| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NPTN | NEOPHOTONICS CORP | RUSNANO | 10% Owner | Jun 01, 2017 | Sale | $9.11 | 438,100 | 3,990,215 | 4,222,905 | Jun 05, 2017, 04:34 PM | |
| NPTN | NEOPHOTONICS CORP | RUSNANO | 10% Owner | May 30, 2017 | Sale | $9.07 | 13,000 | 117,923 | 4,687,005 | Jun 01, 2017, 04:12 PM | |
| NPTN | NEOPHOTONICS CORP | RUSNANO | 10% Owner | May 31, 2017 | Sale | $9.07 | 26,000 | 235,820 | 4,661,005 | Jun 01, 2017, 04:12 PM | |
| NPTN | NEOPHOTONICS CORP | RUSNANO | 10% Owner | May 23, 2017 | Sale | $9.10 | 88,500 | 805,350 | 4,884,405 | May 31, 2017, 04:07 PM | |
| NPTN | NEOPHOTONICS CORP | RUSNANO | 10% Owner | May 24, 2017 | Sale | $9.07 | 4,400 | 39,910 | 4,880,005 | May 31, 2017, 04:07 PM | |
| NPTN | NEOPHOTONICS CORP | RUSNANO | 10% Owner | May 25, 2017 | Sale | $9.20 | 150,000 | 1,380,750 | 4,730,005 | May 30, 2017, 04:04 PM | |
| NPTN | NEOPHOTONICS CORP | RUSNANO | 10% Owner | May 26, 2017 | Sale | $9.08 | 30,000 | 272,340 | 4,700,005 | May 30, 2017, 04:04 PM | |
| NPTN | NEOPHOTONICS CORP | RUSNANO | 10% Owner | May 24, 2017 | Sale | $9.07 | 4,400 | 39,910 | 4,880,005 | May 25, 2017, 04:02 PM | |
| NPTN | NEOPHOTONICS CORP | RUSNANO | 10% Owner | May 23, 2017 | Sale | $9.10 | 88,500 | 805,350 | 4,884,405 | May 25, 2017, 04:02 PM | |
| SELB | SELECTA BIOSCIENCES INC | RUSNANO | 10% Owner | Jun 27, 2016 | Buy | $14.00 | 107,143 | 1,500,002 | 157,009 | Jun 29, 2016, 06:14 PM | |
| BIND | BIND Therapeutics, Inc | RUSNANO | 10% Owner | Sep 25, 2013 | Buy | $15.00 | 120,000 | 1,800,000 | 1,491,357 | Sep 27, 2013, 04:49 PM |
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