| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | Mar 02, 2021 | Option Exercise | $1.39 | 3,113 | 4,327 | 7,206,448 | Mar 03, 2021, 04:05 PM | |
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | Feb 02, 2021 | Option Exercise | $0.99 | 3,062 | 3,031 | 7,198,449 | Feb 03, 2021, 04:10 PM | |
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | Jan 05, 2021 | Option Exercise | $0.75 | 3,511 | 2,633 | 7,190,400 | Jan 06, 2021, 04:05 PM | |
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | Dec 02, 2020 | Option Exercise | $0.69 | 4,942 | 3,410 | 7,182,800 | Dec 03, 2020, 04:05 PM | |
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | Nov 02, 2020 | Option Exercise | $0.93 | 5,258 | 4,890 | 7,176,631 | Nov 04, 2020, 04:05 PM | |
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | Oct 02, 2020 | Option Exercise | $1.02 | 3,301 | 3,367 | 7,170,778 | Oct 05, 2020, 12:00 AM | |
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | Sep 02, 2020 | Option Exercise | $1.09 | 3,479 | 3,792 | 7,162,968 | Sep 03, 2020, 04:05 PM | |
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | Aug 04, 2020 | Option Exercise | $1.61 | 3,194 | 5,142 | 7,155,336 | Aug 05, 2020, 10:56 AM | |
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | Jul 02, 2020 | Option Exercise | $1.27 | 3,252 | 4,130 | 7,147,419 | Jul 06, 2020, 11:11 AM | |
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | Jun 02, 2020 | Option Exercise | $1.04 | 3,185 | 3,312 | 7,136,375 | Jun 03, 2020, 11:07 AM | |
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | May 04, 2020 | Option Exercise | $0.92 | 3,203 | 2,947 | 7,128,448 | May 05, 2020, 03:21 PM | |
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | Apr 02, 2020 | Option Exercise | $0.96 | 3,203 | 3,075 | 7,120,675 | Apr 03, 2020, 11:45 AM | |
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | Mar 03, 2020 | Option Exercise | $1.36 | 3,234 | 4,398 | 7,112,767 | Mar 04, 2020, 07:08 PM | |
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | Feb 04, 2020 | Option Exercise | $3.21 | 3,712 | 11,916 | 7,104,890 | Feb 05, 2020, 10:22 AM | |
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | Jan 16, 2020 | Option Exercise | $3.12 | 10,000 | 31,200 | 10,000 | Jan 21, 2020, 06:59 PM | |
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | Jan 16, 2020 | Sale | $4.17 | 10,000 | 41,700 | 0 | Jan 21, 2020, 06:59 PM | |
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | Jan 03, 2020 | Option Exercise | $2.68 | 3,734 | 10,007 | 7,093,757 | Jan 06, 2020, 03:01 PM | |
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | Dec 03, 2019 | Option Exercise | $3.12 | 5,107 | 15,934 | 7,331,797 | Dec 05, 2019, 07:13 PM | |
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | Nov 06, 2019 | Option Exercise | $2.90 | 4,815 | 13,964 | 7,336,904 | Nov 12, 2019, 08:33 AM | |
| PTE | POLARITYTE, INC. | Lough Denver | 10% Owner | Oct 04, 2019 | Option Exercise | $3.15 | 5,075 | 15,986 | 7,341,719 | Oct 07, 2019, 08:20 PM | |
| PTE | POLARITYTE, INC. | Lough Denver | Chief Executive Officer | Mar 06, 2018 | Option Exercise | $1.00 | 7,050,000 | 7,050,000 | 7,050,000 | Mar 27, 2019, 05:43 PM | |
| PTE | POLARITYTE, INC. | Lough Denver | Chief Executive Officer | Mar 20, 2019 | Option Exercise | $12.52 | 8,206 | 102,739 | 7,146,794 | Mar 21, 2019, 05:05 PM | |
| COOL | POLARITYTE, INC. | Lough Denver | CEO and CSO | Mar 06, 2018 | Option Exercise | $1.00 | 7,050,000 | 7,050,000 | 7,050,000 | Mar 08, 2018, 09:30 PM |
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