| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MRAM | EVERSPIN TECHNOLOGIES INC | Lux Capital Management, LLC | Former 10% Owner | Oct 13, 2016 | Option Exercise | $6.40 | 221,665 | 1,418,656 | 878,130 | Oct 17, 2016, 04:25 PM | |
| MRAM | EVERSPIN TECHNOLOGIES INC | Lux Capital Management, LLC | Former 10% Owner | Oct 13, 2016 | Buy | $8.00 | 137,420 | 1,099,360 | 1,015,550 | Oct 17, 2016, 04:25 PM | |
| CERU | Cerulean Pharma Inc. | Lux Capital Management, LLC | Former 10% Owner | Apr 15, 2014 | Buy | $7.00 | 106,224 | 743,568 | 951,999 | Apr 15, 2014, 08:34 PM |
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