| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PNSN | PENSON WORLDWIDE INC | McCain Richard Barto | Chief Financial Officer | Oct 01, 2012 | Option Exercise | $0.04 | 361 | 14 | 58,263 | Oct 03, 2012, 05:10 PM | |
| PNSN | PENSON WORLDWIDE INC | McCain Richard Barto | Chief Financial Officer | Aug 01, 2012 | Option Exercise | $0.11 | 118 | 13 | 58,624 | Aug 02, 2012, 04:12 PM | |
| PNSN | PENSON WORLDWIDE INC | McCain Richard Barto | Chief Financial Officer | Jul 31, 2012 | Option Exercise | $0.11 | 14 | 2 | 58,742 | Aug 02, 2012, 04:12 PM | |
| PNSN | PENSON WORLDWIDE INC | McCain Richard Barto | Chief Financial Officer | Jul 01, 2012 | Option Exercise | $0.15 | 361 | 54 | 58,756 | Jul 03, 2012, 03:12 PM |
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