PM |
| Bisignano Frank | Chief Administrative Officer | Jan 10, 2006 | Buy | $40.53 | 40 | 1,621 | 170,636 | Jul 27, 2010, 04:53 PM |
| Bisignano Frank | Chief Administrative Officer | Feb 16, 2006 | Buy | $40.75 | 240 | 9,780 | 224,537 | Jul 27, 2010, 04:53 PM |
| Smith Gordon | Executive Vice President | Jul 25, 2010 | Option Exercise | $39.47 | 22,594 | 891,672 | 168,841 | Jul 27, 2010, 04:53 PM |
Load More Insider Transactions
Buy
Sale
Option Exercise
| Owner | Relationship | Date | Value($) |
| DIMON JAMES | Chairman & CEO | 04/15/2024 | 32,824,625 |
| NOVAKOVIC PHEBE N | Director | 03/29/2024 | 37,456 |
| NEAL MICHAEL A | Director | 03/29/2024 | 37,456 |
| Gorsky Alex | Director | 03/29/2024 | 37,456 |
| FLYNN TIMOTHY PATRICK | Director | 03/29/2024 | 45,068 |
| Rometty Virginia M | Director | 03/29/2024 | 40,060 |
| BURKE STEPHEN B | Director | 03/29/2024 | 61,292 |
| HOBSON MELLODY L | Director | 03/29/2024 | 50,075 |
| Pinto Daniel E | President & COO | 03/25/2024 | 11,578,175 |
| Leopold Robin | Head of Human Resources | 03/25/2024 | 1,995,043 |
| Friedman Stacey | General Counsel | 03/25/2024 | 4,274,952 |
| Piepszak Jennifer | Co-CEO CIB | 03/25/2024 | 4,274,757 |
| Beer Lori A | Chief Information Officer | 03/25/2024 | 2,564,971 |
| Lake Marianne | CEO CCB | 03/25/2024 | 5,680,698 |
| Beer Lori A | Chief Information Officer | 03/25/2024 | 765,805 |
| Rohrbaugh Troy L | Co-CEO CIB | 03/25/2024 | 7,694,719 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 03/25/2024 | 7,694,719 |
| DIMON JAMES | Chairman & CEO | 03/25/2024 | 31,664,973 |
| BACON ASHLEY | Chief Risk Officer | 03/25/2024 | 4,093,389 |
| Rohrbaugh Troy L | Co-CEO Comm. & Invest. Bank | 02/22/2024 | 13,705,155 |
| Beer Lori A | Chief Information Officer | 02/22/2024 | 716,356 |
| Friedman Stacey | General Counsel | 02/22/2024 | 1,101,878 |
| DIMON JAMES | Chairman & CEO | 02/22/2024 | 65,992,120 |
| DIMON JAMES | Chairman & CEO | 02/22/2024 | 58,822,517 |
| DIMON JAMES | Chairman & CEO | 02/22/2024 | 25,352,584 |
| Scher Peter | Vice Chairman | 02/16/2024 | 323,915 |
| Piepszak Jennifer | Co-CEO CIB | 02/16/2024 | 294,918 |
| Petno Douglas B | CEO Commercial Banking | 02/16/2024 | 584,586 |
| Lake Marianne | CEO CCB | 02/16/2024 | 798,039 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 02/16/2024 | 861,665 |
| BACON ASHLEY | Chief Risk Officer | 02/16/2024 | 602,857 |
| WEINBERGER MARK A | Director | 01/16/2024 | 265,081 |
| Rometty Virginia M | Director | 01/16/2024 | 265,081 |
| NOVAKOVIC PHEBE N | Director | 01/16/2024 | 265,081 |
| NEAL MICHAEL A | Director | 01/16/2024 | 265,081 |
| HOBSON MELLODY L | Director | 01/16/2024 | 265,081 |
| Gorsky Alex | Director | 01/16/2024 | 265,081 |
| FLYNN TIMOTHY PATRICK | Director | 01/16/2024 | 265,081 |
| Boler-Davis Alicia S | Director | 01/16/2024 | 265,081 |
| Combs Todd A. | Director | 01/16/2024 | 265,081 |
| BURKE STEPHEN B | Director | 01/16/2024 | 265,081 |
| BAMMANN LINDA | Director | 01/16/2024 | 265,081 |
| Korablina Elena A | Corporate Controller | 01/13/2024 | 682,998 |
| Pinto Daniel E | President & COO, CEO CIB | 01/13/2024 | 6,776,990 |
| Friedman Stacey | General Counsel | 01/13/2024 | 2,249,734 |
| Beer Lori A | Chief Information Officer | 01/13/2024 | 1,317,149 |
| Leopold Robin | Head of Human Resources | 01/13/2024 | 1,074,293 |
| Barnum Jeremy | Chief Financial Officer | 01/13/2024 | 1,565,700 |
| Scher Peter | Vice Chairman | 01/13/2024 | 922,574 |
| Scher Peter | Vice Chairman | 01/16/2024 | 301,971 |
| Piepszak Jennifer | Co-CEO CCB | 01/13/2024 | 2,477,400 |
| Piepszak Jennifer | Co-CEO CCB | 01/16/2024 | 274,709 |
| Petno Douglas B | CEO Commercial Banking | 01/13/2024 | 2,440,117 |
| Petno Douglas B | CEO Commercial Banking | 01/16/2024 | 544,596 |
| Lake Marianne | Co-CEO CCB | 01/13/2024 | 2,862,654 |
| Lake Marianne | Co-CEO CCB | 01/16/2024 | 743,422 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 01/13/2024 | 3,779,532 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 01/16/2024 | 802,619 |
| BACON ASHLEY | Chief Risk Officer | 01/13/2024 | 2,099,049 |
| BACON ASHLEY | Chief Risk Officer | 01/16/2024 | 561,551 |
| Lake Marianne | Co-CEO CCB | 12/12/2023 | 5,158,906 |
| Korablina Elena A | Corporate Controller | 10/25/2023 | 135,994 |
| Rometty Virginia M | Director | 09/30/2023 | 33,790 |
| NOVAKOVIC PHEBE N | Director | 09/30/2023 | 32,484 |
| NEAL MICHAEL A | Director | 09/30/2023 | 32,484 |
| HOBSON MELLODY L | Director | 09/30/2023 | 37,560 |
| Gorsky Alex | Director | 09/30/2023 | 32,484 |
| FLYNN TIMOTHY PATRICK | Director | 09/30/2023 | 38,720 |
| BURKE STEPHEN B | Director | 09/30/2023 | 51,192 |
| Friedman Stacey | General Counsel | 09/06/2023 | 624,335 |
| Friedman Stacey | General Counsel | 08/07/2023 | 677,343 |
| Rometty Virginia M | Director | 06/30/2023 | 33,742 |
| NOVAKOVIC PHEBE N | Director | 06/30/2023 | 32,433 |
| NEAL MICHAEL A | Director | 06/30/2023 | 32,433 |
| HOBSON MELLODY L | Director | 06/30/2023 | 37,524 |
| Gorsky Alex | Director | 06/30/2023 | 32,433 |
| FLYNN TIMOTHY PATRICK | Director | 06/30/2023 | 38,687 |
| BURKE STEPHEN B | Director | 06/30/2023 | 51,195 |
| Petno Douglas B | CEO Commercial Banking | 06/15/2023 | 700,864 |
| Scher Peter | Vice Chairman | 06/15/2023 | 350,930 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 06/15/2023 | 1,154,002 |
| Piepszak Jennifer | Co-CEO CCB | 06/12/2023 | 263,243 |
| Scher Peter | Vice Chairman | 05/19/2023 | 173,836 |
| BACON ASHLEY | Chief Risk Officer | 05/15/2023 | 2,263,462 |
| Beer Lori A | Chief Information Officer | 05/15/2023 | 2,150,066 |
| Scher Peter | Vice Chairman | 05/15/2023 | 167,421 |
| Petno Douglas B | CEO Commercial Banking | 05/15/2023 | 665,331 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 05/15/2023 | 1,094,483 |
| Pinto Daniel E | President & COO, CEO CIB | 05/11/2023 | 15,446,790 |
| Piepszak Jennifer | Co-CEO CCB | 05/11/2023 | 254,405 |
| Gorsky Alex | Director | 03/31/2023 | 33,229 |
| FLYNN TIMOTHY PATRICK | Director | 03/31/2023 | 38,702 |
| HOBSON MELLODY L | Director | 03/31/2023 | 37,529 |
| NEAL MICHAEL A | Director | 03/31/2023 | 32,447 |
| Rometty Virginia M | Director | 03/31/2023 | 33,750 |
| BURKE STEPHEN B | Director | 03/31/2023 | 51,212 |
| NOVAKOVIC PHEBE N | Director | 03/31/2023 | 32,447 |
| Lake Marianne | Co-CEO CCB | 03/25/2023 | 3,603,225 |
| Piepszak Jennifer | Co-CEO CCB | 03/25/2023 | 2,303,547 |
| Pinto Daniel E | President & COO, CEO CIB | 03/25/2023 | 5,995,092 |
| DIMON JAMES | Chairman & CEO | 03/25/2023 | 20,566,349 |
| Scher Peter | Vice Chairman | 03/25/2023 | 1,175,160 |
| Petno Douglas B | CEO Commercial Banking | 03/25/2023 | 3,035,611 |
| Friedman Stacey | General Counsel | 03/25/2023 | 2,653,221 |
| Leopold Robin | Head of Human Resources | 03/25/2023 | 976,998 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 03/25/2023 | 4,997,693 |
| Beer Lori A | Chief Information Officer | 03/25/2023 | 1,666,022 |
| BACON ASHLEY | Chief Risk Officer | 03/25/2023 | 2,620,132 |
| HOBSON MELLODY L | Director | 01/19/2023 | 50,448 |
| Rometty Virginia M | Director | 01/17/2023 | 250,021 |
| NOVAKOVIC PHEBE N | Director | 01/17/2023 | 250,021 |
| NEAL MICHAEL A | Director | 01/17/2023 | 250,021 |
| HOBSON MELLODY L | Director | 01/17/2023 | 250,021 |
| Gorsky Alex | Director | 01/17/2023 | 250,021 |
| FLYNN TIMOTHY PATRICK | Director | 01/17/2023 | 250,021 |
| CROWN JAMES S | Director | 01/17/2023 | 250,021 |
| BURKE STEPHEN B | Director | 01/17/2023 | 250,021 |
| Combs Todd A. | Director | 01/17/2023 | 250,021 |
| BAMMANN LINDA | Director | 01/17/2023 | 250,021 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 01/13/2023 | 3,234,008 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 01/17/2023 | 1,450,642 |
| Friedman Stacey | General Counsel | 01/13/2023 | 1,690,890 |
| Friedman Stacey | General Counsel | 01/17/2023 | 3,247,803 |
| Lake Marianne | Co-CEO CCB | 01/13/2023 | 2,319,547 |
| Lake Marianne | Co-CEO CCB | 01/17/2023 | 1,410,000 |
| Petno Douglas B | CEO Commercial Banking | 01/13/2023 | 1,901,834 |
| Petno Douglas B | CEO Commercial Banking | 01/17/2023 | 1,633,697 |
| Piepszak Jennifer | Co-CEO CCB | 01/13/2023 | 1,569,834 |
| Piepszak Jennifer | Co-CEO CCB | 01/17/2023 | 1,467,979 |
| Scher Peter | Vice Chairman | 01/13/2023 | 663,583 |
| Scher Peter | Vice Chairman | 01/17/2023 | 617,252 |
| Korablina Elena A | Corporate Controller | 01/13/2023 | 609,733 |
| Pinto Daniel E | President & COO, CEO CIB | 01/13/2023 | 4,443,039 |
| Leopold Robin | Head of Human Resources | 01/13/2023 | 624,483 |
| Beer Lori A | Chief Information Officer | 01/13/2023 | 980,694 |
| Barnum Jeremy | Chief Financial Officer | 01/13/2023 | 1,219,328 |
| BACON ASHLEY | Chief Risk Officer | 01/13/2023 | 1,652,208 |
| Rometty Virginia M | Director | 12/31/2022 | 33,793 |
| NOVAKOVIC PHEBE N | Director | 12/31/2022 | 32,452 |
| NEAL MICHAEL A | Director | 12/31/2022 | 32,452 |
| HOBSON MELLODY L | Director | 12/31/2022 | 35,000 |
| FLYNN TIMOTHY PATRICK | Director | 12/31/2022 | 38,755 |
| BURKE STEPHEN B | Director | 12/31/2022 | 51,226 |
| Petno Douglas B | CEO Commercial Banking | 11/10/2022 | 693,832 |
| Scher Peter | Vice Chairman | 11/10/2022 | 174,392 |
| Korablina Elena A | Corporate Controller | 10/25/2022 | 121,958 |
| Scher Peter | Vice Chairman | 10/26/2022 | 163,772 |
| Petno Douglas B | CEO Commercial Banking | 10/26/2022 | 642,457 |
| Leopold Robin | Head of Human Resources | 10/26/2022 | 250,144 |
| Petno Douglas B | CEO Commercial Banking | 10/18/2022 | 617,057 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 10/17/2022 | 3,880,132 |
| Pinto Daniel E | President & COO, CEO CIB | 10/17/2022 | 9,460,587 |
| Pinto Daniel E | President & COO, CEO CIB | 10/17/2022 | 4,872,408 |
| Rometty Virginia M | Director | 09/30/2022 | 31,246 |
| NOVAKOVIC PHEBE N | Director | 09/30/2022 | 32,500 |
| NEAL MICHAEL A | Director | 09/30/2022 | 32,500 |
| HOBSON MELLODY L | Director | 09/30/2022 | 35,008 |
| FLYNN TIMOTHY PATRICK | Director | 09/30/2022 | 38,770 |
| BURKE STEPHEN B | Director | 09/30/2022 | 48,802 |
| BURKE STEPHEN B | Director | 06/30/2022 | 46,283 |
