| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EQH | Equitable Holdings, Inc. | HURD JEFFREY J | Senior EVP & COO | Jul 01, 2021 | Option Exercise | $24.60 | 30,000 | 737,903 | 77,279 | Jul 02, 2021, 04:10 PM | |
| EQH | Equitable Holdings, Inc. | Lane Nick | (See Remarks) | Mar 24, 2021 | Sale | $31.46 | 23,352 | 734,654 | 57,975 | Mar 25, 2021, 04:15 PM | |
| EQH | Equitable Holdings, Inc. | Pearson Mark | President and CEO | Mar 22, 2021 | Option Exercise | $32.39 | 53,194 | 1,722,954 | 419,926 | Mar 23, 2021, 04:33 PM | |
| EQH | Equitable Holdings, Inc. | Malmstrom Anders | Senior EVP & CFO | Mar 22, 2021 | Option Exercise | $32.39 | 21,278 | 689,194 | 118,789 | Mar 23, 2021, 04:31 PM | |
| EQH | Equitable Holdings, Inc. | Lane Nick | (See Remarks) | Mar 22, 2021 | Option Exercise | $32.39 | 10,444 | 338,281 | 81,327 | Mar 23, 2021, 04:29 PM | |
| EQH | Equitable Holdings, Inc. | HURD JEFFREY J | Senior EVP & COO | Mar 22, 2021 | Option Exercise | $32.39 | 9,789 | 317,066 | 61,979 | Mar 23, 2021, 04:28 PM | |
| EQH | Equitable Holdings, Inc. | BERNSTEIN SETH P | See Remarks | Mar 22, 2021 | Option Exercise | $32.39 | 7,641 | 247,492 | 37,466 | Mar 23, 2021, 04:27 PM | |
| EQH | Equitable Holdings, Inc. | Malmstrom Anders | Senior EVP & CFO | Mar 19, 2021 | Option Exercise | $26.76 | 401,760 | 10,751,211 | 340,948 | Mar 22, 2021, 04:16 PM | |
| EQH | Equitable Holdings, Inc. | HURD JEFFREY J | Senior EVP & COO | Mar 19, 2021 | Sale | $32.84 | 55,500 | 1,822,354 | 71,768 | Mar 22, 2021, 04:13 PM | |
| EQH | Equitable Holdings, Inc. | Hattem Dave S. | SEVP & Chief Legal Officer | Mar 15, 2021 | Sale | $32.27 | 3,000 | 96,810 | 63,255 | Mar 16, 2021, 10:48 AM | |
| EQH | Equitable Holdings, Inc. | Hattem Dave S. | SEVP & Chief Legal Officer | Mar 11, 2021 | Sale | $31.82 | 6,900 | 219,532 | 66,255 | Mar 12, 2021, 04:33 PM | |
| EQH | Equitable Holdings, Inc. | BERNSTEIN SETH P | See Remarks | Feb 26, 2021 | Option Exercise | $29.57 | 1,421 | 42,019 | 44,977 | Mar 02, 2021, 12:00 AM | |
| EQH | Equitable Holdings, Inc. | HURD JEFFREY J | Senior EVP & COO | Feb 26, 2021 | Option Exercise | $29.57 | 3,641 | 107,664 | 93,582 | Mar 02, 2021, 12:00 AM | |
| EQH | Equitable Holdings, Inc. | Lane Nick | (See Remarks) | Feb 26, 2021 | Option Exercise | $29.57 | 3,641 | 107,664 | 91,482 | Mar 02, 2021, 12:00 AM | |
| EQH | Equitable Holdings, Inc. | HURD JEFFREY J | Senior EVP & COO | Mar 01, 2021 | Option Exercise | $30.26 | 39,201 | 1,186,222 | 126,990 | Mar 02, 2021, 12:00 AM | |
| EQH | Equitable Holdings, Inc. | Pearson Mark | President and CEO | Feb 26, 2021 | Option Exercise | $29.57 | 15,827 | 468,004 | 407,493 | Mar 02, 2021, 12:00 AM | |
