| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UQM | UQM TECHNOLOGIES INC | ROSENTHAL DAVID | Treasurer and Secretary | Jul 12, 2019 | Option Exercise | $0.68 | 2,501 | 1,701 | 79,866 | Jul 15, 2019, 05:54 PM | |
| UQM | UQM TECHNOLOGIES INC | ROSENTHAL DAVID | Treasurer and Secretary | Apr 20, 2019 | Option Exercise | $1.25 | 3,887 | 4,859 | 82,367 | Apr 23, 2019, 04:48 PM | |
| UQM | UQM TECHNOLOGIES INC | ROSENTHAL DAVID | Treasurer and Secretary | Jul 12, 2018 | Option Exercise | $0.97 | 2,501 | 2,426 | 86,254 | Jul 16, 2018, 07:45 PM | |
| UQM | UQM TECHNOLOGIES INC | ROSENTHAL DAVID | Treasurer and Secretary | Apr 20, 2018 | Option Exercise | $1.25 | 27,007 | 33,759 | 81,993 | Apr 27, 2018, 02:27 PM | |
| UQM | UQM TECHNOLOGIES INC | ROSENTHAL DAVID | Treasurer and Secretary | Aug 19, 2017 | Option Exercise | $0.81 | 2,423 | 1,963 | 57,620 | Aug 21, 2017, 12:51 PM | |
| UQM | UQM TECHNOLOGIES INC | ROSENTHAL DAVID | Treasurer and Secretary | Jul 12, 2017 | Option Exercise | $0.87 | 2,500 | 2,175 | 60,043 | Jul 13, 2017, 05:18 PM | |
| UQM | UQM TECHNOLOGIES INC | ROSENTHAL DAVID | Treasurer and Secretary | Aug 19, 2016 | Option Exercise | $0.55 | 2,423 | 1,333 | 62,543 | Aug 23, 2016, 05:00 PM | |
| UQM | UQM TECHNOLOGIES INC | ROSENTHAL DAVID | Treasurer and Secretary | Jul 09, 2016 | Option Exercise | $0.62 | 3,043 | 1,887 | 44,679 | Jul 11, 2016, 06:05 PM | |
| UQM | UQM TECHNOLOGIES INC | ROSENTHAL DAVID | Treasurer and Secretary | May 01, 2016 | Option Exercise | $0.71 | 1,368 | 971 | 47,722 | Jun 22, 2016, 04:18 PM | |
| UQM | UQM TECHNOLOGIES INC | ROSENTHAL DAVID | Treasurer and Secretary | Aug 19, 2015 | Option Exercise | $0.61 | 2,037 | 1,243 | 49,090 | Aug 21, 2015, 06:11 PM | |
| UQM | UQM TECHNOLOGIES INC | ROSENTHAL DAVID | Treasurer and Secretary | Jul 09, 2015 | Option Exercise | $0.85 | 3,466 | 2,946 | 51,127 | Jul 13, 2015, 03:44 PM | |
| UQM | UQM TECHNOLOGIES INC | ROSENTHAL DAVID | Treasurer and Secretary | May 01, 2015 | Option Exercise | $1.03 | 1,368 | 1,409 | 54,593 | Jun 04, 2015, 04:54 PM | |
| UQM | UQM TECHNOLOGIES INC | ROSENTHAL DAVID | Treasurer and Secretary | Aug 01, 2013 | Option Exercise | $1.25 | 14,400 | 18,000 | 36,309 | Aug 06, 2013, 05:28 PM | |
| UQM | UQM TECHNOLOGIES INC | ROSENTHAL DAVID | Treasurer and Secretary | Jul 09, 2013 | Option Exercise | $1.10 | 10,909 | 12,000 | 21,909 | Jul 11, 2013, 06:34 PM | |
| UQM | UQM TECHNOLOGIES INC | ROSENTHAL DAVID | Treasurer and Secretary | May 01, 2013 | Option Exercise | $0.69 | 11,000 | 7,590 | 11,000 | May 03, 2013, 12:47 PM | |
| CYAN | CYANOTECH CORP | ROSENTHAL DAVID | Director | Aug 29, 2011 | Option Exercise | $3.82 | 2,000 | 7,640 | 10,563 | Aug 31, 2011, 06:13 PM |
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