| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPLA | LPL Financial Holdings Inc. | Bruton Derek | MD, Independent Advisor Svcs | Feb 22, 2014 | Option Exercise | $54.25 | 437 | 23,707 | 7,432 | Feb 25, 2014, 08:32 PM | |
| LPLA | LPL Financial Holdings Inc. | Bruton Derek | MD, Independent Advisor Svcs | Feb 14, 2014 | Option Exercise | $22.08 | 16,000 | 353,280 | 23,869 | Feb 19, 2014, 06:57 PM | |
| LPLA | LPL Financial Holdings Inc. | Bruton Derek | MD, Independent Advisor Svcs | Feb 14, 2014 | Sale | $53.21 | 16,000 | 851,360 | 7,869 | Feb 19, 2014, 06:57 PM | |
| LPLA | LPL Financial Holdings Inc. | Bruton Derek | MD, National Sales Manager | Feb 11, 2013 | Option Exercise | $19.74 | 22,348 | 441,150 | 22,348 | Feb 13, 2013, 05:04 PM | |
| LPLA | LPL Financial Holdings Inc. | Bruton Derek | MD, National Sales Manager | Feb 11, 2013 | Sale | $32.71 | 22,348 | 731,003 | 0 | Feb 13, 2013, 05:04 PM |
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