| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| APFH | AdvancePierre Foods Holdings, Inc. | OCM Principal Opportunities Fund IV, LP | 10% Owner | Jun 06, 2017 | Option Exercise | $40.25 | 31,732,120 | 1,277,217,830 | 0 | Jun 08, 2017, 09:01 AM | |
| APFH | AdvancePierre Foods Holdings, Inc. | OCM Principal Opportunities Fund IV, LP | Director | Jan 24, 2017 | Sale | $27.00 | 11,536,418 | 311,483,286 | 31,732,120 | Jan 26, 2017, 04:28 PM | |
| XCO | EXCO RESOURCES INC | OCM Principal Opportunities Fund IV, LP | Director | Nov 18, 2016 | Sale | $1.13 | 7,000,000 | 7,910,000 | 36,869,229 | Nov 22, 2016, 09:36 PM | |
| XCO | EXCO RESOURCES INC | OCM Principal Opportunities Fund IV, LP | Director | Aug 10, 2016 | Sale | $1.25 | 5,000,000 | 6,250,000 | 44,529,072 | Aug 12, 2016, 07:46 PM | |
| XCO | EXCO RESOURCES INC | OCM Principal Opportunities Fund IV, LP | Director | Aug 11, 2016 | Sale | $1.25 | 2,400,000 | 3,000,000 | 39,866,870 | Aug 12, 2016, 07:46 PM | |
| APFH | AdvancePierre Foods Holdings, Inc. | OCM Principal Opportunities Fund IV, LP | Director | Jul 20, 2016 | Sale | $21.00 | 8,630,190 | 181,233,990 | 43,268,538 | Jul 20, 2016, 06:19 PM | |
| XCO | EXCO RESOURCES INC | OCM Principal Opportunities Fund IV, LP | Director | Jan 09, 2014 | Option Exercise | $5.00 | 8,394,736 | 41,973,680 | 45,173,682 | Jan 13, 2014, 07:52 PM | |
| XCO | EXCO RESOURCES INC | OCM Principal Opportunities Fund IV, LP | Director | Dec 14, 2011 | Buy | $9.90 | 2,000,000 | 19,790,100 | 36,856,446 | Dec 16, 2011, 09:32 PM | |
| AIQ | Alliance HealthCare Services, Inc | OCM Principal Opportunities Fund IV, LP | 10% Owner | Nov 01, 2010 | Buy | $3.95 | 342,101 | 1,353,009 | 23,782,451 | Nov 03, 2010, 08:06 PM | |
| AIQ | Alliance HealthCare Services, Inc | OCM Principal Opportunities Fund IV, LP | 10% Owner | Nov 01, 2010 | Buy | $3.95 | 32,899 | 130,116 | 1,759,258 | Nov 03, 2010, 08:06 PM | |
| AIQ | Alliance HealthCare Services, Inc | OCM Principal Opportunities Fund IV, LP | 10% Owner | Oct 29, 2010 | Buy | $3.77 | 5,473,620 | 20,619,126 | 23,440,350 | Nov 01, 2010, 03:57 PM | |
| AIQ | Alliance HealthCare Services, Inc | OCM Principal Opportunities Fund IV, LP | 10% Owner | Oct 29, 2010 | Buy | $3.77 | 526,380 | 1,982,873 | 1,733,951 | Nov 01, 2010, 03:57 PM | |
| AIQ | Alliance HealthCare Services, Inc | OCM Principal Opportunities Fund IV, LP | 10% Owner | Aug 30, 2010 | Buy | $3.88 | 43,160 | 167,461 | 1,693,460 | Sep 01, 2010, 02:54 PM | |
| AIQ | Alliance HealthCare Services, Inc | OCM Principal Opportunities Fund IV, LP | 10% Owner | Aug 16, 2010 | Buy | $4.49 | 4,387 | 19,720 | 1,715,040 | Aug 17, 2010, 09:07 PM | |
| AIQ | Alliance HealthCare Services, Inc | OCM Principal Opportunities Fund IV, LP | 10% Owner | Aug 13, 2010 | Buy | $4.50 | 91,227 | 410,522 | 22,847,375 | Aug 17, 2010, 09:07 PM | |
| AIQ | Alliance HealthCare Services, Inc | OCM Principal Opportunities Fund IV, LP | 10% Owner | Aug 13, 2010 | Buy | $4.50 | 8,773 | 39,479 | 1,711,665 | Aug 17, 2010, 09:07 PM | |
| AIQ | Alliance HealthCare Services, Inc | OCM Principal Opportunities Fund IV, LP | 10% Owner | Aug 16, 2010 | Buy | $4.49 | 45,613 | 205,030 | 22,892,988 | Aug 17, 2010, 09:07 PM | |
| AIQ | Alliance HealthCare Services, Inc | OCM Principal Opportunities Fund IV, LP | 10% Owner | Aug 03, 2010 | Buy | $4.25 | 44,484 | 189,057 | 22,756,148 | Aug 05, 2010, 04:26 PM | |
| AIQ | Alliance HealthCare Services, Inc | OCM Principal Opportunities Fund IV, LP | 10% Owner | Aug 03, 2010 | Buy | $4.25 | 4,278 | 18,182 | 1,708,409 | Aug 05, 2010, 04:26 PM | |
| AIQ | Alliance HealthCare Services, Inc | OCM Principal Opportunities Fund IV, LP | 10% Owner | Jul 30, 2010 | Buy | $3.92 | 9,875,320 | 38,711,255 | 22,616,377 | Aug 03, 2010, 08:50 PM | |
| AIQ | Alliance HealthCare Services, Inc | OCM Principal Opportunities Fund IV, LP | 10% Owner | Jul 30, 2010 | Buy | $3.92 | 949,680 | 3,722,746 | 1,694,968 | Aug 03, 2010, 08:50 PM | |
| AIQ | Alliance HealthCare Services, Inc | OCM Principal Opportunities Fund IV, LP | 10% Owner | Aug 02, 2010 | Buy | $4.25 | 952,870 | 4,049,698 | 22,711,664 | Aug 03, 2010, 08:50 PM | |
| AIQ | Alliance HealthCare Services, Inc | OCM Principal Opportunities Fund IV, LP | 10% Owner | Aug 02, 2010 | Buy | $4.25 | 91,630 | 389,428 | 1,704,131 | Aug 03, 2010, 08:50 PM |
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