Citizens Financial Group Inc. (CFG) NEW YORK STOCK EXCHANGE INC.
$28.60 1.11 (4.04%)
Market Cap: $13.30B
As of 06/06/23 04:00 PM EDT. Market closed.

Citizens Financial Group Inc. (CFG)
NEW YORK STOCK EXCHANGE INC.
$28.60
1.11 (4.04%)
Market Cap: $13.30B
As of 06/06/23 04:00 PM EDT. Market closed.
Citizens Financial Group, Inc. is one of the nation's oldest and largest financial institutions, with $179.2 billion in assets as of September 30, 2020. Headquartered in Providence, Rhode Island, Citizens offers a broad range of retail and commercial banking products and services to individuals, small businesses, middle-market companies, large corporations and institutions. Citizens helps its ... read more
Citizens Financial Group, Inc. is one of the nation's oldest and largest financial institutions, with $179.2 billion in assets as of September 30, 2020. Headquartered in Providence, Rhode Island, Citizens offers a broad range of retail and commercial banking products and services to individuals, small businesses, middle-market companies, large corporations and institutions. Citizens helps its customers reach their potential by listening to them and by understanding their needs in order to offer tailored advice, ideas and solutions. In Consumer Banking, Citizens provides an integrated experience that includes mobile and online banking, a 24/7 customer contact center and the convenience of approximately 2,700 ATMs and approximately 1,000 branches in 11 states in the New England, Mid-Atlantic and Midwest regions. Consumer Banking products and services include a full range of banking, lending, savings, wealth management and small business offerings. In Commercial Banking, Citizens offers a broad complement of financial products and solutions, including lending and leasing, deposit and treasury management services, foreign exchange, interest rate and commodity risk management solutions, as well as loan syndication, corporate finance, merger and acquisition, and debt and equity capital markets capabilities. read less
Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
Lillis Terrance | Director | May 17, 2023 | Buy | $26.39 | 1,000 | 26,390 | 3,000 | May 18, 2023, 06:14 PM |
MCCREE DONALD H III | Vice Chair, Commercial Banking | May 13, 2023 | Option Exercise | $24.80 | 11,607 | 287,854 | 141,952 | May 16, 2023, 05:46 PM |
Coughlin Brendan | Head of Consumer Banking | May 13, 2023 | Option Exercise | $24.80 | 1,764 | 43,747 | 85,220 | May 16, 2023, 05:45 PM |
GRIGGS MALCOLM D | Chief Risk Officer | May 13, 2023 | Option Exercise | $24.80 | 3,093 | 76,706 | 122,083 | May 16, 2023, 05:44 PM |
Johnson Elizabeth S. | Chief Experience Officer | May 13, 2023 | Option Exercise | $24.80 | 1,764 | 43,747 | 106,648 | May 16, 2023, 05:42 PM |
LaMonica Susan | Chief Human Resources Officer | May 13, 2023 | Option Exercise | $24.80 | 3,433 | 85,138 | 158,039 | May 16, 2023, 05:41 PM |
Woods John F | Chief Financial Officer | May 13, 2023 | Option Exercise | $24.80 | 10,536 | 261,293 | 209,698 | May 16, 2023, 05:41 PM |
VAN SAUN BRUCE | Chairman and CEO | May 13, 2023 | Option Exercise | $24.80 | 29,015 | 719,572 | 1,058,511 | May 16, 2023, 05:40 PM |
Read Craig Jack | Controller | May 13, 2023 | Option Exercise | $24.80 | 517 | 12,822 | 36,868 | May 16, 2023, 05:39 PM |
Ruttledge Michael | Chief Information Officer | May 13, 2023 | Option Exercise | $24.80 | 1,031 | 25,569 | 41,950 | May 16, 2023, 05:38 PM |
Subramaniam Shivan S. | Director | Apr 21, 2023 | Buy | $28.79 | 3,300 | 95,007 | 66,263 | Apr 24, 2023, 05:00 PM |
Woods John F | Chief Financial Officer | Mar 01, 2023 | Option Exercise | $41.76 | 5,141 | 214,688 | 244,864 | Mar 03, 2023, 05:50 PM |
Woods John F | Chief Financial Officer | Mar 02, 2023 | Option Exercise | $41.61 | 24,630 | 1,024,854 | 220,234 | Mar 03, 2023, 05:50 PM |
VAN SAUN BRUCE | Chairman and CEO | Mar 02, 2023 | Option Exercise | $41.61 | 73,952 | 3,077,143 | 1,087,526 | Mar 03, 2023, 05:50 PM |
VAN SAUN BRUCE | Chairman and CEO | Mar 01, 2023 | Option Exercise | $41.76 | 15,784 | 659,140 | 1,161,478 | Mar 03, 2023, 05:50 PM |
Ruttledge Michael | Chief Information Officer | Mar 02, 2023 | Option Exercise | $41.61 | 5,989 | 249,202 | 42,981 | Mar 03, 2023, 05:49 PM |
Ruttledge Michael | Chief Information Officer | Mar 01, 2023 | Option Exercise | $41.76 | 2,105 | 87,905 | 48,970 | Mar 03, 2023, 05:49 PM |
Read Craig Jack | Controller | Mar 02, 2023 | Option Exercise | $41.61 | 1,572 | 65,411 | 37,385 | Mar 03, 2023, 05:49 PM |
Read Craig Jack | Controller | Mar 01, 2023 | Option Exercise | $41.76 | 733 | 30,610 | 38,957 | Mar 03, 2023, 05:49 PM |
MCCREE DONALD H III | Vice Chair, Commercial Banking | Mar 01, 2023 | Option Exercise | $41.76 | 5,877 | 245,424 | 182,210 | Mar 03, 2023, 05:48 PM |
MCCREE DONALD H III | Vice Chair, Commercial Banking | Mar 02, 2023 | Option Exercise | $41.61 | 28,651 | 1,192,168 | 153,559 | Mar 03, 2023, 05:48 PM |
LaMonica Susan | Chief Human Resources Officer | Mar 02, 2023 | Option Exercise | $41.61 | 10,034 | 417,515 | 161,472 | Mar 03, 2023, 05:48 PM |
LaMonica Susan | Chief Human Resources Officer | Mar 01, 2023 | Option Exercise | $41.76 | 3,341 | 139,520 | 171,506 | Mar 03, 2023, 05:48 PM |
Klane Polly N. | General Counsel | Mar 01, 2023 | Option Exercise | $41.76 | 2,513 | 104,943 | 21,272 | Mar 03, 2023, 05:47 PM |
Johnson Elizabeth S. | Chief Experience Officer | Mar 02, 2023 | Option Exercise | $41.61 | 4,658 | 193,819 | 108,412 | Mar 03, 2023, 05:47 PM |
Johnson Elizabeth S. | Chief Experience Officer | Mar 01, 2023 | Option Exercise | $41.76 | 2,114 | 88,281 | 113,070 | Mar 03, 2023, 05:47 PM |
GRIGGS MALCOLM D | Chief Risk Officer | Mar 02, 2023 | Option Exercise | $41.61 | 9,117 | 379,358 | 125,176 | Mar 03, 2023, 05:46 PM |
GRIGGS MALCOLM D | Chief Risk Officer | Mar 01, 2023 | Option Exercise | $41.76 | 3,458 | 144,406 | 134,293 | Mar 03, 2023, 05:46 PM |
