| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | BEINSTEIN HENRY C | Former Director | Feb 14, 2020 | Option Exercise | $3.50 | 232,143 | 812,501 | 0 | Feb 14, 2020, 03:13 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | BEINSTEIN HENRY C | Former Director | Feb 14, 2020 | Option Exercise | $3.50 | 1,532 | 5,362 | 0 | Feb 14, 2020, 03:13 PM | |
| ROX | Castle Brands Inc | BEINSTEIN HENRY C | Director | Oct 08, 2019 | Option Exercise | $1.27 | 122,500 | 155,575 | 22,500 | Oct 09, 2019, 08:44 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | BEINSTEIN HENRY C | Director | May 18, 2018 | Option Exercise | $1.88 | 20,000 | 37,600 | 172,143 | May 21, 2018, 07:23 AM | |
| ROX | Castle Brands Inc | BEINSTEIN HENRY C | Director | Mar 05, 2018 | Option Exercise | $0.28 | 60,000 | 17,000 | 275,000 | Mar 07, 2018, 08:15 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | BEINSTEIN HENRY C | Director | Jun 07, 2017 | Option Exercise | $2.30 | 20,000 | 46,000 | 152,143 | Jun 08, 2017, 07:41 AM | |
| ROX | Castle Brands Inc | BEINSTEIN HENRY C | Director | Mar 29, 2016 | Option Exercise | $0.23 | 100,000 | 23,000 | 200,000 | Mar 31, 2016, 05:26 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | BEINSTEIN HENRY C | Director | Mar 23, 2016 | Option Exercise | $1.39 | 20,000 | 27,800 | 102,143 | Mar 24, 2016, 05:28 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | BEINSTEIN HENRY C | Director | Dec 11, 2012 | Option Exercise | $0.50 | 60,000 | 30,200 | 60,000 | Dec 11, 2012, 04:02 PM |
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