| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Oct 31, 2023 | Sale | $0.04 | 2,024,834 | 70,869 | 24,761,336 | Nov 03, 2023, 09:15 PM | |
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Nov 01, 2023 | Sale | $0.03 | 2,152,681 | 71,038 | 22,608,655 | Nov 03, 2023, 09:15 PM | |
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Nov 02, 2023 | Sale | $0.03 | 2,251,368 | 72,719 | 20,357,287 | Nov 03, 2023, 09:15 PM | |
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Nov 03, 2023 | Sale | $0.34 | 2,357,502 | 791,649 | 17,999,785 | Nov 03, 2023, 09:15 PM | |
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Oct 25, 2023 | Sale | $0.04 | 1,375,981 | 49,123 | 31,849,879 | Oct 30, 2023, 08:08 PM | |
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Oct 26, 2023 | Sale | $0.04 | 1,471,408 | 54,295 | 30,378,471 | Oct 30, 2023, 08:08 PM | |
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Oct 27, 2023 | Sale | $0.03 | 1,817,688 | 62,165 | 28,560,783 | Oct 30, 2023, 08:08 PM | |
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Oct 30, 2023 | Sale | $0.04 | 1,919,122 | 67,937 | 26,641,661 | Oct 30, 2023, 08:08 PM | |
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Oct 17, 2023 | Sale | $0.07 | 144,509 | 10,405 | 33,225,860 | Oct 24, 2023, 04:05 PM | |
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Oct 16, 2023 | Sale | $0.07 | 125,937 | 9,433 | 33,370,369 | Oct 24, 2023, 04:05 PM | |
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Oct 10, 2023 | Sale | $0.12 | 50,000 | 5,870 | 33,750,000 | Oct 13, 2023, 09:30 PM | |
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Oct 11, 2023 | Sale | $0.10 | 50,000 | 5,225 | 33,650,000 | Oct 13, 2023, 09:30 PM | |
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Oct 12, 2023 | Sale | $0.08 | 69,311 | 5,781 | 33,580,689 | Oct 13, 2023, 09:30 PM | |
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Oct 13, 2023 | Sale | $0.09 | 84,383 | 7,527 | 33,496,306 | Oct 13, 2023, 09:30 PM | |
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Oct 10, 2023 | Sale | $0.12 | 50,000 | 5,870 | 33,700,000 | Oct 10, 2023, 08:22 PM | |
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Oct 03, 2023 | Sale | $0.18 | 50,000 | 9,085 | 33,950,000 | Oct 10, 2023, 08:22 PM | |
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Oct 04, 2023 | Sale | $0.18 | 50,000 | 9,100 | 33,900,000 | Oct 10, 2023, 08:22 PM | |
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Oct 05, 2023 | Sale | $0.18 | 50,000 | 9,110 | 33,850,000 | Oct 10, 2023, 08:22 PM | |
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Oct 06, 2023 | Sale | $0.18 | 50,000 | 9,155 | 33,800,000 | Oct 10, 2023, 08:22 PM | |
| NXU | Nxu, Inc. | GEM Global Yield LLC SCS | 10% Owner | Oct 09, 2023 | Sale | $0.15 | 50,000 | 7,515 | 33,750,000 | Oct 10, 2023, 08:22 PM | |
| QNGY | Quanergy Systems, Inc. | GEM Global Yield LLC SCS | 10% Owner | Nov 02, 2022 | Buy | $1.07 | 630,000 | 674,100 | 1,315,842 | Nov 14, 2022, 05:52 PM |
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