Coughlin Brendan | Head of Consumer Banking | Mar 01, 2023 | Option Exercise | $41.76 | 2,434 | 101,644 | 108,687 | Mar 03, 2023, 05:46 PM |
Coughlin Brendan | Head of Consumer Banking | Mar 02, 2023 | Option Exercise | $41.61 | 4,791 | 199,354 | 103,896 | Mar 03, 2023, 05:46 PM |
Cummings Kevin | Director | Feb 10, 2023 | Option Exercise | $38.33 | 90,689 | 3,476,110 | 546,478 | Feb 13, 2023, 05:09 PM |
Cummings Kevin | Director | Feb 10, 2023 | Sale | $43.00 | 90,689 | 3,899,627 | 455,789 | Feb 13, 2023, 05:09 PM |
Cummings Kevin | Director | Feb 07, 2023 | Option Exercise | $38.33 | 81,151 | 3,110,518 | 536,940 | Feb 09, 2023, 05:27 PM |
Cummings Kevin | Director | Feb 07, 2023 | Sale | $44.40 | 81,151 | 3,603,105 | 455,789 | Feb 09, 2023, 05:27 PM |
Johnson Elizabeth S. | Chief Experience Officer | Jun 21, 2022 | Option Exercise | $35.04 | 9,473 | 331,934 | 89,990 | Jun 22, 2022, 06:12 PM |
Coughlin Brendan | Head of Consumer Banking | Jun 21, 2022 | Option Exercise | $35.04 | 6,315 | 221,278 | 65,067 | Jun 22, 2022, 06:11 PM |
Lillis Terrance | Director | Apr 26, 2022 | Buy | $41.31 | 1,000 | 41,310 | 2,000 | Apr 28, 2022, 06:34 PM |
VAN SAUN BRUCE | Chairman and CEO | Mar 02, 2022 | Option Exercise | $48.56 | 8,685 | 421,744 | 930,414 | Mar 03, 2022, 05:03 PM |
VAN SAUN BRUCE | Chairman and CEO | Mar 01, 2022 | Option Exercise | $52.42 | 53,853 | 2,822,974 | 939,099 | Mar 03, 2022, 05:03 PM |
LaMonica Susan | Chief Human Resources Officer | Mar 02, 2022 | Option Exercise | $48.56 | 2,505 | 121,643 | 145,936 | Mar 03, 2022, 05:02 PM |
LaMonica Susan | Chief Human Resources Officer | Mar 01, 2022 | Option Exercise | $52.42 | 7,940 | 416,215 | 148,441 | Mar 03, 2022, 05:02 PM |
Johnson Elizabeth S. | Chief Experience Officer | Mar 01, 2022 | Option Exercise | $52.42 | 3,155 | 165,385 | 100,628 | Mar 03, 2022, 05:02 PM |
Johnson Elizabeth S. | Chief Experience Officer | Mar 02, 2022 | Option Exercise | $48.56 | 1,165 | 56,572 | 99,463 | Mar 03, 2022, 05:02 PM |
Baker Mary Ellen | Head of Business Services | Mar 02, 2022 | Option Exercise | $48.56 | 865 | 42,004 | 42,637 | Mar 03, 2022, 05:01 PM |
Baker Mary Ellen | Head of Business Services | Mar 01, 2022 | Option Exercise | $52.42 | 2,936 | 153,905 | 43,502 | Mar 03, 2022, 05:01 PM |
Read Craig Jack | Controller | Mar 02, 2022 | Option Exercise | $48.56 | 524 | 25,445 | 24,502 | Mar 03, 2022, 05:01 PM |
Read Craig Jack | Controller | Mar 01, 2022 | Option Exercise | $52.42 | 1,443 | 75,642 | 25,026 | Mar 03, 2022, 05:01 PM |
Coughlin Brendan | Head of Consumer Banking | Mar 02, 2021 | Option Exercise | $44.30 | 793 | 35,130 | 58,943 | Mar 03, 2021, 05:28 PM |
Coughlin Brendan | Head of Consumer Banking | Mar 01, 2021 | Option Exercise | $43.44 | 2,983 | 129,582 | 59,736 | Mar 03, 2021, 05:28 PM |
GRIGGS MALCOLM D | Chief Risk Officer | Mar 02, 2021 | Option Exercise | $44.30 | 2,280 | 101,004 | 94,877 | Mar 03, 2021, 05:28 PM |
GRIGGS MALCOLM D | Chief Risk Officer | Mar 01, 2021 | Option Exercise | $43.44 | 7,547 | 327,842 | 97,157 | Mar 03, 2021, 05:28 PM |
Read Craig Jack | Controller | Mar 02, 2021 | Option Exercise | $44.30 | 524 | 23,213 | 20,674 | Mar 03, 2021, 05:27 PM |
Read Craig Jack | Controller | Mar 01, 2021 | Option Exercise | $43.44 | 986 | 42,832 | 21,198 | Mar 03, 2021, 05:27 PM |
Gannon Stephen T. | General Counsel | Mar 02, 2021 | Option Exercise | $44.30 | 1,897 | 84,037 | 120,706 | Mar 03, 2021, 05:27 PM |
Gannon Stephen T. | General Counsel | Mar 01, 2021 | Option Exercise | $43.44 | 6,567 | 285,270 | 122,603 | Mar 03, 2021, 05:27 PM |
LaMonica Susan | Chief Human Resources Officer | Mar 02, 2021 | Option Exercise | $44.30 | 2,502 | 110,839 | 134,811 | Mar 03, 2021, 05:26 PM |
LaMonica Susan | Chief Human Resources Officer | Mar 01, 2021 | Option Exercise | $43.44 | 8,980 | 390,091 | 137,313 | Mar 03, 2021, 05:26 PM |
Johnson Elizabeth S. | Chief Experience Officer | Mar 02, 2021 | Option Exercise | $44.30 | 771 | 34,155 | 88,811 | Mar 03, 2021, 05:26 PM |
Johnson Elizabeth S. | Chief Experience Officer | Mar 01, 2021 | Option Exercise | $43.44 | 2,889 | 125,498 | 89,582 | Mar 03, 2021, 05:26 PM |
MCCREE DONALD H III | Vice Chair, Commercial Banking | Mar 01, 2021 | Option Exercise | $43.44 | 26,090 | 1,133,350 | 70,191 | Mar 03, 2021, 05:25 PM |
MCCREE DONALD H III | Vice Chair, Commercial Banking | Mar 02, 2021 | Option Exercise | $44.30 | 3,234 | 143,266 | 66,957 | Mar 03, 2021, 05:25 PM |
Baker Mary Ellen | Head of Business Services | Mar 02, 2021 | Option Exercise | $44.30 | 866 | 38,364 | 33,671 | Mar 03, 2021, 05:24 PM |
Baker Mary Ellen | Head of Business Services | Mar 01, 2021 | Option Exercise | $43.44 | 3,349 | 145,481 | 34,537 | Mar 03, 2021, 05:24 PM |
Woods John F | Chief Financial Officer | Mar 02, 2021 | Option Exercise | $44.30 | 2,898 | 128,381 | 131,351 | Mar 03, 2021, 05:24 PM |
Woods John F | Chief Financial Officer | Mar 01, 2021 | Option Exercise | $43.44 | 20,952 | 910,155 | 134,249 | Mar 03, 2021, 05:24 PM |
VAN SAUN BRUCE | Chairman and CEO | Mar 01, 2021 | Option Exercise | $43.44 | 63,908 | 2,776,163 | 523,347 | Mar 03, 2021, 05:23 PM |
VAN SAUN BRUCE | Chairman and CEO | Mar 02, 2021 | Option Exercise | $44.30 | 8,679 | 384,480 | 514,668 | Mar 03, 2021, 05:23 PM |
Coughlin Brendan | Head of Consumer Banking | Dec 11, 2020 | Sale | $35.35 | 12,000 | 424,200 | 48,532 | Dec 14, 2020, 01:52 PM |
Coughlin Brendan | Head of Consumer Banking | Sep 18, 2020 | Option Exercise | $27.49 | 17,535 | 482,037 | 60,587 | Sep 21, 2020, 02:00 PM |
HANKOWSKY WILLIAM P | Director | May 07, 2020 | Buy | $21.25 | 165 | 3,506 | 51,508 | May 08, 2020, 04:55 PM |
KOCH CHARLES JOHN | Director | Apr 22, 2020 | Buy | $19.76 | 5,000 | 98,800 | 93,924 | Apr 23, 2020, 04:40 PM |
KOCH CHARLES JOHN | Director | Apr 21, 2020 | Buy | $19.47 | 20,000 | 389,400 | 88,924 | Apr 23, 2020, 04:40 PM |
HANKOWSKY WILLIAM P | Director | Apr 20, 2020 | Buy | $20.56 | 10,000 | 205,600 | 44,924 | Apr 22, 2020, 04:53 PM |
