| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PNSN | PENSON WORLDWIDE INC | Engel Bryce | President | Aug 01, 2012 | Option Exercise | $0.11 | 377 | 41 | 115,428 | Aug 02, 2012, 04:10 PM | |
| PNSN | PENSON WORLDWIDE INC | Engel Bryce | President | Jun 12, 2012 | Sale | $0.22 | 11,913 | 2,621 | 188,396 | Jun 13, 2012, 05:28 PM | |
| PNSN | PENSON WORLDWIDE INC | Engel Bryce | President | Jun 13, 2012 | Sale | $0.18 | 72,591 | 13,124 | 182,645 | Jun 13, 2012, 05:28 PM | |
| PNSN | PENSON WORLDWIDE INC | Engel Bryce | President | May 01, 2012 | Option Exercise | $0.50 | 377 | 189 | 200,309 | May 02, 2012, 05:21 PM | |
| PNSN | PENSON WORLDWIDE INC | Engel Bryce | President | Feb 15, 2012 | Option Exercise | $1.58 | 54,848 | 86,660 | 200,686 | Feb 17, 2012, 05:12 PM | |
| PNSN | PENSON WORLDWIDE INC | Engel Bryce | Executive Vice President | Feb 01, 2012 | Option Exercise | $1.40 | 377 | 528 | 145,838 | Feb 02, 2012, 04:21 PM | |
| PNSN | PENSON WORLDWIDE INC | Engel Bryce | Executive Vice President | Jan 01, 2012 | Option Exercise | $1.16 | 6,676 | 7,744 | 146,215 | Jan 03, 2012, 07:03 PM | |
| PNSN | PENSON WORLDWIDE INC | Engel Bryce | Executive Vice President | Nov 01, 2011 | Option Exercise | $1.20 | 326 | 391 | 152,891 | Nov 02, 2011, 06:55 PM | |
| PNSN | PENSON WORLDWIDE INC | Engel Bryce | Executive Vice President | Aug 01, 2011 | Option Exercise | $3.01 | 326 | 981 | 153,217 | Aug 02, 2011, 06:16 PM | |
| PNSN | PENSON WORLDWIDE INC | Engel Bryce | Executive Vice President | May 13, 2011 | Buy | $3.37 | 11,913 | 40,132 | 153,543 | Jul 05, 2011, 07:23 PM | |
| PNSN | PENSON WORLDWIDE INC | Engel Bryce | Executive Vice President | May 13, 2011 | Option Exercise | $3.37 | 11,913 | 40,132 | 153,543 | May 13, 2011, 03:27 PM | |
| PNSN | PENSON WORLDWIDE INC | Engel Bryce | Executive Vice President | May 01, 2011 | Option Exercise | $6.07 | 326 | 1,979 | 141,630 | May 03, 2011, 04:59 PM | |
| PNSN | PENSON WORLDWIDE INC | Engel Bryce | Executive Vice President | Feb 01, 2011 | Option Exercise | $5.04 | 377 | 1,900 | 76,619 | Feb 02, 2011, 05:37 PM | |
| PNSN | PENSON WORLDWIDE INC | Engel Bryce | Executive Vice President | Nov 01, 2010 | Option Exercise | $5.12 | 326 | 1,669 | 76,996 | Nov 02, 2010, 05:35 PM | |
| PNSN | PENSON WORLDWIDE INC | Engel Bryce | Executive Vice President | Aug 01, 2010 | Option Exercise | $5.38 | 326 | 1,754 | 77,322 | Aug 03, 2010, 04:53 PM |
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