| Rometty Virginia M | Director | 06/30/2022 | 28,716 |
| NOVAKOVIC PHEBE N | Director | 06/30/2022 | 32,544 |
| NEAL MICHAEL A | Director | 06/30/2022 | 32,544 |
| HOBSON MELLODY L | Director | 06/30/2022 | 32,544 |
| FLYNN TIMOTHY PATRICK | Director | 06/30/2022 | 38,738 |
| Korablina Elena A | Corporate Controller | 01/18/2022 | 72,751 |
| BACON ASHLEY | Chief Risk Officer | 04/19/2022 | 2,732,337 |
| Piepszak Jennifer | Co-CEO CCB | 04/14/2022 | 589,050 |
| Rometty Virginia M | Director | 03/31/2022 | 31,217 |
| HOBSON MELLODY L | Director | 03/31/2022 | 32,444 |
| NOVAKOVIC PHEBE N | Director | 03/31/2022 | 32,444 |
| NEAL MICHAEL A | Director | 03/31/2022 | 32,444 |
| BURKE STEPHEN B | Director | 03/31/2022 | 48,803 |
| FLYNN TIMOTHY PATRICK | Director | 03/31/2022 | 38,715 |
| Pinto Daniel E | President & COO, CEO CIB | 03/25/2022 | 5,518,300 |
| Beer Lori A | Chief Information Officer | 03/25/2022 | 2,396,081 |
| Friedman Stacey | General Counsel | 03/25/2022 | 3,833,588 |
| Lake Marianne | Co-CEO CCB | 03/25/2022 | 5,462,781 |
| Scher Peter | Vice Chairman | 03/25/2022 | 1,779,561 |
| Leopold Robin | Head of Human Resources | 03/25/2022 | 1,198,112 |
| Petno Douglas B | CEO Commercial Banking | 03/25/2022 | 4,600,334 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 03/25/2022 | 7,571,191 |
| DIMON JAMES | Chairman & CEO | 03/25/2022 | 31,306,808 |
| BACON ASHLEY | Chief Risk Officer | 03/25/2022 | 4,032,942 |
| Korablina Elena A | Corporate Controller | 01/18/2022 | 67,850 |
| Rometty Virginia M | Director | 01/18/2022 | 249,957 |
| NOVAKOVIC PHEBE N | Director | 01/18/2022 | 249,957 |
| NEAL MICHAEL A | Director | 01/18/2022 | 249,957 |
| FLYNN TIMOTHY PATRICK | Director | 01/18/2022 | 249,957 |
| Combs Todd A. | Director | 01/18/2022 | 249,957 |
| CROWN JAMES S | Director | 01/18/2022 | 249,957 |
| BURKE STEPHEN B | Director | 01/18/2022 | 249,957 |
| BAMMANN LINDA | Director | 01/18/2022 | 249,957 |
| HOBSON MELLODY L | Director | 01/18/2022 | 249,957 |
| HOBSON MELLODY L | Director | 01/19/2022 | 100,285 |
| Pinto Daniel E | President & COO, CEO CIB | 01/13/2022 | 4,298,415 |
| Beer Lori A | Chief Information Officer | 01/13/2022 | 1,414,963 |
| Korablina Elena A | Corporate Controller | 01/13/2022 | 711,196 |
| Lake Marianne | Co-CEO CCB | 01/13/2022 | 3,327,865 |
| Piepszak Jennifer | Co-CEO CCB | 01/13/2022 | 2,336,884 |
| Scher Peter | Vice Chairman | 01/13/2022 | 987,773 |
| Petno Douglas B | CEO Commercial Banking | 01/13/2022 | 2,770,153 |
| Leopold Robin | Head of Human Resources | 01/13/2022 | 694,987 |
| Friedman Stacey | General Counsel | 01/13/2022 | 2,345,158 |
| Barnum Jeremy | Chief Financial Officer | 01/13/2022 | 1,768,535 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 01/13/2022 | 4,668,196 |
| BACON ASHLEY | Chief Risk Officer | 01/13/2022 | 2,409,996 |
| Korablina Elena A | Corporate Controller | 10/25/2021 | 82,769 |
| Piepszak Jennifer | Co-CEO CCB | 10/25/2021 | 543,402 |
| Beer Lori A | Chief Information Officer | 10/25/2021 | 892,056 |
| Pinto Daniel E | Co-President & COO, CEO CIB | 10/22/2021 | 8,145,369 |
| Pinto Daniel E | Co-President & COO, CEO CIB | 10/22/2021 | 2,924,115 |
| Scher Peter | Executive Vice President | 10/14/2021 | 710,070 |
| Leopold Robin | Head of Human Resources | 10/14/2021 | 201,070 |
| Beer Lori A | Chief Information Officer | 10/14/2021 | 1,271,876 |
| DIMON JAMES | Chairman & CEO | 10/14/2021 | 60,828,426 |
| DIMON JAMES | Chairman & CEO | 10/14/2021 | 20,028,133 |
| BURKE STEPHEN B | Director | 09/30/2021 | 53,690 |
| NEAL MICHAEL A | Director | 09/30/2021 | 32,574 |
| HOBSON MELLODY L | Director | 09/30/2021 | 39,940 |
| Rometty Virginia M | Director | 09/30/2021 | 36,175 |
| FLYNN TIMOTHY PATRICK | Director | 09/30/2021 | 38,795 |
| Leopold Robin | Head of Human Resources | 07/30/2021 | 449,226 |
| Leopold Robin | Head of Human Resources | 07/30/2021 | 194,937 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 07/14/2021 | 2,691,177 |
| NEAL MICHAEL A | Director | 06/30/2021 | 32,508 |
| Rometty Virginia M | Director | 06/30/2021 | 33,752 |
| HOBSON MELLODY L | Director | 06/30/2021 | 37,485 |
| FLYNN TIMOTHY PATRICK | Director | 06/30/2021 | 38,729 |
| BURKE STEPHEN B | Director | 06/30/2021 | 51,173 |
| HOBSON MELLODY L | Director | 04/19/2021 | 101,059 |
| Petno Douglas B | CEO Commercial Banking | 04/15/2021 | 1,737,161 |
| Lake Marianne | Executive Vice President | 04/15/2021 | 1,968,845 |
| Friedman Stacey | General Counsel | 04/15/2021 | 2,560,018 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 04/15/2021 | 2,895,469 |
| Beer Lori A | Chief Information Officer | 04/15/2021 | 2,263,455 |
| BACON ASHLEY | Chief Risk Officer | 04/15/2021 | 1,800,320 |
| Rometty Virginia M | Director | 03/31/2021 | 28,771 |
| HOBSON MELLODY L | Director | 03/31/2021 | 35,013 |
| NEAL MICHAEL A | Director | 03/31/2021 | 32,425 |
| FLYNN TIMOTHY PATRICK | Director | 03/31/2021 | 38,819 |
| BURKE STEPHEN B | Director | 03/31/2021 | 48,714 |
| Pinto Daniel E | Co-President & COO, CEO CIB | 03/25/2021 | 2,844,038 |
| Smith Gordon | Co-President & COO, CEO CCB | 03/25/2021 | 6,511,693 |
| Petno Douglas B | CEO Commercial Banking | 03/25/2021 | 3,959,374 |
| Scher Peter | Executive Vice President | 03/25/2021 | 1,331,480 |
| Leopold Robin | Head of Human Resources | 03/25/2021 | 645,410 |
| Lake Marianne | Executive Vice President | 03/25/2021 | 4,487,492 |
| Friedman Stacey | General Counsel | 03/25/2021 | 3,255,620 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 03/25/2021 | 6,599,058 |
| DIMON JAMES | Chairman & CEO | 03/25/2021 | 26,982,692 |
| Beer Lori A | Chief Information Officer | 03/25/2021 | 1,319,993 |
| BACON ASHLEY | Chief Risk Officer | 03/25/2021 | 3,599,486 |
| Friedman Stacey | General Counsel | 02/05/2021 | 2,165,123 |
| Friedman Stacey | General Counsel | 02/05/2021 | 983,515 |
| Petno Douglas B | CEO Commercial Banking | 01/29/2021 | 2,857,842 |
| CROWN JAMES S | Director | 01/19/2021 | 249,972 |
| Rometty Virginia M | Director | 01/19/2021 | 249,972 |
| NOVAKOVIC PHEBE N | Director | 01/19/2021 | 249,972 |
| NEAL MICHAEL A | Director | 01/19/2021 | 249,972 |
| HOBSON MELLODY L | Director | 01/19/2021 | 249,972 |
| FLYNN TIMOTHY PATRICK | Director | 01/19/2021 | 249,972 |
| Combs Todd A. | Director | 01/19/2021 | 249,972 |
| BURKE STEPHEN B | Director | 01/19/2021 | 249,972 |
| BAMMANN LINDA | Director | 01/19/2021 | 249,972 |
| Giles Nicole | Corporate Controller | 01/19/2021 | 437,624 |
| Smith Gordon | Co-President & COO, CEO CCB | 01/19/2021 | 5,576,334 |
| Piepszak Jennifer | Chief Financial Officer | 01/19/2021 | 1,787,316 |
| Lake Marianne | Executive Vice President | 01/19/2021 | 1,315,527 |
| Friedman Stacey | General Counsel | 01/19/2021 | 2,310,765 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 01/19/2021 | 1,841,491 |
| BACON ASHLEY | Chief Risk Officer | 01/19/2021 | 1,165,559 |
| Giles Nicole | Corporate Controller | 01/13/2021 | 443,156 |
| Smith Gordon | Co-President & COO, CEO CCB | 01/13/2021 | 3,951,732 |
| Scher Peter | Executive Vice President | 01/13/2021 | 743,242 |
| Pinto Daniel E | Co-President & COO, CEO CIB | 01/13/2021 | 1,666,926 |
| Piepszak Jennifer | Chief Financial Officer | 01/13/2021 | 1,734,696 |
| Petno Douglas B | CEO Commercial Banking | 01/13/2021 | 2,300,006 |
| Leopold Robin | Head of Human Resources | 01/13/2021 | 384,729 |
| Lake Marianne | Executive Vice President | 01/13/2021 | 2,696,169 |
| Friedman Stacey | General Counsel | 01/13/2021 | 1,880,137 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 01/13/2021 | 3,901,950 |
| Beer Lori A | Chief Information Officer | 01/13/2021 | 919,500 |
| BACON ASHLEY | Chief Risk Officer | 01/13/2021 | 2,042,451 |
| Rometty Virginia M | Director | 12/31/2020 | 28,718 |
| RAYMOND LEE R | Director | 12/31/2020 | 47,524 |
| NEAL MICHAEL A | Director | 12/31/2020 | 32,530 |
| HOBSON MELLODY L | Director | 12/31/2020 | 40,027 |
| FLYNN TIMOTHY PATRICK | Director | 12/31/2020 | 38,756 |
| BURKE STEPHEN B | Director | 12/31/2020 | 46,253 |
| Lake Marianne | Executive Vice President | 11/24/2020 | 1,897,118 |
| Beer Lori A | Chief Information Officer | 10/25/2020 | 614,674 |
| Piepszak Jennifer | Chief Financial Officer | 10/25/2020 | 358,560 |
| Piepszak Jennifer | Chief Financial Officer | 10/26/2020 | 333,356 |
| Giles Nicole | Corporate Controller | 10/25/2020 | 245,227 |
| Giles Nicole | Corporate Controller | 10/26/2020 | 230,326 |
| Pinto Daniel E | Co-President & COO, CEO CIB | 10/14/2020 | 5,321,211 |
| Pinto Daniel E | Co-President & COO, CEO CIB | 10/14/2020 | 3,321,750 |
| DIMON JAMES | Chairman & CEO | 10/14/2020 | 27,952,546 |
| DIMON JAMES | Chairman & CEO | 10/14/2020 | 17,534,904 |
| Rometty Virginia M | Director | 09/30/2020 | 28,785 |
| RAYMOND LEE R | Director | 09/30/2020 | 49,964 |
| NEAL MICHAEL A | Director | 09/30/2020 | 32,539 |
| HOBSON MELLODY L | Director | 09/30/2020 | 42,455 |
| FLYNN TIMOTHY PATRICK | Director | 09/30/2020 | 38,797 |
| BURKE STEPHEN B | Director | 09/30/2020 | 48,713 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 07/15/2020 | 2,443,717 |
| Rometty Virginia M | Director | 06/30/2020 | 13,545 |
| RAYMOND LEE R | Director | 06/30/2020 | 47,500 |
| NEAL MICHAEL A | Director | 06/30/2020 | 32,545 |
| HOBSON MELLODY L | Director | 06/30/2020 | 39,975 |
| FLYNN TIMOTHY PATRICK | Director | 06/30/2020 | 37,436 |
| BURKE STEPHEN B | Director | 06/30/2020 | 46,278 |
| BURKE STEPHEN B | Director | 04/16/2020 | 6,598,957 |
| BACON ASHLEY | Chief Risk Officer | 04/15/2020 | 1,187,081 |
| RAYMOND LEE R | Director | 03/31/2020 | 52,487 |
| NEAL MICHAEL A | Director | 03/31/2020 | 32,501 |
| JACKSON LABAN | Director | 03/31/2020 | 45,015 |
| HOBSON MELLODY L | Director | 03/31/2020 | 45,015 |
| FLYNN TIMOTHY PATRICK | Director | 03/31/2020 | 36,282 |
| BURKE STEPHEN B | Director | 03/31/2020 | 51,227 |
| Smith Gordon | Co-President & COO, CEO CCB | 03/25/2020 | 4,824,317 |
| Pinto Daniel E | Co-President & COO, CEO CIB | 03/25/2020 | 866,106 |
| Petno Douglas B | CEO Commercial Banking | 03/25/2020 | 2,819,156 |
| Lake Marianne | Executive Vice President | 03/25/2020 | 3,231,815 |
