| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OCSL | Oaktree Specialty Lending Corp | Pendo Mathew | Chief Operating Officer | Sep 13, 2018 | Buy | $5.00 | 2,100 | 10,498 | 19,050 | Sep 17, 2018, 06:50 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Aug 27, 2018 | Sale | $5.06 | 27,088 | 137,079 | 14,369,940 | Aug 29, 2018, 04:20 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Aug 27, 2018 | Sale | $5.06 | 27,088 | 137,079 | 7,259,733 | Aug 29, 2018, 04:20 PM | |
| OCSL | Oaktree Specialty Lending Corp | Carlisle Melvin | Chief Financial Officer | Aug 27, 2018 | Buy | $5.05 | 5,000 | 25,250 | 5,000 | Aug 29, 2018, 02:32 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Aug 23, 2018 | Sale | $5.05 | 39,619 | 200,167 | 7,298,733 | Aug 27, 2018, 04:52 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Aug 24, 2018 | Sale | $5.05 | 11,912 | 60,156 | 14,397,028 | Aug 27, 2018, 04:52 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Aug 24, 2018 | Sale | $5.05 | 11,912 | 60,156 | 7,286,821 | Aug 27, 2018, 04:52 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Aug 23, 2018 | Sale | $5.05 | 39,619 | 200,167 | 14,408,940 | Aug 27, 2018, 04:52 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Aug 21, 2018 | Sale | $5.00 | 100,000 | 500,000 | 14,448,559 | Aug 23, 2018, 06:42 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Aug 21, 2018 | Sale | $5.00 | 100,000 | 500,000 | 7,338,352 | Aug 23, 2018, 06:42 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Aug 17, 2018 | Sale | $5.00 | 33,500 | 167,600 | 7,441,302 | Aug 21, 2018, 09:20 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Aug 20, 2018 | Sale | $5.00 | 2,950 | 14,750 | 14,548,559 | Aug 21, 2018, 09:20 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Aug 20, 2018 | Sale | $5.00 | 2,950 | 14,750 | 7,438,352 | Aug 21, 2018, 09:20 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Aug 17, 2018 | Sale | $5.00 | 33,500 | 167,600 | 14,551,509 | Aug 21, 2018, 09:20 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Aug 16, 2018 | Sale | $5.00 | 58,000 | 290,000 | 14,585,009 | Aug 17, 2018, 05:05 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Aug 16, 2018 | Sale | $5.00 | 58,000 | 290,000 | 7,474,802 | Aug 17, 2018, 05:05 PM | |
| OCSL | Oaktree Specialty Lending Corp | Jacobson Craig A | Director | Aug 10, 2018 | Buy | $4.97 | 20,240 | 100,690 | 51,440 | Aug 14, 2018, 06:43 PM | |
| OCSL | Oaktree Specialty Lending Corp | Zimmerman Bruce | Director | Aug 10, 2018 | Buy | $4.96 | 3,000 | 14,880 | 37,000 | Aug 14, 2018, 06:43 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Jun 04, 2018 | Sale | $5.00 | 23,226 | 116,130 | 7,752,504 | Jun 06, 2018, 05:16 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Jun 05, 2018 | Sale | $5.00 | 17,902 | 89,582 | 7,734,602 | Jun 06, 2018, 05:16 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | May 30, 2018 | Sale | $5.00 | 47,100 | 235,500 | 7,775,730 | May 31, 2018, 05:42 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | May 25, 2018 | Sale | $5.00 | 14,923 | 74,615 | 7,822,830 | May 30, 2018, 04:13 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | May 23, 2018 | Sale | $5.00 | 100 | 500 | 7,837,753 | May 24, 2018, 09:42 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | May 21, 2018 | Sale | $5.00 | 23,868 | 119,340 | 7,937,853 | May 23, 2018, 04:58 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | May 22, 2018 | Sale | $5.00 | 100,000 | 500,000 | 7,837,853 | May 23, 2018, 04:58 PM | |
| OCSL | Oaktree Specialty Lending Corp | Pendo Mathew | Chief Operating Officer | Feb 28, 2018 | Buy | $4.32 | 4,950 | 21,384 | 16,950 | Mar 02, 2018, 05:53 PM | |
