| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AVPT | AvePoint, Inc. | Waxman Alan | Former 10% Owner | Sep 15, 2023 | Sale | $6.00 | 7,777,746 | 46,666,476 | 3,756,312 | Sep 18, 2023, 08:57 AM | |
| AVPT | AvePoint, Inc. | Waxman Alan | Former 10% Owner | Sep 15, 2023 | Sale | $6.00 | 4,984,140 | 29,904,840 | 2,407,123 | Sep 18, 2023, 08:57 AM | |
| AVPT | AvePoint, Inc. | Waxman Alan | Former 10% Owner | Sep 15, 2023 | Sale | $6.00 | 3,904,714 | 23,428,284 | 1,885,806 | Sep 18, 2023, 08:57 AM | |
| AVPT | AvePoint, Inc. | Waxman Alan | 10% Owner | Jun 13, 2023 | Sale | $6.16 | 1,345,723 | 8,289,653 | 7,391,263 | Jun 15, 2023, 04:57 PM | |
| AVPT | AvePoint, Inc. | Waxman Alan | 10% Owner | Jun 13, 2023 | Sale | $6.16 | 1,054,277 | 6,494,346 | 5,790,520 | Jun 15, 2023, 04:57 PM | |
| AVPT | AvePoint, Inc. | Waxman Alan | 10% Owner | Jun 13, 2023 | Sale | $6.16 | 2,100,000 | 12,936,000 | 11,534,058 | Jun 15, 2023, 04:57 PM | |
| TSLX | TPG Specialty Lending, Inc. | Waxman Alan | Vice President | Mar 01, 2018 | Buy | $18.28 | 1,120 | 20,474 | 140,447 | Mar 05, 2018, 04:13 PM | |
| TSLX | TPG Specialty Lending, Inc. | Waxman Alan | Vice President | Nov 21, 2016 | Buy | $18.39 | 230 | 4,230 | 139,327 | Nov 23, 2016, 01:17 PM | |
| TSLX | TPG Specialty Lending, Inc. | Waxman Alan | Vice President | Oct 15, 2014 | Buy | $15.66 | 15 | 235 | 139,098 | Oct 17, 2014, 06:20 PM |
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