| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| HROW | HARROW, INC. | BAUM MARK L | CHIEF EXECUTIVE OFFICER | Mar 22, 2024 | Buy | $11.59 | 9,000 | 104,310 | 2,137,525 | Mar 25, 2024, 07:00 AM | |
| HROW | HARROW, INC. | BAUM MARK L | CHIEF EXECUTIVE OFFICER | Feb 20, 2024 | Option Exercise | $10.67 | 209,836 | 2,238,950 | 2,188,361 | Feb 21, 2024, 07:29 PM | |
| HROW | HARROW, INC. | BAUM MARK L | CHIEF EXECUTIVE OFFICER | Feb 07, 2024 | Option Exercise | $7.71 | 15,400 | 118,734 | 2,038,361 | Feb 08, 2024, 07:30 AM | |
| HROW | HARROW, INC. | BAUM MARK L | Chief Executive Officer | Nov 16, 2023 | Buy | $8.11 | 7,500 | 60,825 | 2,022,961 | Nov 16, 2023, 04:45 PM | |
| HROW | HARROW HEALTH, INC. | BAUM MARK L | Chief Executive Officer | Aug 14, 2023 | Buy | $17.05 | 5,800 | 98,890 | 2,015,461 | Aug 15, 2023, 07:30 AM | |
| HROW | HARROW HEALTH, INC. | BAUM MARK L | Chief Executive Officer | Jul 18, 2023 | Option Exercise | $18.23 | 299,968 | 5,468,417 | 2,009,661 | Jul 20, 2023, 07:48 PM | |
| HROW | HARROW HEALTH, INC. | BAUM MARK L | Chief Executive Officer | Apr 03, 2023 | Option Exercise | $20.97 | 117,633 | 2,466,764 | 1,547,329 | Apr 04, 2023, 07:54 PM | |
| HROW | HARROW HEALTH, INC. | BAUM MARK L | Chief Executive Officer | Apr 03, 2023 | Option Exercise | $8.99 | 180,000 | 1,618,200 | 1,664,962 | Apr 04, 2023, 07:54 PM | |
| HROW | HARROW HEALTH, INC. | BAUM MARK L | Chief Executive Officer | Jan 02, 2023 | Option Exercise | $14.76 | 35,179 | 519,242 | 1,484,962 | Jan 03, 2023, 09:52 PM | |
| HROW | HARROW HEALTH, INC. | BAUM MARK L | Chief Executive Officer | Dec 22, 2022 | Buy | $13.39 | 25,000 | 334,750 | 1,432,141 | Dec 23, 2022, 07:03 AM | |
| HROW | HARROW HEALTH, INC. | BAUM MARK L | Chief Executive Officer | Jan 20, 2022 | Option Exercise | $8.33 | 71,406 | 594,812 | 1,407,141 | Jan 21, 2022, 08:45 PM | |
| HROW | HARROW HEALTH, INC. | BAUM MARK L | Chief Executive Officer | Jan 20, 2022 | Option Exercise | $2.40 | 125,000 | 300,000 | 1,478,547 | Jan 21, 2022, 08:45 PM | |
| HROW | HARROW HEALTH, INC. | BAUM MARK L | Chief Executive Officer | Apr 25, 2021 | Option Exercise | $8.26 | 334,129 | 2,759,906 | 1,353,547 | Apr 27, 2021, 05:29 PM | |
| HROW | HARROW HEALTH, INC. | BAUM MARK L | Chief Executive Officer | Nov 22, 2019 | Option Exercise | $1.79 | 156,000 | 279,240 | 598,126 | Nov 25, 2019, 04:12 PM | |
| ETON | Eton Pharmaceuticals, Inc. | BAUM MARK L | Director | Nov 15, 2018 | Buy | $6.00 | 10,000 | 60,000 | 10,000 | Nov 15, 2018, 07:06 PM | |
| IPWR | Ideal Power Inc. | BAUM MARK L | Director | Mar 03, 2017 | Buy | $2.54 | 7,800 | 19,773 | 33,698 | Mar 06, 2017, 04:31 PM | |
| IMMY | Imprimis Pharmaceuticals, Inc. | BAUM MARK L | Chief Executive Officer | Dec 19, 2016 | Option Exercise | $1.72 | 83,709 | 143,979 | 442,126 | Dec 21, 2016, 04:02 PM | |
| IMMY | Imprimis Pharmaceuticals, Inc. | BAUM MARK L | Chief Executive Officer | Dec 19, 2016 | Option Exercise | $1.72 | 200,000 | 344,000 | 525,835 | Dec 21, 2016, 04:02 PM | |
| IMMY | Imprimis Pharmaceuticals, Inc. | BAUM MARK L | Chief Executive Officer | Dec 19, 2016 | Buy | $1.79 | 156,000 | 279,240 | 325,835 | Dec 21, 2016, 04:02 PM | |
| IPWR | Ideal Power Inc. | BAUM MARK L | Director | Nov 13, 2015 | Sale | $7.53 | 29,063 | 218,990 | 25,898 | Nov 17, 2015, 04:01 PM | |
| IPWR | Ideal Power Inc. | BAUM MARK L | Director | Jan 03, 2014 | Option Exercise | $5.00 | 10,861 | 54,305 | 54,961 | Mar 24, 2014, 09:42 PM | |
| IPWR | Ideal Power Inc. | BAUM MARK L | Director | Jan 03, 2014 | Option Exercise | $5.00 | 10,861 | 54,305 | 54,961 | Jan 07, 2014, 09:56 PM | |
| IPWR | Ideal Power Inc. | BAUM MARK L | Director | Nov 27, 2013 | Option Exercise | $3.48 | 29,063 | 101,139 | 29,063 | Dec 02, 2013, 08:38 PM | |
| INKN | Shrink Nanotechnologies, Inc. | BAUM MARK L | Chief Executive Officer | Oct 20, 2010 | Sale | $0.12 | 424,983 | 50,148 | 1,305,017 | Oct 22, 2010, 06:02 PM | |
| INKN | Shrink Nanotechnologies, Inc. | BAUM MARK L | Chief Executive Officer | Oct 15, 2010 | Sale | $0.14 | 100,000 | 14,000 | 1,830,000 | Oct 22, 2010, 06:02 PM | |
| INKN | Shrink Nanotechnologies, Inc. | BAUM MARK L | Chief Executive Officer | Oct 18, 2010 | Sale | $0.15 | 100,000 | 15,100 | 1,730,000 | Oct 22, 2010, 06:02 PM | |
| INKN | Shrink Nanotechnologies, Inc. | BAUM MARK L | Chief Executive Officer | Oct 13, 2010 | Sale | $0.14 | 300,000 | 42,900 | 2,200,000 | Oct 21, 2010, 03:21 PM | |
| INKN | Shrink Nanotechnologies, Inc. | BAUM MARK L | Chief Executive Officer | Oct 14, 2010 | Sale | $0.14 | 270,000 | 38,610 | 1,930,000 | Oct 21, 2010, 03:21 PM | |
| INKN | Shrink Nanotechnologies, Inc. | BAUM MARK L | Chief Executive Officer | Oct 14, 2010 | Sale | $0.01 | 270,000 | 3,861 | 1,930,000 | Oct 18, 2010, 01:13 PM | |
| INKN | Shrink Nanotechnologies, Inc. | BAUM MARK L | Chief Executive Officer | Oct 13, 2010 | Sale | $0.14 | 300,000 | 42,900 | 2,200,000 | Oct 18, 2010, 01:13 PM |
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