| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPLA | LPL Financial Holdings Inc. | Casady Mark S | Director | Mar 02, 2017 | Option Exercise | $19.85 | 2,000 | 39,700 | 132,957 | Mar 06, 2017, 05:15 PM | |
| LPLA | LPL Financial Holdings Inc. | Casady Mark S | Director | Mar 02, 2017 | Sale | $40.75 | 2,000 | 81,500 | 130,957 | Mar 06, 2017, 05:15 PM | |
| LPLA | LPL Financial Holdings Inc. | Casady Mark S | Director | Feb 22, 2017 | Option Exercise | $31.60 | 58,628 | 1,852,645 | 189,585 | Feb 23, 2017, 09:46 PM | |
| LPLA | LPL Financial Holdings Inc. | Casady Mark S | Director | Feb 22, 2017 | Sale | $40.40 | 58,628 | 2,368,624 | 130,957 | Feb 23, 2017, 09:46 PM | |
| LPLA | LPL Financial Holdings Inc. | Casady Mark S | Director | Feb 15, 2017 | Sale | $40.76 | 365,213 | 14,886,081 | 130,957 | Feb 15, 2017, 09:42 PM | |
| LPLA | LPL Financial Holdings Inc. | Casady Mark S | Director | Feb 13, 2017 | Option Exercise | $22.08 | 62,640 | 1,383,091 | 193,597 | Feb 15, 2017, 09:42 PM | |
| LPLA | LPL Financial Holdings Inc. | Casady Mark S | Director | Feb 13, 2017 | Sale | $40.84 | 62,640 | 2,558,218 | 130,957 | Feb 15, 2017, 09:42 PM | |
| LPLA | LPL Financial Holdings Inc. | Casady Mark S | Director | Feb 14, 2017 | Option Exercise | $31.09 | 204,471 | 6,358,021 | 335,428 | Feb 15, 2017, 09:42 PM | |
| LPLA | LPL Financial Holdings Inc. | Casady Mark S | Director | Feb 14, 2017 | Sale | $40.65 | 204,471 | 8,311,746 | 130,957 | Feb 15, 2017, 09:42 PM | |
| LPLA | LPL Financial Holdings Inc. | Casady Mark S | Director | Feb 15, 2017 | Option Exercise | $31.96 | 365,213 | 11,672,476 | 496,170 | Feb 15, 2017, 09:42 PM | |
| CFG | CITIZENS FINANCIAL GROUP INC/RI | Casady Mark S | Director | Oct 01, 2015 | Option Exercise | $23.86 | 604 | 14,411 | 9,745 | Oct 01, 2015, 04:50 PM | |
| LPLA | LPL Financial Holdings Inc. | Casady Mark S | Chairman & Chief Exec. Officer | May 28, 2015 | Buy | $42.48 | 21,100 | 896,332 | 63,871 | May 28, 2015, 05:11 PM | |
| CFG | CITIZENS FINANCIAL GROUP INC/RI | Casady Mark S | Director | Sep 29, 2014 | Buy | $21.50 | 4,200 | 90,300 | 6,283 | Sep 30, 2014, 03:52 PM | |
| LPLA | LPL Financial Holdings Inc. | Casady Mark S | Chairman & Chief Exec. Officer | Aug 16, 2012 | Sale | $28.63 | 142,662 | 4,084,413 | 1,039,671 | Aug 16, 2012, 08:47 PM | |
| LPLA | LPL Investment Holdings Inc. | Casady Mark S | Chairman & Chief Exec. Officer | Feb 09, 2012 | Sale | $32.28 | 60,000 | 1,936,800 | 1,220,133 | Feb 13, 2012, 11:53 AM | |
| LPLA | LPL Investment Holdings Inc. | Casady Mark S | Chairman & Chief Exec. Officer | Dec 01, 2011 | Sale | $30.00 | 984 | 29,520 | 1,280,133 | Dec 02, 2011, 11:57 AM | |
| LPLA | LPL Investment Holdings Inc. | Casady Mark S | Chairman & Chief Exec. Officer | Nov 30, 2011 | Sale | $30.00 | 19,016 | 570,480 | 1,281,117 | Dec 02, 2011, 11:57 AM | |
| LPLA | LPL Investment Holdings Inc. | Casady Mark S | Chairman & Chief Exec. Officer | Nov 17, 2010 | Option Exercise | $1.67 | 3,907,120 | 6,532,905 | 3,907,120 | Nov 19, 2010, 07:14 PM | |
| LPLA | LPL Investment Holdings Inc. | Casady Mark S | Chairman & Chief Exec. Officer | Nov 17, 2010 | Sale | $30.00 | 2,148,916 | 64,467,480 | 1,758,204 | Nov 19, 2010, 07:14 PM |
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