Coughlin Brendan | Head of Consumer Banking | Mar 13, 2020 | Sale | $22.21 | 4,500 | 99,945 | 77,348 | Mar 16, 2020, 03:54 PM |
Subramaniam Shivan S. | Director | Mar 11, 2020 | Buy | $24.62 | 2,000 | 49,240 | 2,000 | Mar 12, 2020, 04:38 PM |
Subramaniam Shivan S. | Director | Mar 11, 2020 | Buy | $24.62 | 2,000 | 49,240 | 2,000 | Mar 12, 2020, 04:38 PM |
Lillis Terrance | Director | Mar 10, 2020 | Buy | $24.46 | 1,000 | 24,460 | 5,652 | Mar 12, 2020, 04:37 PM |
HIGDON LEO I JR | Director | Mar 06, 2020 | Buy | $27.73 | 1,000 | 27,730 | 22,967 | Mar 09, 2020, 03:00 PM |
Subramaniam Shivan S. | Director | Mar 02, 2020 | Buy | $32.35 | 5,000 | 161,750 | 47,924 | Mar 03, 2020, 04:33 PM |
Baker Mary Ellen | Head of Business Services | Mar 01, 2020 | Option Exercise | $31.69 | 2,615 | 82,869 | 23,660 | Mar 03, 2020, 04:33 PM |
Read Craig Jack | Controller | Mar 01, 2020 | Option Exercise | $31.69 | 1,487 | 47,123 | 17,973 | Mar 03, 2020, 04:32 PM |
GRIGGS MALCOLM D | Chief Risk Officer | Mar 01, 2020 | Option Exercise | $31.69 | 10,110 | 320,386 | 82,674 | Mar 03, 2020, 04:32 PM |
Woods John F | Chief Financial Officer | Mar 01, 2020 | Option Exercise | $31.69 | 20,443 | 647,839 | 102,285 | Mar 03, 2020, 04:31 PM |
VAN SAUN BRUCE | Chairman and CEO | Mar 01, 2020 | Option Exercise | $31.69 | 84,286 | 2,671,023 | 791,927 | Mar 03, 2020, 04:31 PM |
Coughlin Brendan | Head of Consumer Banking | Mar 01, 2020 | Option Exercise | $31.69 | 2,957 | 93,707 | 81,848 | Mar 03, 2020, 04:30 PM |
LaMonica Susan | Chief Human Resources Officer | Mar 01, 2020 | Option Exercise | $31.69 | 11,985 | 379,805 | 122,014 | Mar 03, 2020, 04:30 PM |
Gannon Stephen T. | General Counsel | Mar 01, 2020 | Option Exercise | $31.69 | 9,737 | 308,566 | 99,626 | Mar 03, 2020, 12:00 AM |
Johnson Elizabeth S. | Chief Experience Officer | Mar 01, 2020 | Option Exercise | $31.69 | 3,835 | 121,531 | 77,444 | Mar 03, 2020, 12:00 AM |
MCCREE DONALD H III | Vice Chair, Commercial Banking | Mar 01, 2020 | Option Exercise | $31.69 | 33,805 | 1,071,280 | 182,238 | Mar 03, 2020, 12:00 AM |
KOCH CHARLES JOHN | Director | Aug 20, 2019 | Buy | $32.45 | 15,000 | 486,750 | 68,781 | Aug 22, 2019, 04:50 PM |
VAN SAUN BRUCE | Chairman and CEO | May 03, 2019 | Option Exercise | $36.25 | 76,893 | 2,787,371 | 697,945 | May 06, 2019, 12:22 PM |
Read Craig Jack | Controller (effective 8/11/18) | Mar 01, 2019 | Option Exercise | $36.94 | 1,718 | 63,463 | 13,571 | Mar 04, 2019, 03:14 PM |
VAN SAUN BRUCE | Chairman and CEO | Mar 01, 2019 | Option Exercise | $36.94 | 82,417 | 3,044,484 | 774,838 | Mar 04, 2019, 03:14 PM |
MCCREE DONALD H III | Vice Chair, Commercial Banking | Mar 01, 2019 | Option Exercise | $36.94 | 22,780 | 841,493 | 142,720 | Mar 04, 2019, 03:13 PM |
Woods John F | Chief Financial Officer | Mar 01, 2019 | Option Exercise | $36.94 | 21,156 | 781,503 | 103,971 | Mar 04, 2019, 03:13 PM |
Gannon Stephen T. | General Counsel | Mar 01, 2019 | Option Exercise | $36.94 | 15,233 | 562,707 | 79,898 | Mar 04, 2019, 03:12 PM |
GRIGGS MALCOLM D | Chief Risk Officer | Mar 01, 2019 | Option Exercise | $36.94 | 12,892 | 476,230 | 71,034 | Mar 04, 2019, 03:11 PM |
Conner Brad L. | Vice Chair, Consumer Banking | Mar 01, 2019 | Option Exercise | $36.94 | 21,399 | 790,479 | 165,507 | Mar 04, 2019, 03:11 PM |
Baker Mary Ellen | Head of Business Services | Mar 01, 2019 | Option Exercise | $36.94 | 816 | 30,143 | 14,132 | Mar 04, 2019, 03:10 PM |
Subramaniam Shivan S. | Director | Nov 21, 2018 | Buy | $35.32 | 3,000 | 105,960 | 38,963 | Nov 23, 2018, 04:23 PM |
KOCH CHARLES JOHN | Director | Oct 23, 2018 | Buy | $36.32 | 14,000 | 508,480 | 49,937 | Oct 25, 2018, 07:47 PM |
Black Randall J | Controller | Jun 05, 2018 | Sale | $41.49 | 792 | 32,860 | 34,258 | Jun 06, 2018, 09:35 PM |
Gannon Stephen T. | General Counsel | Mar 23, 2018 | Option Exercise | $42.95 | 5,214 | 223,941 | 57,228 | Mar 27, 2018, 04:41 PM |
GRIGGS MALCOLM D | Chief Risk Officer | Mar 23, 2018 | Option Exercise | $42.95 | 5,036 | 216,296 | 55,149 | Mar 27, 2018, 04:41 PM |
VAN SAUN BRUCE | Chairman and CEO | Mar 23, 2018 | Option Exercise | $42.95 | 20,536 | 882,021 | 597,474 | Mar 27, 2018, 04:40 PM |
Conner Brad L. | Vice Chair, Consumer Banking | Mar 23, 2018 | Option Exercise | $42.95 | 5,414 | 232,531 | 133,271 | Mar 27, 2018, 04:40 PM |
GRIGGS MALCOLM D | Chief Risk Officer | Mar 01, 2018 | Option Exercise | $43.49 | 3,420 | 148,736 | 60,185 | Mar 05, 2018, 05:04 PM |
Baker Mary Ellen | Head of Business Services | Mar 01, 2018 | Option Exercise | $43.49 | 240 | 10,438 | 7,813 | Mar 05, 2018, 05:03 PM |
MCCREE DONALD H III | Vice Chair, Commercial Banking | Mar 01, 2018 | Option Exercise | $43.49 | 3,291 | 143,126 | 113,628 | Mar 05, 2018, 05:03 PM |
Black Randall J | Controller | Mar 01, 2018 | Option Exercise | $43.49 | 345 | 15,004 | 35,050 | Mar 05, 2018, 05:02 PM |
Gannon Stephen T. | General Counsel | Mar 01, 2018 | Option Exercise | $43.49 | 2,727 | 118,597 | 62,442 | Mar 05, 2018, 05:02 PM |
Conner Brad L. | Vice Chair, Consumer Banking | Mar 01, 2018 | Option Exercise | $43.49 | 2,109 | 91,720 | 138,685 | Mar 05, 2018, 05:01 PM |
VAN SAUN BRUCE | Chairman and CEO | Mar 01, 2018 | Option Exercise | $43.49 | 11,265 | 489,915 | 618,010 | Mar 05, 2018, 05:01 PM |
Woods John F | Chief Financial Officer | Mar 01, 2018 | Option Exercise | $43.49 | 21,194 | 921,727 | 108,911 | Mar 05, 2018, 12:00 AM |
GRIGGS MALCOLM D | Chief Risk Officer | Jan 19, 2018 | Option Exercise | $45.76 | 867 | 39,674 | 53,509 | Jan 22, 2018, 05:22 PM |
Watson Wendy A. | Director | Dec 01, 2017 | Sale | $40.31 | 4,000 | 161,240 | 12,917 | Dec 05, 2017, 04:37 PM |
Conner Brad L. | Vice Chair, Consumer Banking | Mar 23, 2017 | Option Exercise | $34.43 | 839 | 28,887 | 130,351 | Mar 27, 2017, 04:42 PM |
VAN SAUN BRUCE | Chairman and CEO | Mar 23, 2017 | Option Exercise | $34.43 | 4,164 | 143,367 | 594,757 | Mar 27, 2017, 04:42 PM |