| OCSL | Oaktree Specialty Lending Corp | Zimmerman Bruce | Director | Feb 12, 2018 | Buy | $4.42 | 24,000 | 106,064 | 34,000 | Feb 14, 2018, 01:41 PM | |
| OCSL | Oaktree Specialty Lending Corp | Gamsin Marc | Director | Feb 12, 2018 | Buy | $4.39 | 35,000 | 153,643 | 35,000 | Feb 14, 2018, 01:41 PM | |
| OCSL | Oaktree Specialty Lending Corp | Zimmerman Bruce | Director | Dec 15, 2017 | Buy | $4.74 | 10,000 | 47,400 | 10,000 | Dec 19, 2017, 05:54 PM | |
| OCSL | Oaktree Specialty Lending Corp | Lee Edgar | See Remarks | Dec 15, 2017 | Buy | $4.67 | 12,000 | 55,998 | 12,000 | Dec 19, 2017, 05:51 PM | |
| OCSL | Oaktree Specialty Lending Corp | Pendo Mathew | Chief Operating Officer | Dec 15, 2017 | Buy | $4.66 | 12,000 | 55,919 | 12,000 | Dec 19, 2017, 05:47 PM | |
| OCSL | Oaktree Specialty Lending Corp | Frank John | Director | Dec 15, 2017 | Buy | $4.74 | 28,784 | 136,318 | 28,784 | Dec 19, 2017, 05:42 PM | |
| OCSL | Oaktree Specialty Lending Corp | Ruben Richard | Director | Dec 13, 2017 | Buy | $4.79 | 15,700 | 75,197 | 30,250 | Dec 15, 2017, 09:34 PM | |
| OCSL | Oaktree Specialty Lending Corp | Jacobson Craig A | Director | Dec 13, 2017 | Buy | $4.80 | 31,200 | 149,641 | 31,200 | Dec 15, 2017, 09:30 PM | |
| OCSL | Oaktree Specialty Lending Corp | Oaktree Capital Group Holdings GP, LLC | 10% Owner | Dec 13, 2017 | Buy | $4.80 | 138,000 | 662,234 | 138,000 | Dec 15, 2017, 09:27 PM | |
| OCSL | Oaktree Specialty Lending Corp | Oaktree Capital Group, LLC | 10% Owner | Dec 14, 2017 | Buy | $4.78 | 138,000 | 659,129 | 276,000 | Dec 15, 2017, 09:27 PM | |
| OCSL | Oaktree Specialty Lending Corp | Ruben Richard | Director | Dec 05, 2017 | Buy | $4.80 | 5,400 | 25,944 | 5,400 | Dec 07, 2017, 04:33 PM | |
| OCSL | Oaktree Specialty Lending Corp | Ruben Richard | Director | Dec 06, 2017 | Buy | $4.82 | 9,150 | 44,134 | 14,550 | Dec 07, 2017, 04:33 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Oct 19, 2017 | Sale | $5.56 | 437,799 | 2,434,162 | 7,961,721 | Oct 25, 2017, 04:51 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Oct 19, 2017 | Sale | $5.56 | 971,807 | 5,403,247 | 14,643,009 | Oct 25, 2017, 04:51 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Oct 19, 2017 | Buy | $5.56 | 971,807 | 5,403,247 | 14,643,009 | Oct 23, 2017, 04:19 PM | |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | Oct 19, 2017 | Buy | $5.56 | 437,799 | 2,434,162 | 7,961,721 | Oct 23, 2017, 04:19 PM | |
| FSC | Fifth Street Finance Corp. | Berman Bernard D | Chief Executive Officer | Sep 29, 2017 | Sale | $5.43 | 20,000 | 108,600 | 35,968 | Oct 03, 2017, 09:10 AM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Mar 28, 2017 | Buy | $4.75 | 266,073 | 1,263,847 | 15,512,816 | Mar 30, 2017, 05:47 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Mar 29, 2017 | Buy | $4.71 | 102,000 | 480,420 | 15,614,816 | Mar 30, 2017, 05:47 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Mar 23, 2017 | Buy | $4.66 | 210,000 | 978,600 | 210,000 | Mar 27, 2017, 06:06 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Mar 24, 2017 | Buy | $4.65 | 222,101 | 1,033,214 | 432,101 | Mar 27, 2017, 06:06 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Mar 27, 2017 | Buy | $4.68 | 223,749 | 1,048,264 | 655,850 | Mar 27, 2017, 06:06 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Mar 21, 2017 | Buy | $4.63 | 207,613 | 961,248 | 14,976,872 | Mar 23, 2017, 05:55 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Mar 22, 2017 | Buy | $4.64 | 269,871 | 1,252,201 | 15,246,743 | Mar 23, 2017, 05:55 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Mar 17, 2017 | Buy | $4.59 | 170,000 | 780,300 | 14,594,259 | Mar 21, 2017, 05:22 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Mar 20, 2017 | Buy | $4.64 | 175,000 | 812,000 | 14,769,259 | Mar 21, 2017, 05:22 PM | |
