| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CLDC | China Lending Corp | NG WINNIE | 10% Owner | Jul 06, 2016 | Option Exercise | $10.00 | 10,000 | 100,000 | 1,844,134 | Jul 13, 2016, 04:45 PM | |
| CADT | DT Asia Investments Ltd | NG WINNIE | 10% Owner | Oct 06, 2014 | Option Exercise | $10.00 | 290,000 | 2,900,000 | 1,815,000 | Oct 16, 2014, 05:59 PM | |
| CADT | DT Asia Investments Ltd | NG WINNIE | 10% Owner | Oct 14, 2014 | Option Exercise | $10.00 | 29,119 | 291,190 | 1,844,119 | Oct 16, 2014, 05:59 PM |
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