| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO, CCO, TREASURY & SECRETARY | Nov 10, 2017 | Buy | $5.75 | 35,000 | 201,245 | 575,000 | Nov 14, 2017, 04:12 PM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO, CCO, TREASURY & SECRETARY | Sep 01, 2017 | Buy | $6.73 | 50,000 | 336,365 | 540,000 | Sep 06, 2017, 04:01 PM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO, CCO, TREASURY & SECRETARY | May 12, 2017 | Buy | $8.05 | 4,453 | 35,847 | 490,000 | May 16, 2017, 04:01 PM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO, CCO, TREASURY & SECRETARY | May 11, 2017 | Buy | $8.07 | 10,547 | 85,153 | 485,547 | May 15, 2017, 04:03 PM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO, CCO, TREASURY & SECRETARY | Mar 20, 2017 | Buy | $9.31 | 25,000 | 232,750 | 475,000 | Mar 22, 2017, 04:00 PM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO, CCO, TREASURY & SECRETARY | Dec 14, 2016 | Buy | $8.18 | 5,000 | 40,900 | 485,000 | Dec 14, 2016, 04:00 PM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO, CCO, TREASURY & SECRETARY | Sep 13, 2016 | Buy | $7.85 | 4,000 | 31,400 | 480,000 | Sep 15, 2016, 04:01 PM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO, CCO, TREASURY & SECRETARY | Sep 12, 2016 | Buy | $7.85 | 1,000 | 7,850 | 476,000 | Sep 14, 2016, 04:01 PM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO, CCO, Treasury & Secretary | Dec 14, 2015 | Buy | $6.30 | 10,000 | 63,000 | 475,000 | Dec 16, 2015, 07:05 AM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO, CCO, Treasury & Secretary | Dec 09, 2015 | Buy | $6.77 | 25,000 | 169,250 | 465,000 | Dec 10, 2015, 07:02 AM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO, CCO, TREASURY & SECRETARY | Jun 09, 2015 | Buy | $7.27 | 65,000 | 472,550 | 440,000 | Jun 11, 2015, 07:00 AM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO, CCO, Treasury & Secretary | Dec 09, 2014 | Buy | $8.35 | 63,500 | 529,965 | 375,000 | Dec 11, 2014, 04:16 PM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO, CCO, Treasury & Secretary | Dec 02, 2014 | Buy | $9.12 | 162,500 | 1,482,731 | 311,500 | Dec 04, 2014, 04:15 PM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO, CCO, Treasury, Secretary | Aug 27, 2014 | Buy | $10.40 | 27,300 | 283,970 | 149,000 | Aug 29, 2014, 03:00 PM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO,CCO,Treasury and Secretary | Jun 12, 2014 | Buy | $10.25 | 30,000 | 307,500 | 121,700 | Jun 16, 2014, 04:01 PM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO,CCO,Treasury and Secretary | Jun 20, 2013 | Buy | $10.45 | 21,700 | 226,765 | 91,700 | Jun 24, 2013, 03:00 PM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO,CCO,Treasury and Secretary | Nov 16, 2012 | Buy | $10.15 | 19,500 | 197,919 | 70,000 | Nov 20, 2012, 04:05 PM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO, CCO, Treasury & Secretary | Sep 06, 2012 | Buy | $11.69 | 23,352 | 272,985 | 50,352 | Sep 10, 2012, 04:01 PM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO, CCO, Treasury & Secretary | Sep 07, 2012 | Buy | $11.73 | 148 | 1,736 | 50,500 | Sep 10, 2012, 04:01 PM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO, CCO, Treasury, Secretary | Aug 31, 2011 | Buy | $8.69 | 7,000 | 60,830 | 27,000 | Sep 02, 2011, 04:04 PM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO, CCO, Treasury and Sec. | May 25, 2011 | Buy | $11.44 | 7,000 | 80,058 | 20,000 | May 25, 2011, 01:17 PM | |
| PSEC | PROSPECT CAPITAL CORP | OSWALD BRIAN H | CFO,CCO,Treasurer,Secretary | Sep 01, 2010 | Buy | $9.25 | 5,875 | 54,344 | 13,000 | Sep 03, 2010, 12:26 PM |
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