| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Feb 13, 2017 | Option Exercise | $9.45 | 7,791 | 73,625 | 1,598,467 | Feb 15, 2017, 04:01 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Feb 12, 2017 | Option Exercise | $9.18 | 7,512 | 68,960 | 1,606,258 | Feb 15, 2017, 04:01 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Mar 14, 2016 | Option Exercise | $8.42 | 32,221 | 271,301 | 1,613,770 | Mar 15, 2016, 04:02 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Mar 14, 2016 | Option Exercise | $2.76 | 50,000 | 138,000 | 1,645,991 | Mar 15, 2016, 04:02 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Mar 07, 2016 | Option Exercise | $7.99 | 98,063 | 783,523 | 1,595,991 | Mar 08, 2016, 04:34 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Mar 07, 2016 | Option Exercise | $2.76 | 150,000 | 414,000 | 1,694,054 | Mar 08, 2016, 04:34 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Mar 03, 2016 | Option Exercise | $7.76 | 197,746 | 1,534,509 | 1,544,054 | Mar 04, 2016, 04:10 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Mar 03, 2016 | Option Exercise | $2.76 | 300,000 | 828,000 | 1,741,800 | Mar 04, 2016, 04:10 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Feb 29, 2016 | Option Exercise | $6.86 | 34,193 | 234,564 | 1,441,800 | Mar 01, 2016, 04:11 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Feb 29, 2016 | Option Exercise | $2.76 | 50,000 | 138,000 | 1,475,993 | Mar 01, 2016, 04:11 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Feb 23, 2016 | Option Exercise | $6.93 | 34,085 | 236,209 | 1,425,993 | Feb 24, 2016, 04:02 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Feb 23, 2016 | Option Exercise | $2.76 | 50,000 | 138,000 | 1,460,078 | Feb 24, 2016, 04:02 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Feb 17, 2016 | Option Exercise | $6.76 | 34,350 | 232,206 | 1,410,078 | Feb 18, 2016, 04:04 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Feb 17, 2016 | Option Exercise | $2.76 | 50,000 | 138,000 | 1,444,428 | Feb 18, 2016, 04:04 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Feb 12, 2016 | Option Exercise | $6.27 | 105,582 | 661,999 | 1,354,373 | Feb 17, 2016, 04:05 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Feb 12, 2016 | Option Exercise | $2.86 | 150,000 | 429,000 | 1,459,955 | Feb 17, 2016, 04:05 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Feb 13, 2016 | Option Exercise | $6.27 | 7,791 | 48,850 | 1,394,428 | Feb 17, 2016, 04:05 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Dec 04, 2015 | Option Exercise | $9.57 | 62,636 | 599,427 | 1,309,955 | Dec 08, 2015, 04:12 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Dec 04, 2015 | Option Exercise | $2.81 | 100,000 | 281,000 | 1,341,135 | Dec 08, 2015, 04:12 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Nov 30, 2015 | Option Exercise | $2.86 | 100,000 | 286,000 | 1,335,402 | Dec 01, 2015, 04:03 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Nov 30, 2015 | Option Exercise | $9.63 | 62,811 | 604,870 | 1,272,591 | Dec 01, 2015, 04:03 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Apr 02, 2014 | Option Exercise | $14.07 | 112,005 | 1,575,910 | 1,185,781 | Apr 03, 2014, 04:16 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Apr 02, 2014 | Option Exercise | $7.32 | 150,000 | 1,098,000 | 1,297,786 | Apr 03, 2014, 04:16 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Mar 17, 2014 | Option Exercise | $14.92 | 15,919 | 237,511 | 1,147,786 | Mar 18, 2014, 04:18 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Mar 17, 2014 | Option Exercise | $10.90 | 21,789 | 237,500 | 1,163,705 | Mar 18, 2014, 04:18 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | May 19, 2013 | Option Exercise | $12.08 | 172,871 | 2,088,282 | 1,141,916 | May 21, 2013, 04:59 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Dec 11, 2012 | Option Exercise | $12.50 | 50,588 | 632,350 | 1,314,787 | Dec 13, 2012, 04:15 PM | |
| NEWS | NewStar Financial, Inc. | Conway Timothy J | Chairman, CEO and President | Feb 20, 2011 | Option Exercise | $10.20 | 12,035 | 122,757 | 1,402,867 | Feb 23, 2011, 04:19 PM |
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