| Friedman Stacey | General Counsel | 03/25/2020 | 1,994,110 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 03/25/2020 | 5,019,550 |
| BACON ASHLEY | Chief Risk Officer | 03/25/2020 | 2,699,663 |
| DIMON JAMES | Chairman & CEO | 03/25/2020 | 19,711,275 |
| Pinto Daniel E | Co-President & COO, CEO CIB | 02/04/2020 | 2,064,557 |
| Petno Douglas B | CEO Commercial Banking | 01/27/2020 | 8,191,743 |
| RAYMOND LEE R | Director | 01/21/2020 | 250,032 |
| NEAL MICHAEL A | Director | 01/21/2020 | 250,032 |
| JACKSON LABAN | Director | 01/21/2020 | 250,032 |
| HOBSON MELLODY L | Director | 01/21/2020 | 250,032 |
| FLYNN TIMOTHY PATRICK | Director | 01/21/2020 | 250,032 |
| CROWN JAMES S | Director | 01/21/2020 | 250,032 |
| Combs Todd A. | Director | 01/21/2020 | 250,032 |
| BURKE STEPHEN B | Director | 01/21/2020 | 250,032 |
| BELL JAMES A | Director | 01/21/2020 | 250,032 |
| BAMMANN LINDA | Director | 01/21/2020 | 250,032 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 01/15/2020 | 5,100,000 |
| HOBSON MELLODY L | Director | 01/15/2020 | 1,991,250 |
| Leopold Robin | Head of Human Resources | 01/13/2020 | 355,932 |
| Pinto Daniel E | Co-President & COO, CEO CIB | 01/13/2020 | 814,495 |
| Beer Lori A | Chief Information Officer | 01/13/2020 | 1,059,744 |
| Smith Gordon | Co-President & COO, CEO CCB | 01/13/2020 | 3,919,210 |
| Smith Gordon | Co-President & COO, CEO CCB | 01/15/2020 | 1,617,096 |
| Smith Gordon | Co-President & COO, CEO CCB | 01/15/2020 | 404,233 |
| Scher Peter | Executive Vice President | 01/13/2020 | 1,086,357 |
| Scher Peter | Executive Vice President | 01/15/2020 | 3,009,405 |
| Piepszak Jennifer | Chief Financial Officer | 01/13/2020 | 891,468 |
| Piepszak Jennifer | Chief Financial Officer | 01/15/2020 | 1,139,143 |
| Petno Douglas B | CEO Commercial Banking | 01/13/2020 | 2,272,615 |
| Lake Marianne | Executive Vice President | 01/13/2020 | 2,610,532 |
| Lake Marianne | Executive Vice President | 01/15/2020 | 1,290,825 |
| Giles Nicole | Corporate Controller | 01/15/2020 | 241,018 |
| Giles Nicole | Corporate Controller | 01/15/2020 | 413,366 |
| Friedman Stacey | General Counsel | 01/13/2020 | 1,690,677 |
| Friedman Stacey | General Counsel | 01/15/2020 | 883,048 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 01/13/2020 | 4,035,216 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 01/15/2020 | 4,058,163 |
| BACON ASHLEY | Chief Risk Officer | 01/13/2020 | 2,123,992 |
| BACON ASHLEY | Chief Risk Officer | 01/15/2020 | 3,504,206 |
| RAYMOND LEE R | Director | 12/31/2019 | 55,063 |
| NEAL MICHAEL A | Director | 12/31/2019 | 32,480 |
| JACKSON LABAN | Director | 12/31/2019 | 47,535 |
| HOBSON MELLODY L | Director | 12/31/2019 | 47,535 |
| FLYNN TIMOTHY PATRICK | Director | 12/31/2019 | 36,244 |
| BURKE STEPHEN B | Director | 12/31/2019 | 53,808 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 11/08/2019 | 9,457,621 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 11/08/2019 | 4,847,255 |
| Petno Douglas B | CEO Commercial Banking | 11/06/2019 | 6,791,795 |
| Petno Douglas B | CEO Commercial Banking | 11/06/2019 | 3,493,500 |
| Pinto Daniel E | Co-President & COO, CEO CIB | 11/07/2019 | 8,403,904 |
| BACON ASHLEY | Chief Risk Officer | 11/05/2019 | 4,634,460 |
| BACON ASHLEY | Chief Risk Officer | 11/05/2019 | 2,305,204 |
| RAYMOND LEE R | Director | 10/30/2019 | 458,000 |
| Scher Peter | Executive Vice President | 10/25/2019 | 237,322 |
| Beer Lori A | Chief Information Officer | 10/25/2019 | 745,150 |
| Leopold Robin | Head of Human Resources | 10/25/2019 | 200,994 |
| Piepszak Jennifer | Chief Financial Officer | 10/25/2019 | 611,028 |
| Piepszak Jennifer | Chief Financial Officer | 10/28/2019 | 582,427 |
| Giles Nicole | Corporate Controller | 10/25/2019 | 297,280 |
| Giles Nicole | Corporate Controller | 10/28/2019 | 109,365 |
| HOBSON MELLODY L | Director | 10/23/2019 | 1,994,368 |
| Pinto Daniel E | Co-President & COO, CEO CIB | 10/18/2019 | 6,757,768 |
| Pinto Daniel E | Co-President & COO, CEO CIB | 10/18/2019 | 3,672,000 |
| DIMON JAMES | Chairman & CEO | 10/16/2019 | 47,380,440 |
| DIMON JAMES | Chairman & CEO | 10/16/2019 | 24,345,879 |
| Scher Peter | Executive Vice President | 10/16/2019 | 2,752,920 |
| Scher Peter | Executive Vice President | 10/16/2019 | 1,583,534 |
| Petno Douglas B | CEO Commercial Banking | 10/16/2019 | 6,424,080 |
| Petno Douglas B | CEO Commercial Banking | 10/16/2019 | 3,493,500 |
| Smith Gordon | Co-President & COO, CEO CCB | 10/16/2019 | 9,992,847 |
| Pinto Daniel E | Co-President & COO, CEO CIB | 10/17/2019 | 6,387,189 |
| RAYMOND LEE R | Director | 09/30/2019 | 44,958 |
| NEAL MICHAEL A | Director | 09/30/2019 | 32,482 |
| JACKSON LABAN | Director | 09/30/2019 | 37,543 |
| HOBSON MELLODY L | Director | 09/30/2019 | 37,543 |
| FLYNN TIMOTHY PATRICK | Director | 09/30/2019 | 36,249 |
| BURKE STEPHEN B | Director | 09/30/2019 | 38,720 |
| Petno Douglas B | CEO Commercial Banking | 09/13/2019 | 6,407,187 |
| Petno Douglas B | CEO Commercial Banking | 09/13/2019 | 3,493,500 |
| Petno Douglas B | CEO Commercial Banking | 09/10/2019 | 6,284,422 |
| Petno Douglas B | CEO Commercial Banking | 09/10/2019 | 3,493,500 |
| HOBSON MELLODY L | Director | 08/08/2019 | 2,000,362 |
| Smith Gordon | Co-President & COO, CEO CCB | 07/23/2019 | 26,792,630 |
| Smith Gordon | Co-President & COO, CEO CCB | 07/23/2019 | 14,754,052 |
| Scher Peter | Executive Vice President | 07/18/2019 | 1,243,862 |
| Beer Lori A | Chief Information Officer | 07/17/2019 | 1,524,596 |
| JACKSON LABAN | Director | 06/30/2019 | 42,484 |
| RAYMOND LEE R | Director | 06/30/2019 | 47,515 |
| NEAL MICHAEL A | Director | 06/30/2019 | 32,534 |
| HOBSON MELLODY L | Director | 06/30/2019 | 32,534 |
| FLYNN TIMOTHY PATRICK | Director | 06/30/2019 | 38,795 |
| BURKE STEPHEN B | Director | 06/30/2019 | 33,205 |
| Scher Peter | Executive Vice President | 05/01/2019 | 2,690,155 |
| Scher Peter | Executive Vice President | 05/01/2019 | 1,583,534 |
| HOBSON MELLODY L | Director | 04/18/2019 | 194,242 |
| HOBSON MELLODY L | Director | 04/16/2019 | 1,998,450 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 04/15/2019 | 7,951,613 |
| Smith Gordon | Co-President & COO, CEO CCB | 04/15/2019 | 4,552,870 |
| Friedman Stacey | General Counsel | 04/15/2019 | 407,184 |
| Giles Nicole | Corporate Controller | 04/15/2019 | 356,686 |
| BACON ASHLEY | Chief Risk Officer | 04/15/2019 | 2,210,974 |
| Petno Douglas B | CEO Commercial Banking | 04/15/2019 | 6,304,787 |
| Petno Douglas B | CEO Commercial Banking | 04/15/2019 | 3,654,294 |
| Petno Douglas B | CEO Commercial Banking | 04/15/2019 | 2,008,553 |
| Lake Marianne | Chief Financial Officer | 04/15/2019 | 12,666,796 |
| WELDON WILLIAM C | Director | 03/31/2019 | 43,731 |
| RAYMOND LEE R | Director | 03/31/2019 | 50,008 |
| NEAL MICHAEL A | Director | 03/31/2019 | 32,495 |
| JACKSON LABAN | Director | 03/31/2019 | 47,477 |
| FLYNN TIMOTHY PATRICK | Director | 03/31/2019 | 41,201 |
| BURKE STEPHEN B | Director | 03/31/2019 | 28,749 |
| HOBSON MELLODY L | Director | 03/31/2019 | 32,495 |
| Smith Gordon | Co-President & COO, CEO CCB | 03/25/2019 | 6,984,687 |
| Pinto Daniel E | Co-President & COO, CEO CIB | 03/25/2019 | 7,646,126 |
| Petno Douglas B | CEO Commercial Banking | 03/25/2019 | 4,136,896 |
| Lake Marianne | Chief Financial Officer | 03/25/2019 | 4,584,080 |
| Friedman Stacey | General Counsel | 03/25/2019 | 1,677,088 |
| Erdoes Mary E. | CEO Asset & Wealth Management | 03/25/2019 | 7,714,465 |
| DIMON JAMES | Chairman & CEO | 03/25/2019 | 30,559,868 |
| BACON ASHLEY | Chief Risk Officer | 03/25/2019 | 3,787,056 |
| Smith Gordon | Co-President & COO, CEO CCB | 02/20/2019 | 11,009,927 |
| Smith Gordon | Co-President & COO, CEO CCB | 02/20/2019 | 6,444,533 |
| Lake Marianne | Chief Financial Officer | 02/20/2019 | 26,612,908 |
| Lake Marianne | Chief Financial Officer | 02/20/2019 | 15,923,001 |
| CROWN JAMES S | Director | 02/05/2019 | 518,950 |
| Scher Peter | Executive Vice President | 01/29/2019 | 1,961,332 |
| Petno Douglas B | CEO Commercial Banking | 01/29/2019 | 1,224,207 |
| Friedman Stacey | General Counsel | 01/29/2019 | 317,310 |
| Beer Lori A | Chief Information Officer | 01/29/2019 | 1,400,805 |
| WELDON WILLIAM C | Director | 01/15/2019 | 250,031 |
| RAYMOND LEE R | Director | 01/15/2019 | 250,031 |
| NEAL MICHAEL A | Director | 01/15/2019 | 250,031 |
| JACKSON LABAN | Director | 01/15/2019 | 250,031 |
| HOBSON MELLODY L | Director | 01/15/2019 | 250,031 |
| FLYNN TIMOTHY PATRICK | Director | 01/15/2019 | 250,031 |
| CROWN JAMES S | Director | 01/15/2019 | 250,031 |
| Combs Todd A. | Director | 01/15/2019 | 250,031 |
| BURKE STEPHEN B | Director | 01/15/2019 | 250,031 |
| BELL JAMES A | Director | 01/15/2019 | 250,031 |
| BAMMANN LINDA | Director | 01/15/2019 | 250,031 |
| BACON ASHLEY | Chief Risk Officer | 01/13/2019 | 1,927,083 |
| BACON ASHLEY | Chief Risk Officer | 01/16/2019 | 599,304 |
| Smith Gordon | Co-President & COO, CEO CCB | 01/13/2019 | 3,678,244 |
| Scher Peter | Executive Vice President | 01/13/2019 | 1,202,486 |
| Pinto Daniel E | Co-President & COO, CEO CIB | 01/13/2019 | 2,374,008 |
| Leopold Robin | Head of Human Resources | 01/13/2019 | 396,050 |
| Petno Douglas B | CEO Commercial Banking | 01/13/2019 | 1,908,565 |
| Lake Marianne | Chief Financial Officer | 01/13/2019 | 2,393,621 |
| Giles Nicole | Corporate Controller | 01/13/2019 | 168,057 |
| Friedman Stacey | General Counsel | 01/13/2019 | 1,059,617 |
| Erdoes Mary E. | CEO Asset Management | 01/13/2019 | 3,971,747 |
| Beer Lori A | Chief Information Officer | 01/13/2019 | 967,922 |
| JACKSON LABAN | Director | 12/31/2018 | 45,003 |
| BURKE STEPHEN B | Director | 12/31/2018 | 28,798 |
| RAYMOND LEE R | Director | 12/31/2018 | 47,541 |
| HOBSON MELLODY L | Director | 12/31/2018 | 32,507 |
| NEAL MICHAEL A | Director | 12/31/2018 | 32,507 |
| FLYNN TIMOTHY PATRICK | Director | 12/31/2018 | 43,734 |
| WELDON WILLIAM C | Director | 12/31/2018 | 46,272 |
| Erdoes Mary E. | CEO Asset Management | 11/09/2018 | 6,850,929 |
| Erdoes Mary E. | CEO Asset Management | 11/09/2018 | 1,949,000 |