| EQH | Equitable Holdings, Inc. | Hattem Dave S. | SEVP & Chief Legal Officer | Feb 26, 2021 | Option Exercise | $29.57 | 1,974 | 58,371 | 56,247 | Mar 02, 2021, 12:00 AM | |
| EQH | Equitable Holdings, Inc. | Pearson Mark | President and CEO | Mar 01, 2021 | Option Exercise | $30.26 | 90,743 | 2,745,883 | 472,050 | Mar 02, 2021, 12:00 AM | |
| EQH | Equitable Holdings, Inc. | Hattem Dave S. | SEVP & Chief Legal Officer | Mar 01, 2021 | Option Exercise | $30.26 | 23,573 | 713,319 | 73,013 | Mar 02, 2021, 12:00 AM | |
| EQH | Equitable Holdings, Inc. | Malmstrom Anders | Senior EVP & CFO | Feb 26, 2021 | Option Exercise | $29.57 | 4,255 | 125,820 | 114,727 | Mar 02, 2021, 12:00 AM | |
| EQH | Equitable Holdings, Inc. | Eckert William James IV | SVP and CAO | Feb 26, 2021 | Option Exercise | $29.57 | 658 | 19,457 | 16,297 | Mar 02, 2021, 12:00 AM | |
| EQH | Equitable Holdings, Inc. | Malmstrom Anders | Senior EVP & CFO | Mar 01, 2021 | Option Exercise | $30.26 | 35,502 | 1,074,291 | 139,734 | Mar 02, 2021, 12:00 AM | |
| EQH | Equitable Holdings, Inc. | BERNSTEIN SETH P | See Remarks | Feb 14, 2021 | Option Exercise | $27.35 | 1,805 | 49,367 | 34,198 | Feb 17, 2021, 04:00 PM | |
| EQH | Equitable Holdings, Inc. | Eckert William James IV | SVP and CAO | Feb 14, 2021 | Option Exercise | $27.35 | 742 | 20,294 | 11,214 | Feb 17, 2021, 04:00 PM | |
| EQH | Equitable Holdings, Inc. | HURD JEFFREY J | Senior EVP & COO | Feb 14, 2021 | Option Exercise | $27.35 | 3,013 | 82,406 | 68,518 | Feb 17, 2021, 04:00 PM | |
| EQH | Equitable Holdings, Inc. | Lane Nick | (See Remarks) | Feb 14, 2021 | Option Exercise | $27.35 | 3,048 | 83,363 | 64,984 | Feb 17, 2021, 04:00 PM | |
| EQH | Equitable Holdings, Inc. | Hattem Dave S. | SEVP & Chief Legal Officer | Feb 14, 2021 | Option Exercise | $27.35 | 1,694 | 46,331 | 43,868 | Feb 17, 2021, 04:00 PM | |
| EQH | Equitable Holdings, Inc. | Pearson Mark | President and CEO | Feb 14, 2021 | Option Exercise | $27.35 | 9,315 | 254,765 | 308,500 | Feb 17, 2021, 04:00 PM | |
| EQH | Equitable Holdings, Inc. | Malmstrom Anders | Senior EVP & CFO | Feb 14, 2021 | Option Exercise | $27.35 | 3,396 | 92,881 | 80,947 | Feb 17, 2021, 04:00 PM | |
| EQH | Equitable Holdings, Inc. | Lane Nick | (See Remarks) | Feb 01, 2021 | Option Exercise | $25.05 | 3,740 | 93,687 | 68,032 | Feb 02, 2021, 12:00 AM | |
| EQH | Equitable Holdings, Inc. | Eckert William James IV | SVP and CAO | Dec 09, 2020 | Sale | $26.48 | 3,182 | 84,243 | 11,956 | Dec 09, 2020, 02:37 PM | |
| EQH | Equitable Holdings, Inc. | Hattem Dave S. | SEVP & Chief Legal Officer | Nov 06, 2020 | Sale | $22.75 | 7,000 | 159,256 | 45,403 | Nov 09, 2020, 10:10 AM | |
