| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Former Director and Officer | Feb 12, 2020 | Sale | $25.07 | 4,000 | 100,280 | 0 | Feb 14, 2020, 03:29 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Former Director and Officer | Feb 14, 2020 | Option Exercise | $3.50 | 531,250 | 1,859,375 | 0 | Feb 14, 2020, 03:29 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Former Director and Officer | Feb 14, 2020 | Option Exercise | $3.50 | 3,789,541 | 13,263,394 | 0 | Feb 14, 2020, 03:29 PM | |
| ROX | Castle Brands Inc | ZEITCHICK MARK | Director | Oct 08, 2019 | Option Exercise | $1.27 | 22,500 | 28,575 | 0 | Oct 09, 2019, 08:27 PM | |
| ROX | Castle Brands Inc | ZEITCHICK MARK | Director | Oct 08, 2019 | Option Exercise | $1.27 | 7,500 | 9,525 | 22,500 | Oct 09, 2019, 08:27 PM | |
| ROX | Castle Brands Inc | ZEITCHICK MARK | Director | Oct 08, 2019 | Option Exercise | $1.27 | 80,000 | 101,600 | 0 | Oct 09, 2019, 08:27 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | May 17, 2019 | Option Exercise | $3.39 | 333,755 | 1,131,429 | 1,267,448 | May 17, 2019, 07:15 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | May 17, 2019 | Option Exercise | $0.90 | 600,000 | 540,000 | 1,601,203 | May 17, 2019, 07:15 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Apr 11, 2019 | Buy | $3.38 | 10,000 | 33,768 | 3,053,343 | Apr 12, 2019, 07:53 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Jan 20, 2019 | Option Exercise | $3.10 | 19,358 | 60,010 | 1,001,203 | Jan 23, 2019, 07:55 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Jan 12, 2019 | Option Exercise | $3.12 | 32,894 | 102,629 | 1,073,356 | Jan 15, 2019, 06:06 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Jan 13, 2019 | Option Exercise | $3.12 | 27,834 | 86,842 | 1,045,522 | Jan 15, 2019, 06:06 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Jan 14, 2019 | Option Exercise | $3.01 | 24,961 | 75,133 | 1,020,561 | Jan 15, 2019, 06:06 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Oct 17, 2018 | Option Exercise | $2.92 | 431,388 | 1,259,653 | 874,862 | Oct 18, 2018, 07:36 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Oct 17, 2018 | Option Exercise | $1.58 | 600,000 | 948,000 | 1,306,250 | Oct 18, 2018, 07:36 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Oct 08, 2018 | Buy | $2.61 | 15,000 | 39,107 | 2,874,731 | Oct 09, 2018, 07:47 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Aug 17, 2018 | Buy | $3.20 | 5,000 | 15,999 | 2,859,731 | Aug 20, 2018, 08:30 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Jun 27, 2018 | Buy | $3.47 | 5,000 | 17,348 | 2,854,731 | Jun 28, 2018, 07:57 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Apr 13, 2018 | Buy | $3.30 | 5,000 | 16,482 | 2,849,731 | Apr 16, 2018, 07:50 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Apr 02, 2018 | Buy | $3.12 | 5,000 | 15,600 | 820,698 | Apr 03, 2018, 07:59 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Jan 20, 2018 | Option Exercise | $3.13 | 19,392 | 60,697 | 815,698 | Jan 23, 2018, 09:36 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Jan 13, 2018 | Option Exercise | $3.21 | 27,453 | 88,124 | 860,047 | Jan 17, 2018, 05:27 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Jan 14, 2018 | Option Exercise | $3.21 | 24,957 | 80,112 | 835,090 | Jan 17, 2018, 05:27 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Jul 20, 2017 | Option Exercise | $2.30 | 600,000 | 1,380,000 | 3,890,042 | Jul 21, 2017, 05:04 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Jul 20, 2017 | Option Exercise | $2.49 | 572,412 | 1,425,306 | 3,317,630 | Jul 21, 2017, 05:04 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | May 23, 2017 | Buy | $2.25 | 5,000 | 11,247 | 3,290,042 | May 24, 2017, 07:56 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Mar 17, 2017 | Buy | $2.36 | 10,000 | 23,600 | 3,285,042 | Mar 20, 2017, 07:17 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Jan 20, 2017 | Option Exercise | $2.24 | 20,814 | 46,623 | 3,275,042 | Jan 24, 2017, 05:58 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | ZEITCHICK MARK | Executive Vice President | Jan 14, 2017 | Option Exercise | $2.39 | 26,060 | 62,283 | 3,295,856 | Jan 18, 2017, 05:22 PM | |
| ROX | Castle Brands Inc | ZEITCHICK MARK | Director | Dec 27, 2016 | Buy | $0.72 | 30,000 | 21,600 | 80,000 | Dec 28, 2016, 07:55 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Jun 29, 2016 | Option Exercise | $2.30 | 386,058 | 887,933 | 3,071,916 | Jul 01, 2016, 07:51 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Jun 29, 2016 | Option Exercise | $0.88 | 600,000 | 528,000 | 3,457,974 | Jul 01, 2016, 07:51 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Jan 20, 2016 | Option Exercise | $2.07 | 19,827 | 41,042 | 2,857,974 | Jan 22, 2016, 05:27 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Jan 14, 2016 | Buy | $2.24 | 5,000 | 11,193 | 2,627,801 | Jan 15, 2016, 07:26 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Aug 14, 2015 | Option Exercise | $0.58 | 150,000 | 87,000 | 2,622,801 | Aug 18, 2015, 07:59 AM | |