GRIGGS MALCOLM D | Chief Risk Officer | Mar 23, 2017 | Option Exercise | $34.43 | 5,324 | 183,305 | 56,306 | Mar 27, 2017, 04:42 PM |
Gannon Stephen T. | General Counsel | Mar 23, 2017 | Option Exercise | $34.43 | 672 | 23,137 | 54,790 | Mar 27, 2017, 04:41 PM |
Conner Brad L. | Vice Chair, Consumer Banking | Mar 07, 2017 | Option Exercise | $38.27 | 13,113 | 501,835 | 131,190 | Mar 08, 2017, 04:00 PM |
Fawcett John J. | CFO (through March 3, 2017) | Mar 07, 2017 | Option Exercise | $38.27 | 12,571 | 481,092 | 55,859 | Mar 08, 2017, 04:00 PM |
VAN SAUN BRUCE | Chairman and CEO | Mar 07, 2017 | Option Exercise | $38.27 | 57,678 | 2,207,337 | 598,921 | Mar 08, 2017, 04:00 PM |
MCCREE DONALD H III | Vice Chair, Commercial Banking | Mar 01, 2017 | Option Exercise | $37.37 | 979 | 36,585 | 102,332 | Mar 03, 2017, 04:35 PM |
GRIGGS MALCOLM D | Chief Risk Officer | Mar 01, 2017 | Option Exercise | $37.37 | 2,252 | 84,157 | 61,630 | Mar 03, 2017, 04:34 PM |
Gannon Stephen T. | General Counsel | Mar 01, 2017 | Option Exercise | $37.37 | 1,857 | 69,396 | 55,462 | Mar 03, 2017, 04:34 PM |
HIGDON LEO I JR | Director | Feb 28, 2017 | Buy | $37.37 | 14 | 523 | 11,821 | Mar 02, 2017, 06:42 PM |
HIGDON LEO I JR | Director | Feb 16, 2017 | Buy | $38.25 | 9 | 344 | 11,807 | Feb 21, 2017, 04:48 PM |
GRIGGS MALCOLM D | Chief Risk Officer | Jan 20, 2017 | Option Exercise | $34.73 | 1,775 | 61,646 | 54,032 | Jan 23, 2017, 04:45 PM |
Bowerman David J. | Vice Chair, Business Services | Oct 03, 2016 | Option Exercise | $24.60 | 17,812 | 438,175 | 108,920 | Oct 05, 2016, 04:12 PM |
VAN SAUN BRUCE | Chairman and CEO | Mar 23, 2016 | Option Exercise | $21.93 | 4,017 | 88,093 | 523,131 | Mar 24, 2016, 04:32 PM |
Shanik Nancy L. | Chief Risk Officer | Mar 23, 2016 | Option Exercise | $21.93 | 848 | 18,597 | 120,099 | Mar 24, 2016, 04:32 PM |
Bowerman David J. | Vice Chair, Business Services | Mar 23, 2016 | Option Exercise | $21.93 | 405 | 8,882 | 91,108 | Mar 24, 2016, 04:32 PM |
Conner Brad L. | Vice Chair, Consumer Banking | Mar 23, 2016 | Option Exercise | $21.93 | 834 | 18,290 | 126,784 | Mar 24, 2016, 04:31 PM |
Gannon Stephen T. | General Counsel | Mar 23, 2016 | Option Exercise | $21.93 | 672 | 14,737 | 35,744 | Mar 24, 2016, 04:31 PM |
Subramaniam Shivan S. | Director | Mar 08, 2016 | Buy | $20.91 | 5,000 | 104,550 | 25,545 | Mar 09, 2016, 11:39 AM |
Conner Brad L. | Vice Chair, Consumer Banking | Mar 08, 2016 | Option Exercise | $21.53 | 15,801 | 340,196 | 127,618 | Mar 09, 2016, 11:39 AM |
Conner Brad L. | Vice Chair, Consumer Banking | Mar 07, 2016 | Option Exercise | $21.93 | 15,580 | 341,669 | 143,419 | Mar 09, 2016, 11:39 AM |
Bowerman David J. | Vice Chair, Business Services | Mar 08, 2016 | Option Exercise | $21.53 | 7,692 | 165,609 | 91,513 | Mar 09, 2016, 11:39 AM |
Bowerman David J. | Vice Chair, Business Services | Mar 07, 2016 | Option Exercise | $21.93 | 6,326 | 138,729 | 99,205 | Mar 09, 2016, 11:39 AM |
VAN SAUN BRUCE | Chairman and CEO | Mar 08, 2016 | Option Exercise | $21.53 | 66,661 | 1,435,211 | 527,148 | Mar 09, 2016, 11:38 AM |
VAN SAUN BRUCE | Chairman and CEO | Mar 07, 2016 | Option Exercise | $21.93 | 56,278 | 1,234,177 | 593,809 | Mar 09, 2016, 11:38 AM |
Ohsberg Ronald S. | Controller | Mar 07, 2016 | Option Exercise | $21.93 | 614 | 13,465 | 11,347 | Mar 09, 2016, 11:38 AM |
Shanik Nancy L. | Chief Risk Officer | Mar 08, 2016 | Option Exercise | $21.53 | 12,256 | 263,872 | 120,947 | Mar 09, 2016, 11:38 AM |
Shanik Nancy L. | Chief Risk Officer | Mar 07, 2016 | Option Exercise | $21.93 | 15,546 | 340,924 | 133,203 | Mar 09, 2016, 11:38 AM |
Bowerman David J. | Vice Chair, Business Services | Feb 10, 2016 | Buy | $19.40 | 2,400 | 46,560 | 94,689 | Feb 10, 2016, 04:56 PM |
Conner Brad L. | Vice Chair, Consumer Banking | Dec 15, 2015 | Option Exercise | $25.72 | 2,718 | 69,907 | 148,336 | Dec 17, 2015, 04:33 PM |
Shanik Nancy L. | Chief Risk Officer | Dec 15, 2015 | Option Exercise | $25.72 | 1,446 | 37,191 | 134,101 | Dec 17, 2015, 04:33 PM |
Aboaf Eric W. | Chief Financial Officer | Dec 15, 2015 | Option Exercise | $25.72 | 2,316 | 59,568 | 73,815 | Dec 17, 2015, 04:33 PM |
Gannon Stephen T. | General Counsel | Dec 15, 2015 | Option Exercise | $25.72 | 306 | 7,870 | 19,256 | Dec 17, 2015, 04:33 PM |
VAN SAUN BRUCE | Chairman and CEO | Dec 15, 2015 | Option Exercise | $25.72 | 21,120 | 543,206 | 484,011 | Dec 17, 2015, 04:32 PM |
MCCREE DONALD H III | Vice Chair, Commercial Banking | Nov 12, 2015 | Buy | $25.83 | 80,000 | 2,066,400 | 80,000 | Nov 13, 2015, 05:11 PM |
Gillespie Robert Andrew Joseph | Director | Nov 03, 2015 | Option Exercise | $25.14 | 1,665 | 41,866 | 4,920 | Nov 05, 2015, 04:51 PM |
ROYAL BANK OF SCOTLAND GROUP PLC | 10% Owner | Nov 03, 2015 | Sale | $23.38 | 110,461,782 | 2,582,596,370 | 0 | Nov 04, 2015, 04:03 PM |
Subramaniam Shivan S. | Director | Oct 01, 2015 | Option Exercise | $23.86 | 604 | 14,411 | 20,545 | Oct 01, 2015, 04:50 PM |
Hanna Howard W. III | Director | Oct 01, 2015 | Option Exercise | $23.86 | 604 | 14,411 | 14,545 | Oct 01, 2015, 04:50 PM |
Casady Mark S | Director | Oct 01, 2015 | Option Exercise | $23.86 | 604 | 14,411 | 9,745 | Oct 01, 2015, 04:50 PM |
RYAN ARTHUR F | Director | Oct 01, 2015 | Option Exercise | $23.86 | 604 | 14,411 | 50,545 | Oct 01, 2015, 04:49 PM |
ZURAITIS MARITA | Director | Oct 01, 2015 | Option Exercise | $23.86 | 604 | 14,411 | 7,545 | Oct 01, 2015, 04:49 PM |
KOCH CHARLES JOHN | Director | Oct 01, 2015 | Option Exercise | $23.86 | 604 | 14,411 | 25,545 | Oct 01, 2015, 04:49 PM |
Cumming Christine M | Director | Oct 01, 2015 | Option Exercise | $23.86 | 2,416 | 57,646 | 2,416 | Oct 01, 2015, 04:49 PM |
DI IORIO ANTHONY M | Director | Oct 01, 2015 | Option Exercise | $23.86 | 604 | 14,411 | 18,045 | Oct 01, 2015, 04:48 PM |
Gillespie Robert Andrew Joseph | Director | Oct 01, 2015 | Option Exercise | $23.86 | 604 | 14,411 | 5,545 | Oct 01, 2015, 04:48 PM |