| FSC | Fifth Street Finance Corp. | Berman Bernard D | Director | Mar 17, 2017 | Buy | $4.55 | 5,000 | 22,750 | 55,968 | Mar 17, 2017, 04:35 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Mar 15, 2017 | Buy | $4.51 | 1,273,000 | 5,741,230 | 14,424,259 | Mar 17, 2017, 04:32 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Dec 13, 2016 | Sale | $5.56 | 46,583 | 259,001 | 12,035,056 | Mar 17, 2017, 10:40 AM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Dec 12, 2016 | Sale | $5.61 | 34,201 | 191,868 | 12,081,639 | Mar 17, 2017, 10:40 AM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Mar 13, 2017 | Buy | $4.50 | 176,476 | 794,142 | 12,844,767 | Mar 15, 2017, 06:28 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Mar 14, 2017 | Buy | $4.51 | 356,492 | 1,607,779 | 13,201,259 | Mar 15, 2017, 06:28 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Mar 09, 2017 | Buy | $4.37 | 205,169 | 896,589 | 12,278,720 | Mar 13, 2017, 05:46 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Mar 10, 2017 | Buy | $4.43 | 389,571 | 1,725,799 | 12,668,291 | Mar 13, 2017, 05:46 PM | |
| FSC | Fifth Street Finance Corp. | Berman Bernard D | Director | Mar 03, 2017 | Buy | $4.38 | 10,000 | 43,847 | 45,968 | Mar 06, 2017, 05:05 PM | |
| FSC | Fifth Street Finance Corp. | Berman Bernard D | Director | Mar 06, 2017 | Buy | $4.35 | 5,000 | 21,749 | 50,968 | Mar 06, 2017, 05:05 PM | |
| FSC | Fifth Street Finance Corp. | Castro-Blanco James | Director | Feb 17, 2017 | Buy | $4.62 | 20,000 | 92,400 | 32,564 | Feb 17, 2017, 03:19 PM | |
| FSC | Fifth Street Finance Corp. | Ray Douglas F | Director | Feb 16, 2017 | Buy | $4.68 | 6,400 | 29,952 | 15,736 | Feb 16, 2017, 05:54 PM | |
| FSC | Fifth Street Finance Corp. | Khorana Sandeep K. | Director | Feb 16, 2017 | Buy | $4.65 | 2,200 | 10,230 | 2,500 | Feb 16, 2017, 05:53 PM | |
| FSC | Fifth Street Finance Corp. | Noreika Steven M. | Chief Financial Officer | Feb 14, 2017 | Buy | $4.62 | 1,000 | 4,617 | 1,611 | Feb 14, 2017, 05:50 PM | |
| FSC | Fifth Street Finance Corp. | Dalton Patrick J | Chief Executive Officer | Feb 14, 2017 | Buy | $4.57 | 22,500 | 102,825 | 22,500 | Feb 14, 2017, 05:48 PM | |
| FSC | Fifth Street Finance Corp. | Berman Bernard D | Director | Feb 10, 2017 | Buy | $4.60 | 10,000 | 46,038 | 35,968 | Feb 13, 2017, 05:41 PM | |
| FSC | Fifth Street Finance Corp. | HANEY BYRON J | Director | Feb 10, 2017 | Buy | $4.61 | 18,000 | 82,967 | 28,000 | Feb 13, 2017, 05:37 PM | |
| FSC | Fifth Street Finance Corp. | DUTKIEWICZ RICHARD P | Director | Feb 13, 2017 | Buy | $4.57 | 4,000 | 18,274 | 24,452 | Feb 13, 2017, 05:33 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Dec 23, 2016 | Sale | $5.55 | 900 | 4,995 | 12,073,551 | Dec 28, 2016, 05:29 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Dec 20, 2016 | Sale | $5.55 | 6,025 | 33,454 | 12,079,031 | Dec 22, 2016, 05:28 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Dec 21, 2016 | Sale | $5.55 | 4,580 | 25,419 | 12,074,451 | Dec 22, 2016, 05:28 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Dec 12, 2016 | Sale | $5.61 | 34,201 | 191,868 | 12,131,639 | Dec 14, 2016, 04:30 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Dec 13, 2016 | Sale | $5.56 | 46,583 | 259,001 | 12,085,056 | Dec 14, 2016, 04:30 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Dec 09, 2016 | Sale | $5.57 | 50,000 | 278,500 | 12,115,840 | Dec 12, 2016, 07:23 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | 10% Owner | Dec 08, 2016 | Sale | $5.56 | 100,000 | 556,000 | 12,165,840 | Dec 12, 2016, 07:23 PM | |
