| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CRXT | Clarus Therapeutics Holdings, Inc. | THOMAS JAMES E | 10% Owner | Apr 20, 2022 | Sale | $2.53 | 3,752,912 | 9,494,867 | 958,989 | Apr 25, 2022, 05:17 PM | |
| CRXT | CLARUS THERAPEUTICS INC | THOMAS JAMES E | 10% Owner | Apr 20, 2022 | Sale | $2.53 | 3,752,912 | 9,494,867 | 958,989 | Apr 21, 2022, 07:04 PM | |
| CASM | CAS MEDICAL SYSTEMS INC | THOMAS JAMES E | Director | Apr 18, 2019 | Option Exercise | $2.45 | 63,454 | 155,462 | 0 | Apr 22, 2019, 10:25 AM | |
| CASM | CAS MEDICAL SYSTEMS INC | THOMAS JAMES E | Director | Feb 11, 2015 | Buy | $1.30 | 1,591,037 | 2,068,348 | 1,591,037 | Feb 13, 2015, 04:21 PM | |
| CASM | CAS MEDICAL SYSTEMS INC | THOMAS JAMES E | Director | Feb 11, 2015 | Buy | $1.30 | 5,938 | 7,719 | 5,938 | Feb 13, 2015, 04:21 PM | |
| CASM | CAS MEDICAL SYSTEMS INC | THOMAS JAMES E | Director | Feb 11, 2015 | Buy | $1.30 | 8,025 | 10,432 | 8,025 | Feb 13, 2015, 04:21 PM | |
| OCRX | Ocera Therapeutics, Inc. | THOMAS JAMES E | 10% Owner | Jul 15, 2013 | Option Exercise | $6.00 | 1,675,677 | 10,054,062 | 1,675,677 | Jul 17, 2013, 06:44 PM | |
| OCRX | Ocera Therapeutics, Inc. | THOMAS JAMES E | 10% Owner | Jul 15, 2013 | Option Exercise | $6.00 | 762,892 | 4,577,352 | 762,892 | Jul 17, 2013, 06:44 PM | |
| TZYM | TRANZYME INC | THOMAS JAMES E | 10% Owner | Apr 06, 2011 | Buy | $4.00 | 794,966 | 3,179,864 | 2,984,752 | Apr 06, 2011, 05:01 PM | |
| TZYM | TRANZYME INC | THOMAS JAMES E | 10% Owner | Apr 06, 2011 | Buy | $4.00 | 2,966 | 11,864 | 3,002,286 | Apr 06, 2011, 05:01 PM | |
| TZYM | TRANZYME INC | THOMAS JAMES E | 10% Owner | Apr 06, 2011 | Buy | $4.00 | 14,568 | 58,272 | 2,999,320 | Apr 06, 2011, 05:01 PM | |
| ZGNX | ZOGENIX, INC. | THOMAS JAMES E | See Footnote (10) | Nov 29, 2010 | Buy | $4.00 | 524,229 | 2,096,916 | 1,407,316 | Nov 30, 2010, 12:26 PM | |
| ZGNX | ZOGENIX, INC. | THOMAS JAMES E | See Footnote (10) | Nov 29, 2010 | Buy | $4.00 | 1,967 | 7,868 | 5,280 | Nov 30, 2010, 12:26 PM | |
| ZGNX | ZOGENIX, INC. | THOMAS JAMES E | See Footnote (10) | Nov 29, 2010 | Buy | $4.00 | 5,476 | 21,904 | 14,700 | Nov 30, 2010, 12:26 PM | |
| ZGNX | ZOGENIX, INC. | THOMAS JAMES E | See Footnote (10) | Nov 29, 2010 | Buy | $4.00 | 647 | 2,588 | 6,297 | Nov 29, 2010, 09:43 PM | |
| ZGNX | ZOGENIX, INC. | THOMAS JAMES E | See Footnote (10) | Nov 29, 2010 | Buy | $4.00 | 3,178 | 12,712 | 56,094 | Nov 29, 2010, 09:43 PM | |
| ZGNX | ZOGENIX, INC. | THOMAS JAMES E | See Footnote (10) | Nov 29, 2010 | Buy | $4.00 | 173,399 | 693,596 | 1,663,193 | Nov 29, 2010, 09:43 PM |
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