| EQH | Equitable Holdings, Inc. | Eckert William James IV | SVP and CAO | Sep 20, 2020 | Option Exercise | $19.09 | 1,067 | 20,369 | 15,061 | Sep 21, 2020, 04:00 PM | |
| EQH | Equitable Holdings, Inc. | Malmstrom Anders | Senior EVP & CFO | May 10, 2020 | Option Exercise | $17.85 | 5,175 | 92,374 | 83,310 | May 11, 2020, 04:00 PM | |
| EQH | Equitable Holdings, Inc. | HURD JEFFREY J | Senior EVP & COO | May 10, 2020 | Option Exercise | $17.85 | 2,381 | 42,501 | 70,507 | May 11, 2020, 04:00 PM | |
| EQH | Equitable Holdings, Inc. | BERNSTEIN SETH P | See Remarks | May 10, 2020 | Option Exercise | $17.85 | 2,588 | 46,196 | 35,552 | May 11, 2020, 04:00 PM | |
| EQH | Equitable Holdings, Inc. | Hattem Dave S. | SEVP & Chief Legal Officer | May 10, 2020 | Option Exercise | $17.85 | 5,175 | 92,374 | 52,020 | May 11, 2020, 04:00 PM | |
| EQH | Equitable Holdings, Inc. | Pearson Mark | President and CEO | May 10, 2020 | Option Exercise | $17.85 | 12,939 | 230,961 | 314,377 | May 11, 2020, 04:00 PM | |
| EQH | Equitable Holdings, Inc. | Stansfield George | Director | Mar 23, 2020 | Buy | $10.41 | 2,500 | 26,023 | 5,000 | Mar 24, 2020, 10:20 AM | |
| EQH | Equitable Holdings, Inc. | Stansfield George | Director | Mar 18, 2020 | Buy | $10.75 | 2,500 | 26,882 | 2,500 | Mar 20, 2020, 04:10 PM | |
| EQH | Equitable Holdings, Inc. | Kaye Daniel G | Director | Mar 19, 2020 | Buy | $10.95 | 4,000 | 43,794 | 32,474 | Mar 19, 2020, 02:34 PM | |
| EQH | Equitable Holdings, Inc. | Kaye Daniel G | Director | Mar 17, 2020 | Buy | $10.92 | 4,000 | 43,679 | 28,474 | Mar 19, 2020, 02:34 PM | |
| EQH | Equitable Holdings, Inc. | Lane Nick | (See Remarks) | Mar 18, 2020 | Buy | $11.28 | 4,350 | 49,068 | 70,659 | Mar 18, 2020, 04:30 PM | |
| EQH | Equitable Holdings, Inc. | Kaye Daniel G | Director | Mar 11, 2020 | Buy | $15.73 | 3,000 | 47,205 | 21,474 | Mar 12, 2020, 05:35 PM | |
| EQH | Equitable Holdings, Inc. | Kaye Daniel G | Director | Mar 12, 2020 | Buy | $14.06 | 3,000 | 42,195 | 24,474 | Mar 12, 2020, 05:35 PM | |
| EQH | Equitable Holdings, Inc. | Hattem Dave S. | SEVP & Chief Legal Officer | Mar 12, 2020 | Buy | $13.65 | 3,000 | 40,944 | 56,816 | Mar 12, 2020, 05:35 PM | |
| EQH | Equitable Holdings, Inc. | Pearson Mark | President and CEO | Mar 12, 2020 | Buy | $14.17 | 14,000 | 198,358 | 325,324 | Mar 12, 2020, 05:35 PM | |
| EQH | Equitable Holdings, Inc. | Pearson Mark | President and CEO | Mar 09, 2020 | Buy | $15.48 | 12,635 | 195,563 | 311,324 | Mar 09, 2020, 04:18 PM | |
| EQH | Equitable Holdings, Inc. | Malmstrom Anders | Senior EVP & CFO | Mar 09, 2020 | Buy | $16.92 | 6,000 | 101,520 | 87,860 | Mar 09, 2020, 04:15 PM | |