HANKOWSKY WILLIAM P | Director | Oct 01, 2015 | Option Exercise | $23.86 | 604 | 14,411 | 20,545 | Oct 01, 2015, 04:47 PM |
Watson Wendy A. | Director | Oct 01, 2015 | Option Exercise | $23.86 | 604 | 14,411 | 9,545 | Oct 01, 2015, 04:47 PM |
HIGDON LEO I JR | Director | Oct 01, 2015 | Option Exercise | $23.86 | 604 | 14,411 | 7,565 | Oct 01, 2015, 04:47 PM |
HIGDON LEO I JR | Director | Aug 25, 2015 | Buy | $23.48 | 500 | 11,740 | 6,961 | Aug 26, 2015, 07:19 PM |
ROYAL BANK OF SCOTLAND GROUP PLC | 10% Owner | Aug 03, 2015 | Sale | $25.69 | 98,900,000 | 2,540,741,053 | 120,077,166 | Aug 04, 2015, 02:33 PM |
ROYAL BANK OF SCOTLAND GROUP PLC | 10% Owner | Aug 03, 2015 | Sale | $26.00 | 9,615,384 | 249,999,984 | 110,461,782 | Aug 04, 2015, 02:31 PM |
VAN SAUN BRUCE | Chairman and CEO | Jun 23, 2015 | Option Exercise | $28.27 | 20,701 | 585,217 | 464,385 | Jun 25, 2015, 03:54 PM |
Rubino Robert C. | Interm Co-head of Commercial | Jun 23, 2015 | Option Exercise | $28.27 | 865 | 24,454 | 72,589 | Jun 25, 2015, 03:54 PM |
Woods Stephen R. | Jun 23, 2015 | Option Exercise | $28.27 | 402 | 11,365 | 66,029 | Jun 25, 2015, 03:54 PM | |
Shanik Nancy L. | Chief Risk Officer | Jun 23, 2015 | Option Exercise | $28.27 | 1,417 | 40,059 | 132,534 | Jun 25, 2015, 03:53 PM |
Gannon Stephen T. | General Counsel | Jun 23, 2015 | Option Exercise | $28.27 | 300 | 8,481 | 18,007 | Jun 25, 2015, 03:53 PM |
Conner Brad L. | Vice Chair, Consumer Banking | Jun 23, 2015 | Option Exercise | $28.27 | 2,684 | 75,877 | 144,753 | Jun 25, 2015, 03:53 PM |
Aboaf Eric W. | Chief Financial Officer | Jun 23, 2015 | Option Exercise | $28.27 | 972 | 27,478 | 70,515 | Jun 25, 2015, 03:52 PM |
HIGDON LEO I JR | Director | Apr 28, 2015 | Buy | $25.73 | 1,020 | 26,245 | 3,603 | Apr 30, 2015, 08:33 PM |
Woods Stephen R. | Interim Co-head of Commerical | Apr 28, 2015 | Sale | $25.73 | 11,000 | 283,046 | 71,092 | Apr 30, 2015, 08:33 PM |
ROYAL BANK OF SCOTLAND GROUP PLC | 10% Owner | Apr 07, 2015 | Sale | $23.87 | 10,473,397 | 249,999,995 | 218,977,166 | Apr 08, 2015, 12:42 PM |
ROYAL BANK OF SCOTLAND GROUP PLC | 10% Owner | Mar 30, 2015 | Sale | $23.47 | 155,250,000 | 3,643,717,393 | 229,450,563 | Mar 31, 2015, 10:26 AM |
Gannon Stephen T. | General Counsel | Mar 23, 2015 | Option Exercise | $24.80 | 3,028 | 75,094 | 17,032 | Mar 25, 2015, 12:28 PM |
Rubino Robert C. | Interm Co-head of Commercial | Mar 23, 2015 | Option Exercise | $24.80 | 2,949 | 73,135 | 71,620 | Mar 25, 2015, 12:28 PM |
Bowerman David J. | Vice Chair, Business Services | Mar 23, 2015 | Option Exercise | $24.80 | 1,821 | 45,161 | 92,289 | Mar 25, 2015, 12:28 PM |
Conner Brad L. | Vice Chair, Consumer Banking | Mar 23, 2015 | Option Exercise | $24.80 | 2,609 | 64,703 | 141,509 | Mar 25, 2015, 12:28 PM |
Fawcett John J. | Chief Financial Officer | Mar 23, 2015 | Option Exercise | $24.80 | 4,029 | 99,919 | 142,074 | Mar 25, 2015, 12:27 PM |
VAN SAUN BRUCE | Chairman and CEO | Mar 23, 2015 | Option Exercise | $24.80 | 8,328 | 206,534 | 445,164 | Mar 25, 2015, 12:27 PM |
Shanik Nancy L. | Chief Risk Officer | Mar 23, 2015 | Option Exercise | $24.80 | 3,535 | 87,668 | 130,998 | Mar 25, 2015, 12:26 PM |
Woods Stephen R. | Interim Co-head of Commerical | Mar 23, 2015 | Option Exercise | $24.80 | 2,373 | 58,850 | 76,580 | Mar 25, 2015, 12:26 PM |
Bowerman David J. | Vice Chair, Business Services | Mar 09, 2015 | Option Exercise | $25.50 | 11,245 | 286,748 | 85,008 | Mar 11, 2015, 09:12 AM |
VAN SAUN BRUCE | Chairman and CEO | Mar 09, 2015 | Option Exercise | $25.50 | 109,515 | 2,792,633 | 413,342 | Mar 11, 2015, 09:12 AM |
Conner Brad L. | Vice Chair, Consumer Banking | Mar 09, 2015 | Option Exercise | $25.50 | 16,273 | 414,962 | 131,080 | Mar 11, 2015, 09:11 AM |
Shanik Nancy L. | Chief Risk Officer | Mar 09, 2015 | Option Exercise | $25.50 | 18,480 | 471,240 | 121,282 | Mar 11, 2015, 09:11 AM |
Fawcett John J. | Chief Financial Officer | Mar 09, 2015 | Option Exercise | $25.50 | 23,896 | 609,348 | 122,918 | Mar 11, 2015, 09:11 AM |
Ohsberg Ronald S. | Controller | Mar 09, 2015 | Option Exercise | $25.50 | 1,256 | 32,028 | 7,580 | Mar 11, 2015, 09:11 AM |
Woods Stephen R. | Interim Co-head of Commerical | Mar 09, 2015 | Option Exercise | $25.50 | 7,607 | 193,979 | 66,785 | Mar 11, 2015, 09:10 AM |
Rubino Robert C. | Interm Co-head of Commercial | Mar 09, 2015 | Option Exercise | $25.50 | 7,795 | 198,773 | 59,449 | Mar 11, 2015, 09:10 AM |
Conner Brad L. | Vice Chair, Consumer Banking | Dec 09, 2014 | Option Exercise | $25.04 | 5,917 | 148,162 | 90,677 | Dec 10, 2014, 04:29 PM |
VAN SAUN BRUCE | Chairman and CEO | Dec 09, 2014 | Option Exercise | $25.04 | 53,352 | 1,335,934 | 362,497 | Dec 10, 2014, 04:29 PM |
Matthews Robert D. Jr. | Vice Chair, Commercial Banking | Dec 09, 2014 | Option Exercise | $25.04 | 9,294 | 232,722 | 108,324 | Dec 10, 2014, 04:28 PM |
Gannon Stephen T. | General Counsel | Dec 09, 2014 | Option Exercise | $25.04 | 261 | 6,535 | 4,537 | Dec 10, 2014, 04:28 PM |
Fawcett John J. | Chief Financial Officer | Dec 09, 2014 | Option Exercise | $25.04 | 573 | 14,348 | 84,806 | Dec 10, 2014, 04:28 PM |
Shanik Nancy L. | Chief Risk Officer | Dec 09, 2014 | Option Exercise | $25.04 | 3,166 | 79,277 | 90,779 | Dec 10, 2014, 04:28 PM |
ROYAL BANK OF SCOTLAND GROUP PLC | 10% Owner | Oct 08, 2014 | Sale | $23.36 | 14,297,761 | 333,995,706 | 384,700,563 | Oct 10, 2014, 04:54 PM |
ROYAL BANK OF SCOTLAND GROUP PLC | 10% Owner | Sep 29, 2014 | Sale | $21.09 | 161,000,000 | 3,395,490,025 | 398,998,324 | Sep 30, 2014, 05:54 PM |
HANKOWSKY WILLIAM P | Director | Sep 29, 2014 | Buy | $21.50 | 15,000 | 322,500 | 17,083 | Sep 30, 2014, 03:54 PM |
KOCH CHARLES JOHN | Director | Sep 29, 2014 | Buy | $21.50 | 20,000 | 430,000 | 22,083 | Sep 30, 2014, 03:54 PM |
Subramaniam Shivan S. | Director | Sep 29, 2014 | Buy | $21.50 | 15,000 | 322,500 | 17,083 | Sep 30, 2014, 03:54 PM |
