| VST | | Vistra Corp. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | See Remarks | Nov 30, 2022 | Sale | $24.09 | 2,135,176 | 51,436,390 | 13,281,712 | Dec 02, 2022, 08:58 PM |
| VST | | Vistra Corp. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | See Remarks | Dec 01, 2022 | Sale | $24.53 | 970,000 | 23,794,101 | 12,311,712 | Dec 02, 2022, 08:58 PM |
| VST | | Vistra Corp. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | See Remarks | May 11, 2022 | Sale | $24.64 | 756,921 | 18,650,533 | 15,127,011 | May 11, 2022, 09:37 PM |
| VST | | Vistra Corp. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | See Remarks | May 09, 2022 | Sale | $25.21 | 377,803 | 9,524,513 | 16,245,455 | May 11, 2022, 09:37 PM |
| VST | | Vistra Corp. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | See Remarks | May 10, 2022 | Sale | $24.72 | 131,045 | 3,239,432 | 15,883,932 | May 11, 2022, 09:37 PM |
| VST | | Vistra Corp. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | See Remarks | May 04, 2022 | Sale | $25.77 | 750,000 | 19,327,500 | 18,538,903 | May 06, 2022, 07:51 PM |
| VST | | Vistra Corp. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | See Remarks | May 05, 2022 | Sale | $25.65 | 646,123 | 16,570,698 | 18,222,772 | May 06, 2022, 07:51 PM |
| VST | | Vistra Corp. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | See Remarks | May 06, 2022 | Sale | $26.63 | 1,500,000 | 39,944,999 | 16,392,780 | May 06, 2022, 07:51 PM |
| VST | | Vistra Energy Corp. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | 10% Owner | Dec 03, 2019 | Sale | $25.65 | 20,801,471 | 533,557,723 | 48,066,771 | Dec 05, 2019, 08:51 PM |
| TERP | | TerraForm Power, Inc. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | 10% Owner | Oct 08, 2019 | Buy | $16.77 | 2,981,514 | 49,999,991 | 32,859,562 | Oct 10, 2019, 04:41 PM |
| VST | | Vistra Energy Corp. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | Director by Deputization | Jun 21, 2019 | Sale | $23.75 | 1,900,000 | 45,125,000 | 228,500 | Jun 25, 2019, 09:25 PM |
| TERP | | TerraForm Power, Inc. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | 10% Owner | Jun 29, 2018 | Option Exercise | $10.66 | 29,878,048 | 318,499,987 | 29,878,048 | Jun 29, 2018, 05:17 PM |
| TERP | | TerraForm Power, Inc. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | 10% Owner | Jun 29, 2018 | Option Exercise | $10.66 | 29,878,048 | 318,499,987 | 0 | Jun 29, 2018, 05:17 PM |
| TERP | | TerraForm Power, Inc. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | 10% Owner | Jun 11, 2018 | Buy | $10.66 | 31,097,561 | 331,499,996 | 106,692,020 | Jun 12, 2018, 06:19 AM |
| TERP | | TerraForm Power, Inc. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | 10% Owner | Jun 11, 2018 | Buy | $10.66 | 29,878,048 | 318,499,987 | 29,878,048 | Jun 12, 2018, 06:19 AM |
| GLBL | | TERRAFORM GLOBAL, INC. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | 10% Owner | Dec 28, 2017 | Option Exercise | $5.10 | 1,000 | 5,100 | 0 | Dec 28, 2017, 09:47 PM |
| TERP | | TerraForm Power, Inc. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | 10% Owner | Oct 16, 2017 | Option Exercise | $9.52 | 65,144,459 | 620,175,280 | 75,594,459 | Oct 17, 2017, 09:30 PM |
| TERP | | TerraForm Power, Inc. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | 10% Owner | Oct 09, 2017 | Sale | $12.95 | 625,000 | 8,093,750 | 0 | Oct 10, 2017, 06:47 PM |
| RSE | | Rouse Properties, Inc. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | 10% Owner | Nov 01, 2013 | Option Exercise | $20.03 | 49,757 | 996,633 | 0 | Nov 05, 2013, 09:45 PM |
| GGP | | General Growth Properties, Inc. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | Director | Nov 01, 2013 | Option Exercise | $20.39 | 3,124,340 | 63,705,291 | 1,562,170 | Nov 05, 2013, 09:43 PM |
| RSE | | Rouse Properties, Inc. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | 10% Owner | Mar 08, 2012 | Option Exercise | $14.73 | 18,038,734 | 265,710,544 | 2,946,661 | Mar 15, 2012, 05:22 PM |
| RSE | | Rouse Properties, Inc. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | 10% Owner | Mar 08, 2012 | Option Exercise | $14.73 | 18,038,734 | 265,710,544 | 2,946,661 | Mar 12, 2012, 09:59 PM |
| GGP | | General Growth Properties, Inc. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | Director | Jan 27, 2011 | Option Exercise | $14.47 | 5,951,110 | 86,127,439 | 77,093,669 | Jan 31, 2011, 05:18 PM |
| HHC | | Howard Hughes Corp | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | Director | Nov 09, 2010 | Option Exercise | $47.62 | 789,145 | 37,578,295 | 789,145 | Nov 12, 2010, 06:53 PM |
| GGP | | General Growth Properties, Inc. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | Director | Nov 09, 2010 | Option Exercise | $10.00 | 75,156,748 | 751,567,480 | 75,156,748 | Nov 12, 2010, 06:49 PM |