| RAYMOND LEE R | Director | 10/30/2018 | 565,000 |
| Beer Lori A | Chief Information Officer | 10/25/2018 | 621,314 |
| Scher Peter | Executive Vice President | 10/25/2018 | 197,776 |
| Leopold Robin | Head of Human Resources | 10/25/2018 | 167,591 |
| Giles Nicole | Corporate Controller | 10/25/2018 | 247,876 |
| HOBSON MELLODY L | Director | 10/19/2018 | 125,281 |
| WELDON WILLIAM C | Director | 09/30/2018 | 43,782 |
| RAYMOND LEE R | Director | 09/30/2018 | 45,023 |
| JACKSON LABAN | Director | 09/30/2018 | 42,541 |
| HOBSON MELLODY L | Director | 09/30/2018 | 32,498 |
| FLYNN TIMOTHY PATRICK | Director | 09/30/2018 | 41,299 |
| BURKE STEPHEN B | Director | 09/30/2018 | 28,774 |
| NEAL MICHAEL A | Director | 09/30/2018 | 32,498 |
| HOBSON MELLODY L | Director | 08/15/2018 | 1,927,556 |
| HOBSON MELLODY L | Director | 08/15/2018 | 1,927,524 |
| Smith Gordon | Co-President & COO, CEO CCB | 07/23/2018 | 3,503,019 |
| WELDON WILLIAM C | Director | 06/30/2018 | 48,766 |
| RAYMOND LEE R | Director | 06/30/2018 | 50,016 |
| NEAL MICHAEL A | Director | 06/30/2018 | 32,510 |
| JACKSON LABAN | Director | 06/30/2018 | 50,016 |
| HOBSON MELLODY L | Director | 06/30/2018 | 34,178 |
| FLYNN TIMOTHY PATRICK | Director | 06/30/2018 | 41,888 |
| BURKE STEPHEN B | Director | 06/30/2018 | 28,759 |
| Combs Todd A. | Director | 05/14/2018 | 1,489,891 |
| HOBSON MELLODY L | Director | 04/16/2018 | 1,998,810 |
| WELDON WILLIAM C | Director | 03/31/2018 | 48,717 |
| RAYMOND LEE R | Director | 03/31/2018 | 50,036 |
| NEAL MICHAEL A | Director | 03/31/2018 | 32,551 |
| FLYNN TIMOTHY PATRICK | Director | 03/31/2018 | 37,500 |
| BURKE STEPHEN B | Director | 03/31/2018 | 28,702 |
| BOWLES CRANDALL CLOSE | Director | 03/31/2018 | 41,239 |
| JACKSON LABAN | Director | 03/31/2018 | 44,978 |
| JACKSON LABAN | Director | 01/19/2018 | 82,340 |
| JACKSON LABAN | Director | 01/19/2018 | 59,964 |
| Scher Peter | Executive Vice President | 01/19/2018 | 3,009,366 |
| WELDON WILLIAM C | Director | 01/16/2018 | 249,981 |
| RAYMOND LEE R | Director | 01/16/2018 | 249,981 |
| NEAL MICHAEL A | Director | 01/16/2018 | 249,981 |
| JACKSON LABAN | Director | 01/16/2018 | 249,981 |
| FLYNN TIMOTHY PATRICK | Director | 01/16/2018 | 249,981 |
| Combs Todd A. | Director | 01/16/2018 | 249,981 |
| BURKE STEPHEN B | Director | 01/16/2018 | 249,981 |
| BOWLES CRANDALL CLOSE | Director | 01/16/2018 | 249,981 |
| BELL JAMES A | Director | 01/16/2018 | 249,981 |
| BAMMANN LINDA | Director | 01/16/2018 | 249,981 |
| CROWN JAMES S | Director | 01/16/2018 | 249,981 |
| CROWN JAMES S | Director | 01/18/2018 | 825,326 |
| Smith Gordon | Executive Vice President | 01/13/2018 | 6,442,384 |
| Pinto Daniel E | Managing Director | 01/13/2018 | 7,172,844 |
| Leopold Robin | Head of Human Resources | 01/13/2018 | 578,910 |
| DIMON JAMES | Chairman & CEO | 01/13/2018 | 5,792,005 |
| Beer Lori A | Chief Information Officer | 01/13/2018 | 1,010,520 |
| Scher Peter | Executive Vice President | 01/13/2018 | 1,480,157 |
| Scher Peter | Executive Vice President | 01/16/2018 | 5,229,054 |
| Scher Peter | Executive Vice President | 01/16/2018 | 2,603,661 |
| Scher Peter | Executive Vice President | 01/16/2018 | 1,913,795 |
| Petno Douglas B | CEO Commercial Banking | 01/13/2018 | 3,604,093 |
| Petno Douglas B | CEO Commercial Banking | 01/16/2018 | 5,425,115 |
| Lake Marianne | Chief Financial Officer | 01/13/2018 | 4,443,043 |
| Lake Marianne | Chief Financial Officer | 01/16/2018 | 1,031,723 |
| Giles Nicole | Corporate Controller | 01/13/2018 | 229,953 |
| Giles Nicole | Corporate Controller | 01/16/2018 | 425,398 |
| Erdoes Mary E. | CEO Asset Management | 01/13/2018 | 7,606,131 |
| Erdoes Mary E. | CEO Asset Management | 01/16/2018 | 7,307,457 |
| BACON ASHLEY | Chief Risk Officer | 01/13/2018 | 3,592,461 |
| BACON ASHLEY | Chief Risk Officer | 01/16/2018 | 1,844,224 |
| Friedman Stacey | General Counsel | 01/13/2018 | 1,108,384 |
| Friedman Stacey | General Counsel | 01/16/2018 | 808,288 |
| Friedman Stacey | General Counsel | 01/17/2018 | 1,183,203 |
| FLYNN TIMOTHY PATRICK | Director | 12/31/2017 | 39,996 |
| BURKE STEPHEN B | Director | 12/31/2017 | 28,767 |
| BOWLES CRANDALL CLOSE | Director | 12/31/2017 | 43,738 |
| JACKSON LABAN | Director | 12/31/2017 | 50,048 |
| NEAL MICHAEL A | Director | 12/31/2017 | 32,510 |
| CROWN JAMES S | Director | 12/31/2017 | 32,510 |
| WELDON WILLIAM C | Director | 12/31/2017 | 46,198 |
| RAYMOND LEE R | Director | 12/31/2017 | 50,048 |
| Erdoes Mary E. | CEO Asset Management | 11/10/2017 | 20,296,563 |
| Erdoes Mary E. | CEO Asset Management | 11/10/2017 | 11,823,075 |
| BACON ASHLEY | Chief Risk Officer | 11/09/2017 | 1,718,268 |
| BACON ASHLEY | Chief Risk Officer | 11/09/2017 | 1,080,000 |
| Beer Lori A | Chief Information Officer | 10/25/2017 | 626,798 |
| Petno Douglas B | CEO Commercial Banking | 10/24/2017 | 9,192,056 |
| Petno Douglas B | CEO Commercial Banking | 10/24/2017 | 4,737,811 |
| Giles Nicole | Corporate Controller | 10/25/2017 | 100,114 |
| Friedman Stacey | General Counsel | 10/25/2017 | 267,475 |
| Friedman Stacey | General Counsel | 10/26/2017 | 214,020 |
| DIMON JAMES | Chairman & CEO | 10/13/2017 | 142,184,063 |
| DIMON JAMES | Chairman & CEO | 10/13/2017 | 79,660,004 |
| NEAL MICHAEL A | Director | 09/30/2017 | 32,473 |
| JACKSON LABAN | Director | 09/30/2017 | 50,047 |
| FLYNN TIMOTHY PATRICK | Director | 09/30/2017 | 34,957 |
| CROWN JAMES S | Director | 09/30/2017 | 32,473 |
| BURKE STEPHEN B | Director | 09/30/2017 | 28,749 |
| BOWLES CRANDALL CLOSE | Director | 09/30/2017 | 43,744 |
| RAYMOND LEE R | Director | 09/30/2017 | 44,985 |
| WELDON WILLIAM C | Director | 09/30/2017 | 51,289 |
| Friedman Stacey | General Counsel | 08/21/2017 | 902,608 |
| Giles Nicole | Corporate Controller | 07/18/2017 | 91,292 |
| Lake Marianne | Chief Financial Officer | 07/17/2017 | 1,611,412 |
| RAYMOND LEE R | Director | 06/30/2017 | 44,969 |
| JACKSON LABAN | Director | 06/30/2017 | 44,969 |
| FLYNN TIMOTHY PATRICK | Director | 06/30/2017 | 35,006 |
| CROWN JAMES S | Director | 06/30/2017 | 32,538 |
| BURKE STEPHEN B | Director | 06/30/2017 | 28,791 |
| BOWLES CRANDALL CLOSE | Director | 06/30/2017 | 41,221 |
| NEAL MICHAEL A | Director | 06/30/2017 | 32,538 |
| WELDON WILLIAM C | Director | 06/30/2017 | 46,248 |
| BACON ASHLEY | Chief Risk Officer | 05/11/2017 | 568,100 |
| Lake Marianne | Chief Financial Officer | 05/05/2017 | 4,334,964 |
| Lake Marianne | Chief Financial Officer | 05/05/2017 | 2,403,390 |
| CROWN JAMES S | Director | 04/19/2017 | 213,721 |
| CROWN JAMES S | Director | 04/19/2017 | 598,336 |
| CROWN JAMES S | Director | 04/19/2017 | 170,934 |
| Zames Matthew E | Chief Operating Officer | 04/17/2017 | 289,616 |
| Friedman Stacey | General Counsel | 04/17/2017 | 6,141,058 |
| Friedman Stacey | General Counsel | 04/17/2017 | 3,933,872 |
| Friedman Stacey | General Counsel | 04/17/2017 | 918,084 |
| RAYMOND LEE R | Director | 03/31/2017 | 47,521 |
| NEAL MICHAEL A | Director | 03/31/2017 | 32,501 |
| JACKSON LABAN | Director | 03/31/2017 | 52,880 |
| CROWN JAMES S | Director | 03/31/2017 | 37,947 |
| Zames Matthew E | Chief Operating Officer | 01/26/2017 | 2,424,836 |
| Zames Matthew E | Chief Operating Officer | 01/26/2017 | 1,559,323 |
| Donnelly John L | Director Human Resources | 01/25/2017 | 1,788,019 |
| Donnelly John L | Director Human Resources | 01/25/2017 | 1,088,121 |
| JACKSON LABAN | Director | 01/19/2017 | 92,704 |
| JACKSON LABAN | Director | 01/19/2017 | 59,971 |
| WELDON WILLIAM C | Director | 01/17/2017 | 249,970 |
| RAYMOND LEE R | Director | 01/17/2017 | 249,970 |
| NEAL MICHAEL A | Director | 01/17/2017 | 249,970 |
| JACKSON LABAN | Director | 01/17/2017 | 249,970 |
| FLYNN TIMOTHY PATRICK | Director | 01/17/2017 | 249,970 |
| Combs Todd A. | Director | 01/17/2017 | 249,970 |
| BURKE STEPHEN B | Director | 01/17/2017 | 249,970 |
| BOWLES CRANDALL CLOSE | Director | 01/17/2017 | 249,970 |
| BELL JAMES A | Director | 01/17/2017 | 249,970 |
| BAMMANN LINDA | Director | 01/17/2017 | 249,970 |
| Smith Gordon | Executive Vice President | 01/18/2017 | 5,510,997 |
| Petno Douglas B | CEO Commercial Banking | 01/18/2017 | 1,801,649 |
| Lake Marianne | Chief Financial Officer | 01/18/2017 | 1,093,822 |
| CROWN JAMES S | Director | 01/17/2017 | 249,970 |
| Smith Gordon | Executive Vice President | 01/13/2017 | 6,416,360 |
| Lake Marianne | Chief Financial Officer | 01/13/2017 | 4,235,371 |
| Friedman Stacey | General Counsel | 01/13/2017 | 868,039 |
| DIMON JAMES | Chairman & CEO | 01/13/2017 | 12,459,260 |
| O'Donovan Mark | Corporate Controller | 01/13/2017 | 542,851 |
| Petno Douglas B | CEO Commercial Banking | 01/13/2017 | 3,617,235 |
| Petno Douglas B | CEO Commercial Banking | 01/17/2017 | 566,195 |
| Pinto Daniel E | Managing Director | 01/13/2017 | 5,235,245 |
| Pinto Daniel E | Managing Director | 01/17/2017 | 12,773,311 |
| Pinto Daniel E | Managing Director | 01/17/2017 | 9,158,000 |
| Pinto Daniel E | Managing Director | 01/17/2017 | 3,402,506 |
| Erdoes Mary E. | CEO Asset Management | 01/13/2017 | 7,562,098 |
| Erdoes Mary E. | CEO Asset Management | 01/17/2017 | 3,012,593 |
| Donnelly John L | Director Human Resources | 01/13/2017 | 1,784,612 |
| Donnelly John L | Director Human Resources | 01/17/2017 | 542,313 |
| BACON ASHLEY | Chief Risk Officer | 01/13/2017 | 3,343,109 |
| BACON ASHLEY | Chief Risk Officer | 01/17/2017 | 1,092,769 |
| Zames Matthew E | Chief Operating Officer | 01/13/2017 | 7,603,836 |
| Zames Matthew E | Chief Operating Officer | 01/17/2017 | 3,541,545 |
| WELDON WILLIAM C | Director | 12/31/2016 | 42,541 |
| Smith Gordon | Executive Vice President | 11/10/2016 | 12,099,575 |
| Smith Gordon | Executive Vice President | 11/10/2016 | 7,188,581 |
| Petno Douglas B | CEO Commercial Banking | 11/09/2016 | 4,476,476 |
| Petno Douglas B | CEO Commercial Banking | 11/09/2016 | 3,434,250 |
| JACKSON LABAN | Director | 10/31/2016 | 2,781 |
| O'Donovan Mark | Corporate Controller | 10/25/2016 | 298,375 |
| O'Donovan Mark | Corporate Controller | 10/26/2016 | 278,621 |
| Friedman Stacey | General Counsel | 10/25/2016 | 182,142 |
