| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FND | Floor & Decor Holdings, Inc. | ARES CORPORATE OPPORTUNITIES FUND III LP | See remarks | Aug 13, 2020 | Sale | $67.30 | 5,431,478 | 365,538,486 | 0 | Aug 14, 2020, 06:32 PM | |
| FND | Floor & Decor Holdings, Inc. | ARES CORPORATE OPPORTUNITIES FUND III LP | Director | May 22, 2020 | Sale | $44.55 | 3,500,000 | 155,924,997 | 5,431,478 | May 22, 2020, 08:42 PM | |
| FND | Floor & Decor Holdings, Inc. | ARES CORPORATE OPPORTUNITIES FUND III LP | Director | May 07, 2020 | Sale | $42.20 | 3,376,928 | 142,506,364 | 8,931,478 | May 08, 2020, 05:29 PM | |
| FND | Floor & Decor Holdings, Inc. | ARES CORPORATE OPPORTUNITIES FUND III LP | 10% Owner | Nov 14, 2019 | Sale | $43.80 | 7,105,728 | 311,230,881 | 12,308,406 | Nov 18, 2019, 04:41 PM | |
| SFS | Smart & Final Stores, Inc. | ARES CORPORATE OPPORTUNITIES FUND III LP | 10% Owner | Jun 18, 2019 | Option Exercise | $6.50 | 44,218,762 | 287,421,953 | 0 | Jun 20, 2019, 05:23 PM | |
| SFS | Smart & Final Stores, Inc. | ARES CORPORATE OPPORTUNITIES FUND III LP | 10% Owner | Jun 18, 2019 | Option Exercise | $6.50 | 44,218,762 | 287,421,953 | 0 | Jun 20, 2019, 05:21 PM | |
| FND | Floor & Decor Holdings, Inc. | ARES CORPORATE OPPORTUNITIES FUND III LP | 10% Owner | Feb 28, 2019 | Sale | $37.50 | 6,673,401 | 250,252,538 | 19,414,134 | Mar 04, 2019, 05:10 PM | |
| FND | Floor & Decor Holdings, Inc. | ARES CORPORATE OPPORTUNITIES FUND III LP | 10% Owner | Sep 14, 2018 | Sale | $37.00 | 7,744,108 | 286,531,996 | 26,087,535 | Sep 18, 2018, 04:33 PM | |
| FND | Floor & Decor Holdings, Inc. | ARES CORPORATE OPPORTUNITIES FUND III LP | 10% Owner | May 29, 2018 | Sale | $44.77 | 6,734,007 | 301,481,496 | 33,831,643 | May 31, 2018, 06:03 AM | |
| FND | Floor & Decor Holdings, Inc. | ARES CORPORATE OPPORTUNITIES FUND III LP | 10% Owner | Nov 20, 2017 | Sale | $34.92 | 4,853,847 | 169,496,328 | 40,565,650 | Nov 22, 2017, 04:36 PM | |
| FND | Floor & Decor Holdings, Inc. | ARES CORPORATE OPPORTUNITIES FUND III LP | 10% Owner | Jul 25, 2017 | Sale | $38.50 | 6,772,781 | 260,752,069 | 45,419,497 | Jul 27, 2017, 03:58 PM | |
| SFS | Smart & Final Stores, Inc. | ARES CORPORATE OPPORTUNITIES FUND III LP | 10% Owner | Apr 24, 2015 | Sale | $18.50 | 35,938,000 | 664,853,000 | 44,218,762 | Apr 24, 2015, 04:30 PM | |
| SFS | Smart & Final Stores, Inc. | ARES CORPORATE OPPORTUNITIES FUND III LP | 10% Owner | Apr 20, 2015 | Sale | $18.50 | 9,982,788 | 184,681,578 | 45,117,212 | Apr 20, 2015, 04:30 PM | |
| NTK | NORTEK INC | ARES CORPORATE OPPORTUNITIES FUND III LP | 10% Owner | Oct 09, 2014 | Option Exercise | $62.19 | 94,341 | 5,867,305 | 6,266,897 | Oct 14, 2014, 02:44 PM | |
| AL | AIR LEASE CORP | ARES CORPORATE OPPORTUNITIES FUND III LP | 10% Owner | Jun 06, 2013 | Sale | $26.75 | 3,062,787 | 81,929,552 | 3,881,657 | Jun 07, 2013, 08:47 PM | |
| NTK | NORTEK INC | ARES CORPORATE OPPORTUNITIES FUND III LP | 10% Owner | Apr 20, 2012 | Buy | $41.00 | 210,000 | 8,610,000 | 6,201,258 | Apr 23, 2012, 05:14 PM | |
| NTK | NORTEK INC | ARES CORPORATE OPPORTUNITIES FUND III LP | 10% Owner | Apr 17, 2012 | Buy | $40.25 | 200,000 | 8,050,000 | 5,491,258 | Apr 19, 2012, 09:39 PM | |
| NTK | NORTEK INC | ARES CORPORATE OPPORTUNITIES FUND III LP | 10% Owner | Apr 18, 2012 | Buy | $40.25 | 500,000 | 20,125,000 | 5,991,258 | Apr 19, 2012, 09:39 PM | |
| LYB | LyondellBasell Industries N.V. | ARES CORPORATE OPPORTUNITIES FUND III LP | Director | May 16, 2011 | Sale | $38.53 | 4,226,099 | 162,831,589 | 8,452,197 | May 18, 2011, 05:34 PM | |
| LYB | LyondellBasell Industries N.V. | ARES CORPORATE OPPORTUNITIES FUND III LP | Director | May 16, 2011 | Sale | $38.53 | 4,206,742 | 162,085,764 | 9,596,056 | May 18, 2011, 05:34 PM | |
| LYB | LyondellBasell Industries N.V. | ARES CORPORATE OPPORTUNITIES FUND III LP | Director | May 05, 2011 | Sale | $40.96 | 4,226,088 | 173,100,561 | 12,678,296 | May 09, 2011, 09:25 PM | |
| LYB | LyondellBasell Industries N.V. | ARES CORPORATE OPPORTUNITIES FUND III LP | Director | May 05, 2011 | Sale | $40.96 | 4,451,911 | 182,350,270 | 14,152,798 | May 09, 2011, 09:25 PM | |
| LYB | LyondellBasell Industries N.V. | ARES CORPORATE OPPORTUNITIES FUND III LP | Director | May 09, 2011 | Sale | $41.59 | 350,000 | 14,556,500 | 13,802,798 | May 09, 2011, 09:25 PM | |
| LYB | LyondellBasell Industries N.V. | ARES CORPORATE OPPORTUNITIES FUND III LP | Director | Mar 08, 2011 | Sale | $40.22 | 34,500 | 1,387,590 | 18,604,709 | Mar 10, 2011, 08:10 PM | |
| LYB | LyondellBasell Industries N.V. | ARES CORPORATE OPPORTUNITIES FUND III LP | Director | Feb 25, 2011 | Sale | $38.00 | 36,500 | 1,387,000 | 18,639,209 | Mar 01, 2011, 07:08 PM | |
| (LYB) | LyondellBasell Industries N.V. | ARES CORPORATE OPPORTUNITIES FUND III LP | Director | Dec 07, 2010 | Sale | $31.35 | 1,164,946 | 36,521,058 | 18,675,709 | Dec 09, 2010, 09:32 PM | |
| LYB | LyondellBasell Industries N.V. | ARES CORPORATE OPPORTUNITIES FUND III LP | Director | Nov 03, 2010 | Sale | $26.55 | 35,000 | 929,250 | 17,045,280 | Nov 09, 2010, 08:56 PM |
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