Watson Wendy A. | Director | Sep 29, 2014 | Buy | $21.50 | 4,000 | 86,000 | 6,083 | Sep 30, 2014, 03:54 PM |
HIGDON LEO I JR | Director | Sep 29, 2014 | Buy | $21.50 | 500 | 10,750 | 2,583 | Sep 30, 2014, 03:53 PM |
Shanik Nancy L. | Chief Risk Officer | Sep 29, 2014 | Buy | $21.50 | 4,000 | 86,000 | 87,344 | Sep 30, 2014, 03:53 PM |
DI IORIO ANTHONY M | Director | Sep 29, 2014 | Buy | $21.50 | 12,500 | 268,750 | 14,583 | Sep 30, 2014, 03:53 PM |
Bowerman David J. | Vice Chair, Business Services | Sep 29, 2014 | Buy | $21.50 | 5,000 | 107,500 | 49,444 | Sep 30, 2014, 03:52 PM |
ZURAITIS MARITA | Director | Sep 29, 2014 | Buy | $21.50 | 2,000 | 43,000 | 4,083 | Sep 30, 2014, 03:52 PM |
Casady Mark S | Director | Sep 29, 2014 | Buy | $21.50 | 4,200 | 90,300 | 6,283 | Sep 30, 2014, 03:52 PM |
Ohsberg Ronald S. | Controller | Sep 29, 2014 | Buy | $21.50 | 1,500 | 32,250 | 5,943 | Sep 30, 2014, 03:52 PM |
VAN SAUN BRUCE | Chairman and CEO | Sep 29, 2014 | Buy | $21.50 | 45,000 | 967,500 | 312,962 | Sep 30, 2014, 03:51 PM |
Gannon Stephen T. | General Counsel | Sep 29, 2014 | Buy | $21.50 | 4,000 | 86,000 | 4,000 | Sep 30, 2014, 03:51 PM |
RYAN ARTHUR F | Director | Sep 29, 2014 | Buy | $21.50 | 45,000 | 967,500 | 47,083 | Sep 30, 2014, 03:51 PM |
Fawcett John J. | Chief Financial Officer | Sep 29, 2014 | Buy | $21.50 | 4,000 | 86,000 | 84,354 | Sep 30, 2014, 03:50 PM |
Conner Brad L. | Vice Chair, Consumer Banking | Sep 29, 2014 | Buy | $21.50 | 4,000 | 86,000 | 84,089 | Sep 30, 2014, 03:50 PM |
Matthews Robert D. Jr. | Vice Chair, Commercial Banking | Sep 29, 2014 | Buy | $21.50 | 4,000 | 86,000 | 98,144 | Sep 30, 2014, 03:49 PM |
Hanna Howard W. III | Director | Sep 29, 2014 | Buy | $21.50 | 9,000 | 193,500 | 11,083 | Sep 30, 2014, 03:49 PM |
Owner | Relationship | Date | Value($) |
Lillis Terrance | Director | 05/17/2023 | 26,390 |
MCCREE DONALD H III | Vice Chair, Commercial Banking | 05/13/2023 | 287,854 |
Coughlin Brendan | Head of Consumer Banking | 05/13/2023 | 43,747 |
GRIGGS MALCOLM D | Chief Risk Officer | 05/13/2023 | 76,706 |
Johnson Elizabeth S. | Chief Experience Officer | 05/13/2023 | 43,747 |
LaMonica Susan | Chief Human Resources Officer | 05/13/2023 | 85,138 |
Woods John F | Chief Financial Officer | 05/13/2023 | 261,293 |
VAN SAUN BRUCE | Chairman and CEO | 05/13/2023 | 719,572 |
Read Craig Jack | Controller | 05/13/2023 | 12,822 |
Ruttledge Michael | Chief Information Officer | 05/13/2023 | 25,569 |
Subramaniam Shivan S. | Director | 04/21/2023 | 95,007 |
Woods John F | Chief Financial Officer | 03/01/2023 | 214,688 |
Woods John F | Chief Financial Officer | 03/02/2023 | 1,024,854 |
VAN SAUN BRUCE | Chairman and CEO | 03/02/2023 | 3,077,143 |
VAN SAUN BRUCE | Chairman and CEO | 03/01/2023 | 659,140 |
Ruttledge Michael | Chief Information Officer | 03/02/2023 | 249,202 |
Ruttledge Michael | Chief Information Officer | 03/01/2023 | 87,905 |
Read Craig Jack | Controller | 03/02/2023 | 65,411 |
Read Craig Jack | Controller | 03/01/2023 | 30,610 |
MCCREE DONALD H III | Vice Chair, Commercial Banking | 03/01/2023 | 245,424 |
MCCREE DONALD H III | Vice Chair, Commercial Banking | 03/02/2023 | 1,192,168 |
LaMonica Susan | Chief Human Resources Officer | 03/02/2023 | 417,515 |
LaMonica Susan | Chief Human Resources Officer | 03/01/2023 | 139,520 |
Klane Polly N. | General Counsel | 03/01/2023 | 104,943 |
Johnson Elizabeth S. | Chief Experience Officer | 03/02/2023 | 193,819 |
Johnson Elizabeth S. | Chief Experience Officer | 03/01/2023 | 88,281 |
GRIGGS MALCOLM D | Chief Risk Officer | 03/02/2023 | 379,358 |
GRIGGS MALCOLM D | Chief Risk Officer | 03/01/2023 | 144,406 |
Coughlin Brendan | Head of Consumer Banking | 03/01/2023 | 101,644 |
Coughlin Brendan | Head of Consumer Banking | 03/02/2023 | 199,354 |
Cummings Kevin | Director | 02/10/2023 | 3,476,110 |
Cummings Kevin | Director | 02/10/2023 | 3,899,627 |
Cummings Kevin | Director | 02/07/2023 | 3,110,518 |
Cummings Kevin | Director | 02/07/2023 | 3,603,105 |
Johnson Elizabeth S. | Chief Experience Officer | 06/21/2022 | 331,934 |
Coughlin Brendan | Head of Consumer Banking | 06/21/2022 | 221,278 |
Lillis Terrance | Director | 04/26/2022 | 41,310 |
VAN SAUN BRUCE | Chairman and CEO | 03/02/2022 | 421,744 |
VAN SAUN BRUCE | Chairman and CEO | 03/01/2022 | 2,822,974 |
LaMonica Susan | Chief Human Resources Officer | 03/02/2022 | 121,643 |
LaMonica Susan | Chief Human Resources Officer | 03/01/2022 | 416,215 |
Johnson Elizabeth S. | Chief Experience Officer | 03/01/2022 | 165,385 |
Johnson Elizabeth S. | Chief Experience Officer | 03/02/2022 | 56,572 |
Baker Mary Ellen | Head of Business Services | 03/02/2022 | 42,004 |
Baker Mary Ellen | Head of Business Services | 03/01/2022 | 153,905 |
Read Craig Jack | Controller | 03/02/2022 | 25,445 |
Read Craig Jack | Controller | 03/01/2022 | 75,642 |
Coughlin Brendan | Head of Consumer Banking | 03/02/2021 | 35,130 |
Coughlin Brendan | Head of Consumer Banking | 03/01/2021 | 129,582 |
GRIGGS MALCOLM D | Chief Risk Officer | 03/02/2021 | 101,004 |
GRIGGS MALCOLM D | Chief Risk Officer | 03/01/2021 | 327,842 |
Read Craig Jack | Controller | 03/02/2021 | 23,213 |
Read Craig Jack | Controller | 03/01/2021 | 42,832 |
Gannon Stephen T. | General Counsel | 03/02/2021 | 84,037 |
Gannon Stephen T. | General Counsel | 03/01/2021 | 285,270 |
LaMonica Susan | Chief Human Resources Officer | 03/02/2021 | 110,839 |
LaMonica Susan | Chief Human Resources Officer | 03/01/2021 | 390,091 |
Johnson Elizabeth S. | Chief Experience Officer | 03/02/2021 | 34,155 |
Johnson Elizabeth S. | Chief Experience Officer | 03/01/2021 | 125,498 |
MCCREE DONALD H III | Vice Chair, Commercial Banking | 03/01/2021 | 1,133,350 |
MCCREE DONALD H III | Vice Chair, Commercial Banking | 03/02/2021 | 143,266 |
Baker Mary Ellen | Head of Business Services | 03/02/2021 | 38,364 |
Baker Mary Ellen | Head of Business Services | 03/01/2021 | 145,481 |