| Friedman Stacey | General Counsel | 10/26/2016 | 144,904 |
| BACON ASHLEY | Chief Risk Officer | 10/21/2016 | 2,814,171 |
| BACON ASHLEY | Chief Risk Officer | 10/21/2016 | 2,289,500 |
| Lake Marianne | Chief Financial Officer | 10/17/2016 | 947,237 |
| Erdoes Mary E. | CEO Asset Management | 10/17/2016 | 1,717,894 |
| WELDON WILLIAM C | Director | 09/30/2016 | 47,479 |
| RAYMOND LEE R | Director | 09/30/2016 | 41,219 |
| NEAL MICHAEL A | Director | 09/30/2016 | 26,236 |
| JACKSON LABAN | Director | 09/30/2016 | 47,479 |
| FLYNN TIMOTHY PATRICK | Director | 09/30/2016 | 33,761 |
| CROWN JAMES S | Director | 09/30/2016 | 32,496 |
| BURKE STEPHEN B | Director | 09/30/2016 | 22,507 |
| BOWLES CRANDALL CLOSE | Director | 09/30/2016 | 37,490 |
| O'Donovan Mark | Corporate Controller | 08/11/2016 | 53,023 |
| Erdoes Mary E. | CEO Asset Management | 08/11/2016 | 14,923,619 |
| Erdoes Mary E. | CEO Asset Management | 08/11/2016 | 10,705,351 |
| Petno Douglas B | CEO Commercial Banking | 08/09/2016 | 160,328 |
| Lake Marianne | Chief Financial Officer | 07/21/2016 | 4,787,571 |
| Lake Marianne | Chief Financial Officer | 07/21/2016 | 3,650,210 |
| Zames Matthew E | Chief Operating Officer | 07/15/2016 | 255,059 |
| Smith Gordon | Executive Vice President | 07/15/2016 | 1,520,305 |
| BACON ASHLEY | Chief Risk Officer | 07/15/2016 | 992,830 |
| WELDON WILLIAM C | Director | 06/30/2016 | 50,023 |
| RAYMOND LEE R | Director | 06/30/2016 | 41,882 |
| NEAL MICHAEL A | Director | 06/30/2016 | 24,359 |
| JACKSON LABAN | Director | 06/30/2016 | 50,023 |
| FLYNN TIMOTHY PATRICK | Director | 06/30/2016 | 31,878 |
| CROWN JAMES S | Director | 06/30/2016 | 32,499 |
| BURKE STEPHEN B | Director | 06/30/2016 | 20,630 |
| BOWLES CRANDALL CLOSE | Director | 06/30/2016 | 35,606 |
| Donnelly John L | Director Human Resources | 04/21/2016 | 2,307,968 |
| Donnelly John L | Director Human Resources | 04/21/2016 | 1,769,476 |
| Smith Gordon | Executive Vice President | 04/19/2016 | 28,516,241 |
| Smith Gordon | Executive Vice President | 04/19/2016 | 25,295,000 |
| Zames Matthew E | Chief Operating Officer | 04/15/2016 | 2,758,269 |
| Zames Matthew E | Chief Operating Officer | 04/15/2016 | 2,223,673 |
| Pinto Daniel E | Managing Director | 04/15/2016 | 5,402,137 |
| Pinto Daniel E | Managing Director | 04/15/2016 | 4,679,000 |
| BACON ASHLEY | Chief Risk Officer | 04/15/2016 | 2,701,068 |
| BACON ASHLEY | Chief Risk Officer | 04/15/2016 | 2,339,500 |
| Lake Marianne | Chief Financial Officer | 04/14/2016 | 854,064 |
| Zames Matthew E | Chief Operating Officer | 04/14/2016 | 2,788,441 |
| Smith Gordon | Executive Vice President | 04/14/2016 | 1,990,421 |
| Pinto Daniel E | Managing Director | 04/14/2016 | 1,798,993 |
| RAYMOND LEE R | Director | 03/31/2016 | 42,520 |
| WELDON WILLIAM C | Director | 03/31/2016 | 52,528 |
| NEAL MICHAEL A | Director | 03/31/2016 | 22,504 |
| JACKSON LABAN | Director | 03/31/2016 | 52,528 |
| FLYNN TIMOTHY PATRICK | Director | 03/31/2016 | 30,025 |
| CROWN JAMES S | Director | 03/31/2016 | 32,512 |
| BURKE STEPHEN B | Director | 03/31/2016 | 18,773 |
| BOWLES CRANDALL CLOSE | Director | 03/31/2016 | 33,755 |
| DIMON JAMES | Chairman & CEO | 02/11/2016 | 2,125,236 |
| DIMON JAMES | Chairman & CEO | 02/11/2016 | 4,530,423 |
| DIMON JAMES | Chairman & CEO | 02/11/2016 | 2,398,459 |
| DIMON JAMES | Chairman & CEO | 02/11/2016 | 17,536,397 |
| CROWN JAMES S | Director | 02/04/2016 | 58 |
| CROWN JAMES S | Director | 02/04/2016 | 3,912 |
| CROWN JAMES S | Director | 02/04/2016 | 57 |
| CROWN JAMES S | Director | 02/04/2016 | 688 |
| Petno Douglas B | Managing Director | 01/29/2016 | 623,409 |
| Petno Douglas B | Managing Director | 01/20/2016 | 588,584 |
| Erdoes Mary E. | Managing Director | 01/20/2016 | 2,727,667 |
| WELDON WILLIAM C | Director | 01/19/2016 | 225,010 |
| RAYMOND LEE R | Director | 01/19/2016 | 225,010 |
| NEAL MICHAEL A | Director | 01/19/2016 | 225,010 |
| JACKSON LABAN | Director | 01/19/2016 | 225,010 |
| JACKSON LABAN | Director | 01/15/2016 | 83,465 |
| JACKSON LABAN | Director | 01/15/2016 | 59,994 |
| FLYNN TIMOTHY PATRICK | Director | 01/19/2016 | 225,010 |
| CROWN JAMES S | Director | 01/19/2016 | 225,010 |
| BURKE STEPHEN B | Director | 01/19/2016 | 225,010 |
| BOWLES CRANDALL CLOSE | Director | 01/19/2016 | 225,010 |
| BELL JAMES A | Director | 01/19/2016 | 225,010 |
| BAMMANN LINDA | Director | 01/19/2016 | 225,010 |
| Lake Marianne | Chief Financial Officer | 01/13/2016 | 1,536,241 |
| Zames Matthew E | Chief Operating Officer | 01/13/2016 | 5,372,528 |
| Pinto Daniel E | Managing Director | 01/13/2016 | 1,139,677 |
| Erdoes Mary E. | Managing Director | 01/13/2016 | 4,828,776 |
| Petno Douglas B | Managing Director | 01/13/2016 | 2,324,122 |
| Smith Gordon | Executive Vice President | 01/13/2016 | 3,734,567 |
| DIMON JAMES | Chairman & CEO | 01/13/2016 | 8,549,703 |
| CROWN JAMES S | Director | 01/15/2016 | 392,361 |
| CROWN JAMES S | Director | 01/15/2016 | 125,292 |
| CROWN JAMES S | Director | 01/15/2016 | 302,698 |
| CROWN JAMES S | Director | 01/15/2016 | 21,964 |
| O'Donovan Mark | Corporate Controller | 01/13/2016 | 231,188 |
| O'Donovan Mark | Corporate Controller | 01/15/2016 | 372,322 |
| BACON ASHLEY | Chief Risk Officer | 01/13/2016 | 1,493,162 |
| BACON ASHLEY | Chief Risk Officer | 01/15/2016 | 282,841 |
| Friedman Stacey | General Counsel | 01/13/2016 | 305,977 |
| Friedman Stacey | General Counsel | 01/15/2016 | 414,474 |
| Donnelly John L | Director Human Resources | 01/13/2016 | 1,110,239 |
| Donnelly John L | Director Human Resources | 01/15/2016 | 402,967 |
| WELDON WILLIAM C | Director | 12/31/2015 | 47,476 |
| RAYMOND LEE R | Director | 12/31/2015 | 34,996 |
| NEAL MICHAEL A | Director | 12/31/2015 | 22,516 |
| JACKSON LABAN | Director | 12/31/2015 | 55,003 |
| FLYNN TIMOTHY PATRICK | Director | 12/31/2015 | 29,978 |
| CROWN JAMES S | Director | 12/31/2015 | 40,014 |
| BURKE STEPHEN B | Director | 12/31/2015 | 18,753 |
| BOWLES CRANDALL CLOSE | Director | 12/31/2015 | 33,741 |
| Erdoes Mary E. | Managing Director | 11/09/2015 | 11,626,381 |
| Erdoes Mary E. | Managing Director | 11/09/2015 | 9,158,000 |
| Donnelly John L | Director Human Resources | 11/09/2015 | 1,223,422 |
| Donnelly John L | Director Human Resources | 11/09/2015 | 974,454 |
| DIMON JAMES | Chairman & CEO | 10/26/2015 | 25,448 |
| DIMON JAMES | Chairman & CEO | 10/21/2015 | 25,004 |
| O'Donovan Mark | Corporate Controller | 10/25/2015 | 78,654 |
| O'Donovan Mark | Corporate Controller | 10/26/2015 | 72,846 |
| JACKSON LABAN | Director | 10/21/2015 | 415,124 |
| Cutler Stephen M | General Counsel | 10/14/2015 | 437,532 |
| WELDON WILLIAM C | Director | 09/30/2015 | 94,991 |
| RAYMOND LEE R | Director | 09/30/2015 | 84,992 |
| NEAL MICHAEL A | Director | 09/30/2015 | 44,996 |
| JACKSON LABAN | Director | 09/30/2015 | 119,989 |
| FLYNN TIMOTHY PATRICK | Director | 09/30/2015 | 59,994 |
| CROWN JAMES S | Director | 09/30/2015 | 79,993 |
| BURKE STEPHEN B | Director | 09/30/2015 | 37,558 |
| BOWLES CRANDALL CLOSE | Director | 09/30/2015 | 67,555 |
| Pinto Daniel E | Managing Director | 07/25/2015 | 1,368,230 |
| Pinto Daniel E | Managing Director | 07/16/2015 | 2,559,207 |
| Pinto Daniel E | Managing Director | 07/16/2015 | 1,739,000 |
| Cutler Stephen M | General Counsel | 07/16/2015 | 2,274,286 |
| Cutler Stephen M | General Counsel | 07/16/2015 | 1,728,000 |
| Lake Marianne | Chief Financial Officer | 07/15/2015 | 2,242,532 |
| Erdoes Mary E. | Managing Director | 07/15/2015 | 899,426 |
| Cutler Stephen M | General Counsel | 07/15/2015 | 371,347 |
| BACON ASHLEY | Chief Risk Officer | 07/15/2015 | 2,271,153 |
| WELDON WILLIAM C | Director | 06/30/2015 | 50,007 |
| RAYMOND LEE R | Director | 06/30/2015 | 39,978 |
| NEAL MICHAEL A | Director | 06/30/2015 | 22,496 |
| JACKSON LABAN | Director | 06/30/2015 | 55,021 |
| FLYNN TIMOTHY PATRICK | Director | 06/30/2015 | 30,018 |
| CROWN JAMES S | Director | 06/30/2015 | 37,471 |
| BURKE STEPHEN B | Director | 06/30/2015 | 18,770 |
| BOWLES CRANDALL CLOSE | Director | 06/30/2015 | 33,744 |
| Erdoes Mary E. | Managing Director | 05/21/2015 | 11,541,177 |
| Erdoes Mary E. | Managing Director | 05/21/2015 | 9,358,000 |
| Cutler Stephen M | General Counsel | 05/21/2015 | 6,534,784 |
| Cutler Stephen M | General Counsel | 05/21/2015 | 5,015,500 |
| Zames Matthew E | Chief Operating Officer | 04/15/2015 | 272,837 |
| Cutler Stephen M | General Counsel | 04/15/2015 | 1,193,089 |
| WELDON WILLIAM C | Director | 03/31/2015 | 49,979 |
| RAYMOND LEE R | Director | 03/31/2015 | 39,983 |
| NEAL MICHAEL A | Director | 03/31/2015 | 22,475 |
| JACKSON LABAN | Director | 03/31/2015 | 57,490 |
| FLYNN TIMOTHY PATRICK | Director | 03/31/2015 | 29,987 |
| CROWN JAMES S | Director | 03/31/2015 | 39,983 |
| BURKE STEPHEN B | Director | 03/31/2015 | 18,780 |
| BOWLES CRANDALL CLOSE | Director | 03/31/2015 | 33,743 |
| Lake Marianne | Chief Financial Officer | 02/13/2015 | 169,598 |
| Donnelly John L | Director Human Resources | 02/06/2015 | 2,128,787 |
| Donnelly John L | Director Human Resources | 02/06/2015 | 1,714,249 |
| Zames Matthew E | Chief Operating Officer | 01/23/2015 | 3,483,315 |
| Zames Matthew E | Chief Operating Officer | 01/23/2015 | 2,958,027 |
| Zames Matthew E | Chief Operating Officer | 01/22/2015 | 2,149,341 |
| Smith Gordon | Executive Vice President | 01/22/2015 | 1,664,259 |
| Pinto Daniel E | Managing Director | 01/22/2015 | 5,049,383 |
| Erdoes Mary E. | Managing Director | 01/22/2015 | 4,430,813 |
| WELDON WILLIAM C | Director | 01/20/2015 | 225,024 |
| RAYMOND LEE R | Director | 01/20/2015 | 225,024 |
| NEAL MICHAEL A | Director | 01/20/2015 | 225,024 |
| JACKSON LABAN | Director | 01/20/2015 | 225,024 |
| FLYNN TIMOTHY PATRICK | Director | 01/20/2015 | 225,024 |
| CROWN JAMES S | Director | 01/20/2015 | 225,024 |
| BURKE STEPHEN B | Director | 01/20/2015 | 225,024 |
| BOWLES CRANDALL CLOSE | Director | 01/20/2015 | 225,024 |
| BELL JAMES A | Director | 01/20/2015 | 225,024 |
| BAMMANN LINDA | Director | 01/20/2015 | 225,024 |
| JACKSON LABAN | Director | 01/15/2015 | 88,332 |
| JACKSON LABAN | Director | 01/15/2015 | 60,002 |
