| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GLBR | Global Brokerage, Inc. | Grossman Kenneth A. | Chief Executive Officer | Nov 16, 2017 | Sale | $1.21 | 11,830 | 14,338 | 0 | Nov 17, 2017, 04:16 PM | |
| GLBR | Global Brokerage, Inc. | Grossman Kenneth A. | Chief Executive Officer | Nov 16, 2017 | Sale | $1.29 | 19,538 | 25,167 | 0 | Nov 17, 2017, 04:16 PM | |
| FXCM | FXCM Inc. | Grossman Kenneth A. | Managing Director | May 15, 2014 | Sale | $13.30 | 22,000 | 292,578 | 48,000 | May 19, 2014, 04:49 PM | |
| FXCM | FXCM Inc. | Grossman Kenneth A. | Managing Director | May 16, 2014 | Sale | $12.95 | 48,000 | 621,552 | 0 | May 19, 2014, 04:49 PM | |
| FXCM | FXCM Inc. | Grossman Kenneth A. | Managing Director | Aug 27, 2013 | Sale | $19.23 | 100,000 | 1,922,900 | 0 | Aug 29, 2013, 07:06 PM | |
| FXCM | FXCM Inc. | Grossman Kenneth A. | Director | Nov 28, 2012 | Sale | $10.15 | 300,000 | 3,045,000 | 0 | Nov 30, 2012, 01:59 PM | |
| FXCM | FXCM Inc. | Grossman Kenneth A. | Director | Nov 28, 2012 | Sale | $9.50 | 300,000 | 2,850,000 | 0 | Nov 30, 2012, 01:07 PM |
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