| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| KTF | DWS MUNICIPAL INCOME TRUST | BALLANTINE JOHN W | Director | Aug 09, 2019 | Buy | $11.61 | 2,460 | 28,561 | 2,460 | Aug 13, 2019, 12:30 PM | |
| KSM | DWS STRATEGIC MUNICIPAL INCOME TRUST | BALLANTINE JOHN W | Director | Aug 09, 2019 | Buy | $12.26 | 2,335 | 28,627 | 2,335 | Aug 13, 2019, 12:29 PM | |
| POR | PORTLAND GENERAL ELECTRIC CO /OR/ | BALLANTINE JOHN W | Director | Jun 07, 2017 | Option Exercise | $41.42 | 2,052 | 84,994 | 18,583 | Jun 09, 2017, 04:54 PM | |
| HWAY | HEALTHWAYS, INC | BALLANTINE JOHN W | Director | May 09, 2013 | Sale | $14.02 | 27,400 | 384,148 | 5,142 | May 10, 2013, 12:19 PM | |
| HWAY | HEALTHWAYS, INC | BALLANTINE JOHN W | Director | May 09, 2013 | Option Exercise | $12.18 | 30,000 | 365,250 | 32,542 | May 10, 2013, 12:19 PM |
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