| NEAL MICHAEL A | Director | 01/15/2015 | 498,383 |
| DIMON JAMES | Chairman & CEO | 01/15/2015 | 28,561,937 |
| DIMON JAMES | Chairman & CEO | 01/15/2015 | 22,500,024 |
| Pinto Daniel E | Managing Director | 01/13/2015 | 1,613,604 |
| Lake Marianne | Chief Financial Officer | 01/13/2015 | 523,640 |
| Erdoes Mary E. | Managing Director | 01/13/2015 | 5,720,491 |
| DIMON JAMES | Chairman & CEO | 01/13/2015 | 8,946,813 |
| Smith Gordon | Executive Vice President | 01/13/2015 | 3,422,495 |
| Zames Matthew E | Chief Operating Officer | 01/13/2015 | 6,738,255 |
| Zames Matthew E | Chief Operating Officer | 01/15/2015 | 972,184 |
| Petno Douglas B | Managing Director | 01/13/2015 | 2,440,743 |
| Petno Douglas B | Managing Director | 01/15/2015 | 962,244 |
| O'Donovan Mark | Corporate Controller | 01/13/2015 | 175,747 |
| O'Donovan Mark | Corporate Controller | 01/15/2015 | 266,146 |
| Donnelly John L | Director Human Resources | 01/13/2015 | 1,273,208 |
| Donnelly John L | Director Human Resources | 01/15/2015 | 298,680 |
| Cutler Stephen M | General Counsel | 01/13/2015 | 3,463,642 |
| Cutler Stephen M | General Counsel | 01/15/2015 | 1,274,961 |
| BACON ASHLEY | Chief Risk Officer | 01/13/2015 | 548,553 |
| BACON ASHLEY | Chief Risk Officer | 01/15/2015 | 269,023 |
| WELDON WILLIAM C | Director | 12/31/2014 | 50,001 |
| RAYMOND LEE R | Director | 12/31/2014 | 37,485 |
| NEAL MICHAEL A | Director | 12/31/2014 | 22,529 |
| JACKSON LABAN | Director | 12/31/2014 | 55,008 |
| FLYNN TIMOTHY PATRICK | Director | 12/31/2014 | 29,976 |
| CROWN JAMES S | Director | 12/31/2014 | 37,485 |
| BURKE STEPHEN B | Director | 12/31/2014 | 18,774 |
| BOWLES CRANDALL CLOSE | Director | 12/31/2014 | 33,731 |
| O'Donovan Mark | Corporate Controller | 10/31/2014 | 68,933 |
| O'Donovan Mark | Corporate Controller | 10/25/2014 | 71,933 |
| Donnelly John L | Director Human Resources | 10/15/2014 | 365,495 |
| WELDON WILLIAM C | Director | 09/30/2014 | 47,529 |
| RAYMOND LEE R | Director | 09/30/2014 | 37,530 |
| NEAL MICHAEL A | Director | 09/30/2014 | 22,530 |
| JACKSON LABAN | Director | 09/30/2014 | 57,529 |
| FLYNN TIMOTHY PATRICK | Director | 09/30/2014 | 30,000 |
| CROWN JAMES S | Director | 09/30/2014 | 42,529 |
| BURKE STEPHEN B | Director | 09/30/2014 | 18,735 |
| BOWLES CRANDALL CLOSE | Director | 09/30/2014 | 33,734 |
| Pinto Daniel E | Managing Director | 07/25/2014 | 1,154,525 |
| BACON ASHLEY | Chief Risk Officer | 07/25/2014 | 469,487 |
| Cutler Stephen M | General Counsel | 07/23/2014 | 4,964,125 |
| Cutler Stephen M | General Counsel | 07/23/2014 | 3,983,000 |
| Cutler Stephen M | General Counsel | 07/16/2014 | 2,584,247 |
| WELDON WILLIAM C | Director | 06/30/2014 | 47,479 |
| BURKE STEPHEN B | Director | 06/30/2014 | 18,726 |
| RAYMOND LEE R | Director | 06/30/2014 | 37,511 |
| NEAL MICHAEL A | Director | 06/30/2014 | 22,472 |
| FLYNN TIMOTHY PATRICK | Director | 06/30/2014 | 30,020 |
| CROWN JAMES S | Director | 06/30/2014 | 45,001 |
| BOWLES CRANDALL CLOSE | Director | 06/30/2014 | 33,765 |
| JACKSON LABAN | Director | 06/30/2014 | 59,982 |
| Smith Gordon | Executive Vice President | 05/05/2014 | 2,164 |
| Zames Matthew E | Chief Operating Officer | 04/14/2014 | 5,357,968 |
| Smith Gordon | Executive Vice President | 04/14/2014 | 3,950,798 |
| Pinto Daniel E | Managing Director | 04/14/2014 | 5,431,672 |
| Petno Douglas B | Managing Director | 04/14/2014 | 1,159,133 |
| O'Donovan Mark | Corporate Controller | 04/14/2014 | 262,973 |
| Lake Marianne | Chief Financial Officer | 04/14/2014 | 267,818 |
| Erdoes Mary E. | Managing Director | 04/14/2014 | 3,293,220 |
| Donnelly John L | Director Human Resources | 04/14/2014 | 541,023 |
| Cutler Stephen M | General Counsel | 04/14/2014 | 2,415,800 |
| BACON ASHLEY | Chief Risk Officer | 04/14/2014 | 167,454 |
| WELDON WILLIAM C | Director | 03/31/2014 | 47,475 |
| RAYMOND LEE R | Director | 03/31/2014 | 37,519 |
| NEAL MICHAEL A | Director | 03/31/2014 | 22,523 |
| JACKSON LABAN | Director | 03/31/2014 | 55,003 |
| FLYNN TIMOTHY PATRICK | Director | 03/31/2014 | 29,991 |
| CROWN JAMES S | Director | 03/31/2014 | 37,519 |
| BURKE STEPHEN B | Director | 03/31/2014 | 18,759 |
| BOWLES CRANDALL CLOSE | Director | 03/31/2014 | 33,755 |
| CROWN JAMES S | Director | 01/30/2014 | 280,000 |
| CROWN JAMES S | Director | 01/31/2014 | 13,297,560 |
| CROWN JAMES S | Director | 01/30/2014 | 3,360,000 |
| CROWN JAMES S | Director | 01/31/2014 | 166,220 |
| CROWN JAMES S | Director | 01/31/2014 | 4,432,520 |
| CROWN JAMES S | Director | 01/31/2014 | 3,324,390 |
| CROWN JAMES S | Director | 01/30/2014 | 1,120,000 |
| CROWN JAMES S | Director | 01/30/2014 | 840,000 |
| CROWN JAMES S | Director | 01/31/2014 | 941,911 |
| Zames Matthew E | Chief Operating Officer | 01/27/2014 | 4,199,068 |
| Smith Gordon | Executive Vice President | 01/27/2014 | 3,975,857 |
| Petno Douglas B | Managing Director | 01/27/2014 | 1,166,446 |
| Lake Marianne | Chief Financial Officer | 01/27/2014 | 269,661 |
| Erdoes Mary E. | Managing Director | 01/27/2014 | 3,524,818 |
| Donnelly John L | Director Human Resources | 01/27/2014 | 544,369 |
| BACON ASHLEY | Chief Risk Officer | 01/27/2014 | 168,588 |
| Pinto Daniel E | Managing Director | 01/29/2014 | 3,527,084 |
| JACKSON LABAN | Director | 01/22/2014 | 225,018 |
| WELDON WILLIAM C | Director | 01/22/2014 | 225,018 |
| RAYMOND LEE R | Director | 01/22/2014 | 225,018 |
| NEAL MICHAEL A | Director | 01/22/2014 | 225,018 |
| FLYNN TIMOTHY PATRICK | Director | 01/22/2014 | 225,018 |
| CROWN JAMES S | Director | 01/22/2014 | 225,018 |
| BOWLES CRANDALL CLOSE | Director | 01/22/2014 | 225,018 |
| BURKE STEPHEN B | Director | 01/22/2014 | 225,018 |
| BELL JAMES A | Director | 01/22/2014 | 225,018 |
| BAMMANN LINDA | Director | 01/22/2014 | 225,018 |
| Cutler Stephen M | General Counsel | 01/22/2014 | 8,842,143 |
| Cutler Stephen M | General Counsel | 01/22/2014 | 5,932,000 |
| Pinto Daniel E | Managing Director | 01/22/2014 | 3,250,029 |
| Pinto Daniel E | Managing Director | 01/22/2014 | 1,527,553 |
| O'Donovan Mark | Corporate Controller | 01/22/2014 | 590,904 |
| O'Donovan Mark | Corporate Controller | 01/22/2014 | 292,350 |
| O'Donovan Mark | Corporate Controller | 01/23/2014 | 402,386 |
| Donnelly John L | Director Human Resources | 01/21/2014 | 8,341,722 |
| Donnelly John L | Director Human Resources | 01/21/2014 | 6,443,352 |
| Pinto Daniel E | Managing Director | 01/21/2014 | 3,759,454 |
| Pinto Daniel E | Managing Director | 01/21/2014 | 1,949,000 |
| Zames Matthew E | Chief Operating Officer | 01/21/2014 | 6,357,954 |
| Zames Matthew E | Chief Operating Officer | 01/17/2014 | 1,105,176 |
| Zames Matthew E | Chief Operating Officer | 01/21/2014 | 3,932,573 |
| Zames Matthew E | Chief Operating Officer | 01/17/2014 | 974,454 |
| Petno Douglas B | Managing Director | 01/17/2014 | 3,173,994 |
| Petno Douglas B | Managing Director | 01/17/2014 | 1,559,200 |
| Cutler Stephen M | General Counsel | 01/16/2014 | 26,118,708 |
| Cutler Stephen M | General Counsel | 01/16/2014 | 22,369,000 |
| JACKSON LABAN | Director | 01/15/2014 | 48,889 |
| JACKSON LABAN | Director | 01/15/2014 | 33,856 |
| DIMON JAMES | Chairman & CEO | 01/13/2014 | 9,398,372 |
| O'Donovan Mark | Corporate Controller | 01/13/2014 | 164,946 |
| Zames Matthew E | Chief Operating Officer | 01/13/2014 | 6,961,019 |
| Smith Gordon | Executive Vice President | 01/13/2014 | 2,999,819 |
| Petno Douglas B | Managing Director | 01/13/2014 | 2,242,486 |
| Pinto Daniel E | Managing Director | 01/13/2014 | 1,334,266 |
| Lake Marianne | Chief Financial Officer | 01/13/2014 | 413,091 |
| Erdoes Mary E. | Managing Director | 01/13/2014 | 5,595,262 |
| Donnelly John L | Director Human Resources | 01/13/2014 | 1,238,866 |
| Cutler Stephen M | General Counsel | 01/13/2014 | 3,539,742 |
| Cavanagh Michael J | Executive Vice President | 01/13/2014 | 3,413,549 |
| BACON ASHLEY | Chief Risk Officer | 01/13/2014 | 479,441 |
| RAYMOND LEE R | Director | 12/31/2013 | 34,971 |
| JACKSON LABAN | Director | 12/31/2013 | 60,000 |
| FLYNN TIMOTHY PATRICK | Director | 12/31/2013 | 30,000 |
| CROWN JAMES S | Director | 12/31/2013 | 40,000 |
| BURKE STEPHEN B | Director | 12/31/2013 | 18,772 |
| BAMMANN LINDA | Director | 12/31/2013 | 875,000 |
| BAMMANN LINDA | Director | 12/20/2013 | 705,000 |
| Cavanagh Michael J | Executive Vice President | 11/18/2013 | 1,245,011 |
| Pinto Daniel E | Managing Director | 07/15/2013 | 4,062,279 |
| Pinto Daniel E | Managing Director | 04/29/2013 | 3,563,801 |
| Petno Douglas B | Managing Director | 10/21/2013 | 355,852 |
| Petno Douglas B | Managing Director | 10/21/2013 | 300,020 |
| Cavanagh Michael J | Executive Vice President | 10/14/2013 | 1,168,396 |
| CROWN JAMES S | Director | 09/30/2013 | 38,199 |
| JACKSON LABAN | Director | 09/30/2013 | 51,173 |
| RAYMOND LEE R | Director | 09/30/2013 | 37,475 |
| FLYNN TIMOTHY PATRICK | Director | 09/30/2013 | 21,813 |
| BURKE STEPHEN B | Director | 09/30/2013 | 18,763 |
| BOWLES CRANDALL CLOSE | Director | 09/30/2013 | 33,547 |
| JACKSON LABAN | Director | 09/01/2013 | 375,000 |
| Cavanagh Michael J | Executive Vice President | 08/08/2013 | 3,021,232 |
| Cavanagh Michael J | Executive Vice President | 08/08/2013 | 1,559,200 |
| O'Donovan Mark | Corporate Controller | 08/08/2013 | 188,561 |
| Smith Gordon | Executive Vice President | 08/02/2013 | 29,850,945 |
| Smith Gordon | Executive Vice President | 08/02/2013 | 26,854,200 |
| O'Donovan Mark | Corporate Controller | 08/01/2013 | 2,065,613 |
| O'Donovan Mark | Corporate Controller | 08/01/2013 | 1,856,600 |
| Pinto Daniel E | Managing Director | 07/25/2013 | 1,535,978 |
| BACON ASHLEY | Chief Risk Officer | 07/25/2013 | 522,108 |
| Lake Marianne | Chief Financial Officer | 07/23/2013 | 9,389,002 |
| Lake Marianne | Chief Financial Officer | 07/23/2013 | 7,438,488 |
| Zames Matthew E | Chief Operating Officer | 07/23/2013 | 193,268 |
| Erdoes Mary E. | Managing Director | 07/19/2013 | 1,633,100 |
| BACON ASHLEY | Chief Risk Officer | 07/19/2013 | 942,153 |
| Pinto Daniel E | Managing Director | 07/15/2013 | 14,481,288 |
| Pinto Daniel E | Managing Director | 07/15/2013 | 7,796,000 |