| FSC | Fifth Street Finance Corp. | DUTKIEWICZ RICHARD P | Director | Dec 06, 2016 | Buy | $5.53 | 5,000 | 27,650 | 19,847 | Dec 07, 2016, 06:04 PM | |
| FSC | Fifth Street Finance Corp. | Castro-Blanco James | Director | Aug 31, 2016 | Buy | $6.16 | 8,250 | 50,820 | 12,300 | Sep 23, 2016, 09:16 PM | |
| FSC | Fifth Street Finance Corp. | Castro-Blanco James | Director | Sep 28, 2015 | Buy | $6.58 | 3,000 | 19,740 | 3,674 | Sep 23, 2016, 09:15 PM | |
| FSC | Fifth Street Finance Corp. | Castro-Blanco James | Director | Feb 13, 2015 | Buy | $7.25 | 650 | 4,713 | 650 | Sep 23, 2016, 09:15 PM | |
| FSC | Fifth Street Finance Corp. | Castro-Blanco James | Director | Dec 18, 2014 | Buy | $8.06 | 750 | 6,043 | 750 | Sep 23, 2016, 09:13 PM | |
| FSC | Fifth Street Finance Corp. | Castro-Blanco James | Director | Aug 31, 2016 | Buy | $6.16 | 8,250 | 50,820 | 12,300 | Sep 02, 2016, 03:45 PM | |
| FSC | Fifth Street Finance Corp. | Dunn Brian S | Director | Feb 24, 2016 | Buy | $4.52 | 6,000 | 27,120 | 30,000 | Feb 25, 2016, 05:51 PM | |
| FSC | Fifth Street Finance Corp. | Dunn Brian S | Director | Feb 22, 2016 | Buy | $4.69 | 15,000 | 70,350 | 24,000 | Feb 22, 2016, 02:17 PM | |
| FSC | Fifth Street Finance Corp. | Castro-Blanco James | Director | Sep 28, 2015 | Buy | $6.58 | 3,000 | 19,740 | 3,650 | Sep 29, 2015, 05:29 PM | |
| FSC | Fifth Street Finance Corp. | Castro-Blanco James | Director | Feb 13, 2015 | Buy | $7.25 | 650 | 4,713 | 650 | Feb 19, 2015, 09:45 PM | |
| FSC | Fifth Street Finance Corp. | Owens Todd | Chief Executive Officer | Feb 12, 2015 | Buy | $7.05 | 10,000 | 70,482 | 10,000 | Feb 12, 2015, 05:31 PM | |
| FSC | Fifth Street Finance Corp. | Berman Bernard D | Director | Feb 10, 2015 | Buy | $6.99 | 2,000 | 13,980 | 25,968 | Feb 11, 2015, 05:45 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | Director | Feb 10, 2015 | Buy | $7.03 | 650,000 | 4,567,690 | 2,675,834 | Feb 11, 2015, 05:43 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | Director | Feb 11, 2015 | Buy | $6.83 | 471,851 | 3,221,806 | 3,147,685 | Feb 11, 2015, 05:43 PM | |
| FSC | Fifth Street Finance Corp. | Castro-Blanco James | Director | Dec 18, 2014 | Buy | $8.06 | 750 | 6,043 | 750 | Dec 22, 2014, 03:57 PM | |
| FSC | Fifth Street Finance Corp. | Berman Bernard D | Director | Dec 11, 2014 | Buy | $8.19 | 2,000 | 16,376 | 23,968 | Dec 15, 2014, 05:00 PM | |
| FSC | Fifth Street Finance Corp. | Petrocelli Richard A | Chief Financial Officer | Dec 03, 2014 | Buy | $8.52 | 2,000 | 17,040 | 17,000 | Dec 04, 2014, 10:31 AM | |
| FSC | Fifth Street Finance Corp. | Dimitrov Ivelin M. | Chief Investment Officer | Aug 20, 2014 | Buy | $9.74 | 1,000 | 9,740 | 26,870 | Aug 20, 2014, 03:45 PM | |
| FSC | Fifth Street Finance Corp. | Dimitrov Ivelin M. | Chief Investment Officer | Mar 03, 2014 | Buy | $9.84 | 1,000 | 9,840 | 24,567 | Mar 03, 2014, 05:09 PM | |
| FSC | Fifth Street Finance Corp. | TANNENBAUM LEONARD M | CEO | Dec 13, 2013 | Buy | $8.98 | 20,000 | 179,600 | 2,001,226 | Dec 17, 2013, 02:42 PM | |
| FSC | Fifth Street Finance Corp. | Dimitrov Ivelin M. | Chief Investment Officer | Dec 03, 2013 | Buy | $9.38 | 1,000 | 9,379 | 23,011 | Dec 05, 2013, 12:04 PM | |
| FSC | Fifth Street Finance Corp. | Berman Bernard D | President & Secretary | Dec 03, 2013 | Buy | $9.39 | 1,000 | 9,390 | 21,968 | Dec 05, 2013, 10:38 AM | |
| FSC | Fifth Street Finance Corp. | DUTKIEWICZ RICHARD P | Director | Dec 02, 2013 | Buy | $9.35 | 250 | 2,336 | 10,565 | Dec 03, 2013, 06:38 PM |
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