| EQH | Equitable Holdings, Inc. | Lane Nick | (See Remarks) | Mar 06, 2020 | Buy | $18.57 | 4,100 | 76,137 | 65,752 | Mar 09, 2020, 04:15 PM | |
| EQH | Equitable Holdings, Inc. | OLIVEIRA RAMON DE | Director | Mar 05, 2020 | Buy | $20.45 | 4,890 | 100,001 | 26,133 | Mar 09, 2020, 04:15 PM | |
| EQH | Equitable Holdings, Inc. | OLIVEIRA RAMON DE | Director | Mar 06, 2020 | Buy | $18.69 | 8,000 | 149,520 | 34,133 | Mar 09, 2020, 04:15 PM | |
| EQH | Equitable Holdings, Inc. | Pearson Mark | President and CEO | Mar 01, 2020 | Option Exercise | $21.40 | 7,827 | 167,498 | 298,689 | Mar 03, 2020, 12:00 AM | |
| EQH | Equitable Holdings, Inc. | Brooks Kermitt | Senior EVP | Mar 01, 2020 | Option Exercise | $21.40 | 305 | 6,527 | 15,274 | Mar 03, 2020, 12:00 AM | |
| EQH | Equitable Holdings, Inc. | HURD JEFFREY J | Senior EVP & COO | Mar 01, 2020 | Option Exercise | $21.40 | 3,510 | 75,114 | 72,322 | Mar 03, 2020, 12:00 AM | |
| EQH | Equitable Holdings, Inc. | Hattem Dave S. | SEVP & Chief Legal Officer | Mar 01, 2020 | Option Exercise | $21.40 | 2,033 | 43,506 | 53,816 | Mar 03, 2020, 12:00 AM | |
| EQH | Equitable Holdings, Inc. | Malmstrom Anders | Senior EVP & CFO | Mar 01, 2020 | Option Exercise | $21.40 | 3,167 | 67,774 | 81,860 | Mar 03, 2020, 12:00 AM | |
| EQH | Equitable Holdings, Inc. | Malmstrom Anders | Senior EVP & CFO | Feb 14, 2020 | Option Exercise | $26.89 | 3,168 | 85,188 | 61,838 | Feb 19, 2020, 04:15 PM | |
| EQH | Equitable Holdings, Inc. | Hattem Dave S. | SEVP & Chief Legal Officer | Feb 14, 2020 | Option Exercise | $26.89 | 1,787 | 48,052 | 45,063 | Feb 19, 2020, 04:15 PM | |
| EQH | Equitable Holdings, Inc. | Lane Nick | (See Remarks) | Feb 14, 2020 | Option Exercise | $26.89 | 2,928 | 78,734 | 40,081 | Feb 19, 2020, 04:15 PM | |
| EQH | Equitable Holdings, Inc. | BERNSTEIN SETH P | See Remarks | Feb 14, 2020 | Option Exercise | $26.89 | 1,988 | 53,457 | 27,074 | Feb 19, 2020, 04:15 PM | |
| EQH | Equitable Holdings, Inc. | Eckert William James IV | SVP and CAO | Feb 14, 2020 | Option Exercise | $26.89 | 718 | 19,307 | 10,875 | Feb 19, 2020, 04:15 PM | |
| EQH | Equitable Holdings, Inc. | Pearson Mark | President and CEO | Feb 14, 2020 | Option Exercise | $26.89 | 9,598 | 258,090 | 220,234 | Feb 19, 2020, 12:00 AM | |
| EQH | Equitable Holdings, Inc. | HURD JEFFREY J | Senior EVP & COO | Feb 14, 2020 | Option Exercise | $26.89 | 2,774 | 74,593 | 54,261 | Feb 19, 2020, 12:00 AM | |
| EQH | Equitable Holdings, Inc. | Lane Nick | (See Remarks) | Feb 01, 2020 | Option Exercise | $24.02 | 3,537 | 84,959 | 41,789 | Feb 04, 2020, 12:00 AM | |