| Cavanagh Michael J | Executive Vice President | 07/15/2013 | 1,092,982 |
| Lake Marianne | Chief Financial Officer | 07/16/2013 | 443,460 |
| Lake Marianne | Chief Financial Officer | 07/16/2013 | 366,034 |
| Lake Marianne | Chief Financial Officer | 07/16/2013 | 492,885 |
| Hogan John James | Chairman of Risk | 07/17/2013 | 1,043,642 |
| JACKSON LABAN | Director | 06/30/2013 | 44,977 |
| RAYMOND LEE R | Director | 06/30/2013 | 38,484 |
| FLYNN TIMOTHY PATRICK | Director | 06/30/2013 | 18,740 |
| CROWN JAMES S | Director | 06/30/2013 | 29,985 |
| COTE DAVID M | Director | 06/30/2013 | 18,740 |
| BURKE STEPHEN B | Director | 06/30/2013 | 18,740 |
| BOWLES CRANDALL CLOSE | Director | 06/30/2013 | 32,519 |
| Cutler Stephen M | General Counsel | 05/15/2013 | 765,000 |
| Erdoes Mary E. | Managing Director | 05/14/2013 | 18,947,096 |
| Erdoes Mary E. | Managing Director | 05/14/2013 | 11,274,000 |
| Zames Matthew E | Chief Operating Officer | 05/14/2013 | 11,733,179 |
| Zames Matthew E | Chief Operating Officer | 05/14/2013 | 11,035,223 |
| CROWN JAMES S | Director | 05/03/2013 | 5,867,055 |
| CROWN JAMES S | Director | 05/03/2013 | 1,428,025 |
| CROWN JAMES S | Director | 05/03/2013 | 2,709,465 |
| CROWN JAMES S | Director | 05/03/2013 | 4,250,975 |
| O'Donovan Mark | Corporate Controller | 05/07/2013 | 32,728 |
| Erdoes Mary E. | Managing Director | 04/25/2013 | 245,415 |
| Bisignano Frank | Co-Chief Operating Officer | 04/24/2013 | 7,154,651 |
| Bisignano Frank | Co-Chief Operating Officer | 04/24/2013 | 7,018,500 |
| Bisignano Frank | Co-Chief Operating Officer | 04/23/2013 | 5,761,755 |
| Bisignano Frank | Co-Chief Operating Officer | 04/23/2013 | 5,451,775 |
| Bisignano Frank | Co-Chief Operating Officer | 04/22/2013 | 1,895,176 |
| Cutler Stephen M | General Counsel | 04/23/2013 | 720,000 |
| CROWN JAMES S | Director | 04/22/2013 | 4,292,816 |
| CROWN JAMES S | Director | 04/19/2013 | 1,372,015 |
| CROWN JAMES S | Director | 04/19/2013 | 5,327,551 |
| CROWN JAMES S | Director | 04/22/2013 | 2,729,550 |
| CROWN JAMES S | Director | 04/19/2013 | 2,556,082 |
| CROWN JAMES S | Director | 04/22/2013 | 300,673 |
| CROWN JAMES S | Director | 04/19/2013 | 493,361 |
| CROWN JAMES S | Director | 04/19/2013 | 234,934 |
| CROWN JAMES S | Director | 04/22/2013 | 3,218,144 |
| Cutler Stephen M | General Counsel | 04/18/2013 | 701,550 |
| RAYMOND LEE R | Director | 03/31/2013 | 22,496 |
| JACKSON LABAN | Director | 03/31/2013 | 32,510 |
| FLYNN TIMOTHY PATRICK | Director | 03/31/2013 | 18,747 |
| CROWN JAMES S | Director | 03/31/2013 | 29,995 |
| COTE DAVID M | Director | 03/31/2013 | 18,747 |
| BURKE STEPHEN B | Director | 03/31/2013 | 18,747 |
| BOWLES CRANDALL CLOSE | Director | 03/31/2013 | 25,011 |
| Donnelly John L | Director Human Resources | 02/15/2013 | 542,762 |
| Hogan John James | Chief Risk Officer | 02/12/2013 | 11,201,345 |
| Hogan John James | Chief Risk Officer | 02/12/2013 | 10,826,280 |
| Bisignano Frank | Co-Chief Operating Officer | 02/07/2013 | 17,652,736 |
| Bisignano Frank | Co-Chief Operating Officer | 02/07/2013 | 15,846,500 |
| Bisignano Frank | Co-Chief Operating Officer | 02/06/2013 | 971,400 |
| O'Donovan Mark | Corporate Controller | 02/01/2013 | 143,400 |
| Erdoes Mary E. | Managing Director | 01/31/2013 | 705,300 |
| FLYNN TIMOTHY PATRICK | Director | 01/29/2013 | 316,778 |
| Smith Gordon | Executive Vice President | 01/25/2013 | 990,052 |
| Donnelly John L | Director Human Resources | 01/18/2013 | 3,292,298 |
| Donnelly John L | Director Human Resources | 01/18/2013 | 2,671,191 |
| Hogan John James | Chief Risk Officer | 01/22/2013 | 1,990,859 |
| Hogan John James | Chief Risk Officer | 01/22/2013 | 1,254,893 |
| Bisignano Frank | Co-Chief Operating Officer | 01/18/2013 | 2,059,994 |
| Bisignano Frank | Co-Chief Operating Officer | 01/22/2013 | 1,336,492 |
| Bisignano Frank | Co-Chief Operating Officer | 01/18/2013 | 1,780,500 |
| Bisignano Frank | Co-Chief Operating Officer | 01/22/2013 | 779,600 |
| Zames Matthew E | Co-Chief Operating Officer | 01/22/2013 | 3,341,207 |
| Zames Matthew E | Co-Chief Operating Officer | 01/22/2013 | 1,949,000 |
| Zames Matthew E | Co-Chief Operating Officer | 01/22/2013 | 1,473,854 |
| Pinto Daniel E | Managing Director | 01/17/2013 | 3,250,026 |
| Pinto Daniel E | Managing Director | 01/17/2013 | 1,690,016 |
| Zames Matthew E | Co-Chief Operating Officer | 01/17/2013 | 1,100,633 |
| WELDON WILLIAM C | Director | 01/17/2013 | 170,017 |
| BELL JAMES A | Director | 01/17/2013 | 170,017 |
| RAYMOND LEE R | Director | 01/17/2013 | 170,017 |
| FLYNN TIMOTHY PATRICK | Director | 01/17/2013 | 170,017 |
| FUTTER ELLEN V | Director | 01/17/2013 | 170,017 |
| CROWN JAMES S | Director | 01/17/2013 | 170,017 |
| COTE DAVID M | Director | 01/17/2013 | 170,017 |
| BURKE STEPHEN B | Director | 01/17/2013 | 170,017 |
| BOWLES CRANDALL CLOSE | Director | 01/17/2013 | 170,017 |
| JACKSON LABAN | Director | 01/17/2013 | 170,017 |
| JACKSON LABAN | Director | 01/17/2013 | 68,706 |
| JACKSON LABAN | Director | 01/17/2013 | 57,491 |
| Bisignano Frank | Co-Chief Operating Officer | 01/17/2013 | 21,459,127 |
| Bisignano Frank | Co-Chief Operating Officer | 01/17/2013 | 19,487,499 |
| Smith Gordon | Executive Vice President | 01/13/2013 | 1,804,319 |
| O'Donovan Mark | Corporate Controller | 01/13/2013 | 106,875 |
| Pinto Daniel E | Managing Director | 01/13/2013 | 3,190,483 |
| Zames Matthew E | Co-Chief Operating Officer | 01/13/2013 | 5,636,142 |
| Petno Douglas B | Managing Director | 01/13/2013 | 1,694,833 |
| Lake Marianne | Chief Financial Officer | 01/13/2013 | 289,931 |
| Hogan John James | Chief Risk Officer | 01/13/2013 | 1,867,170 |
| Erdoes Mary E. | Managing Director | 01/13/2013 | 3,321,683 |
| Donnelly John L | Director Human Resources | 01/13/2013 | 1,083,956 |
| DIMON JAMES | Chairman & CEO | 01/13/2013 | 5,572,695 |
| Cutler Stephen M | General Counsel | 01/13/2013 | 2,175,105 |
| Cavanagh Michael J | Executive Vice President | 01/13/2013 | 2,169,882 |
| Bisignano Frank | Co-Chief Operating Officer | 01/13/2013 | 2,182,480 |
| WELDON WILLIAM C | Director | 12/31/2012 | 22,513 |
| BURKE STEPHEN B | Director | 12/31/2012 | 18,731 |
| RAYMOND LEE R | Director | 12/31/2012 | 22,513 |
| JACKSON LABAN | Director | 12/31/2012 | 32,494 |
| FLYNN TIMOTHY PATRICK | Director | 12/31/2012 | 18,731 |
| CROWN JAMES S | Director | 12/31/2012 | 29,988 |
| COTE DAVID M | Director | 12/31/2012 | 18,731 |
| BOWLES CRANDALL CLOSE | Director | 12/31/2012 | 25,019 |
| JACKSON LABAN | Director | 11/08/2012 | 185,626 |
| JACKSON LABAN | Director | 11/08/2012 | 157,543 |
| Erdoes Mary E. | Managing Director | 10/19/2012 | 1,698,548 |
| Donnelly John L | Director Human Resources | 10/17/2012 | 1,082,137 |
| Smith Gordon | Executive Vice President | 10/15/2012 | 2,381,499 |
| Smith Gordon | Executive Vice President | 10/15/2012 | 1,559,200 |
| Smith Gordon | Executive Vice President | 10/15/2012 | 1,199,268 |
| Bisignano Frank | Co-Chief Operating Officer | 10/15/2012 | 2,396,475 |
| Bisignano Frank | Co-Chief Operating Officer | 10/15/2012 | 1,559,200 |
| Bisignano Frank | Co-Chief Operating Officer | 10/15/2012 | 844,942 |
| Cavanagh Michael J | Executive Vice President | 10/15/2012 | 1,679,948 |
| BURKE STEPHEN B | Director | 09/30/2012 | 18,742 |
| WELDON WILLIAM C | Director | 09/30/2012 | 22,507 |
| RAYMOND LEE R | Director | 09/30/2012 | 22,507 |
| FLYNN TIMOTHY PATRICK | Director | 09/30/2012 | 18,742 |
| CROWN JAMES S | Director | 09/30/2012 | 32,505 |
| COTE DAVID M | Director | 09/30/2012 | 18,742 |
| BOWLES CRANDALL CLOSE | Director | 09/30/2012 | 25,017 |
| JACKSON LABAN | Director | 09/30/2012 | 35,015 |
| Petno Douglas B | Managing Director | 09/14/2012 | 644,188 |
| Petno Douglas B | Managing Director | 09/12/2012 | 614,058 |
| Petno Douglas B | Managing Director | 08/21/2012 | 582,827 |
| STALEY JAMES E | Managing Director | 08/15/2012 | 1,117,914 |
| Petno Douglas B | Managing Director | 08/06/2012 | 555,878 |
| DIMON JAMES | Chairman & CEO | 07/19/2012 | 2,584,117 |
| DIMON JAMES | Chairman & CEO | 07/20/2012 | 8,504,475 |
| DIMON JAMES | Chairman & CEO | 07/19/2012 | 3,787,212 |
| DIMON JAMES | Chairman & CEO | 07/20/2012 | 510,268 |
| DIMON JAMES | Chairman & CEO | 07/19/2012 | 1,721,460 |
| DIMON JAMES | Chairman & CEO | 07/19/2012 | 2,054,610 |
| DIMON JAMES | Chairman & CEO | 07/19/2012 | 1,658,340 |
| DIMON JAMES | Chairman & CEO | 07/19/2012 | 4,699,740 |
| DIMON JAMES | Chairman & CEO | 07/19/2012 | 1,964,700 |
| DIMON JAMES | Chairman & CEO | 07/19/2012 | 3,100,230 |
| Bisignano Frank | Chief Administrative Officer; | 07/17/2012 | 106,200 |
| FLYNN TIMOTHY PATRICK | Director | 06/30/2012 | 12,505 |
| WELDON WILLIAM C | Director | 06/30/2012 | 22,510 |
| RAYMOND LEE R | Director | 06/30/2012 | 22,510 |
| JACKSON LABAN | Director | 06/30/2012 | 37,516 |
| CROWN JAMES S | Director | 06/30/2012 | 32,514 |
| COTE DAVID M | Director | 06/30/2012 | 18,758 |
| BURKE STEPHEN B | Director | 06/30/2012 | 18,758 |
| BOWLES CRANDALL CLOSE | Director | 06/30/2012 | 25,011 |
| Donnelly John L | Director Human Resources | 04/16/2012 | 2,447,017 |
| Donnelly John L | Director Human Resources | 04/16/2012 | 2,070,313 |
| Bisignano Frank | Chief Administrative Officer; | 04/17/2012 | 657,379 |
| STALEY JAMES E | Managing Director | 04/16/2012 | 1,633,251 |
| STALEY JAMES E | Managing Director | 04/16/2012 | 1,093,500 |
| Maclin Samuel Todd | Executive Vice President | 04/16/2012 | 2,109,720 |
| WELDON WILLIAM C | Director | 03/31/2012 | 18,760 |
| RAYMOND LEE R | Director | 03/31/2012 | 22,484 |
| NOVAK DAVID C | Director | 03/31/2012 | 22,484 |
| JACKSON LABAN | Director | 03/31/2012 | 40,003 |
| CROWN JAMES S | Director | 03/31/2012 | 37,520 |
| COTE DAVID M | Director | 03/31/2012 | 18,760 |
| BURKE STEPHEN B | Director | 03/31/2012 | 18,760 |
| BOWLES CRANDALL CLOSE | Director | 03/31/2012 | 25,013 |
| Hogan John James | Chief Risk Officer | 01/25/2012 | 1,388,676 |
| Hogan John James | Chief Risk Officer | 01/25/2012 | 974,500 |
| DIMON JAMES | Chairman & CEO | 03/02/2012 | 16,593,768 |