| ROX | Castle Brands Inc | ZEITCHICK MARK | Director | Aug 11, 2015 | Buy | $1.20 | 10,000 | 12,000 | 50,000 | Aug 12, 2015, 08:01 AM | |
| ROX | Castle Brands Inc | ZEITCHICK MARK | Director | Mar 13, 2015 | Buy | $1.20 | 30,000 | 36,000 | 30,000 | Mar 17, 2015, 07:58 AM | |
| ROX | Castle Brands Inc | ZEITCHICK MARK | Director | Mar 16, 2015 | Buy | $1.21 | 10,000 | 12,100 | 40,000 | Mar 17, 2015, 07:58 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Dec 11, 2014 | Buy | $3.77 | 5,000 | 18,850 | 2,267,801 | Dec 12, 2014, 09:00 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | May 21, 2014 | Buy | $2.73 | 5,000 | 13,650 | 2,262,801 | May 22, 2014, 07:18 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | May 12, 2014 | Option Exercise | $1.01 | 125,000 | 126,250 | 2,257,801 | May 13, 2014, 07:00 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | May 09, 2014 | Buy | $2.70 | 5,000 | 13,500 | 2,176,336 | May 12, 2014, 07:13 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Apr 11, 2014 | Buy | $2.65 | 5,000 | 13,250 | 2,171,336 | Apr 14, 2014, 06:57 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Mar 14, 2014 | Buy | $2.99 | 5,000 | 14,964 | 2,166,336 | Mar 17, 2014, 07:01 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Jan 13, 2014 | Buy | $2.95 | 5,000 | 14,739 | 2,161,336 | Jan 14, 2014, 07:53 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Aug 15, 2013 | Buy | $1.67 | 20,000 | 33,400 | 2,156,336 | Aug 16, 2013, 08:44 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | May 24, 2013 | Buy | $25.00 | 4,000 | 100,000 | 4,000 | May 29, 2013, 06:41 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Apr 05, 2013 | Buy | $1.62 | 5,000 | 8,100 | 2,136,336 | Apr 08, 2013, 09:03 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Mar 21, 2013 | Buy | $1.69 | 10,000 | 16,900 | 2,131,336 | Mar 22, 2013, 09:10 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Nov 12, 2012 | Buy | $1.27 | 5,000 | 6,350 | 2,116,336 | Nov 13, 2012, 09:12 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Oct 10, 2012 | Buy | $1.25 | 10,000 | 12,500 | 2,111,336 | Oct 11, 2012, 08:58 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Aug 15, 2012 | Buy | $1.34 | 5,000 | 6,699 | 2,101,336 | Aug 16, 2012, 08:31 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | May 24, 2012 | Buy | $1.50 | 5,000 | 7,500 | 2,096,336 | May 25, 2012, 08:06 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | May 15, 2012 | Buy | $1.47 | 5,000 | 7,350 | 2,091,336 | May 16, 2012, 09:12 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Apr 13, 2012 | Buy | $1.65 | 4,000 | 6,600 | 2,086,336 | Apr 17, 2012, 09:14 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Apr 05, 2012 | Buy | $1.75 | 5,000 | 8,750 | 2,082,336 | Apr 09, 2012, 09:04 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Mar 23, 2012 | Buy | $1.90 | 5,000 | 9,500 | 2,077,336 | Mar 26, 2012, 09:17 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Jan 04, 2012 | Option Exercise | $2.44 | 90,164 | 220,000 | 2,065,236 | Jan 06, 2012, 07:48 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Jan 04, 2012 | Option Exercise | $0.88 | 250,000 | 220,000 | 2,155,400 | Jan 06, 2012, 07:48 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Nov 10, 2011 | Buy | $1.70 | 5,000 | 8,500 | 1,905,400 | Nov 14, 2011, 08:58 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Oct 06, 2011 | Buy | $1.53 | 5,000 | 7,650 | 1,900,400 | Oct 07, 2011, 08:52 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Sep 07, 2011 | Buy | $1.58 | 10,000 | 15,817 | 1,895,400 | Sep 08, 2011, 09:10 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Aug 25, 2011 | Buy | $1.60 | 10,000 | 16,000 | 1,885,400 | Aug 26, 2011, 07:41 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Aug 18, 2011 | Buy | $1.39 | 50,000 | 69,400 | 1,875,400 | Aug 19, 2011, 07:48 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | May 27, 2011 | Buy | $1.29 | 5,000 | 6,450 | 1,825,400 | May 31, 2011, 09:03 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | May 16, 2011 | Buy | $1.18 | 5,000 | 5,900 | 1,820,400 | May 17, 2011, 09:06 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Apr 08, 2011 | Buy | $1.25 | 5,000 | 6,250 | 1,815,400 | Apr 11, 2011, 09:04 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Apr 01, 2011 | Buy | $1.17 | 5,000 | 5,850 | 1,810,400 | Apr 04, 2011, 08:20 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Mar 15, 2011 | Buy | $1.04 | 10,000 | 10,400 | 1,805,400 | Mar 16, 2011, 05:53 PM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Jan 07, 2011 | Buy | $1.20 | 5,000 | 6,000 | 1,795,400 | Jan 10, 2011, 09:07 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Nov 18, 2010 | Buy | $1.28 | 5,000 | 6,400 | 1,790,400 | Nov 19, 2010, 07:14 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Oct 07, 2010 | Buy | $1.13 | 2,500 | 2,825 | 1,785,400 | Oct 12, 2010, 07:49 AM | |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC | ZEITCHICK MARK | Executive Vice President | Oct 01, 2010 | Buy | $1.00 | 50,000 | 50,000 | 1,782,900 | Oct 04, 2010, 07:43 AM |
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