| EQH | AXA Equitable Holdings, Inc. | AXA | 10% Owner | Dec 10, 2019 | Sale | $24.21 | 3,000,000 | 72,629,997 | 44,162,500 | Dec 12, 2019, 05:12 PM | |
| EQH | AXA Equitable Holdings, Inc. | Eckert William James IV | SVP and CAO | Dec 10, 2019 | Sale | $24.41 | 2,006 | 48,966 | 12,201 | Dec 12, 2019, 04:23 PM | |
| EQH | AXA Equitable Holdings, Inc. | AXA | 10% Owner | Nov 13, 2019 | Sale | $21.80 | 144,000,000 | 3,139,199,890 | 47,162,500 | Nov 13, 2019, 11:34 AM | |
| EQH | AXA Equitable Holdings, Inc. | AXA | 10% Owner | Jul 08, 2019 | Sale | $20.85 | 6,000,000 | 125,100,002 | 191,162,500 | Jul 08, 2019, 12:41 PM | |
| EQH | AXA Equitable Holdings, Inc. | Pearson Mark | President and CEO | Jun 27, 2019 | Buy | $20.34 | 49,000 | 996,689 | 263,269 | Jul 01, 2019, 03:55 PM | |
| EQH | AXA Equitable Holdings, Inc. | Pearson Mark | President and CEO | Jun 27, 2019 | Option Exercise | $20.34 | 49,000 | 996,689 | 263,269 | Jun 28, 2019, 12:00 PM | |
| EQH | AXA Equitable Holdings, Inc. | AXA | 10% Owner | Jun 07, 2019 | Sale | $20.85 | 40,000,000 | 834,000,015 | 197,162,500 | Jun 07, 2019, 11:19 AM | |
| EQH | AXA Equitable Holdings, Inc. | AXA | 10% Owner | Mar 25, 2019 | Option Exercise | $19.99 | 76,000,000 | 1,519,049,942 | 267,162,500 | Mar 25, 2019, 01:37 PM | |
| EQH | AXA Equitable Holdings, Inc. | AXA | 10% Owner | Nov 20, 2018 | Sale | $19.74 | 90,000,000 | 1,776,941,929 | 343,162,500 | Nov 20, 2018, 01:45 PM | |
| EQH | AXA Equitable Holdings, Inc. | AXA | 10% Owner | May 14, 2018 | Sale | $20.00 | 157,837,500 | 3,156,750,000 | 403,162,500 | May 14, 2018, 11:08 AM | |
| EQH | AXA Equitable Holdings, Inc. | Winikoff Brian | (See Remarks) | May 10, 2018 | Buy | $20.00 | 1,000 | 20,000 | 19,500 | May 11, 2018, 04:53 PM | |
| EQH | AXA Equitable Holdings, Inc. | Stonehill Charles G.T. | Director | May 10, 2018 | Buy | $20.00 | 1,000 | 20,000 | 1,000 | May 11, 2018, 04:53 PM | |
| EQH | AXA Equitable Holdings, Inc. | Pearson Mark | President and CEO | May 10, 2018 | Buy | $20.00 | 4,000 | 80,000 | 96,500 | May 11, 2018, 04:50 PM | |
| EQH | AXA Equitable Holdings, Inc. | Malmstrom Anders | Senior EVP & CFO | May 10, 2018 | Buy | $20.00 | 2,000 | 40,000 | 39,000 | May 11, 2018, 04:49 PM | |
| EQH | AXA Equitable Holdings, Inc. | Kaye Daniel G | Director | May 10, 2018 | Buy | $20.00 | 6,000 | 120,000 | 6,000 | May 11, 2018, 04:48 PM | |
| EQH | AXA Equitable Holdings, Inc. | OLIVEIRA RAMON DE | Director | May 10, 2018 | Buy | $20.00 | 4,000 | 80,000 | 4,000 | May 11, 2018, 04:43 PM | |
| EQH | AXA Equitable Holdings, Inc. | BERNSTEIN SETH P | (See Remarks) | May 10, 2018 | Buy | $20.00 | 4,000 | 80,000 | 22,500 | May 11, 2018, 04:42 PM |
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