| DIMON JAMES | Chairman & CEO | 03/02/2012 | 14,423,640 |
| NOVAK DAVID C | Director | 02/13/2012 | 82,435 |
| NOVAK DAVID C | Director | 02/13/2012 | 82,421 |
| JACKSON LABAN | Director | 01/27/2012 | 86,518 |
| JACKSON LABAN | Director | 01/27/2012 | 82,421 |
| Hogan John James | Chief Risk Officer | 01/25/2012 | 1,529,888 |
| Cutler Stephen M | General Counsel | 01/23/2012 | 467,750 |
| Bisignano Frank | Chief Administrative Officer | 01/20/2012 | 370,946 |
| CROWN JAMES S | Director | 01/18/2012 | 170,014 |
| CROWN JAMES S | Director | 01/19/2012 | 82,421 |
| NOVAK DAVID C | Director | 01/18/2012 | 170,014 |
| BURKE STEPHEN B | Director | 01/18/2012 | 170,014 |
| RAYMOND LEE R | Director | 01/18/2012 | 170,014 |
| WELDON WILLIAM C | Director | 01/18/2012 | 170,014 |
| JACKSON LABAN | Director | 01/18/2012 | 170,014 |
| GRAY III WILLIAM H | Director | 01/18/2012 | 170,014 |
| FUTTER ELLEN V | Director | 01/18/2012 | 170,014 |
| COTE DAVID M | Director | 01/18/2012 | 170,014 |
| BOWLES CRANDALL CLOSE | Director | 01/18/2012 | 170,014 |
| BELL JAMES A | Director | 01/18/2012 | 170,014 |
| Smith Gordon | Executive Vice President | 01/19/2012 | 1,480,016 |
| Smith Gordon | Executive Vice President | 01/13/2012 | 1,317,089 |
| DIMON JAMES | Chairman & CEO | 01/13/2012 | 1,651,238 |
| ZUBROW BARRY L | Executive Vice President | 01/13/2012 | 1,214,600 |
| Maclin Samuel Todd | Executive Vice President | 01/13/2012 | 1,235,133 |
| Donnelly John L | Director Human Resources | 01/13/2012 | 640,338 |
| Cavanagh Michael J | Executive Vice President | 01/13/2012 | 1,402,776 |
| Erdoes Mary E. | Managing Director | 01/13/2012 | 2,400,247 |
| DREW INA R | Chief Investment Officer | 01/13/2012 | 2,559,079 |
| Hogan John James | Chief Risk Officer | 01/13/2012 | 1,364,089 |
| Petno Douglas B | Managing Director | 01/13/2012 | 1,299,220 |
| Cutler Stephen M | General Counsel | 01/13/2012 | 1,301,387 |
| Bisignano Frank | Chief Administrative Officer | 01/13/2012 | 1,411,870 |
| STALEY JAMES E | Managing Director | 01/13/2012 | 2,073,559 |
| STALEY JAMES E | Managing Director | 01/17/2012 | 1,936,792 |
| Cutler Stephen M | General Counsel | 03/24/2009 | 1,825 |
| Cutler Stephen M | General Counsel | 05/30/2008 | 2,866 |
| Warren Shannon S | Corporate Controller | 01/13/2012 | 163,202 |
| Braunstein Douglas L | Chief Financial Officer | 01/13/2012 | 3,273,593 |
| CROWN JAMES S | Director | 12/31/2011 | 32,485 |
| BOWLES CRANDALL CLOSE | Director | 12/31/2011 | 25,004 |
| WELDON WILLIAM C | Director | 12/31/2011 | 18,753 |
| RAYMOND LEE R | Director | 12/31/2011 | 22,510 |
| NOVAK DAVID C | Director | 12/31/2011 | 22,510 |
| JACKSON LABAN | Director | 12/31/2011 | 35,012 |
| COTE DAVID M | Director | 12/31/2011 | 18,753 |
| BURKE STEPHEN B | Director | 12/31/2011 | 18,753 |
| RAYMOND LEE R | Director | 10/31/2011 | 2,189,736 |
| WELDON WILLIAM C | Director | 09/30/2011 | 18,765 |
| RAYMOND LEE R | Director | 09/30/2011 | 22,500 |
| NOVAK DAVID C | Director | 09/30/2011 | 22,500 |
| JACKSON LABAN | Director | 09/30/2011 | 57,499 |
| CROWN JAMES S | Director | 09/30/2011 | 52,499 |
| COTE DAVID M | Director | 09/30/2011 | 18,765 |
| BURKE STEPHEN B | Director | 09/30/2011 | 18,765 |
| BOWLES CRANDALL CLOSE | Director | 09/30/2011 | 21,265 |
| CROWN JAMES S | Director | 08/10/2011 | 120,750 |
| CROWN JAMES S | Director | 08/11/2011 | 6,194,720 |
| CROWN JAMES S | Director | 08/10/2011 | 120,750 |
| CROWN JAMES S | Director | 08/10/2011 | 120,750 |
| CROWN JAMES S | Director | 08/10/2011 | 120,750 |
| CROWN JAMES S | Director | 08/10/2011 | 120,750 |
| JACKSON LABAN | Director | 08/09/2011 | 45,737 |
| DREW INA R | Chief Investment Officer | 08/08/2011 | 488,310 |
| Smith Gordon | Executive Vice President | 07/25/2011 | 927,222 |
| BURKE STEPHEN B | Director | 07/22/2011 | 1,054,418 |
| MILLER HEIDI | Executive Vice President | 07/21/2011 | 1,903,314 |
| MILLER HEIDI | Executive Vice President | 07/21/2011 | 1,739,000 |
| MILLER HEIDI | Executive Vice President | 07/19/2011 | 3,723,926 |
| MILLER HEIDI | Executive Vice President | 07/19/2011 | 3,478,000 |
| Maclin Samuel Todd | Executive Vice President | 07/15/2011 | 795,730 |
| Cutler Stephen M | General Counsel | 07/15/2011 | 405,800 |
| DIMON JAMES | Chairman & CEO | 09/04/2007 | 29,983 |
| RAYMOND LEE R | Director | 06/30/2011 | 22,517 |
| WELDON WILLIAM C | Director | 06/30/2011 | 18,751 |
| NOVAK DAVID C | Director | 06/30/2011 | 22,517 |
| JACKSON LABAN | Director | 06/30/2011 | 25,014 |
| GRAY III WILLIAM H | Director | 06/30/2011 | 1,310 |
| CROWN JAMES S | Director | 06/30/2011 | 22,517 |
| COTE DAVID M | Director | 06/30/2011 | 18,751 |
| BURKE STEPHEN B | Director | 06/30/2011 | 18,751 |
| BOWLES CRANDALL CLOSE | Director | 06/30/2011 | 21,248 |
| Bisignano Frank | Chief Administrative Officer | 05/02/2011 | 228,000 |
| Bisignano Frank | Chief Administrative Officer | 04/29/2011 | 228,265 |
| Maclin Samuel Todd | Executive Vice President | 04/28/2011 | 455,800 |
| MANDELBAUM JAY | Executive Vice President | 04/25/2011 | 450,000 |
| RAYMOND LEE R | Director | 04/20/2011 | 2,212,500 |
| RAYMOND LEE R | Director | 03/31/2011 | 22,497 |
| NOVAK DAVID C | Director | 03/31/2011 | 22,497 |
| JACKSON LABAN | Director | 03/31/2011 | 24,986 |
| CROWN JAMES S | Director | 03/31/2011 | 22,497 |
| COTE DAVID M | Director | 03/31/2011 | 18,763 |
| BURKE STEPHEN B | Director | 03/31/2011 | 18,763 |
| BOWLES CRANDALL CLOSE | Director | 03/31/2011 | 21,252 |
| WELDON WILLIAM C | Director | 03/31/2011 | 18,763 |
| SCHARF CHARLES W | Executive Vice President | 01/25/2011 | 6,112,419 |
| SCHARF CHARLES W | Executive Vice President | 01/25/2011 | 5,941,621 |
| NOVAK DAVID C | Director | 01/21/2011 | 212,416 |
| NOVAK DAVID C | Director | 01/21/2011 | 183,744 |
| NOVAK DAVID C | Director | 01/20/2011 | 893,200 |
| NOVAK DAVID C | Director | 01/24/2011 | 81,376 |
| NOVAK DAVID C | Director | 01/21/2011 | 902,464 |
| NOVAK DAVID C | Director | 01/24/2011 | 67,813 |
| NOVAK DAVID C | Director | 01/20/2011 | 1,787,220 |
| NOVAK DAVID C | Director | 01/21/2011 | 1,263,371 |
| MILLER HEIDI | Executive Vice President | 01/20/2011 | 2,476,591 |
| MILLER HEIDI | Executive Vice President | 01/20/2011 | 1,559,200 |
| DIMON JAMES | Chairman & CEO | 01/19/2011 | 10,070,852 |
| DIMON JAMES | Chairman & CEO | 01/19/2011 | 9,876,119 |
| WELDON WILLIAM C | Director | 01/19/2011 | 170,010 |
| RAYMOND LEE R | Director | 01/19/2011 | 170,010 |
| JACKSON LABAN | Director | 01/19/2011 | 170,010 |
| JACKSON LABAN | Director | 01/18/2011 | 244,942 |
| JACKSON LABAN | Director | 01/18/2011 | 211,889 |
| GRAY III WILLIAM H | Director | 01/19/2011 | 170,010 |
| FUTTER ELLEN V | Director | 01/19/2011 | 170,010 |
| COTE DAVID M | Director | 01/19/2011 | 170,010 |
| CROWN JAMES S | Director | 01/19/2011 | 170,010 |
| CROWN JAMES S | Director | 01/18/2011 | 211,889 |
| BOWLES CRANDALL CLOSE | Director | 01/19/2011 | 170,010 |
| BURKE STEPHEN B | Director | 01/19/2011 | 170,010 |
| STALEY JAMES E | Managing Director | 01/13/2011 | 3,687,365 |
| Cavanagh Michael J | Executive Vice President | 01/13/2011 | 1,930,728 |
| ZUBROW BARRY L | Chief Risk Officer | 01/13/2011 | 828,735 |
| Smith Gordon | Executive Vice President | 01/13/2011 | 1,669,369 |
| SCHARF CHARLES W | Executive Vice President | 01/13/2011 | 2,447,918 |
| Rauchenberger Louis | Corporate Controller | 01/13/2011 | 527,441 |
| MILLER HEIDI | Executive Vice President | 01/13/2011 | 1,930,728 |
| MILLER HEIDI | Executive Vice President | 01/18/2011 | 3,116,269 |
| Maclin Samuel Todd | Executive Vice President | 01/13/2011 | 1,688,802 |
| Erdoes Mary E. | Managing Director | 01/13/2011 | 2,778,672 |
| Erdoes Mary E. | Managing Director | 01/18/2011 | 2,387,695 |
| DREW INA R | Chief Investment Officer | 01/13/2011 | 2,202,248 |
| DIMON JAMES | Chairman & CEO | 01/13/2011 | 3,997,305 |
| Donnelly John L | Director Human Resources | 01/13/2011 | 390,121 |
| Cutler Stephen M | General Counsel | 01/13/2011 | 1,539,893 |
| Braunstein Douglas L | Chief Financial Officer | 01/13/2011 | 6,773,125 |
| Bisignano Frank | Chief Administrative Officer | 01/13/2011 | 1,930,728 |
| MANDELBAUM JAY | Executive Vice President | 01/13/2011 | 1,972,802 |
| DALEY WILLIAM M | Vice Chairman | 01/06/2011 | 6,262,397 |
| DALEY WILLIAM M | Vice Chairman | 01/06/2011 | 3,478,000 |
| WELDON WILLIAM C | Director | 12/31/2010 | 18,750 |
| RAYMOND LEE R | Director | 12/31/2010 | 22,483 |
| NOVAK DAVID C | Director | 12/31/2010 | 22,483 |
| JACKSON LABAN | Director | 12/31/2010 | 24,985 |
| CROWN JAMES S | Director | 12/31/2010 | 22,483 |
| COTE DAVID M | Director | 12/31/2010 | 18,750 |
| BURKE STEPHEN B | Director | 12/31/2010 | 18,750 |
| BOWLES CRANDALL CLOSE | Director | 12/31/2010 | 21,252 |
| CROWN JAMES S | Director | 11/09/2010 | 920,192 |
| ZUBROW BARRY L | Chief Risk Officer | 10/14/2010 | 5,700 |
| CROWN JAMES S | Director | 09/30/2010 | 22,493 |
| WELDON WILLIAM C | Director | 09/30/2010 | 18,764 |
| WELDON WILLIAM C | Director | 09/30/2010 | 18,764 |
| NOVAK DAVID C | Director | 09/30/2010 | 22,493 |
| NOVAK DAVID C | Director | 09/30/2010 | 22,493 |
| JACKSON LABAN | Director | 09/30/2010 | 25,005 |
| RAYMOND LEE R | Director | 09/30/2010 | 22,493 |
| COTE DAVID M | Director | 09/30/2010 | 18,764 |
| BURKE STEPHEN B | Director | 09/30/2010 | 18,764 |
| BOWLES CRANDALL CLOSE | Director | 09/30/2010 | 21,237 |
| Bisignano Frank | Chief Administrative Officer | 01/10/2006 | 1,621 |
| Bisignano Frank | Chief Administrative Officer | 02/16/2006 | 9,780 |
| Smith Gordon | Executive Vice President | 07/25/2010 | 891,672 |
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Period of Report: 12/31/2023
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% Change in Shares
Quarter
09/30/2023
-0.43%
1Q
06/30/2023
-0.98%
2Q
03/31/2023
-1.79%
3Q
12/31/2022
-1.61%
4Q
09/30/2022
-1.55%
5Q
06/30/2022
-1.58%
6Q
03/31/2022
-2.07%
7Q
12/31/2021
-2.08%
8Q
09/30/2021
-2.85%
9Q
06/30/2021
-4.03%
10Q
03/31/2021
-5.18%
11Q
12/31/2020
-5.38%
12Q
09/30/2020
-5.30%
13Q
06/30/2020
-5.25%
14Q
03/31/2020
-5.85%
15Q
12/31/2019
-7.25%
16Q
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