Woods John F | Chief Financial Officer | 03/02/2021 | 128,381 |
Woods John F | Chief Financial Officer | 03/01/2021 | 910,155 |
VAN SAUN BRUCE | Chairman and CEO | 03/01/2021 | 2,776,163 |
VAN SAUN BRUCE | Chairman and CEO | 03/02/2021 | 384,480 |
Coughlin Brendan | Head of Consumer Banking | 12/11/2020 | 424,200 |
Coughlin Brendan | Head of Consumer Banking | 09/18/2020 | 482,037 |
HANKOWSKY WILLIAM P | Director | 05/07/2020 | 3,506 |
KOCH CHARLES JOHN | Director | 04/22/2020 | 98,800 |
KOCH CHARLES JOHN | Director | 04/21/2020 | 389,400 |
HANKOWSKY WILLIAM P | Director | 04/20/2020 | 205,600 |
Coughlin Brendan | Head of Consumer Banking | 03/13/2020 | 99,945 |
Subramaniam Shivan S. | Director | 03/11/2020 | 49,240 |
Subramaniam Shivan S. | Director | 03/11/2020 | 49,240 |
Lillis Terrance | Director | 03/10/2020 | 24,460 |
HIGDON LEO I JR | Director | 03/06/2020 | 27,730 |
Subramaniam Shivan S. | Director | 03/02/2020 | 161,750 |
Baker Mary Ellen | Head of Business Services | 03/01/2020 | 82,869 |
Read Craig Jack | Controller | 03/01/2020 | 47,123 |
GRIGGS MALCOLM D | Chief Risk Officer | 03/01/2020 | 320,386 |
Woods John F | Chief Financial Officer | 03/01/2020 | 647,839 |
VAN SAUN BRUCE | Chairman and CEO | 03/01/2020 | 2,671,023 |
Coughlin Brendan | Head of Consumer Banking | 03/01/2020 | 93,707 |
LaMonica Susan | Chief Human Resources Officer | 03/01/2020 | 379,805 |
Gannon Stephen T. | General Counsel | 03/01/2020 | 308,566 |
Johnson Elizabeth S. | Chief Experience Officer | 03/01/2020 | 121,531 |
MCCREE DONALD H III | Vice Chair, Commercial Banking | 03/01/2020 | 1,071,280 |
KOCH CHARLES JOHN | Director | 08/20/2019 | 486,750 |
VAN SAUN BRUCE | Chairman and CEO | 05/03/2019 | 2,787,371 |
Read Craig Jack | Controller (effective 8/11/18) | 03/01/2019 | 63,463 |
VAN SAUN BRUCE | Chairman and CEO | 03/01/2019 | 3,044,484 |
MCCREE DONALD H III | Vice Chair, Commercial Banking | 03/01/2019 | 841,493 |
Woods John F | Chief Financial Officer | 03/01/2019 | 781,503 |
Gannon Stephen T. | General Counsel | 03/01/2019 | 562,707 |
GRIGGS MALCOLM D | Chief Risk Officer | 03/01/2019 | 476,230 |
Conner Brad L. | Vice Chair, Consumer Banking | 03/01/2019 | 790,479 |
Baker Mary Ellen | Head of Business Services | 03/01/2019 | 30,143 |
Subramaniam Shivan S. | Director | 11/21/2018 | 105,960 |
KOCH CHARLES JOHN | Director | 10/23/2018 | 508,480 |
Black Randall J | Controller | 06/05/2018 | 32,860 |
Gannon Stephen T. | General Counsel | 03/23/2018 | 223,941 |
GRIGGS MALCOLM D | Chief Risk Officer | 03/23/2018 | 216,296 |
VAN SAUN BRUCE | Chairman and CEO | 03/23/2018 | 882,021 |
Conner Brad L. | Vice Chair, Consumer Banking | 03/23/2018 | 232,531 |
GRIGGS MALCOLM D | Chief Risk Officer | 03/01/2018 | 148,736 |
Baker Mary Ellen | Head of Business Services | 03/01/2018 | 10,438 |
MCCREE DONALD H III | Vice Chair, Commercial Banking | 03/01/2018 | 143,126 |
Black Randall J | Controller | 03/01/2018 | 15,004 |
Gannon Stephen T. | General Counsel | 03/01/2018 | 118,597 |
Conner Brad L. | Vice Chair, Consumer Banking | 03/01/2018 | 91,720 |
VAN SAUN BRUCE | Chairman and CEO | 03/01/2018 | 489,915 |
Woods John F | Chief Financial Officer | 03/01/2018 | 921,727 |
GRIGGS MALCOLM D | Chief Risk Officer | 01/19/2018 | 39,674 |
Watson Wendy A. | Director | 12/01/2017 | 161,240 |
Conner Brad L. | Vice Chair, Consumer Banking | 03/23/2017 | 28,887 |
VAN SAUN BRUCE | Chairman and CEO | 03/23/2017 | 143,367 |
GRIGGS MALCOLM D | Chief Risk Officer | 03/23/2017 | 183,305 |
Gannon Stephen T. | General Counsel | 03/23/2017 | 23,137 |
Conner Brad L. | Vice Chair, Consumer Banking | 03/07/2017 | 501,835 |
Fawcett John J. | CFO (through March 3, 2017) | 03/07/2017 | 481,092 |
VAN SAUN BRUCE | Chairman and CEO | 03/07/2017 | 2,207,337 |
MCCREE DONALD H III | Vice Chair, Commercial Banking | 03/01/2017 | 36,585 |
GRIGGS MALCOLM D | Chief Risk Officer | 03/01/2017 | 84,157 |
Gannon Stephen T. | General Counsel | 03/01/2017 | 69,396 |
HIGDON LEO I JR | Director | 02/28/2017 | 523 |
HIGDON LEO I JR | Director | 02/16/2017 | 344 |
GRIGGS MALCOLM D | Chief Risk Officer | 01/20/2017 | 61,646 |
Bowerman David J. | Vice Chair, Business Services | 10/03/2016 | 438,175 |
VAN SAUN BRUCE | Chairman and CEO | 03/23/2016 | 88,093 |
Shanik Nancy L. | Chief Risk Officer | 03/23/2016 | 18,597 |
Bowerman David J. | Vice Chair, Business Services | 03/23/2016 | 8,882 |
Conner Brad L. | Vice Chair, Consumer Banking | 03/23/2016 | 18,290 |
Gannon Stephen T. | General Counsel | 03/23/2016 | 14,737 |
Subramaniam Shivan S. | Director | 03/08/2016 | 104,550 |
Conner Brad L. | Vice Chair, Consumer Banking | 03/08/2016 | 340,196 |
Conner Brad L. | Vice Chair, Consumer Banking | 03/07/2016 | 341,669 |
Bowerman David J. | Vice Chair, Business Services | 03/08/2016 | 165,609 |
Bowerman David J. | Vice Chair, Business Services | 03/07/2016 | 138,729 |
VAN SAUN BRUCE | Chairman and CEO | 03/08/2016 | 1,435,211 |
VAN SAUN BRUCE | Chairman and CEO | 03/07/2016 | 1,234,177 |
Ohsberg Ronald S. | Controller | 03/07/2016 | 13,465 |
Shanik Nancy L. | Chief Risk Officer | 03/08/2016 | 263,872 |
Shanik Nancy L. | Chief Risk Officer | 03/07/2016 | 340,924 |
Bowerman David J. | Vice Chair, Business Services | 02/10/2016 | 46,560 |
Conner Brad L. | Vice Chair, Consumer Banking | 12/15/2015 | 69,907 |
Shanik Nancy L. | Chief Risk Officer | 12/15/2015 | 37,191 |
Aboaf Eric W. | Chief Financial Officer | 12/15/2015 | 59,568 |
Gannon Stephen T. | General Counsel | 12/15/2015 | 7,870 |
VAN SAUN BRUCE | Chairman and CEO | 12/15/2015 | 543,206 |
MCCREE DONALD H III | Vice Chair, Commercial Banking | 11/12/2015 | 2,066,400 |
Gillespie Robert Andrew Joseph | Director | 11/03/2015 | 41,866 |
ROYAL BANK OF SCOTLAND GROUP PLC | 10% Owner | 11/03/2015 | 2,582,596,370 |
Subramaniam Shivan S. | Director | 10/01/2015 | 14,411 |
Hanna Howard W. III | Director | 10/01/2015 | 14,411 |
Casady Mark S | Director | 10/01/2015 | 14,411 |
RYAN ARTHUR F | Director | 10/01/2015 | 14,411 |
ZURAITIS MARITA | Director | 10/01/2015 | 14,411 |
KOCH CHARLES JOHN | Director | 10/01/2015 | 14,411 |
Cumming Christine M | Director | 10/01/2015 | 57,646 |
DI IORIO ANTHONY M | Director | 10/01/2015 | 14,411 |
Gillespie Robert Andrew Joseph | Director | 10/01/2015 | 14,411 |
HANKOWSKY WILLIAM P | Director | 10/01/2015 | 14,411 |
Watson Wendy A. | Director | 10/01/2015 | 14,411 |
HIGDON LEO I JR | Director | 10/01/2015 | 14,411 |
HIGDON LEO I JR | Director | 08/25/2015 | 11,740 |
ROYAL BANK OF SCOTLAND GROUP PLC | 10% Owner | 08/03/2015 | 2,540,741,053 |
ROYAL BANK OF SCOTLAND GROUP PLC | 10% Owner | 08/03/2015 | 249,999,984 |
VAN SAUN BRUCE | Chairman and CEO | 06/23/2015 | 585,217 |
Rubino Robert C. | Interm Co-head of Commercial | 06/23/2015 | 24,454 |
Woods Stephen R. | 06/23/2015 | 11,365 | |
Shanik Nancy L. | Chief Risk Officer | 06/23/2015 | 40,059 |
Gannon Stephen T. | General Counsel | 06/23/2015 | 8,481 |
Conner Brad L. | Vice Chair, Consumer Banking | 06/23/2015 | 75,877 |
Aboaf Eric W. | Chief Financial Officer | 06/23/2015 | 27,478 |
HIGDON LEO I JR | Director | 04/28/2015 | 26,245 |
Woods Stephen R. | Interim Co-head of Commerical | 04/28/2015 | 283,046 |
ROYAL BANK OF SCOTLAND GROUP PLC | 10% Owner | 04/07/2015 | 249,999,995 |
ROYAL BANK OF SCOTLAND GROUP PLC | 10% Owner | 03/30/2015 | 3,643,717,393 |
Gannon Stephen T. | General Counsel | 03/23/2015 | 75,094 |
Rubino Robert C. | Interm Co-head of Commercial | 03/23/2015 | 73,135 |
Bowerman David J. | Vice Chair, Business Services | 03/23/2015 | 45,161 |
Conner Brad L. | Vice Chair, Consumer Banking | 03/23/2015 | 64,703 |
Fawcett John J. | Chief Financial Officer | 03/23/2015 | 99,919 |
VAN SAUN BRUCE | Chairman and CEO | 03/23/2015 | 206,534 |
Shanik Nancy L. | Chief Risk Officer | 03/23/2015 | 87,668 |
Woods Stephen R. | Interim Co-head of Commerical | 03/23/2015 | 58,850 |
Bowerman David J. | Vice Chair, Business Services | 03/09/2015 | 286,748 |
VAN SAUN BRUCE | Chairman and CEO | 03/09/2015 | 2,792,633 |
Conner Brad L. | Vice Chair, Consumer Banking | 03/09/2015 | 414,962 |
Shanik Nancy L. | Chief Risk Officer | 03/09/2015 | 471,240 |
Fawcett John J. | Chief Financial Officer | 03/09/2015 | 609,348 |
Ohsberg Ronald S. | Controller | 03/09/2015 | 32,028 |
Woods Stephen R. | Interim Co-head of Commerical | 03/09/2015 | 193,979 |
Rubino Robert C. | Interm Co-head of Commercial | 03/09/2015 | 198,773 |
Conner Brad L. | Vice Chair, Consumer Banking | 12/09/2014 | 148,162 |
VAN SAUN BRUCE | Chairman and CEO | 12/09/2014 | 1,335,934 |
Matthews Robert D. Jr. | Vice Chair, Commercial Banking | 12/09/2014 | 232,722 |
Gannon Stephen T. | General Counsel | 12/09/2014 | 6,535 |
Fawcett John J. | Chief Financial Officer | 12/09/2014 | 14,348 |
Shanik Nancy L. | Chief Risk Officer | 12/09/2014 | 79,277 |
ROYAL BANK OF SCOTLAND GROUP PLC | 10% Owner | 10/08/2014 | 333,995,706 |
ROYAL BANK OF SCOTLAND GROUP PLC | 10% Owner | 09/29/2014 | 3,395,490,025 |
HANKOWSKY WILLIAM P | Director | 09/29/2014 | 322,500 |
KOCH CHARLES JOHN | Director | 09/29/2014 | 430,000 |
Subramaniam Shivan S. | Director | 09/29/2014 | 322,500 |
Watson Wendy A. | Director | 09/29/2014 | 86,000 |
HIGDON LEO I JR | Director | 09/29/2014 | 10,750 |
Shanik Nancy L. | Chief Risk Officer | 09/29/2014 | 86,000 |
DI IORIO ANTHONY M | Director | 09/29/2014 | 268,750 |
Bowerman David J. | Vice Chair, Business Services | 09/29/2014 | 107,500 |
ZURAITIS MARITA | Director | 09/29/2014 | 43,000 |
Casady Mark S | Director | 09/29/2014 | 90,300 |
Ohsberg Ronald S. | Controller | 09/29/2014 | 32,250 |
VAN SAUN BRUCE | Chairman and CEO | 09/29/2014 | 967,500 |
Gannon Stephen T. | General Counsel | 09/29/2014 | 86,000 |
RYAN ARTHUR F | Director | 09/29/2014 | 967,500 |
Fawcett John J. | Chief Financial Officer | 09/29/2014 | 86,000 |
Conner Brad L. | Vice Chair, Consumer Banking | 09/29/2014 | 86,000 |
Matthews Robert D. Jr. | Vice Chair, Commercial Banking | 09/29/2014 | 86,000 |
Hanna Howard W. III | Director | 09/29/2014 | 193,500 |
Fund | # Shares Owned | % of Portfolio | % Change | Investing Style |
---|---|---|---|---|
BLACKROCK INC. | 57,592,192 | 0.05% | 4.61% | Other |
GEODE CAPITAL MANAGEMENT, LLC | 10,218,788 | 0.04% | 1.43% | Other |
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 10,118,752 | 1.18% | 17.74% | Value |
CAPITAL WORLD INVESTORS | 6,218,885 | 0.04% | -28.31% | Growth At A Reasonable Price |
FULLER & THALER ASSET MANAGEMENT, INC. | 7,317,740 | 1.28% | 56.45% | Other |
HOLOCENE ADVISORS, LP | 2,206,576 | 0.33% | 58.76% | Growth At A Reasonable Price |
BALYASNY ASSET MANAGEMENT L.P. | 702,500 (Put) | 0.05% | New | Event Driven |
ADAGE CAPITAL PARTNERS GP, L.L.C. | 657,572 | 0.06% | Exited | Other |
AQR CAPITAL MANAGEMENT LLC | 230,060 | 0.02% | -49.98% | Other |
OLSTEIN CAPITAL MANAGEMENT, L.P. | 318,477 | 1.52% | 41.55% | Value |
TUDOR INVESTMENT CORP ET AL | 229,628 | 0.11% | New | Event Driven, Other |
BRIDGEWATER ASSOCIATES, LP | 174,289 | 0.04% | Exited | Other |
EJF CAPITAL LLC | 140,514 | 1.58% | New | Other |
BALYASNY ASSET MANAGEMENT L.P. | 51,244 | 0.0039% | -55.89% | Event Driven |
CANDRIAM S.C.A. | 86,687 | 0.02% | -0.09% | Other |
HBK INVESTMENTS L P | 66,500 (Call) | 0.01% | New | Event Driven |
D. E. SHAW & CO., INC. | 52,300 (Put) | 0.0017% | -0.95% | Other |
MAGNETAR FINANCIAL LLC | 27,684 | 0.02% | New | Event Driven, Other |
INFRASTRUCTURE CAPITAL ADVISORS, LLC | 21,043 | 0.07% | 198.23% | Other |
GOTHAM ASSET MANAGEMENT, LLC | 18,622 | 0.01% | 49.33% | Other |
TUDOR INVESTMENT CORP ET AL | 15,000 (Call) | 0.01% | Exited | Event Driven, Other |
TUDOR INVESTMENT CORP ET AL | 9,400 (Put) | 0.00441% | 59.32% | Event Driven, Other |
ALPS ADVISORS INC | 9,150 | 0.00246% | New | Other |
DUPONT CAPITAL MANAGEMENT CORP | 1,169 | 0.00218% | Exited | Other |
Period of Report: 03/31/2023
10-K/10-Q Filings: View